Vault-13

VANGUARD WORLD FD VPU

UTILITIES ETF · ETP · CUSIP 92204A876

491 institutional holders +2 vs Q1 2023
9,389,0759.4m shares reported held*
$1.3bnreported value*
39 new 117 added 180 reduced 39 sold out net sold ≈ $13.4m (-106.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($623.3k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $142.40. Options: 4 managers hold calls ($6.1m notional), 4 hold puts ($3.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 467Q4 22: 498Q1 23: 489Q2 23: 491491Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022467
Q4 2022498
Q1 2023489
Q2 2023491

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 194 bought or addedQ1 23: 199 cut or sold outQ1 23Q2 23: 156 bought or addedQ2 23: 219 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215177
Q1 2023194199
Q2 2023156219

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $7.9mQ3 22 puts: $4.2mQ3 22P/C 0.53Q4 22 calls: $8.2mQ4 22 puts: $1.8mQ4 22P/C 0.21Q1 23 calls: $9.6mQ1 23 puts: $2.1mQ1 23P/C 0.22Q2 23 calls: $6.1mQ2 23 puts: $3.7mQ2 23P/C 0.61
Numbers
QuarterCallsPutsP/C
Q3 2022$7.9m$4.2m0.53
Q4 2022$8.2m$1.8m0.21
Q1 2023$9.6m$2.1m0.22
Q2 2023$6.1m$3.7m0.61

Biggest buyers

Hound Partners, LLC New +148,607+148.6k
Houlihan Financial Resource Group, Ltd. Added +97,289+97.3k
BANK OF AMERICA CORP /DE/ Added +67,029+67.0k
Nan Shan Life Insurance Co., Ltd. Added +57,000+57.0k
TWO SIGMA INVESTMENTS, LP New +48,900+48.9k
Federation des caisses Desjardins du Quebec Added +39,454+39.5k
FIRST NATIONAL CORP /MA/ /ADV Added +39,365+39.4k
STIFEL FINANCIAL CORP Added +21,838+21.8k
Freedom Investment Management, Inc. Added +15,130+15.1k
PRELUDE CAPITAL MANAGEMENT, LLC New +13,026+13.0k

Biggest sellers

EP Wealth Advisors, LLC Reduced -323,939-323.9k
BANK HAPOALIM BM Sold out -76,000-76.0k
Polianta Ltd Sold out -60,700-60.7k
Strategic Investment Solutions, Inc. /IL Reduced -21,576-21.6k
Stratos Wealth Advisors, LLC Reduced -17,936-17.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -16,807-16.8k
AE Wealth Management LLC Reduced -16,298-16.3k
LPL Financial LLC Reduced -15,359-15.4k
Advisory Services Network, LLC Reduced -13,155-13.2k
WELLS FARGO & COMPANY/MN Reduced -12,533-12.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.3m30.0k shares
CITADEL ADVISORS LLC Reduced $1.5m10.5k shares
Belvedere Trading LLC Reduced $327.0k2.3k shares
Cutler Group LLC / CA New $3.0k1.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $1.4m10.1k shares
Belvedere Trading LLC New $1.4m10.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $867.2k6.1k shares
Cutler Group LLC / CA New $1.0k1.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 875,290875.3k $124.4m $124.4m 0.01% Reduced -3.5k -3,540
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 771,405771.4k $109.7m $109.7m 0.01% Added +67.0k +67,029
3 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 595,121595.1k $84.6m $84.6m 0.06% Reduced -15.4k -15,359
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 374,786374.8k $53.3m $53.3m 0.07% Added +3.2k +3,194
5 Empower Advisory Group, LLC 0.19% of their portfolio Greenwood Village, CO 318,001318.0k $45.2m $45.2m 0.19% Added +11.7k +11,685
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 275,974276.0k $39.2m $39.2m 0.02% Added +1.4k +1,354
7 PGIM Custom Harvest LLC 1.47% of their portfolio NEWARK, NJ 274,643274.6k $39.0m $39.0m 1.47% Added +9.8k +9,824
8 Rockefeller Capital Management L.P. 0.13% of their portfolio NEW YORK, NY 228,956229.0k $32.6m $32.6m 0.13% First filing
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 227,715227.7k $32.4m $32.4m 0.01% Reduced -9.7k -9,699
10 BCM ADVISORS, LLC 7.84% of their portfolio LAFAYETTE, LA 200,875200.9k $29.3m $29.3m 7.84% Reduced -843 -843
11 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 200,788200.8k $28.6m $28.6m 0.05% Reduced -5.4k -5,377
12 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 185,785185.8k $26.4m $26.4m 0.05% Reduced -11.2k -11,170
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 170,622170.6k $24.3m $24.3m 0.01% Reduced -12.5k -12,533
14 CAPTRUST FINANCIAL ADVISORS 0.09% of their portfolio RALEIGH, NC 168,987169.0k $24.0m $24.0m 0.09% Reduced -9.2k -9,217
15 FIRST NATIONAL CORP /MA/ /ADV 5.02% of their portfolio ROCKLAND, MA 148,766148.8k $21.2m $21.2m 5.02% Added +39.4k +39,365
16 Hound Partners, LLC 4.79% of their portfolio NEW YORK, NY 148,607148.6k $21.1m $21.1m 4.79% New
17 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 143,197143.2k $20.4m $20.4m 0.09% Added +942 +942
18 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 132,806132.8k $18.9m $18.9m 0.04% Reduced -1.3k -1,339
19 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 1.49% of their portfolio KNOXVILLE, TN 123,890123.9k $17.6m $17.6m 1.49% Reduced -1.4k -1,395
20 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 121,154121.2k $17.2m $17.2m 0.01% Reduced -11.3k -11,291
21 Houlihan Financial Resource Group, Ltd. 0.46% of their portfolio ASHBURN, VA 100,055100.1k $14.7m $14.7m 0.46% Added +97.3k +97,289
22 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 87,91787.9k $12.5m $12.5m 0.04% Added +11.6k +11,587
23 Freedom Investment Management, Inc. 1.39% of their portfolio SOUTH WINDSOR, CT 87,23987.2k $12.4m $12.4m 1.39% Added +15.1k +15,130
24 Nan Shan Life Insurance Co., Ltd. 0.26% of their portfolio Taipei City, F5 77,00077.0k $10.9m $10.9m 0.26% Added +57.0k +57,000
25 Unconventional Investor, LLC 9.81% of their portfolio PORTSMOUTH, NH 76,00476.0k $10.8m $10.8m 9.81% Reduced -1.5k -1,542
26 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 64,14064.1k $9.1m $9.1m 0.01% Reduced -8.4k -8,441
27 American Investment Services, Inc. 1.76% of their portfolio GREAT BARRINGTON, MA 61,22261.2k $8.7m $8.7m 1.76% Added +2.5k +2,498
28 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 60,69360.7k $8.6m $8.6m 0.03% Added +8.1k +8,122
29 Bard Financial Services, Inc. 0.64% of their portfolio BRANFORD, CT 59,67559.7k $8.5m $8.5m 0.64% Reduced -400 -400
30 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 56,41156.4k $8.0m $8.0m 0.04% Added +1.8k +1,845
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 56,08356.1k $8.0m $8.0m 0.01% Added +2.0k +2,050
32 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 54,19854.2k $7.7m $7.7m 0.01% Reduced -4.1k -4,110
33 DAVIDSON INVESTMENT ADVISORS 0.47% of their portfolio GREAT FALLS, MT 52,69052.7k $7.5m $7.5m 0.47% Added +180 +180
34 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 50,09150.1k $7.1m $7.1m 0.01% Reduced -1.3k -1,305
35 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 48,90048.9k $7.0m $7.0m 0.02% New
36 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 47,06247.1k $6.7m $6.7m 0.06% Added +6.0k +5,988
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 46,51346.5k $6.6m $6.6m 0.00% Reduced -11.5k -11,524
38 Gunma Bank,Ltd. 4.04% of their portfolio GUNMA, M0 42,00042.0k $6.0m $6.0m 4.04% Added +8.0k +8,000
39 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 41,81541.8k $6.0m $6.0m 0.08% Reduced -503 -503
40 Federation des caisses Desjardins du Quebec 0.06% of their portfolio LEVIS, A8 40,50440.5k $5.8m $5.8m 0.06% Added +39.5k +39,454
41 VESTOR CAPITAL, LLC 0.59% of their portfolio CHICAGO, IL 39,34739.3k $5.6m $5.6m 0.59% Reduced -656 -656
42 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 37,82337.8k $5.4m $5.4m 0.02% Reduced -5.1k -5,143
43 Quaker Wealth Management, LLC 2.42% of their portfolio MOORESTOWN, NJ 37,61837.6k $5.3m $5.3m 2.42% Added +609 +609
44 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 36,53636.5k $5.2m $5.2m 0.01% Added +21.8k +21,838
45 Nelson Capital Management, LLC 1.34% of their portfolio MENLO PARK, CA 36,49036.5k $5.2m $5.2m 1.34% Reduced -48 -48
46 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 34,89634.9k $5.0m $5.0m 0.02% Reduced -2.3k -2,314
47 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 34,68434.7k $4.9m $4.9m 0.03% Reduced -1.3k -1,302
48 Stratos Wealth Advisors, LLC 0.35% of their portfolio BEACHWOOD, OH 34,57934.6k $4.9m $4.9m 0.35% Reduced -17.9k -17,936
49 Veritable, L.P. 0.08% of their portfolio Newtown Square, PA 34,43834.4k $4.9m $4.9m 0.08% Unchanged
50 Dynamic Advisor Solutions LLC 0.25% of their portfolio PHOENIX, AZ 33,26133.3k $4.7m $4.7m 0.25% Added +446 +446
51 Solitude Financial Services 2.65% of their portfolio CHARLOTTESVILLE, VA 32,83532.8k $4.7m $4.7m 2.65% Added +2.7k +2,661
52 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 31,05031.1k $4.4m $4.4m 0.02% Reduced -4.8k -4,812
53 KCM INVESTMENT ADVISORS LLC 0.17% of their portfolio GREENBRAE, CA 30,13530.1k $4.3m $4.3m 0.17% Added +446 +446
54 CW Advisors, LLC 0.10% of their portfolio BOSTON, MA 29,24229.2k $4.2m $4.2m 0.10% Reduced -3.5k -3,484
55 CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio BOSTON, MA 29,09929.1k $4.1m $4.1m 0.04% Reduced -3.5k -3,536
56 Shira Ridge Wealth Management 2.51% of their portfolio LARKSPUR, CA 28,13528.1k $4.0m $4.0m 2.51% Reduced -647 -647
57 IFG Advisory, LLC 0.34% of their portfolio ATLANTA, GA 27,22227.2k $3.9m $3.9m 0.34% Added +1.0k +1,026
58 Greenline Partners, LLC 0.72% of their portfolio NEW YORK, NY 26,87926.9k $3.8m $3.8m 0.72% Added +2.9k +2,900
59 FFG RETIREMENT ADVISORS LLC 2.85% of their portfolio CENTENNIAL, CO 25,07125.1k $3.6m $3.6m 2.85% Added +6.8k +6,783
60 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 24,42924.4k $3.5m $3.5m 0.01% Unchanged
61 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 22,36622.4k $3.2m $3.2m 0.05% Reduced -2.5k -2,513
62 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 21,52221.5k $3.1m $3.1m 0.02% Reduced -5.0k -5,049
63 BOS Asset Management, LLC 2.37% of their portfolio SPRINGFIELD, IL 21,42721.4k $3.0m $3.0m 2.37% Reduced -11.4k -11,408
64 Virtue Capital Management, LLC 0.52% of their portfolio BRENTWOOD, TN 21,16721.2k $3.1m $3.1m 0.52% Reduced -7.9k -7,875
65 Fifth Third Securities, Inc. 0.33% of their portfolio Cincinnati, OH 21,15021.1k $3.0m $3.0m 0.33% Reduced -1.1k -1,100
66 Beacon Capital Management, Inc. 0.10% of their portfolio DAYTON, OH 20,45820.5k $2.9m $2.9m 0.10% Added +395 +395
67 J.W. COLE ADVISORS, INC. 0.21% of their portfolio TAMPA, FL 20,45220.5k $2.9m $2.9m 0.21% Reduced -269 -269
68 CoreCap Advisors, LLC 0.21% of their portfolio SOUTHFIELD, MI 20,38820.4k $2.9m $2.9m 0.21% First filing
69 Fiduciary Trust Co 0.05% of their portfolio Boston, MA 19,48719.5k $2.8m $2.8m 0.05% Reduced -647 -647
70 COMERICA SECURITIES,INC. 0.19% of their portfolio DETROIT, MI 19,32319.3k $2.8m $2.8m 0.19% Added +3.7k +3,711
71 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 19,28119.3k $2.7m $2.7m 0.03% Added +1.3k +1,323
72 Porter White Investment Advisors, Inc. 2.12% of their portfolio Birmingham, AL 18,88118.9k $2.7m $2.7m 2.12% Added +843 +843
73 Shilanski & Associates, Inc. 1.08% of their portfolio ANCHORAGE, AK 18,73318.7k $2.7m $2.7m 1.08% Added +348 +348
74 Consolidated Portfolio Review Corp 0.62% of their portfolio WOODBURY, NY 18,34718.3k $2.6m $2.6m 0.62% Added +427 +427
75 DHK Financial Advisors, Inc. 2.20% of their portfolio PORTSMOUTH, NH 18,07918.1k $2.6m $2.6m 2.20% Unchanged
76 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 17,93817.9k $2.5m $2.5m 0.01% Reduced -8.3k -8,297
77 WBH ADVISORY INC 0.29% of their portfolio BALTIMORE, MD 17,50117.5k $2.5m $2.5m 0.29% Reduced -263 -263
78 B. Riley Wealth Advisors, Inc. 0.06% of their portfolio MEMPHIS, TN 17,48417.5k $2.5m $2.5m 0.06% Reduced -573 -573
79 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 17,40817.4k $2.5m $2.5m 0.02% Reduced -3.3k -3,320
80 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 17,36317.4k $2.5m $2.5m 0.04% Unchanged
81 Advisory Services Network, LLC 0.06% of their portfolio ATLANTA, GA 15,68115.7k $2.2m $2.2m 0.06% Reduced -13.2k -13,155
82 Blume Capital Management, Inc. 0.65% of their portfolio BERKELEY, CA 15,38515.4k $2.2m $2.2m 0.65% Added +5.6k +5,605
83 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 15,01715.0k $2.1m $2.1m 0.04% Reduced -4.0k -3,955
84 Stonebridge Financial Planning Group, LLC 1.30% of their portfolio ORLANDO, FL 14,98415.0k $2.1m $2.1m 1.30% Reduced -1.5k -1,524
85 Callan Capital, LLC 0.23% of their portfolio LA JOLLA, CA 14,57314.6k $2.1m $2.1m 0.23% Reduced -319 -319
86 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 14,10814.1k $2.0m $2.0m 0.00% Added +2.7k +2,700
87 Private Wealth Group, LLC 2.06% of their portfolio Tampa, FL 14,06214.1k $2.0m $2.0m 2.06% Unchanged
88 Heritage Trust Co 0.29% of their portfolio OKLAHOMA CITY, OK 13,73513.7k $2.0m $2.0m 0.29% Reduced -115 -115
89 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 13,67113.7k $1.9m $1.9m 0.10% Added +970 +970
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,39913.4k $1.9m $1.9m 0.00% Reduced -10.0k -10,044
91 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.61% of their portfolio PRINCETON, NJ 13,13113.1k $1.9m $1.9m 0.61% Added +50 +50
92 PRELUDE CAPITAL MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 13,02613.0k $1.9m $1.9m 0.15% New
93 PFG Private Wealth Management, LLC 1.09% of their portfolio LUTZ, FL 12,94012.9k $1.8m $1.8m 1.09% Added +635 +635
94 FIFTH THIRD BANCORP 0.01% of their portfolio CINCINNATI, OH 12,88912.9k $1.8m $1.8m 0.01% Reduced -372 -372
95 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 12,83712.8k $1.8m $1.8m 0.02% Reduced -704 -704
96 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,77612.8k $1.8m $1.8m 0.00% Reduced -1.5k -1,454
97 Roberts Wealth Advisors, LLC 0.80% of their portfolio PALO ALTO, CA 12,74812.7k $1.8m $1.8m 0.80% Reduced -523 -523
98 Foundations Investment Advisors, LLC 0.06% of their portfolio PHOENIX, AZ 12,72712.7k $1.8m $1.8m 0.06% Added +4.3k +4,264
99 CALTON & ASSOCIATES, INC. 0.83% of their portfolio Tampa, FL 12,52012.5k $1.8m $1.8m 0.83% Reduced -8.1k -8,112
100 Capital Investment Advisory Services, LLC 0.17% of their portfolio RALEIGH, NC 12,24712.2k $1.7m $1.7m 0.17% Added +175 +175