Vault-13

VANGUARD WORLD FD VPU

UTILITIES ETF · ETP · CUSIP 92204A876

489 institutional holders -9 vs Q4 2022
9,221,9579.2m shares reported held*
$1.4bnreported value*
33 new 161 added 160 reduced 39 sold out net sold ≈ $34.1m (-241.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $149.30. Options: 3 managers hold calls ($9.6m notional), 2 hold puts ($2.1m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 467Q4 22: 498Q1 23: 489489Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022467
Q4 2022498
Q1 2023489

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 177 cut or sold outQ4 22Q1 23: 194 bought or addedQ1 23: 199 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215177
Q1 2023194199

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $7.9mQ3 22 puts: $4.2mQ3 22P/C 0.53Q4 22 calls: $8.2mQ4 22 puts: $1.8mQ4 22P/C 0.21Q1 23 calls: $9.6mQ1 23 puts: $2.1mQ1 23P/C 0.22
Numbers
QuarterCallsPutsP/C
Q3 2022$7.9m$4.2m0.53
Q4 2022$8.2m$1.8m0.21
Q1 2023$9.6m$2.1m0.22

Biggest buyers

EP Wealth Advisors, LLC Added +325,631+325.6k
Freedom Investment Management, Inc. Added +62,844+62.8k
Cerity Partners LLC Added +49,194+49.2k
Cambridge Investment Research Advisors, Inc. Added +44,282+44.3k
Polianta Ltd Added +30,300+30.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +28,271+28.3k
Advisory Services Network, LLC Added +25,489+25.5k
Gunma Bank,Ltd. Added +24,000+24.0k
Steward Partners Investment Advisory, LLC Added +23,307+23.3k
Nan Shan Life Insurance Co., Ltd. New +20,000+20.0k

Biggest sellers

MORGAN STANLEY Reduced -163,326-163.3k
SUMITOMO MITSUI FINANCIAL GROUP, INC. Sold out -85,000-85.0k
FUKOKU MUTUAL LIFE INSURANCE Co Sold out -77,000-77.0k
Invst, LLC Sold out -68,095-68.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -67,060-67.1k
Fifth Third Securities, Inc. Reduced -60,398-60.4k
J.P. Morgan Private Wealth Advisors LLC Reduced -38,070-38.1k
CAPTRUST FINANCIAL ADVISORS Reduced -26,545-26.5k
EXCHANGE TRADED CONCEPTS, LLC Sold out -25,725-25.7k
IFP Advisors, Inc Reduced -23,410-23.4k

Biggest calls

CITADEL ADVISORS LLC Added $4.8m32.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m26.3k shares
Belvedere Trading LLC New $885.1k6.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $1.1m7.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m7.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 878,830878.8k $129.6m $129.6m 0.01% Reduced -163.3k -163,326
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 704,376704.4k $103.9m $103.9m 0.01% Added +14.2k +14,236
3 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 610,480610.5k $90.1m $90.1m 0.07% Added +13.6k +13,581
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 371,592371.6k $54.8m $54.8m 0.08% Reduced -67.1k -67,060
5 EP Wealth Advisors, LLC 1.11% of their portfolio TORRANCE, CA 331,249331.2k $64.6m $64.6m 1.11% Added +325.6k +325,631
6 Empower Advisory Group, LLC 0.20% of their portfolio Greenwood Village, CO 306,316306.3k $44.8m $44.8m 0.20% First filing
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 274,620274.6k $40.5m $40.5m 0.02% Added +19.4k +19,430
8 PGIM Custom Harvest LLC 1.62% of their portfolio NEWARK, NJ 264,819264.8k $39.1m $39.1m 1.62% Added +4.5k +4,534
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 237,414237.4k $35.0m $35.0m 0.02% Reduced -22.8k -22,806
10 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 206,165206.2k $30.5m $30.5m 0.06% Reduced -20.2k -20,227
11 BCM ADVISORS, LLC 8.19% of their portfolio LAFAYETTE, LA 201,718201.7k $30.3m $30.3m 8.19% Added +2.3k +2,315
12 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 196,955197.0k $29.1m $29.1m 0.06% Reduced -6.5k -6,538
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 183,155183.2k $27.0m $27.0m 0.01% Added +9.1k +9,052
14 CAPTRUST FINANCIAL ADVISORS 0.12% of their portfolio RALEIGH, NC 178,204178.2k $26.3m $26.3m 0.12% Reduced -26.5k -26,545
15 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 142,255142.3k $21.0m $21.0m 0.10% Added +44.3k +44,282
16 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 134,145134.1k $19.8m $19.8m 0.05% Reduced -148 -148
17 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 132,445132.4k $19.5m $19.5m 0.01% Reduced -22.1k -22,081
18 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 1.63% of their portfolio KNOXVILLE, TN 125,285125.3k $18.5m $18.5m 1.63% Reduced -5.5k -5,506
19 FIRST NATIONAL CORP /MA/ /ADV 3.84% of their portfolio ROCKLAND, MA 109,401109.4k $16.1m $16.1m 3.84% Reduced -19.1k -19,090
20 Unconventional Investor, LLC 10.93% of their portfolio PORTSMOUTH, NH 77,54677.5k $11.4m $11.4m 10.93% Reduced -505 -505
21 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 76,33076.3k $11.3m $11.3m 0.05% Reduced -8.6k -8,557
22 BANK HAPOALIM BM 1.55% of their portfolio TEL AVIV, L3 76,00076.0k $11.2m $11.2m 1.55% Unchanged
23 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 72,58172.6k $10.7m $10.7m 0.01% Reduced -1.5k -1,496
24 Freedom Investment Management, Inc. 1.20% of their portfolio SOUTH WINDSOR, CT 72,10972.1k $10.6m $10.6m 1.20% Added +62.8k +62,844
25 Polianta Ltd 4.10% of their portfolio ST HELIER, Y9 60,70060.7k $9.0m $9.0m 4.10% Added +30.3k +30,300
26 Bard Financial Services, Inc. 0.71% of their portfolio BRANFORD, CT 60,07560.1k $8.9m $8.9m 0.71% Reduced -325 -325
27 American Investment Services, Inc. 1.85% of their portfolio GREAT BARRINGTON, MA 58,72458.7k $9.0m $9.0m 1.85% Unchanged
28 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 58,30858.3k $8.6m $8.6m 0.01% Added +966 +966
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,03758.0k $8.6m $8.6m 0.00% Reduced -6.4k -6,366
30 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 54,56654.6k $8.1m $8.1m 0.06% Reduced -1.6k -1,618
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 54,03354.0k $8.0m $8.0m 0.01% Reduced -309 -309
32 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 52,57152.6k $7.8m $7.8m 0.02% Added +49.2k +49,194
33 Stratos Wealth Advisors, LLC 0.60% of their portfolio BEACHWOOD, OH 52,51552.5k $7.7m $7.7m 0.60% Reduced -2.1k -2,073
34 DAVIDSON INVESTMENT ADVISORS 0.51% of their portfolio GREAT FALLS, MT 52,51052.5k $7.7m $7.7m 0.51% Added +12.0k +11,998
35 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 51,39651.4k $7.6m $7.6m 0.01% Reduced -1.6k -1,615
36 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 42,96643.0k $6.3m $6.3m 0.03% Reduced -6.8k -6,760
37 Atria Wealth Solutions, Inc. 0.09% of their portfolio NEW YORK, NY 42,31842.3k $6.2m $6.2m 0.09% Reduced -5.1k -5,081
38 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 41,07441.1k $6.1m $6.1m 0.06% Reduced -7.9k -7,851
39 VESTOR CAPITAL, LLC 0.69% of their portfolio CHICAGO, IL 40,00340.0k $5.9m $5.9m 0.69% Reduced -713 -713
40 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 37,21037.2k $5.5m $5.5m 0.02% Reduced -612 -612
41 Quaker Wealth Management, LLC 2.55% of their portfolio MOORESTOWN, NJ 37,00937.0k $5.5m $5.5m 2.55% Added +1.3k +1,281
42 Nelson Capital Management, LLC 1.53% of their portfolio MENLO PARK, CA 36,53836.5k $5.4m $5.4m 1.53% Added +443 +443
43 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 35,98636.0k $5.3m $5.3m 0.04% Added +250 +250
44 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 35,86235.9k $5.3m $5.3m 0.01% Reduced -38.1k -38,070
45 Veritable, L.P. 0.09% of their portfolio Newtown Square, PA 34,43834.4k $5.1m $5.1m 0.09% Added +5.9k +5,934
46 Gunma Bank,Ltd. 2.21% of their portfolio GUNMA, M0 34,00034.0k $5.0m $5.0m 2.21% Added +24.0k +24,000
47 BOS Asset Management, LLC 4.03% of their portfolio SPRINGFIELD, IL 32,83532.8k $4.8m $4.8m 4.03% Reduced -9.2k -9,185
48 Dynamic Advisor Solutions LLC 0.28% of their portfolio PHOENIX, AZ 32,81532.8k $4.8m $4.8m 0.28% Added +917 +917
49 CW Advisors, LLC 0.12% of their portfolio BOSTON, MA 32,72632.7k $4.8m $4.8m 0.12% Reduced -7.7k -7,732
50 CONGRESS ASSET MANAGEMENT CO 0.04% of their portfolio BOSTON, MA 32,63532.6k $4.8m $4.8m 0.04% Reduced -7.7k -7,650
51 Solitude Financial Services 2.86% of their portfolio CHARLOTTESVILLE, VA 30,17430.2k $4.5m $4.5m 2.86% Added +4.8k +4,842
52 KCM INVESTMENT ADVISORS LLC 0.18% of their portfolio GREENBRAE, CA 29,68929.7k $4.4m $4.4m 0.18% Added +358 +358
53 Virtue Capital Management, LLC 0.70% of their portfolio BRENTWOOD, TN 29,04229.0k $4.3m $4.3m 0.70% Reduced -2.7k -2,701
54 Advisory Services Network, LLC 0.12% of their portfolio ATLANTA, GA 28,83628.8k $4.3m $4.3m 0.12% Added +25.5k +25,489
55 Shira Ridge Wealth Management 2.80% of their portfolio LARKSPUR, CA 28,78228.8k $4.2m $4.2m 2.80% Reduced -1.3k -1,252
56 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 28,27128.3k $4.2m $4.2m 0.01% New
57 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 26,57126.6k $3.9m $3.9m 0.02% Reduced -4.6k -4,567
58 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 26,23526.2k $3.9m $3.9m 0.01% Added +7.1k +7,095
59 IFG Advisory, LLC 0.36% of their portfolio ATLANTA, GA 26,19626.2k $3.9m $3.9m 0.36% Reduced -16 -16
60 Strategic Investment Solutions, Inc. /IL 0.72% of their portfolio ORLAND PARK, IL 25,05725.1k $3.7m $3.7m 0.72% Reduced -3.9k -3,884
61 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 24,87924.9k $3.7m $3.7m 0.06% Added +23.3k +23,307
62 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 24,42924.4k $3.6m $3.6m 0.01% Added +600 +600
63 Greenline Partners, LLC 0.67% of their portfolio NEW YORK, NY 23,97924.0k $3.5m $3.5m 0.67% Added +3.4k +3,416
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 23,44323.4k $3.5m $3.5m 0.00% Reduced -1.4k -1,402
65 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 23,02223.0k $3.4m $3.4m 0.02% Added +208 +208
66 Fifth Third Securities, Inc. 0.38% of their portfolio Cincinnati, OH 22,25022.2k $3.3m $3.3m 0.38% Reduced -60.4k -60,398
67 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 20,72820.7k $3.1m $3.1m 0.03% Reduced -5.1k -5,145
68 J.W. COLE ADVISORS, INC. 0.22% of their portfolio TAMPA, FL 20,72120.7k $3.1m $3.1m 0.22% Reduced -2.3k -2,255
69 CALTON & ASSOCIATES, INC. 1.41% of their portfolio Tampa, FL 20,63220.6k $3.0m $3.0m 1.41% Reduced -412 -412
70 Fiduciary Trust Co 0.06% of their portfolio Boston, MA 20,13420.1k $3.0m $3.0m 0.06% Reduced -316 -316
71 Beacon Capital Management, Inc. 0.10% of their portfolio DAYTON, OH 20,06320.1k $3.0m $3.0m 0.10% Added +2.4k +2,416
72 Nan Shan Life Insurance Co., Ltd. 0.07% of their portfolio Taipei City, F5 20,00020.0k $3.0m $3.0m 0.07% New
73 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 18,97219.0k $2.8m $2.8m 0.06% Added +2.4k +2,412
74 Shilanski & Associates, Inc. 1.25% of their portfolio ANCHORAGE, AK 18,38518.4k $2.8m $2.8m 1.25% Added +265 +265
75 FFG RETIREMENT ADVISORS LLC 2.31% of their portfolio CENTENNIAL, CO 18,28818.3k $2.7m $2.7m 2.31% Reduced -1.2k -1,159
76 DHK Financial Advisors, Inc. 3.31% of their portfolio PORTSMOUTH, NH 18,07918.1k $2.7m $2.7m 3.31% Added +140 +140
77 B. Riley Wealth Advisors, Inc. 0.07% of their portfolio MEMPHIS, TN 18,05718.1k $2.7m $2.7m 0.07% Added +953 +953
78 Porter White Investment Advisors, Inc. 2.28% of their portfolio Birmingham, AL 18,03818.0k $2.7m $2.7m 2.28% Added +591 +591
79 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 17,95818.0k $2.6m $2.6m 0.03% Reduced -12.1k -12,129
80 Consolidated Portfolio Review Corp 0.72% of their portfolio WOODBURY, NY 17,92017.9k $2.6m $2.6m 0.72% First filing
81 WBH ADVISORY INC 0.33% of their portfolio BALTIMORE, MD 17,76417.8k $2.6m $2.6m 0.33% First filing
82 Wealthspire Advisors, LLC 0.04% of their portfolio NEW YORK, NY 17,36317.4k $2.6m $2.6m 0.04% Unchanged
83 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 16,61116.6k $2.5m $2.5m 0.00% Reduced -10.1k -10,141
84 Stonebridge Financial Planning Group, LLC 1.57% of their portfolio ORLANDO, FL 16,50816.5k $2.4m $2.4m 1.57% Reduced -2.6k -2,584
85 COMERICA SECURITIES,INC. 0.17% of their portfolio DETROIT, MI 15,61215.6k $2.3m $2.3m 0.17% Reduced -5.2k -5,226
86 Callan Capital, LLC 0.25% of their portfolio LA JOLLA, CA 14,89214.9k $2.2m $2.2m 0.25% Added +775 +775
87 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 14,69814.7k $2.2m $2.2m 0.00% Reduced -13.8k -13,754
88 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,23014.2k $2.1m $2.1m 0.00% Reduced -2.8k -2,816
89 Private Wealth Group, LLC 2.85% of their portfolio Tampa, FL 14,06214.1k $2.1m $2.1m 2.85% Unchanged
90 Heritage Trust Co 0.32% of their portfolio OKLAHOMA CITY, OK 13,85013.8k $2.0m $2.0m 0.32% Unchanged
91 Lido Advisors, LLC 0.03% of their portfolio Los Angeles, CA 13,54113.5k $2.0m $2.0m 0.03% Added +667 +667
92 Roberts Wealth Advisors, LLC 0.90% of their portfolio PALO ALTO, CA 13,27113.3k $2.0m $2.0m 0.90% Added +193 +193
93 FIFTH THIRD BANCORP 0.01% of their portfolio CINCINNATI, OH 13,26113.3k $2.0m $2.0m 0.01% Reduced -3.0k -2,961
94 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 13,19213.2k $326.0k $326.0k 0.02% Added +7.2k +7,207
95 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.65% of their portfolio PRINCETON, NJ 13,08113.1k $1.9m $1.9m 0.65% Added +55 +55
96 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 12,70112.7k $1.9m $1.9m 0.10% Reduced -64 -64
97 Belpointe Asset Management LLC 0.10% of their portfolio RENO, NV 12,38612.4k $1.8m $1.8m 0.10% Reduced -3.0k -3,006
98 Fort Point Capital Partners LLC 0.30% of their portfolio San Francisco, CA 12,35012.3k $1.8m $1.8m 0.30% Reduced -10.7k -10,717
99 PFG Private Wealth Management, LLC 1.15% of their portfolio LUTZ, FL 12,30512.3k $1.8m $1.8m 1.15% Reduced -11.0k -11,036
100 Capital Investment Advisory Services, LLC 0.21% of their portfolio RALEIGH, NC 12,07212.1k $1.8m $1.8m 0.21% Added +49 +49