Vault-13

VANGUARD ADMIRAL FDS INC VIOO

SMLLCP 600 IDX · ETP · CUSIP 921932828

288 institutional holders +32 vs Q3 2023
12,455,99812.5m shares reported held*
$1.2bnreported value*
28 new 109 added 69 reduced 12 sold out net bought ≈ $110.7m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($342.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.13. Options: 1 managers hold calls ($198.4k notional), 1 hold puts ($39.7k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 205Q4 22: 243Q1 23: 247Q2 23: 250Q3 23: 256Q4 23: 288288Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022205
Q4 2022243
Q1 2023247
Q2 2023250
Q3 2023256
Q4 2023288

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 124 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 105 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 108 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 98 bought or addedQ3 23: 87 cut or sold outQ3 23Q4 23: 137 bought or addedQ4 23: 81 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202212458
Q1 202310594
Q2 202310878
Q3 20239887
Q4 202313781

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 23 calls: $150.9kQ1 23 puts: $266.4kQ1 23P/C 1.76Q2 23 calls: $137.8kQ2 23 puts: $91.9kQ2 23P/C 0.67Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $198.4kQ4 23 puts: $39.7kQ4 23P/C 0.20
Numbers
QuarterCallsPutsP/C
Q1 2023$150.9k$266.4k1.76
Q2 2023$137.8k$91.9k0.67
Q3 2023$0$0—
Q4 2023$198.4k$39.7k0.20

Biggest buyers

MORGAN STANLEY Added +712,402+712.4k
Cerity Partners LLC Added +423,267+423.3k
Mitsubishi UFJ Asset Management (UK) Ltd. Added +137,800+137.8k
JPMORGAN CHASE & CO Added +116,786+116.8k
UBS Group AG Added +71,938+71.9k
MONETA GROUP INVESTMENT ADVISORS LLC Added +71,183+71.2k
Raymond James Financial Services Advisors, Inc. Added +42,104+42.1k
Orgel Wealth Management, LLC Added +35,402+35.4k
Cetera Advisor Networks LLC Added +30,137+30.1k
ROYAL BANK OF CANADA Added +27,238+27.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -407,537-407.5k
OSAIC HOLDINGS, INC. Reduced -176,784-176.8k
Wiser Wealth Management, Inc Reduced -53,672-53.7k
PATRIOT INVESTMENT MANAGEMENT GROUP, INC. Reduced -48,171-48.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -24,472-24.5k
Dynamic Advisor Solutions LLC Reduced -23,813-23.8k
Rockefeller Capital Management L.P. Reduced -22,401-22.4k
Cetera Advisors LLC Reduced -19,989-20.0k
TWO SIGMA INVESTMENTS, LP Sold out -18,800-18.8k
Creative Planning Reduced -16,982-17.0k

Biggest calls

Belvedere Trading LLC New $198.4k2.0k shares

Biggest puts

Belvedere Trading LLC New $39.7k400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orgel Wealth Management, LLC 5.62% of their portfolio ALTOONA, WI 1,914,4821.9m $189.9m $189.9m 5.62% Added +35.4k +35,402
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,345,7901.3m $133.5m $133.5m 0.01% Added +712.4k +712,402
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 963,280963.3k $95.5m $95.5m 0.01% Reduced -407.5k -407,537
4 Cerity Partners LLC 0.14% of their portfolio NEW YORK, NY 430,477430.5k $42.7m $42.7m 0.14% Added +423.3k +423,267
5 Mariner Managed Account Solutions, LLC 2.71% of their portfolio Boston, MA 372,808372.8k $37.0m $37.0m 2.71% Added +11.6k +11,568
6 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 370,655370.7k $36.8m $36.8m 0.02% Added +15.6k +15,559
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 336,491336.5k $33.4m $33.4m 0.01% Added +12.0k +11,955
8 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 312,322312.3k $31.0m $31.0m 0.05% Reduced -176.8k -176,784
9 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 307,417307.4k $30.5m $30.5m 0.06% Added +3.2k +3,181
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 298,252298.3k $29.6m $29.6m 0.01% Added +12.2k +12,180
11 One Day In July LLC 4.41% of their portfolio BURLINGTON, VT 293,836293.8k $29.1m $29.1m 4.41% Added +2.2k +2,210
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 266,327266.3k $26.4m $26.4m 0.01% Added +71.9k +71,938
13 Savant Capital, LLC 0.32% of their portfolio ROCKFORD, IL 247,257247.3k $24.5m $24.5m 0.32% Reduced -11.6k -11,563
14 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 222,768222.8k $22.1m $22.1m 0.04% Added +42.1k +42,104
15 Cetera Advisor Networks LLC 0.12% of their portfolio EL SEGUNDO, CA 214,433214.4k $21.3m $21.3m 0.12% Added +30.1k +30,137
16 Mitsubishi UFJ Asset Management (UK) Ltd. 9.50% of their portfolio LONDON, X0 174,800174.8k $17.3m $17.3m 9.50% Added +137.8k +137,800
17 EAGLE WEALTH STRATEGIES LLC 9.25% of their portfolio MULLICA HILL, NJ 154,587154.6k $15.3m $15.3m 9.25% First filing
18 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 146,449146.4k $14.5m $14.5m 0.01% Reduced -2.6k -2,563
19 CAROLINAS WEALTH CONSULTING LLC 3.06% of their portfolio CHARLOTTE, NC 141,952142.0k $14.1m $14.1m 3.06% Added +4.9k +4,946
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 140,256140.3k $13.9m $13.9m 0.00% Added +27.2k +27,238
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 121,744121.7k $12.1m $12.1m 0.00% Added +116.8k +116,786
22 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 1.02% of their portfolio KNOXVILLE, TN 120,901120.9k $12.0m $12.0m 1.02% Reduced -48.2k -48,171
23 OLD NATIONAL BANCORP /IN/ 0.30% of their portfolio EVANSVILLE, IN 113,315113.3k $11.2m $11.2m 0.30% Added +9.1k +9,052
24 Wiser Wealth Management, Inc 3.83% of their portfolio MARIETTA, GA 109,640109.6k $10.5m $10.5m 3.83% Reduced -53.7k -53,672
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 103,085103.1k $10.2m $10.2m 0.01% Added +16.3k +16,271
26 New Insight Wealth Advisors 6.83% of their portfolio SAN RAMON, CA 102,291102.3k $10.1m $10.1m 6.83% First filing
27 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 95,26995.3k $9.4m $9.4m 0.04% Added +10.7k +10,675
28 Pinnacle Financial Partners Inc 0.22% of their portfolio Nashville, TN 91,41191.4k $9.1m $9.1m 0.22% Added +7.5k +7,481
29 MONETA GROUP INVESTMENT ADVISORS LLC 0.17% of their portfolio ST LOUIS, MO 88,64388.6k $8.8m $8.8m 0.17% Added +71.2k +71,183
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 85,04085.0k $8.4m $8.4m 0.00% Added +4.9k +4,946
31 CoreCap Advisors, LLC 0.52% of their portfolio SOUTHFIELD, MI 80,55080.5k $8.0m $8.0m 0.52% Reduced -1.2k -1,248
32 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 80,40680.4k $8.0m $8.0m 0.03% Added +24.4k +24,387
33 Mariner, LLC 0.02% of their portfolio Overland Park, KS 80,34980.3k $8.0m $8.0m 0.02% Added +5.9k +5,876
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 73,66373.7k $7.3m $7.3m 0.00% Reduced -24.5k -24,472
35 Bridgeworth, LLC 0.69% of their portfolio BIRMINGHAM, AL 70,22770.2k $7.0m $7.0m 0.69% Reduced -2.8k -2,778
36 Marble Harbor Investment Counsel, LLC 0.85% of their portfolio BOSTON, MA 69,91569.9k $6.9m $6.9m 0.85% Added +2.1k +2,100
37 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 61,28161.3k $6.1m $6.1m 0.01% Reduced -1.5k -1,467
38 Bryant Woods Investment Advisors, LLC 3.86% of their portfolio GETZVILLE, NY 60,95761.0k $6.0m $6.0m 3.86% Added +11.1k +11,076
39 Sebold Capital Management, Inc. 4.42% of their portfolio LISLE, IL 60,33960.3k $6.0m $6.0m 4.42% Reduced -16.5k -16,535
40 CAMBRIDGE ASSOCIATES LLC /MA/ /ADV 0.33% of their portfolio BOSTON, MA 55,31555.3k $5.5m $5.5m 0.33% Unchanged
41 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 52,64252.6k $5.2m $5.2m 0.02% Added +6.0k +5,997
42 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.45% of their portfolio FORT WAYNE, IN 51,96752.0k $5.2m $5.2m 0.45% Reduced -2.4k -2,359
43 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 46,57546.6k $4.6m $4.6m 0.04% Reduced -345 -345
44 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 43,64043.6k $4.3m $4.3m 0.03% Added +1.5k +1,468
45 Davidson Capital Management Inc. 1.56% of their portfolio CORPUS CHRISTI, TX 43,44343.4k $4.3m $4.3m 1.56% Added +1.0k +1,003
46 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 43,23243.2k $4.3m $4.3m 0.01% Reduced -22.4k -22,401
47 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 41,42641.4k $4.1m $4.1m 0.06% Reduced -20.0k -19,989
48 Sierra Capital LLC 0.60% of their portfolio MIAMI, FL 40,89040.9k $4.1m $4.1m 0.60% Added +3.8k +3,777
49 Private Advisory Group LLC 0.70% of their portfolio REDMOND, WA 40,59840.6k $4.0m $4.0m 0.70% Added +24.7k +24,675
50 HARBOR ADVISORY CORP /MA/ 1.44% of their portfolio PORTSMOUTH, NH 40,46640.5k $4.0m $4.0m 1.44% Unchanged
51 Clear Rock Advisors, LLC 1.61% of their portfolio KERRVILLE, TX 36,75836.8k $3.6m $3.6m 1.61% First filing
52 AdvisorNet Financial, Inc 0.33% of their portfolio MINNETONKA, MN 35,70335.7k $3.5m $3.5m 0.33% Added +19.6k +19,563
53 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,26835.3k $3.5m $3.5m 0.00% Added +2.3k +2,321
54 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 34,25534.3k $3.3m $3.3m 0.12% Reduced -23.8k -23,813
55 CERTUITY, LLC 0.33% of their portfolio NORTH PALM BEACH, FL 32,97033.0k $3.3m $3.3m 0.33% Added +3.4k +3,376
56 Lebenthal Global Advisors, LLC 0.75% of their portfolio Hauppauge, NY 32,62632.6k $3.2m $3.2m 0.75% Added +11.5k +11,517
57 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 32,22832.2k $3.2m $3.2m 0.01% Reduced -17.0k -16,982
58 HARBOUR INVESTMENTS, INC. 0.13% of their portfolio MADISON, WI 31,45631.5k $3.1m $3.1m 0.13% Added +2.2k +2,174
59 Ziegler Capital Management, LLC 0.14% of their portfolio CHICAGO, IL 31,05431.1k $3.1m $3.1m 0.14% Added +437 +437
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,83129.8k $3.0m $3.0m 0.00% Added +10.0k +9,999
61 Flower City Capital 2.18% of their portfolio PITTSFORD, NY 29,52829.5k $2.9m $2.9m 2.18% Added +3.3k +3,307
62 Verum Partners LLC 1.05% of their portfolio CHARLOTTE, NC 26,85026.9k $2.7m $2.7m 1.05% Reduced -647 -647
63 EQ LLC 1.97% of their portfolio BELLEVUE, WA 26,80426.8k $2.7m $2.7m 1.97% Reduced -2.4k -2,350
64 Keystone Financial Group 0.44% of their portfolio LEXINGTON, KY 25,30725.3k $2.5m $2.5m 0.44% Added +100 +100
65 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 24,94024.9k $2.5m $2.5m 0.02% Added +652 +652
66 FIRST AMERICAN BANK 0.20% of their portfolio DUNDEE, IL 24,28024.3k $2.4m $2.4m 0.20% Added +60 +60
67 1900 WEALTH MANAGEMENT LLC 0.20% of their portfolio SAN ANTONIO, TX 21,52721.5k $2.1m $2.1m 0.20% Reduced -450 -450
68 PFG Advisors 0.17% of their portfolio Phoenix, AZ 20,77520.8k $2.1m $2.1m 0.17% Added +785 +785
69 THOMPSON SIEGEL & WALMSLEY LLC 0.03% of their portfolio RICHMOND, VA 20,25820.3k $2.0m $2.0m 0.03% Unchanged
70 Moss Adams Wealth Advisors LLC 0.41% of their portfolio SEATTLE, WA 19,82519.8k $2.0m $2.0m 0.41% Added +1.8k +1,847
71 Betterment LLC 0.01% of their portfolio NEW YORK, NY 19,59319.6k $1.9m $1.9m 0.01% Added +5.4k +5,358
72 FIDELITY D & D BANCORP INC 1.44% of their portfolio Dunmore, PA 18,67418.7k $1.9m $1.9m 1.44% Added +1.9k +1,892
73 Concurrent Investment Advisors, LLC 0.08% of their portfolio Tampa, FL 17,91417.9k $1.8m $1.8m 0.08% First filing
74 REBALANCE, LLC 0.15% of their portfolio PALO ALTO, CA 17,51817.5k $1.7m $1.7m 0.15% Added +3.0k +2,964
75 CRA Financial Services, LLC 0.42% of their portfolio NORTHFIELD, NJ 17,50417.5k $1.7m $1.7m 0.42% Reduced -36 -36
76 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 16,78216.8k $1.7m $1.7m 0.03% Added +9.4k +9,430
77 HM PAYSON & CO 0.03% of their portfolio PORTLAND, ME 16,75116.8k $1.7m $1.7m 0.03% Reduced -1.2k -1,155
78 Kathleen S. Wright Associates Inc. 0.83% of their portfolio PITTSBURGH, PA 16,53416.5k $1.6m $1.6m 0.83% Reduced -1.9k -1,924
79 LOWE BROCKENBROUGH & CO INC 0.13% of their portfolio RICHMOND, VA 16,46316.5k $1.6m $1.6m 0.13% Added +798 +798
80 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 16,12316.1k $1.6m $1.6m 0.00% Unchanged
81 Coastline Trust Co 0.21% of their portfolio PROVIDENCE, RI 16,07616.1k $1.6m $1.6m 0.21% Added +2.7k +2,658
82 FIRST FOUNDATION ADVISORS 0.07% of their portfolio Irvine, CA 15,69015.7k $1.6m $1.6m 0.07% Unchanged
83 WNY Asset Management, LLC 0.26% of their portfolio Williamsville, NY 15,61515.6k $1.5m $1.5m 0.26% Reduced -218 -218
84 Soltis Investment Advisors LLC 0.17% of their portfolio ST. GEORGE, UT 15,52915.5k $1.5m $1.5m 0.17% Added +1.7k +1,657
85 Spire Wealth Management 0.05% of their portfolio MCLEAN, VA 15,33315.3k $1.5m $1.5m 0.05% Reduced -3.9k -3,902
86 Fairway Wealth LLC 1.16% of their portfolio INDEPENDENCE, OH 15,23915.2k $1.5m $1.5m 1.16% First filing
87 Wescott Financial Advisory Group, LLC 0.20% of their portfolio Philadelphia, PA 14,67614.7k $1.5m $1.5m 0.20% Added +212 +212
88 Silver Oak Advisory Group, Inc. 0.82% of their portfolio PORTLAND, OR 14,07814.1k $1.4m $1.4m 0.82% Added +1.1k +1,086
89 Koshinski Asset Management, Inc. 0.21% of their portfolio DECATUR, IL 13,94613.9k $1.4m $1.4m 0.21% Added +5.8k +5,843
90 Capital Asset Advisory Services LLC 0.09% of their portfolio Williamston, MI 13,93013.9k $1.4m $1.4m 0.09% Added +744 +744
91 AXXCESS WEALTH MANAGEMENT, LLC 0.04% of their portfolio CARLSBAD, CA 13,93013.9k $1.4m $1.4m 0.04% Added +963 +963
92 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 13,22213.2k $1.3m $1.3m 0.04% Reduced -490 -490
93 ROMANO BROTHERS AND COMPANY 0.19% of their portfolio EVANSTON, IL 12,97513.0k $1.3m $1.3m 0.19% Unchanged
94 Breakwater Capital Group 0.35% of their portfolio PARAMUS, NJ 12,68112.7k $1.2m $1.2m 0.35% Reduced -1.4k -1,361
95 Anson Capital, Inc. 2.04% of their portfolio TYRONE, GA 12,48912.5k $1.2m $1.2m 2.04% Added +1.2k +1,246
96 waypoint wealth counsel 1.05% of their portfolio ATLANTA, GA 12,41212.4k $1.2m $1.2m 1.05% Reduced -1.6k -1,572
97 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 11,99712.0k $1.2m $1.2m 0.01% Added +3.1k +3,143
98 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 11,79811.8k $1.2m $1.2m 0.04% Unchanged
99 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 11,48411.5k $1.1m $1.1m 0.02% Added +402 +402
100 EVERGREEN CAPITAL MANAGEMENT LLC 0.04% of their portfolio Bellevue, WA 11,03211.0k $1.1m $1.1m 0.04% Added +1.8k +1,797