Vault-13

VANGUARD SCOTTSDALE FDS VONG

VNG RUS1000GRW · ETP · CUSIP 92206C680

544 institutional holders +71 vs Q3 2023
143,744,758143.7m shares reported held*
$11.2bnreported value*
66 new 196 added 148 reduced 25 sold out net bought ≈ $1.3bn (+16.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($28.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $78.07. Options: 2 managers hold calls ($1.4m notional), 2 hold puts ($62.4k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 362Q4 22: 402Q1 23: 423Q2 23: 458Q3 23: 473Q4 23: 544544Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022362
Q4 2022402
Q1 2023423
Q2 2023458
Q3 2023473
Q4 2023544

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 241 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 233 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 225 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 232 bought or addedQ3 23: 180 cut or sold outQ3 23Q4 23: 262 bought or addedQ4 23: 173 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022241114
Q1 2023233149
Q2 2023225169
Q3 2023232180
Q4 2023262173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $176.1kQ1 23 puts: $75.5kQ1 23P/C 0.43Q2 23 calls: $530.7kQ2 23 puts: $35.4kQ2 23P/C 0.07Q3 23 calls: $766.5kQ3 23 puts: $47.9kQ3 23P/C 0.06Q4 23 calls: $1.4mQ4 23 puts: $62.4kQ4 23P/C 0.04
Numbers
QuarterCallsPutsP/C
Q1 2023$176.1k$75.5k0.43
Q2 2023$530.7k$35.4k0.07
Q3 2023$766.5k$47.9k0.06
Q4 2023$1.4m$62.4k0.04

Biggest buyers

AMERIPRISE FINANCIAL INC Added +7,915,991+7.9m
MORGAN STANLEY Added +5,425,716+5.4m
BANK OF AMERICA CORP /DE/ Added +683,717+683.7k
SageView Advisory Group, LLC Added +394,306+394.3k
JPMORGAN CHASE & CO Added +365,762+365.8k
First National Trust Co Added +332,978+333.0k
Sequoia Financial Advisors, LLC Added +215,713+215.7k
PRUDENTIAL FINANCIAL INC Added +207,055+207.1k
LPL Financial LLC Added +205,277+205.3k
Edge Capital Group, LLC New +190,316+190.3k

Biggest sellers

BANK OF MONTREAL /CAN/ Reduced -701,494-701.5k
HBK Sorce Advisory LLC Reduced -604,898-604.9k
WIN ADVISORS, INC Sold out -198,179-198.2k
OSAIC HOLDINGS, INC. Reduced -150,352-150.4k
Aristotle Atlantic Partners, LLC Sold out -148,266-148.3k
CITIGROUP INC Reduced -133,083-133.1k
MARSHALL WACE, LLP Sold out -114,413-114.4k
WealthShield Partners, LLC Reduced -83,564-83.6k
TRUIST FINANCIAL CORP Reduced -79,480-79.5k
Park Place Capital Corp Sold out -57,954-58.0k

Biggest calls

CITADEL ADVISORS LLC Added $725.6k9.3k shares
Belvedere Trading LLC Added $671.0k8.6k shares

Biggest puts

Belvedere Trading LLC Added $46.8k600 shares
CITADEL ADVISORS LLC Unchanged $15.6k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.27% of their portfolio CHARLOTTE, NC 30,206,57930.2m $2.4bn $2.4bn 0.27% Added +683.7k +683,717
2 AMERIPRISE FINANCIAL INC 0.25% of their portfolio MINNEAPOLIS, MN 10,893,78710.9m $850.0m $850.0m 0.25% Added +7.9m +7,915,991
3 AVANTAX ADVISORY SERVICES, INC. 8.29% of their portfolio DALLAS, TX 10,705,09310.7m $835.2m $835.2m 8.29% Added +44.0k +43,960
4 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 10,198,97810.2m $795.7m $795.7m 0.04% Added +5.4m +5,425,716
5 LPL Financial LLC 0.24% of their portfolio FORT MILL, SC 5,128,5215.1m $400.1m $400.1m 0.24% Added +205.3k +205,277
6 CITIGROUP INC 0.48% of their portfolio NEW YORK, NY 4,618,7224.6m $360.4m $360.4m 0.48% Reduced -133.1k -133,083
7 TIAA TRUST, NATIONAL ASSOCIATION 1.11% of their portfolio CHARLOTTE, NC 4,274,0744.3m $333.5m $333.5m 1.11% Added +57.4k +57,382
8 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 3,842,0483.8m $299.8m $299.8m 0.12% Reduced -39.9k -39,852
9 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 3,421,3113.4m $266.9m $266.9m 0.08% Added +166.1k +166,104
10 Sequoia Financial Advisors, LLC 3.18% of their portfolio Akron, OH 3,290,9893.3m $256.8m $256.8m 3.18% Added +215.7k +215,713
11 Equitable Holdings, Inc. 3.15% of their portfolio NEW YORK, NY 3,273,2273.3m $255.4m $255.4m 3.15% Added +99.0k +99,023
12 UBS Group AG 0.10% of their portfolio ZURICH, V8 3,138,5393.1m $244.9m $244.9m 0.10% Added +57.0k +56,956
13 SageView Advisory Group, LLC 8.12% of their portfolio Newport Beach, CA 2,310,5392.3m $188.6m $188.6m 8.12% Added +394.3k +394,306
14 Janney Montgomery Scott LLC 0.50% of their portfolio PHILADELPHIA, PA 1,989,0842.0m $155.2m $155.2m 0.50% Added +2.5k +2,480
15 COMMONWEALTH EQUITY SERVICES, LLC 0.26% of their portfolio WALTHAM, MA 1,797,9551.8m $140.3m $140.3m 0.26% Reduced -16.5k -16,471
16 TRUIST FINANCIAL CORP 0.19% of their portfolio CHARLOTTE, NC 1,548,3551.5m $120.8m $120.8m 0.19% Reduced -79.5k -79,480
17 Raymond James Financial Services Advisors, Inc. 0.19% of their portfolio ST. PETERSBURG, FL 1,467,9091.5m $114.5m $114.5m 0.19% Added +18.3k +18,341
18 HighTower Advisors, LLC 0.18% of their portfolio CHICAGO, IL 1,403,2931.4m $109.5m $109.5m 0.18% Added +77.4k +77,444
19 Wealthquest Corp 11.79% of their portfolio CINCINNATI, OH 1,364,1211.4m $106.4m $106.4m 11.79% Reduced -17.6k -17,579
20 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.67% of their portfolio NEW YORK, NY 1,219,2981.2m $95.1m $95.1m 0.67% Added +38.0k +38,015
21 Quent Capital, LLC 11.63% of their portfolio NEW YORK, NY 1,109,1741.1m $86.5m $86.5m 11.63% Added +11.4k +11,416
22 PNC Financial Services Group, Inc. 0.07% of their portfolio Pittsburgh, PA 1,076,0771.1m $84.0m $84.0m 0.07% Added +24.9k +24,918
23 FIRST HAWAIIAN BANK 2.05% of their portfolio HONOLULU, HI 835,044835.0k $65.2m $65.2m 2.05% Unchanged
24 COMERICA BANK 0.29% of their portfolio DALLAS, TX 794,843794.8k $62.0m $62.0m 0.29% Reduced -9.8k -9,820
25 PRUDENTIAL FINANCIAL INC 0.09% of their portfolio NEWARK, NJ 784,148784.1k $61.2m $61.2m 0.09% Added +207.1k +207,055
26 WestHill Financial Advisors, Inc. 14.43% of their portfolio San Rafael, CA 697,687697.7k $54.4m $54.4m 14.43% Reduced -1.3k -1,261
27 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 690,885690.9k $53.9m $53.9m 0.19% Reduced -16.4k -16,442
28 Apollon Wealth Management, LLC 1.78% of their portfolio MOUNT PLEASANT, SC 660,856660.9k $51.6m $51.6m 1.78% Added +159.4k +159,403
29 LPWM LLC 19.64% of their portfolio MINNEAPOLIS, MN 654,845654.8k $49.7m $49.7m 19.64% Added +20.7k +20,735
30 Crestone Asset Management LLC 11.34% of their portfolio BOULDER, CO 643,892643.9k $50.2m $50.2m 11.34% Reduced -46.3k -46,309
31 RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio ST PETERSBURG, FL 640,515640.5k $50.0m $50.0m 0.04% Added +70.5k +70,506
32 Global Strategic Investment Solutions, LLC 5.81% of their portfolio Scottsdale, AZ 602,861602.9k $47.0m $47.0m 5.81% Reduced -40.1k -40,135
33 Aaron Wealth Advisors LLC 7.80% of their portfolio Chicago, IL 602,820602.8k $47.0m $47.0m 7.80% Added +6.8k +6,847
34 CW Advisors, LLC 0.85% of their portfolio BOSTON, MA 592,746592.7k $46.2m $46.2m 0.85% Reduced -61 -61
35 Nadler Financial Group, Inc. 6.21% of their portfolio DEERFIELD, IL 591,077591.1k $46.1m $46.1m 6.21% Reduced -16.6k -16,603
36 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 567,057567.1k $44.2m $44.2m 0.01% Added +21.5k +21,524
37 Waldron Private Wealth LLC 2.10% of their portfolio BRIDGEVILLE, PA 566,956567.0k $44.2m $44.2m 2.10% Reduced -7.7k -7,678
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 565,690565.7k $44.1m $44.1m 0.00% Added +365.8k +365,762
39 VALLEY WEALTH MANAGERS, INC. 3.37% of their portfolio PARAMUS, NJ 553,598553.6k $43.2m $43.2m 3.37% Added +44.2k +44,227
40 LVW Advisors, LLC 7.50% of their portfolio PITTSFORD, NY 513,316513.3k $40.0m $40.0m 7.50% Added +9.2k +9,236
41 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 484,940484.9k $37.8m $37.8m 0.01% Reduced -2 -2
42 Modera Wealth Management, LLC 0.61% of their portfolio WESTWOOD, NJ 469,227469.2k $36.6m $36.6m 0.61% Added +462 +462
43 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 467,872467.9k $36.5m $36.5m 0.01% Added +55.1k +55,121
44 CAROLINAS WEALTH CONSULTING LLC 7.83% of their portfolio CHARLOTTE, NC 461,148461.1k $36.0m $36.0m 7.83% Added +2.8k +2,789
45 Hapanowicz & Associates Financial Services, Inc 22.07% of their portfolio PITTSBURGH, PA 459,181459.2k $35.8m $35.8m 22.07% Added +12.7k +12,677
46 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 445,419445.4k $34.8m $34.8m 0.06% Added +76.8k +76,839
47 One Capital Management, LLC 1.37% of their portfolio WESTLAKE VILLAGE, CA 442,041442.0k $34.5m $34.5m 1.37% Reduced -47.1k -47,117
48 CITIZENS & NORTHERN CORP 12.10% of their portfolio WELLSBORO, PA 434,449434.4k $33.9m $33.9m 12.10% Reduced -19.3k -19,317
49 CAPTRUST FINANCIAL ADVISORS 0.11% of their portfolio RALEIGH, NC 423,800423.8k $33.1m $33.1m 0.11% Added +57.9k +57,909
50 Beacon Pointe Advisors, LLC 0.39% of their portfolio NEWPORT BEACH, CA 416,315416.3k $32.5m $32.5m 0.39% Reduced -41.1k -41,135
51 Baltimore-Washington Financial Advisors, Inc. 2.25% of their portfolio Columbia, MD 415,410415.4k $32.4m $32.4m 2.25% Added +60.5k +60,506
52 CREATIVE FINANCIAL DESIGNS INC /ADV 3.17% of their portfolio KOKOMO, IN 399,707399.7k $31.2m $31.2m 3.17% Added +8.7k +8,712
53 M&T Bank Corp 0.11% of their portfolio BUFFALO, NY 385,858385.9k $30.1m $30.1m 0.11% Reduced -53.9k -53,930
54 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 371,487371.5k $29.0m $29.0m 0.13% Added +18.0k +18,005
55 HBK Sorce Advisory LLC 1.11% of their portfolio ERIE, PA 367,065367.1k $28.6m $28.6m 1.11% Reduced -604.9k -604,898
56 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 364,314364.3k $28.4m $28.4m 0.08% Reduced -9.3k -9,348
57 Wealthspire Retirement, LLC 4.50% of their portfolio ALISO VIEJO, CA 340,958341.0k $26.6m $26.6m 4.50% Reduced -14.2k -14,186
58 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 338,642338.6k $26.4m $26.4m 0.01% Reduced -11.9k -11,909
59 Windward Private Wealth Management Inc. 11.03% of their portfolio OVERLAND PARK, KS 337,177337.2k $26.3m $26.3m 11.03% Reduced -8.1k -8,050
60 First National Trust Co 1.15% of their portfolio Johnstown, PA 337,103337.1k $26.3m $26.3m 1.15% Added +333.0k +332,978
61 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 304,979305.0k $23.8m $23.8m 0.13% Added +72.9k +72,932
62 Strategic Financial Partners, Ltd. 13.48% of their portfolio Bend, OR 297,559297.6k $23.2m $23.2m 13.48% Added +11.0k +11,036
63 Pegasus Partners Ltd. 2.64% of their portfolio MEQUON, WI 289,808289.8k $22.6m $22.6m 2.64% Reduced -24.0k -23,996
64 COMMERCE BANK 0.16% of their portfolio KANSAS CITY, MO 285,831285.8k $22.3m $22.3m 0.16% Added +50.4k +50,380
65 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 281,928281.9k $22.0m $22.0m 0.07% Added +53.8k +53,775
66 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 274,933274.9k $21.5m $21.5m 0.09% Added +49.9k +49,887
67 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 271,360271.4k $21.2m $21.2m 0.07% Added +30.2k +30,201
68 NATIXIS ADVISORS, LLC 0.05% of their portfolio Boston, MA 266,209266.2k $20.8m $20.8m 0.05% Added +675 +675
69 Mariner, LLC 0.05% of their portfolio Overland Park, KS 265,414265.4k $20.7m $20.7m 0.05% Added +62.4k +62,381
70 Highland Financial Advisors, LLC 8.72% of their portfolio WAYNE, NJ 256,983257.0k $20.1m $20.1m 8.72% Added +19.7k +19,720
71 Steele Capital Management, Inc. 1.30% of their portfolio DUBUQUE, IA 256,830256.8k $20.0m $20.0m 1.30% First filing
72 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 250,655250.7k $19.6m $19.6m 0.03% Reduced -150.4k -150,352
73 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 1.28% of their portfolio BLOOMFIELD HILLS, MI 245,935245.9k $19.2m $19.2m 1.28% Added +2.5k +2,450
74 SWAN Capital LLC 11.41% of their portfolio PENSACOLA, FL 232,196232.2k $18.1m $18.1m 11.41% Added +16.4k +16,383
75 Parkside Financial Bank & Trust 3.09% of their portfolio SAINT LOUIS, MO 217,852217.9k $17.0m $17.0m 3.09% Added +15.4k +15,432
76 COUNTRY CLUB BANK 1.23% of their portfolio KANSAS CITY, MO 207,516207.5k $16.3m $16.3m 1.23% Added +15.9k +15,924
77 KESTRA PRIVATE WEALTH SERVICES, LLC 0.39% of their portfolio AUSTIN, TX 196,475196.5k $15.3m $15.3m 0.39% Added +22.8k +22,781
78 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 194,553194.6k $15.2m $15.2m 0.15% Reduced -2.5k -2,505
79 CONDOR CAPITAL MANAGEMENT 1.62% of their portfolio MARTINSVILLE, NJ 193,165193.2k $15.1m $15.1m 1.62% Reduced -3.1k -3,105
80 Wealth Dimensions Group, Ltd. 4.73% of their portfolio CINCINNATI, OH 191,358191.4k $14.9m $14.9m 4.73% Reduced -5.5k -5,494
81 Edge Capital Group, LLC 0.83% of their portfolio ATLANTA, GA 190,316190.3k $14.8m $14.8m 0.83% New
82 Focus Partners Wealth 0.19% of their portfolio ST LOUIS, MO 189,804189.8k $14.8m $14.8m 0.19% First filing
83 Global Retirement Partners, LLC 0.62% of their portfolio San Rafael, CA 189,014189.0k $14.8m $14.8m 0.62% Added +35.1k +35,106
84 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 186,000186.0k $14.5m $14.5m 0.04% Added +22.4k +22,400
85 Perkins Coie Trust Co 3.53% of their portfolio SEATTLE, WA 179,227179.2k $14.0m $14.0m 3.53% Reduced -1.1k -1,067
86 CARY STREET PARTNERS ASSET MANAGEMENT LLC 2.34% of their portfolio RICHMOND, VA 174,901174.9k $13.6m $13.6m 2.34% Reduced -4.6k -4,582
87 KEYBANK NATIONAL ASSOCIATION/OH 0.06% of their portfolio BROOKLYN, OH 170,739170.7k $13.3m $13.3m 0.06% Added +11.8k +11,763
88 Mesirow Financial Investment Management, Inc. 0.47% of their portfolio CHICAGO, IL 168,826168.8k $13.2m $13.2m 0.47% New
89 Blue Barn Wealth, LLC 7.75% of their portfolio OREM, UT 167,249167.2k $13.0m $13.0m 7.75% Reduced -2.9k -2,892
90 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 159,398159.4k $12.4m $12.4m 0.03% Added +1.2k +1,242
91 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.59% of their portfolio RICHMOND, VA 158,937158.9k $12.4m $12.4m 0.59% Added +40.2k +40,224
92 HB Wealth Management, LLC 0.18% of their portfolio Atlanta, GA 158,271158.3k $12.3m $12.3m 0.18% Added +137.3k +137,283
93 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 150,967151.0k $11.8m $11.8m 0.03% Reduced -5.4k -5,410
94 GREAT VALLEY ADVISOR GROUP, INC. 0.41% of their portfolio WILMINGTON, DE 150,881150.9k $11.8m $11.8m 0.41% Reduced -21.9k -21,910
95 Brand Asset Management Group, Inc. 5.30% of their portfolio CHESTERFIELD, MO 148,520148.5k $11.6m $11.6m 5.30% Reduced -9.5k -9,466
96 Bernardo Wealth Planning LLC 3.49% of their portfolio HARLEYSVILLE, PA 142,021142.0k $11.1m $11.1m 3.49% Reduced -35.0k -35,004
97 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 138,897138.9k $10.8m $10.8m 0.01% Reduced -15.8k -15,800
98 CONNABLE OFFICE INC 1.30% of their portfolio KALAMAZOO, MI 138,157138.2k $10.8m $10.8m 1.30% New
99 Fifth Third Securities, Inc. 1.09% of their portfolio Cincinnati, OH 135,450135.4k $10.6m $10.6m 1.09% Reduced -6.0k -5,971
100 High Pines Wealth Management, LLC 16.04% of their portfolio DUXBURY, MA 134,841134.8k $10.5m $10.5m 16.04% Reduced -1.5k -1,492