Vault-13

VANGUARD SCOTTSDALE FDS VONE

VNG RUS1000IDX · ETP · CUSIP 92206C730

225 institutional holders +9 vs Q4 2022
12,129,31512.1m shares reported held*
$2.2bnreported value*
26 new 59 added 80 reduced 13 sold out net sold ≈ $129.8m (-581.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $184.47. Options: 3 managers hold calls ($2.1m notional), 2 hold puts ($176.2k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 198Q4 22: 216Q1 23: 225225Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022198
Q4 2022216
Q1 2023225

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 70 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 93 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211770
Q1 20238593

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $122.0kQ4 22 puts: $1.4mQ4 22P/C 11.43Q1 23 calls: $2.1mQ1 23 puts: $176.2kQ1 23P/C 0.08
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$122.0k$1.4m11.43
Q1 2023$2.1m$176.2k0.08

Biggest buyers

FMR LLC Added +1,179,705+1.2m
AMERIPRISE FINANCIAL INC Added +430,604+430.6k
EP Wealth Advisors, LLC Added +430,142+430.1k
SigFig Wealth Management, LLC New +153,860+153.9k
ROYAL BANK OF CANADA Added +36,288+36.3k
STIFEL FINANCIAL CORP Added +14,554+14.6k
Austin Private Wealth, LLC Added +13,582+13.6k
Topel & Distasi Wealth Management, LLC New +12,409+12.4k
Beacon Pointe Advisors, LLC Added +11,910+11.9k
CITADEL ADVISORS LLC New +10,506+10.5k

Biggest sellers

Bank of New York Mellon Corp Reduced -1,329,851-1.3m
BANK OF AMERICA CORP /DE/ Reduced -610,411-610.4k
J.P. Morgan Private Wealth Advisors LLC Reduced -242,336-242.3k
BlackRock Inc. Sold out -131,663-131.7k
RED CEDAR INVESTMENT MANAGEMENT, LLC Reduced -80,864-80.9k
EVOKE WEALTH, LLC Reduced -79,180-79.2k
Litman Gregory Wealth Management LLC Sold out -78,600-78.6k
UBS Group AG Reduced -64,980-65.0k
MORGAN STANLEY Reduced -54,175-54.2k
GOLDMAN SACHS GROUP INC Reduced -33,363-33.4k

Biggest calls

Belvedere Trading LLC Added $1.2m6.2k shares
WOLVERINE TRADING, LLC New $973.0k5.3k shares
Cutler Group LLC / CA New $12.0k800 shares

Biggest puts

Belvedere Trading LLC Reduced $93.2k500 shares
Cutler Group LLC / CA New $83.0k6.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.02% of their portfolio BOSTON, MA 2,359,3242.4m $439.6m $439.6m 0.02% Added +1.2m +1,179,705
2 DAIDO LIFE INSURANCE CO 18.45% of their portfolio TOKYO, M0 992,389992.4k $184.9m $184.9m 18.45% Unchanged
3 RED CEDAR INVESTMENT MANAGEMENT, LLC 20.54% of their portfolio GRAND RAPIDS, MI 712,903712.9k $132.8m $132.8m 20.54% Reduced -80.9k -80,864
4 UBS Group AG 0.05% of their portfolio ZURICH, V8 597,325597.3k $111.3m $111.3m 0.05% Reduced -65.0k -64,980
5 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 500,541500.5k $93.3m $93.3m 0.03% Added +430.6k +430,604
6 EP Wealth Advisors, LLC 0.99% of their portfolio TORRANCE, CA 431,432431.4k $57.8m $57.8m 0.99% Added +430.1k +430,142
7 Austin Private Wealth, LLC 11.70% of their portfolio Austin, TX 393,512393.5k $73.3m $73.3m 11.70% Added +13.6k +13,582
8 Cerity Partners LLC 0.17% of their portfolio NEW YORK, NY 347,894347.9k $64.8m $64.8m 0.17% Added +519 +519
9 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 294,711294.7k $54.9m $54.9m 0.01% Reduced -54.2k -54,175
10 Waverly Advisors, LLC 2.81% of their portfolio BIRMINGHAM, AL 288,585288.6k $53.8m $53.8m 2.81% Reduced -726 -726
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 265,801265.8k $49.5m $49.5m 0.01% Reduced -610.4k -610,411
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 217,644217.6k $40.6m $40.6m 0.02% Reduced -31.2k -31,193
13 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 11.83% of their portfolio COLUMBIA, SC 212,226212.2k $39.5m $39.5m 11.83% Added +9.2k +9,156
14 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 181,896181.9k $33.9m $33.9m 0.06% Added +6.8k +6,794
15 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 181,892181.9k $33.9m $33.9m 0.01% Reduced -1.3m -1,329,851
16 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 172,426172.4k $32.1m $32.1m 0.05% Added +14.6k +14,554
17 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 168,829168.8k $31.5m $31.5m 0.01% Reduced -33.4k -33,363
18 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 167,172167.2k $31.1m $31.1m 0.01% Reduced -28.5k -28,475
19 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 161,341161.3k $30.1m $30.1m 0.03% Reduced -9.0k -9,028
20 SigFig Wealth Management, LLC 1.58% of their portfolio SAN FRANCISCO, CA 153,860153.9k $28.7m $28.7m 1.58% New
21 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 129,127129.1k $24.1m $24.1m 0.02% Added +8.4k +8,373
22 MERCER GLOBAL ADVISORS INC /ADV 0.11% of their portfolio DENVER, CO 128,288128.3k $23.9m $23.9m 0.11% Reduced -20.6k -20,602
23 EVOKE WEALTH, LLC 0.83% of their portfolio Los Angeles, CA 122,645122.6k $22.9m $22.9m 0.83% Reduced -79.2k -79,180
24 Hilltop Partners LLC 10.30% of their portfolio MISHAWAKA, IN 122,562122.6k $22.8m $22.8m 10.30% Added +5.1k +5,055
25 Atria Wealth Solutions, Inc. 0.34% of their portfolio NEW YORK, NY 122,126122.1k $22.8m $22.8m 0.34% Reduced -3.2k -3,153
26 Beacon Pointe Advisors, LLC 0.36% of their portfolio NEWPORT BEACH, CA 112,953113.0k $21.0m $21.0m 0.36% Added +11.9k +11,910
27 MAI Capital Management 0.33% of their portfolio INDEPENDENCE, OH 111,591111.6k $20.8m $20.8m 0.33% Added +2.6k +2,585
28 Hirtle & Co., LLC 0.95% of their portfolio WEST CONSHOHOCKEN, PA 102,896102.9k $19.2m $19.2m 0.95% Added +452 +452
29 Flower City Capital 23.71% of their portfolio PITTSFORD, NY 102,256102.3k $19.1m $19.1m 23.71% Added +8.7k +8,670
30 CBIZ Investment Advisory Services, LLC 1.57% of their portfolio INDEPENDENCE, OH 96,07296.1k $17.9m $17.9m 1.57% Unchanged
31 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.19% of their portfolio PLYMOUTH, MN 88,55488.6k $16.5m $16.5m 0.19% Reduced -12.0k -11,980
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,78472.8k $13.6m $13.6m 0.00% Added +36.3k +36,288
33 StrategIQ Financial Group, LLC 1.54% of their portfolio MERRILLVILLE, IN 71,74071.7k $13.4m $13.4m 1.54% Unchanged
34 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 70,99371.0k $13.2m $13.2m 0.06% Reduced -23.2k -23,220
35 Opus Capital Group, LLC 2.25% of their portfolio CINCINNATI, OH 65,85665.9k $12.3m $12.3m 2.25% Added +92 +92
36 Stegner Investment Associates Inc. 10.29% of their portfolio LOUISVILLE, KY 62,60262.6k $11.7m $11.7m 10.29% Added +1.3k +1,305
37 Veritable, L.P. 0.19% of their portfolio Newtown Square, PA 60,84460.8k $11.3m $11.3m 0.19% Unchanged
38 Royal Fund Management, LLC 1.64% of their portfolio Lady Lake, FL 58,34458.3k $10.9m $10.9m 1.64% Reduced -3.1k -3,051
39 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.71% of their portfolio LONG BEACH, CA 55,52255.5k $10.3m $10.3m 0.71% Reduced -634 -634
40 Arbor Investment Advisors, LLC 1.73% of their portfolio WINSTON SALEM, NC 50,30050.3k $9.4m $9.4m 1.73% Added +1.6k +1,560
41 Blackston Financial Advisory Group, LLC 6.71% of their portfolio THE VILLAGES, FL 48,21148.2k $9.0m $9.0m 6.71% Reduced -6.2k -6,179
42 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 47,55847.6k $8.9m $8.9m 0.02% Reduced -328 -328
43 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 44,15544.2k $8.2m $8.2m 0.06% Added +5.6k +5,617
44 Thrive Wealth Management, LLC 1.96% of their portfolio AUDUBON, PA 41,11841.1k $7.7m $7.7m 1.96% Reduced -1.4k -1,381
45 Mariner, LLC 0.02% of their portfolio Overland Park, KS 37,87037.9k $7.1m $7.1m 0.02% Added +1.0k +1,003
46 COLDSTREAM CAPITAL MANAGEMENT INC 0.23% of their portfolio BELLEVUE, WA 37,35137.4k $7.0m $7.0m 0.23% Reduced -5.9k -5,899
47 COLONY GROUP LLC 0.10% of their portfolio Boston, MA 37,27037.3k $6.9m $6.9m 0.10% Reduced -1.3k -1,326
48 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 36,85336.9k $6.9m $6.9m 0.00% Reduced -2.4k -2,434
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 36,73736.7k $6.8m $6.8m 0.01% Reduced -11.6k -11,636
50 COZAD ASSET MANAGEMENT INC 0.90% of their portfolio CHAMPAIGN, IL 36,40136.4k $6.8m $6.8m 0.90% Reduced -62 -62
51 Wealth CMT 7.16% of their portfolio CHERRY HILL, NJ 34,54834.5k $6.4m $6.4m 7.16% Reduced -217 -217
52 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 32,04532.0k $6.0m $6.0m 0.02% Reduced -14.8k -14,826
53 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 29,22929.2k $5.4m $5.4m 0.01% Added +880 +880
54 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 28,12528.1k $5.2m $5.2m 0.03% Reduced -28.1k -28,131
55 Aaron Wealth Advisors LLC 0.71% of their portfolio Chicago, IL 27,64827.6k $5.2m $5.2m 0.71% Added +2.9k +2,908
56 Clearstead Advisors, LLC 0.37% of their portfolio CLEVELAND, OH 27,27527.3k $5.1m $5.1m 0.37% Reduced -2.5k -2,456
57 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 26,31926.3k $4.9m $4.9m 0.06% Reduced -3.8k -3,822
58 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.36% of their portfolio BOSTON, MA 25,30325.3k $4.7m $4.7m 0.36% Unchanged
59 Waypoint Capital Advisors, LLC 1.52% of their portfolio Minneapolis, MN 24,95925.0k $4.7m $4.7m 1.52% Reduced -391 -391
60 Parkside Financial Bank & Trust 1.19% of their portfolio SAINT LOUIS, MO 23,74223.7k $4.4m $4.4m 1.19% Added +1.2k +1,189
61 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 21,96022.0k $4.1m $4.1m 0.01% Added +1.1k +1,121
62 Capstone Financial Advisors, Inc. 0.32% of their portfolio DOWNERS GROVE, IL 21,47321.5k $4.0m $4.0m 0.32% Reduced -15 -15
63 Alesco Advisors, LLC, An ESL Co 0.14% of their portfolio Pittsford, NY 20,35520.4k $3.8m $3.8m 0.14% Reduced -5.8k -5,830
64 Hapanowicz & Associates Financial Services, Inc 2.61% of their portfolio PITTSBURGH, PA 20,32920.3k $3.8m $3.8m 2.61% Added +47 +47
65 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 20,29720.3k $3.8m $3.8m 0.01% Reduced -5.3k -5,335
66 Wealthcare Advisory Partners LLC 0.16% of their portfolio WEST CHESTER, PA 19,94019.9k $3.7m $3.7m 0.16% Added +6.3k +6,341
67 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 19,64019.6k $3.7m $3.7m 0.04% Added +5.8k +5,760
68 FOSTER & MOTLEY INC 0.29% of their portfolio CINCINNATI, OH 19,39119.4k $3.6m $3.6m 0.29% Reduced -724 -724
69 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 19,22519.2k $3.6m $3.6m 0.03% Reduced -1.0k -1,034
70 Savant Capital, LLC 0.06% of their portfolio ROCKFORD, IL 18,17318.2k $3.4m $3.4m 0.06% Added +602 +602
71 Spectrum Asset Management, Inc. (NB/CA) 1.53% of their portfolio NEWPORT BEACH, CA 16,61916.6k $3.1m $3.1m 1.53% Reduced -2.3k -2,315
72 Stratos Wealth Advisors, LLC 0.23% of their portfolio BEACHWOOD, OH 15,96316.0k $3.0m $3.0m 0.23% Added +512 +512
73 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,89615.9k $3.0m $3.0m 0.00% Added +5.1k +5,095
74 Relative Value Partners Group, LLC 0.10% of their portfolio NORTHBROOK, IL 15,46615.5k $2.9m $2.9m 0.10% Added +7.8k +7,759
75 Secure Asset Management, LLC 0.94% of their portfolio Troy, MI 15,15015.2k $2.8m $2.8m 0.94% Added +190 +190
76 Nova R Wealth, Inc. 1.90% of their portfolio OVERLAND PARK, KS 15,09515.1k $2.8m $2.8m 1.90% Added +260 +260
77 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,96615.0k $2.8m $2.8m 0.00% Unchanged
78 Brown Financial Advisory 2.51% of their portfolio FAIRHOPE, AL 14,00114.0k $2.6m $2.6m 2.51% Reduced -218 -218
79 LPWM LLC 1.25% of their portfolio MINNEAPOLIS, MN 13,99014.0k $2.6m $2.6m 1.25% Reduced -702 -702
80 US FINANCIAL ADVISORS, LLC 1.15% of their portfolio BRAINTREE, MA 13,88213.9k $2.6m $2.6m 1.15% Reduced -1.1k -1,117
81 REGIONS FINANCIAL CORP 0.02% of their portfolio BIRMINGHAM, AL 13,56313.6k $2.5m $2.5m 0.02% Reduced -109 -109
82 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 13,41113.4k $2.5m $2.5m 0.02% Reduced -1.1k -1,122
83 Topel & Distasi Wealth Management, LLC 1.21% of their portfolio BERKELEY, CA 12,40912.4k $2.3m $2.3m 1.21% New
84 Zhang Financial LLC 0.26% of their portfolio PORTAGE, MI 12,32012.3k $2.3m $2.3m 0.26% Added +6.9k +6,905
85 Anson Capital, Inc. 3.60% of their portfolio TYRONE, GA 11,94711.9k $2.2m $2.2m 3.60% Reduced -723 -723
86 FourThought Financial Partners, LLC 0.29% of their portfolio VENICE, FL 11,15511.2k $2.1m $2.1m 0.29% Reduced -2.0k -2,009
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,76110.8k $2.0m $2.0m 0.00% Reduced -16.9k -16,882
88 ETF Portfolio Partners, Inc. 0.75% of their portfolio LEAWOOD, KS 10,61110.6k $2.0m $2.0m 0.75% Reduced -278 -278
89 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 10,50610.5k $2.0m $2.0m 0.00% New
90 Bridgeworth, LLC 0.23% of their portfolio BIRMINGHAM, AL 9,6889.7k $1.8m $1.8m 0.23% Reduced -58 -58
91 Parallel Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 9,6359.6k $1.8m $1.8m 0.06% Unchanged
92 BECKER CAPITAL MANAGEMENT INC 0.07% of their portfolio Portland, OR 9,4059.4k $1.8m $1.8m 0.07% New
93 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,4029.4k $1.8m $1.8m 0.00% Reduced -242.3k -242,336
94 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 8,8678.9k $1.7m $1.7m 0.00% New
95 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 8,5138.5k $1.6m $1.6m 0.06% New
96 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 8,1988.2k $1.5m $1.5m 0.00% New
97 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 7,9538.0k $1.5m $1.5m 0.00% Reduced -498 -498
98 Endowment Wealth Management, Inc. 1.46% of their portfolio APPLETON, WI 7,8027.8k $1.5m $1.5m 1.46% Added +554 +554
99 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 7,3907.4k $1.4m $1.4m 0.04% Added +4.8k +4,790
100 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 7,3457.3k $1.4m $1.4m 0.01% Reduced -103 -103