Vault-13

VANGUARD SCOTTSDALE FDS VONG

VNG RUS1000GRW · ETP · CUSIP 92206C680

473 institutional holders +15 vs Q2 2023
126,912,969126.9m shares reported held*
$8.7bnreported value*
51 new 181 added 142 reduced 38 sold out net bought ≈ $549.9m (+8.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($24.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.47. Options: 2 managers hold calls ($766.5k notional), 2 hold puts ($47.9k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 362Q4 22: 402Q1 23: 423Q2 23: 458Q3 23: 473473Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022362
Q4 2022402
Q1 2023423
Q2 2023458
Q3 2023473

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 241 bought or addedQ4 22: 114 cut or sold outQ4 22Q1 23: 233 bought or addedQ1 23: 149 cut or sold outQ1 23Q2 23: 225 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 232 bought or addedQ3 23: 180 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022241114
Q1 2023233149
Q2 2023225169
Q3 2023232180

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ4 22 calls: $372.5kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $176.1kQ1 23 puts: $75.5kQ1 23P/C 0.43Q2 23 calls: $530.7kQ2 23 puts: $35.4kQ2 23P/C 0.07Q3 23 calls: $766.5kQ3 23 puts: $47.9kQ3 23P/C 0.06
Numbers
QuarterCallsPutsP/C
Q4 2022$372.5k$00.00
Q1 2023$176.1k$75.5k0.43
Q2 2023$530.7k$35.4k0.07
Q3 2023$766.5k$47.9k0.06

Biggest buyers

AVANTAX ADVISORY SERVICES, INC. Added +5,689,290+5.7m
COMERICA BANK New +804,663+804.7k
CW Advisors, LLC New +592,807+592.8k
AMERIPRISE FINANCIAL INC Added +517,435+517.4k
VALLEY WEALTH MANAGERS, INC. Added +467,209+467.2k
One Capital Management, LLC Added +400,351+400.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +373,662+373.7k
ENVESTNET ASSET MANAGEMENT INC Added +270,168+270.2k
WELLS FARGO & COMPANY/MN Added +232,845+232.8k
TRUIST FINANCIAL CORP Added +186,629+186.6k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -2,773,559-2.8m
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -277,126-277.1k
JANE STREET GROUP, LLC Sold out -159,443-159.4k
CIBC Private Wealth Group LLC Reduced -157,376-157.4k
Equitable Holdings, Inc. Reduced -141,431-141.4k
ORG Partners LLC Reduced -109,431-109.4k
Sound Financial Strategies Group, LLC Sold out -87,495-87.5k
ASSETMARK, INC Reduced -78,143-78.1k
Windsor Wealth Management, Inc. Reduced -78,044-78.0k
Hapanowicz & Associates Financial Services, Inc Reduced -60,840-60.8k

Biggest calls

CITADEL ADVISORS LLC Added $499.6k7.3k shares
Belvedere Trading LLC Reduced $266.9k3.9k shares

Biggest puts

Belvedere Trading LLC New $34.2k500 shares
CITADEL ADVISORS LLC Reduced $13.7k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.25% of their portfolio CHARLOTTE, NC 29,522,86229.5m $2.0bn $2.0bn 0.25% Reduced -2.8m -2,773,559
2 AVANTAX ADVISORY SERVICES, INC. 8.17% of their portfolio DALLAS, TX 10,661,13310.7m $729.6m $729.6m 8.17% Added +5.7m +5,689,290
3 LPL Financial LLC 0.24% of their portfolio FORT MILL, SC 4,923,2444.9m $336.9m $336.9m 0.24% Added +175.6k +175,601
4 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,773,2624.8m $326.7m $326.7m 0.03% Added +43.9k +43,855
5 CITIGROUP INC 0.46% of their portfolio NEW YORK, NY 4,751,8054.8m $325.2m $325.2m 0.46% Added +139.8k +139,821
6 TIAA TRUST, NATIONAL ASSOCIATION 1.04% of their portfolio CHARLOTTE, NC 4,216,6924.2m $288.6m $288.6m 1.04% First filing
7 ENVESTNET ASSET MANAGEMENT INC 0.12% of their portfolio Berwyn, PA 3,881,9003.9m $265.7m $265.7m 0.12% Added +270.2k +270,168
8 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 3,255,2073.3m $222.8m $222.8m 0.07% Added +232.8k +232,845
9 Equitable Holdings, Inc. 3.12% of their portfolio NEW YORK, NY 3,174,2043.2m $217.2m $217.2m 3.12% Reduced -141.4k -141,431
10 UBS Group AG 0.10% of their portfolio ZURICH, V8 3,081,5833.1m $210.9m $210.9m 0.10% Reduced -25.0k -25,002
11 Sequoia Financial Advisors, LLC 3.69% of their portfolio Akron, OH 3,075,2763.1m $210.5m $210.5m 3.69% Reduced -32.2k -32,232
12 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 2,977,7963.0m $203.9m $203.9m 0.07% Added +517.4k +517,435
13 Janney Montgomery Scott LLC 0.51% of their portfolio PHILADELPHIA, PA 1,986,6042.0m $136.0m $136.0m 0.51% Reduced -22.3k -22,323
14 SageView Advisory Group, LLC 7.51% of their portfolio Newport Beach, CA 1,916,2331.9m $131.1m $131.1m 7.51% Added +49.0k +48,969
15 COMMONWEALTH EQUITY SERVICES, LLC 0.26% of their portfolio WALTHAM, MA 1,814,4261.8m $124.2m $124.2m 0.26% Added +71.3k +71,309
16 TRUIST FINANCIAL CORP 0.19% of their portfolio CHARLOTTE, NC 1,627,8351.6m $111.4m $111.4m 0.19% Added +186.6k +186,629
17 Raymond James Financial Services Advisors, Inc. 0.18% of their portfolio ST. PETERSBURG, FL 1,449,5681.4m $99.2m $99.2m 0.18% Added +25.3k +25,268
18 Wealthquest Corp 11.61% of their portfolio CINCINNATI, OH 1,381,7001.4m $94.6m $94.6m 11.61% Reduced -543 -543
19 HighTower Advisors, LLC 0.17% of their portfolio CHICAGO, IL 1,325,8491.3m $90.8m $90.8m 0.17% Reduced -25.2k -25,228
20 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.61% of their portfolio NEW YORK, NY 1,181,2831.2m $80.8m $80.8m 0.61% Added +6.3k +6,262
21 Quent Capital, LLC 11.73% of their portfolio NEW YORK, NY 1,097,7581.1m $75.1m $75.1m 11.73% Added +4.5k +4,502
22 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 1,051,1591.1m $71.9m $71.9m 0.06% Added +31.8k +31,778
23 HBK Sorce Advisory LLC 2.93% of their portfolio ERIE, PA 971,963972.0k $66.5m $66.5m 2.93% Reduced -1.9k -1,912
24 FIRST HAWAIIAN BANK 1.95% of their portfolio HONOLULU, HI 835,044835.0k $57.2m $57.2m 1.95% Unchanged
25 COMERICA BANK 0.29% of their portfolio DALLAS, TX 804,663804.7k $55.1m $55.1m 0.29% New
26 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 714,482714.5k $51.7m $51.7m 0.02% Reduced -3.0k -3,000
27 ASSETMARK, INC 0.19% of their portfolio CONCORD, CA 707,327707.3k $48.4m $48.4m 0.19% Reduced -78.1k -78,143
28 WestHill Financial Advisors, Inc. 13.96% of their portfolio San Rafael, CA 698,948698.9k $47.8m $47.8m 13.96% Reduced -44.0k -43,995
29 Crestone Asset Management LLC 11.31% of their portfolio BOULDER, CO 690,201690.2k $47.2m $47.2m 11.31% Reduced -32.0k -31,951
30 Global Strategic Investment Solutions, LLC 5.67% of their portfolio Scottsdale, AZ 642,996643.0k $44.0m $44.0m 5.67% Reduced -51.2k -51,237
31 LPWM LLC 19.68% of their portfolio MINNEAPOLIS, MN 634,110634.1k $43.8m $43.8m 19.68% Added +8.7k +8,711
32 Nadler Financial Group, Inc. 6.30% of their portfolio DEERFIELD, IL 607,680607.7k $41.6m $41.6m 6.30% Reduced -711 -711
33 Aaron Wealth Advisors LLC 5.26% of their portfolio Chicago, IL 595,973596.0k $40.8m $40.8m 5.26% Added +32.1k +32,067
34 CW Advisors, LLC 0.84% of their portfolio BOSTON, MA 592,807592.8k $40.6m $40.6m 0.84% New
35 PRUDENTIAL FINANCIAL INC 0.06% of their portfolio NEWARK, NJ 577,093577.1k $39.5m $39.5m 0.06% Added +136.0k +135,987
36 Waldron Private Wealth LLC 2.04% of their portfolio BRIDGEVILLE, PA 574,634574.6k $39.3m $39.3m 2.04% Reduced -23.7k -23,736
37 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 570,009570.0k $39.0m $39.0m 0.03% Added +44.3k +44,291
38 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 545,533545.5k $37.3m $37.3m 0.01% Added +27.9k +27,946
39 VALLEY WEALTH MANAGERS, INC. 2.91% of their portfolio PARAMUS, NJ 509,371509.4k $34.9m $34.9m 2.91% Added +467.2k +467,209
40 LVW Advisors, LLC 7.37% of their portfolio PITTSFORD, NY 504,080504.1k $34.5m $34.5m 7.37% Reduced -42.5k -42,525
41 Apollon Wealth Management, LLC 1.72% of their portfolio MOUNT PLEASANT, SC 501,453501.5k $34.3m $34.3m 1.72% Added +155.7k +155,683
42 One Capital Management, LLC 1.49% of their portfolio WESTLAKE VILLAGE, CA 489,158489.2k $33.5m $33.5m 1.49% Added +400.4k +400,351
43 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 484,942484.9k $33.2m $33.2m 0.01% Added +2.6k +2,558
44 Modera Wealth Management, LLC 0.60% of their portfolio WESTWOOD, NJ 468,765468.8k $32.1m $32.1m 0.60% Reduced -613 -613
45 CAROLINAS WEALTH CONSULTING LLC 7.71% of their portfolio CHARLOTTE, NC 458,359458.4k $30.9m $30.9m 7.71% Reduced -17.6k -17,560
46 Beacon Pointe Advisors, LLC 0.39% of their portfolio NEWPORT BEACH, CA 457,450457.4k $31.3m $31.3m 0.39% Added +186.1k +186,140
47 CITIZENS & NORTHERN CORP 12.47% of their portfolio WELLSBORO, PA 453,766453.8k $31.1m $31.1m 12.47% Reduced -46.4k -46,423
48 Hapanowicz & Associates Financial Services, Inc 21.71% of their portfolio PITTSBURGH, PA 446,504446.5k $30.6m $30.6m 21.71% Reduced -60.8k -60,840
49 M&T Bank Corp 0.12% of their portfolio BUFFALO, NY 439,788439.8k $30.1m $30.1m 0.12% Reduced -28.5k -28,453
50 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 412,751412.8k $28.2m $28.2m 0.01% Added +85.9k +85,852
51 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 401,007401.0k $27.4m $27.4m 0.04% Added +135.2k +135,199
52 CREATIVE FINANCIAL DESIGNS INC /ADV 3.12% of their portfolio KOKOMO, IN 390,995391.0k $26.8m $26.8m 3.12% Added +11.4k +11,406
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 373,662373.7k $25.6m $25.6m 0.08% New
54 Corient Private Wealth LP 0.06% of their portfolio MIAMI, FL 368,580368.6k $25.2m $25.2m 0.06% Added +11.4k +11,383
55 CAPTRUST FINANCIAL ADVISORS 0.10% of their portfolio RALEIGH, NC 365,891365.9k $25.0m $25.0m 0.10% Reduced -27.2k -27,206
56 Wealthspire Retirement, LLC 4.64% of their portfolio ALISO VIEJO, CA 355,144355.1k $24.3m $24.3m 4.64% Added +43.4k +43,447
57 Baltimore-Washington Financial Advisors, Inc. 1.97% of their portfolio Columbia, MD 354,904354.9k $24.3m $24.3m 1.97% Added +30.2k +30,235
58 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 353,482353.5k $24.2m $24.2m 0.13% Reduced -37.6k -37,588
59 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 350,551350.6k $24.0m $24.0m 0.01% Reduced -18.2k -18,227
60 Windward Private Wealth Management Inc. 10.69% of their portfolio OVERLAND PARK, KS 345,227345.2k $23.6m $23.6m 10.69% Reduced -7.3k -7,322
61 COLONY GROUP LLC 0.32% of their portfolio Boston, MA 315,574315.6k $21.6m $21.6m 0.32% Reduced -2.1k -2,112
62 Pegasus Partners Ltd. 3.02% of their portfolio MEQUON, WI 313,804313.8k $21.5m $21.5m 3.02% Added +6.0k +5,988
63 Strategic Financial Partners, Ltd. 11.90% of their portfolio Bend, OR 286,523286.5k $19.6m $19.6m 11.90% Added +153.8k +153,804
64 NATIXIS ADVISORS, LLC 0.06% of their portfolio Boston, MA 265,534265.5k $18.2m $18.2m 0.06% Added +7.7k +7,688
65 DEROY & DEVEREAUX PRIVATE INVESTMENT COUNSEL INC 1.22% of their portfolio BLOOMFIELD HILLS, MI 243,485243.5k $16.7m $16.7m 1.22% Added +2.3k +2,300
66 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 241,159241.2k $16.5m $16.5m 0.06% Added +969 +969
67 Highland Financial Advisors, LLC 8.41% of their portfolio WAYNE, NJ 237,263237.3k $16.2m $16.2m 8.41% Added +18.0k +18,033
68 COMMERCE BANK 0.13% of their portfolio KANSAS CITY, MO 235,451235.5k $16.1m $16.1m 0.13% Added +18.5k +18,487
69 Cetera Advisor Networks LLC 0.10% of their portfolio EL SEGUNDO, CA 232,047232.0k $15.9m $15.9m 0.10% Added +18.0k +17,969
70 Cerity Partners LLC 0.08% of their portfolio NEW YORK, NY 228,153228.2k $15.6m $15.6m 0.08% Reduced -17.0k -17,032
71 FIFTH THIRD BANCORP 0.07% of their portfolio CINCINNATI, OH 225,046225.0k $15.4m $15.4m 0.07% Added +23.6k +23,593
72 SWAN Capital LLC 11.78% of their portfolio PENSACOLA, FL 215,813215.8k $14.8m $14.8m 11.78% First filing
73 Mariner, LLC 0.04% of their portfolio Overland Park, KS 203,033203.0k $13.9m $13.9m 0.04% Added +21.2k +21,193
74 Parkside Financial Bank & Trust 3.21% of their portfolio SAINT LOUIS, MO 202,420202.4k $13.9m $13.9m 3.21% Added +20.1k +20,072
75 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 199,928199.9k $13.7m $13.7m 0.00% Added +95.3k +95,335
76 WIN ADVISORS, INC 6.64% of their portfolio PALM BEACH GARDENS, FL 198,179198.2k $13.6m $13.6m 6.64% Added +183.3k +183,309
77 D.A. DAVIDSON & CO. 0.15% of their portfolio GREAT FALLS, MT 197,058197.1k $13.5m $13.5m 0.15% Reduced -1.3k -1,332
78 Wealth Dimensions Group, Ltd. 4.89% of their portfolio CINCINNATI, OH 196,852196.9k $13.5m $13.5m 4.89% Added +1.6k +1,621
79 CONDOR CAPITAL MANAGEMENT 1.65% of their portfolio MARTINSVILLE, NJ 196,270196.3k $13.4m $13.4m 1.65% Added +3.2k +3,171
80 COUNTRY CLUB BANK 1.07% of their portfolio KANSAS CITY, MO 191,592191.6k $13.1m $13.1m 1.07% Added +23.6k +23,589
81 Perkins Coie Trust Co 3.48% of their portfolio SEATTLE, WA 180,294180.3k $12.3m $12.3m 3.48% Reduced -1.5k -1,519
82 CARY STREET PARTNERS ASSET MANAGEMENT LLC 2.30% of their portfolio RICHMOND, VA 179,483179.5k $12.3m $12.3m 2.30% Added +144.8k +144,815
83 Bernardo Wealth Planning LLC 4.79% of their portfolio HARLEYSVILLE, PA 177,025177.0k $12.1m $12.1m 4.79% Added +2.2k +2,151
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.37% of their portfolio AUSTIN, TX 173,694173.7k $11.9m $11.9m 0.37% Added +39.9k +39,890
85 GREAT VALLEY ADVISOR GROUP, INC. 0.49% of their portfolio WILMINGTON, DE 172,791172.8k $11.8m $11.8m 0.49% Added +8.5k +8,539
86 Blue Barn Wealth, LLC 7.65% of their portfolio OREM, UT 170,141170.1k $11.6m $11.6m 7.65% Reduced -4.9k -4,940
87 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 163,600163.6k $11.2m $11.2m 0.03% New
88 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 158,976159.0k $10.9m $10.9m 0.05% Added +7.5k +7,470
89 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 158,156158.2k $10.8m $10.8m 0.03% Reduced -157.4k -157,376
90 Brand Asset Management Group, Inc. 5.55% of their portfolio CHESTERFIELD, MO 157,986158.0k $10.8m $10.8m 5.55% Reduced -9.6k -9,559
91 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 156,377156.4k $10.7m $10.7m 0.03% Added +9.3k +9,336
92 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 154,697154.7k $10.6m $10.6m 0.01% Reduced -321 -321
93 Global Retirement Partners, LLC 0.53% of their portfolio San Rafael, CA 153,908153.9k $10.6m $10.6m 0.53% Added +666 +666
94 Aristotle Atlantic Partners, LLC 0.41% of their portfolio SARASOTA, FL 148,266148.3k $10.1m $10.1m 0.41% New
95 Fifth Third Securities, Inc. 1.08% of their portfolio Cincinnati, OH 141,421141.4k $9.7m $9.7m 1.08% Reduced -497 -497
96 High Pines Wealth Management, LLC 15.35% of their portfolio DUXBURY, MA 136,333136.3k $9.3m $9.3m 15.35% Reduced -20.3k -20,331
97 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 129,790129.8k $8.9m $8.9m 0.08% Reduced -14.4k -14,375
98 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 126,681126.7k $8.7m $8.7m 0.12% Reduced -14.3k -14,305
99 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.44% of their portfolio RICHMOND, VA 118,713118.7k $8.1m $8.1m 0.44% Added +39.2k +39,187
100 TD PRIVATE CLIENT WEALTH LLC 0.35% of their portfolio NEW YORK, NY 117,890117.9k $8.1m $8.1m 0.35% Added +7.0k +7,005