Vault-13

VANGUARD WORLD FD VPU

UTILITIES ETF · ETP · CUSIP 92204A876

500 institutional holders +16 vs Q3 2023
10,610,53210.6m shares reported held*
$1.5bnreported value*
54 new 146 added 184 reduced 58 sold out net sold ≈ $139.9m (-1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $137.39. Options: 3 managers hold calls ($7.2m notional), 3 hold puts ($3.2m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 467Q4 22: 498Q1 23: 489Q2 23: 491Q3 23: 484Q4 23: 500500Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022467
Q4 2022498
Q1 2023489
Q2 2023491
Q3 2023484
Q4 2023500

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 194 bought or addedQ1 23: 199 cut or sold outQ1 23Q2 23: 156 bought or addedQ2 23: 219 cut or sold outQ2 23Q3 23: 220 bought or addedQ3 23: 198 cut or sold outQ3 23Q4 23: 200 bought or addedQ4 23: 242 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215177
Q1 2023194199
Q2 2023156219
Q3 2023220198
Q4 2023200242

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ1 23 calls: $9.6mQ1 23 puts: $2.1mQ1 23P/C 0.22Q2 23 calls: $6.1mQ2 23 puts: $3.7mQ2 23P/C 0.61Q3 23 calls: $4.3mQ3 23 puts: $2.0mQ3 23P/C 0.47Q4 23 calls: $7.2mQ4 23 puts: $3.2mQ4 23P/C 0.44
Numbers
QuarterCallsPutsP/C
Q1 2023$9.6m$2.1m0.22
Q2 2023$6.1m$3.7m0.61
Q3 2023$4.3m$2.0m0.47
Q4 2023$7.2m$3.2m0.44

Biggest buyers

MORGAN STANLEY Added +1,185,626+1.2m
BANK OF AMERICA CORP /DE/ Added +115,709+115.7k
JPMORGAN CHASE & CO Added +88,625+88.6k
ROYAL BANK OF CANADA Added +58,602+58.6k
UBS Group AG Added +57,923+57.9k
Chevy Chase Trust Holdings, LLC New +38,386+38.4k
WELLS FARGO & COMPANY/MN Added +35,520+35.5k
Hamilton Wealth, LLC New +33,996+34.0k
Federation des caisses Desjardins du Quebec Added +29,944+29.9k
RIA Advisory Group LLC New +29,209+29.2k

Biggest sellers

Beacon Capital Management, Inc. Reduced -1,085,191-1.1m
ENVESTNET ASSET MANAGEMENT INC Reduced -490,472-490.5k
OSAIC HOLDINGS, INC. Reduced -259,143-259.1k
Strategic Investment Solutions, Inc. /IL Reduced -158,920-158.9k
Hound Partners, LLC Reduced -86,852-86.9k
Cetera Investment Advisers Reduced -64,993-65.0k
Cetera Advisor Networks LLC Reduced -58,431-58.4k
AMERIPRISE FINANCIAL INC Reduced -55,217-55.2k
Strategic Wealth Partners, Ltd. Sold out -49,552-49.6k
FIRST NATIONAL CORP /MA/ /ADV Reduced -47,994-48.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.7m41.8k shares
CITADEL ADVISORS LLC Added $1.5m10.9k shares
Cutler Group LLC / CA Reduced $2.0k900 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.9m13.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m9.1k shares
Cutler Group LLC / CA Added $0700 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,991,5262.0m $273.0m $273.0m 0.01% Added +1.2m +1,185,626
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 884,807884.8k $121.3m $121.3m 0.01% Added +115.7k +115,709
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 567,687567.7k $77.8m $77.8m 0.05% Reduced -31.3k -31,259
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 386,985387.0k $53.0m $53.0m 0.06% Added +10.3k +10,286
5 Empower Advisory Group, LLC 0.18% of their portfolio Greenwood Village, CO 326,908326.9k $44.8m $44.8m 0.18% Reduced -18.6k -18,574
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 318,375318.4k $43.6m $43.6m 0.01% Added +35.5k +35,520
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 311,149311.1k $42.6m $42.6m 0.02% Added +57.9k +57,923
8 Hound Partners, LLC 12.12% of their portfolio NEW YORK, NY 283,813283.8k $38.9m $38.9m 12.12% Reduced -86.9k -86,852
9 Rockefeller Capital Management L.P. 0.11% of their portfolio NEW YORK, NY 238,874238.9k $32.7m $32.7m 0.11% Reduced -10.4k -10,407
10 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 225,170225.2k $30.9m $30.9m 0.01% Reduced -490.5k -490,472
11 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 175,898175.9k $24.1m $24.1m 0.04% Reduced -5.6k -5,562
12 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 150,923150.9k $20.7m $20.7m 0.09% Reduced -5.3k -5,257
13 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 148,408148.4k $20.4m $20.4m 0.04% Reduced -259.1k -259,143
14 CAPTRUST FINANCIAL ADVISORS 0.07% of their portfolio RALEIGH, NC 146,562146.6k $20.1m $20.1m 0.07% Reduced -11.0k -10,951
15 Corient Private Wealth LP 0.03% of their portfolio MIAMI, FL 120,308120.3k $16.5m $16.5m 0.03% Reduced -7.3k -7,283
16 Allied Investment Advisors, LLC 4.36% of their portfolio BILLINGS, MT 116,808116.8k $16.0m $16.0m 4.36% Added +12.5k +12,490
17 Federation des caisses Desjardins du Quebec 0.15% of their portfolio LEVIS, A8 114,984115.0k $15.8m $15.8m 0.15% Added +29.9k +29,944
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 110,910110.9k $15.2m $15.2m 0.00% Reduced -55.2k -55,217
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 107,718107.7k $14.8m $14.8m 0.00% Added +88.6k +88,625
20 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 1.24% of their portfolio KNOXVILLE, TN 106,135106.1k $14.5m $14.5m 1.24% Reduced -14.9k -14,924
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 104,655104.7k $14.3m $14.3m 0.00% Added +58.6k +58,602
22 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 92,86292.9k $12.7m $12.7m 0.04% Added +7.2k +7,190
23 Unconventional Investor, LLC 9.31% of their portfolio PORTSMOUTH, NH 85,74585.7k $11.8m $11.8m 9.31% Added +2.7k +2,674
24 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 66,73066.7k $9.1m $9.1m 0.01% Reduced -8.9k -8,880
25 PGIM Custom Harvest LLC 0.27% of their portfolio NEWARK, NJ 65,75565.8k $9.0m $9.0m 0.27% Reduced -3.2k -3,153
26 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 62,18562.2k $8.5m $8.5m 0.03% Reduced -1.4k -1,444
27 American Investment Services, Inc. 1.61% of their portfolio GREAT BARRINGTON, MA 62,14362.1k $8.5m $8.5m 1.61% Reduced -804 -804
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 60,19860.2k $8.3m $8.3m 0.01% Added +3.9k +3,947
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 59,66659.7k $8.2m $8.2m 0.01% Reduced -2.1k -2,071
30 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 59,24459.2k $8.1m $8.1m 0.04% Added +6.0k +5,955
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 58,39658.4k $8.0m $8.0m 0.01% Reduced -164 -164
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 55,54455.5k $7.6m $7.6m 0.01% Added +14.5k +14,475
33 DAVIDSON INVESTMENT ADVISORS 0.43% of their portfolio GREAT FALLS, MT 55,05755.1k $7.5m $7.5m 0.43% Added +49 +49
34 FIRST NATIONAL CORP /MA/ /ADV 1.78% of their portfolio ROCKLAND, MA 52,98753.0k $7.3m $7.3m 1.78% Reduced -48.0k -47,994
35 Gunma Bank,Ltd. 6.50% of their portfolio GUNMA, M0 49,00049.0k $6.7m $6.7m 6.50% Unchanged
36 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 43,54743.5k $6.0m $6.0m 0.05% Reduced -4.4k -4,403
37 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 42,56742.6k $5.8m $5.8m 0.07% Reduced -40.0k -39,979
38 Pallas Capital Advisors LLC 0.31% of their portfolio BRAINTREE, MA 42,00442.0k $5.8m $5.8m 0.31% Added +3.5k +3,495
39 Nan Shan Life Insurance Co., Ltd. 0.14% of their portfolio Taipei City, F5 41,40041.4k $5.7m $5.7m 0.14% Unchanged
40 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 41,20641.2k $5.6m $5.6m 0.02% Reduced -258 -258
41 Beacon Capital Management, Inc. 0.23% of their portfolio DAYTON, OH 40,73140.7k $5.6m $5.6m 0.23% Reduced -1.1m -1,085,191
42 Freedom Investment Management, Inc. 0.45% of their portfolio SOUTH WINDSOR, CT 40,08440.1k $5.5m $5.5m 0.45% Reduced -13.5k -13,533
43 VESTOR CAPITAL, LLC 0.51% of their portfolio CHICAGO, IL 38,91538.9k $5.3m $5.3m 0.51% Reduced -82 -82
44 Chevy Chase Trust Holdings, LLC 0.02% of their portfolio BETHESDA, MD 38,38638.4k $5.3m $5.3m 0.02% New
45 Bryn Mawr Trust Advisors, LLC 0.31% of their portfolio PHILADELPHIA, PA 36,17436.2k $5.0m $5.0m 0.31% Added +19.5k +19,487
46 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 34,81534.8k $4.8m $4.8m 0.03% First filing
47 Dakota Wealth Management 0.18% of their portfolio PALM BEACH GARDENS, FL 34,13834.1k $4.7m $4.7m 0.18% Reduced -2.8k -2,838
48 Solitude Financial Services 2.56% of their portfolio CHARLOTTESVILLE, VA 34,11734.1k $4.7m $4.7m 2.56% Reduced -2.4k -2,374
49 Hamilton Wealth, LLC 1.47% of their portfolio LOS ANGELES, CA 33,99634.0k $4.7m $4.7m 1.47% New
50 Nelson Capital Management, LLC 1.03% of their portfolio MENLO PARK, CA 33,51333.5k $4.6m $4.6m 1.03% Reduced -3.9k -3,881
51 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 32,37532.4k $4.4m $4.4m 0.02% Reduced -2.6k -2,633
52 KCM INVESTMENT ADVISORS LLC 0.18% of their portfolio GREENBRAE, CA 32,20132.2k $4.4m $4.4m 0.18% Added +10.1k +10,097
53 Greenline Partners, LLC 0.71% of their portfolio NEW YORK, NY 30,82230.8k $4.2m $4.2m 0.71% Added +839 +839
54 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 30,17130.2k $4.1m $4.1m 0.02% Reduced -58.4k -58,431
55 Blume Capital Management, Inc. 1.08% of their portfolio BERKELEY, CA 29,64229.6k $4.1m $4.1m 1.08% Added +8.2k +8,227
56 RIA Advisory Group LLC 2.89% of their portfolio Des Moines, IA 29,20929.2k $6.9m $6.9m 2.89% New
57 Matrix Trust Co 0.94% of their portfolio DENVER, CO 29,19429.2k $4.0m $4.0m 0.94% Added +26.4k +26,381
58 IFG Advisory, LLC 0.28% of their portfolio ATLANTA, GA 27,85427.9k $3.8m $3.8m 0.28% Added +92 +92
59 Porter White Investment Advisors, Inc. 2.30% of their portfolio Birmingham, AL 26,95227.0k $3.7m $3.7m 2.30% Added +7.5k +7,514
60 FFG RETIREMENT ADVISORS LLC 2.74% of their portfolio CENTENNIAL, CO 25,92225.9k $3.6m $3.6m 2.74% Reduced -1.3k -1,288
61 Ballentine Partners, LLC 0.06% of their portfolio Waltham, MA 23,16623.2k $3.2m $3.2m 0.06% New
62 Ameritas Advisory Services, LLC 0.17% of their portfolio Lincoln, NE 22,62022.6k $3.1m $3.1m 0.17% Added +11.5k +11,531
63 Fifth Third Securities, Inc. 0.32% of their portfolio Cincinnati, OH 22,50822.5k $3.1m $3.1m 0.32% Reduced -1.4k -1,446
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,41422.4k $3.1m $3.1m 0.00% Reduced -25.6k -25,591
65 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 22,31622.3k $3.1m $3.1m 0.00% Added +87 +87
66 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 22,15622.2k $3.0m $3.0m 0.08% Added +4.7k +4,654
67 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 21,40321.4k $2.9m $2.9m 0.00% Added +328 +328
68 Stratos Wealth Advisors, LLC 0.17% of their portfolio BEACHWOOD, OH 20,98821.0k $2.9m $2.9m 0.17% Reduced -994 -994
69 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 20,96621.0k $2.9m $2.9m 0.02% Reduced -65.0k -64,993
70 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 20,04820.0k $2.7m $2.7m 0.03% Added +8.1k +8,058
71 Sterling Investment Advisors, Ltd. 0.84% of their portfolio BERWYN, PA 19,64519.6k $2.7m $2.7m 0.84% Added +11.7k +11,730
72 Exchange Capital Management, Inc. 0.48% of their portfolio Ann Arbor, MI 19,36619.4k $2.7m $2.7m 0.48% Added +10.4k +10,396
73 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 19,01319.0k $2.6m $2.6m 0.11% Added +5.5k +5,494
74 Shilanski & Associates, Inc. 0.99% of their portfolio ANCHORAGE, AK 18,88118.9k $2.6m $2.6m 0.99% Reduced -225 -225
75 DHK Financial Advisors, Inc. 1.91% of their portfolio PORTSMOUTH, NH 18,57718.6k $2.5m $2.5m 1.91% Added +357 +357
76 Fiduciary Trust Co 0.04% of their portfolio Boston, MA 18,55318.6k $2.5m $2.5m 0.04% Reduced -625 -625
77 Proficio Capital Partners LLC 0.30% of their portfolio NEWTON, MA 17,44017.4k $2.4m $2.4m 0.30% New
78 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 17,43217.4k $2.3m $2.3m 0.01% Added +3.3k +3,326
79 Ariston Services Group 2.29% of their portfolio SAN DIEGO, CA 17,27617.3k $2.4m $2.4m 2.29% First filing
80 Wealthspire Advisors, LLC 0.03% of their portfolio NEW YORK, NY 17,27417.3k $2.4m $2.4m 0.03% Added +20 +20
81 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 17,00417.0k $2.3m $2.3m 0.06% Added +1.5k +1,542
82 J.W. COLE ADVISORS, INC. 0.13% of their portfolio TAMPA, FL 16,79316.8k $2.3m $2.3m 0.13% Reduced -4.2k -4,218
83 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 16,51316.5k $2.3m $2.3m 0.09% Reduced -15.4k -15,397
84 BOS Asset Management, LLC 1.51% of their portfolio SPRINGFIELD, IL 16,07316.1k $2.2m $2.2m 1.51% Reduced -2.7k -2,669
85 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 15,47515.5k $2.1m $2.1m 0.02% Reduced -54 -54
86 WBH ADVISORY INC 0.23% of their portfolio BALTIMORE, MD 15,03015.0k $2.1m $2.1m 0.23% Reduced -1.7k -1,686
87 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 14,69214.7k $2.0m $2.0m 0.03% Reduced -339 -339
88 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,10014.1k $1.9m $1.9m 0.00% New
89 FIFTH THIRD BANCORP 0.01% of their portfolio CINCINNATI, OH 14,02314.0k $1.9m $1.9m 0.01% Added +1.1k +1,101
90 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 13,96414.0k $1.9m $1.9m 0.00% Added +1.7k +1,695
91 Strengthening Families & Communities, LLC 1.30% of their portfolio BOSTON, MA 13,65513.7k $1.9m $1.9m 1.30% Added +1.2k +1,245
92 Glassy Mountain Advisors, Inc. 0.75% of their portfolio BETHESDA, MD 13,26613.3k $1.8m $1.8m 0.75% Added +1.8k +1,845
93 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 13,25913.3k $1.8m $1.8m 0.02% Reduced -7.6k -7,556
94 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.55% of their portfolio PRINCETON, NJ 13,00513.0k $1.8m $1.8m 0.55% Reduced -161 -161
95 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,93012.9k $1.8m $1.8m 0.00% Reduced -1.6k -1,595
96 Capital Investment Advisory Services, LLC 0.17% of their portfolio RALEIGH, NC 12,90412.9k $1.8m $1.8m 0.17% Added +1.1k +1,060
97 Heritage Trust Co 0.24% of their portfolio OKLAHOMA CITY, OK 12,68712.7k $1.7m $1.7m 0.24% Reduced -353 -353
98 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,38612.4k $1.7m $1.7m 0.01% Reduced -94 -94
99 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,35112.4k $1.7m $1.7m 0.00% Reduced -1.8k -1,814
100 TRAPHAGEN INVESTMENT ADVISORS LLC 0.20% of their portfolio ORADELL, NJ 12,24212.2k $1.7m $1.7m 0.20% New