Vault-13

VANGUARD WORLD FD MGC

MEGA CAP INDEX · ETP · CUSIP 921910873

381 institutional holders +51 vs Q3 2023
14,815,00514.8m shares reported held*
$2.5bnreported value*
48 new 128 added 98 reduced 14 sold out net bought ≈ $401.3m (+2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $169.36. Options: 2 managers hold calls ($1.9m notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 307Q1 23: 308Q2 23: 326Q3 23: 330Q4 23: 381381Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022307
Q1 2023308
Q2 2023326
Q3 2023330
Q4 2023381

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 122 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 125 cut or sold outQ1 23Q2 23: 138 bought or addedQ2 23: 116 cut or sold outQ2 23Q3 23: 140 bought or addedQ3 23: 126 cut or sold outQ3 23Q4 23: 176 bought or addedQ4 23: 112 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116122
Q1 2023122125
Q2 2023138116
Q3 2023140126
Q4 2023176112

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $1.1mQ1 23 puts: $873.2kQ1 23P/C 0.80Q2 23 calls: $2.1mQ2 23 puts: $422.4kQ2 23P/C 0.20Q3 23 calls: $1.9mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $1.9mQ4 23 puts: $0Q4 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2023$1.1m$873.2k0.80
Q2 2023$2.1m$422.4k0.20
Q3 2023$1.9m$00.00
Q4 2023$1.9m$00.00

Biggest buyers

MORGAN STANLEY Added +940,601+940.6k
JPMORGAN CHASE & CO Added +382,072+382.1k
Apella Capital, LLC Added +97,627+97.6k
Mesirow Financial Investment Management, Inc. New +88,883+88.9k
TRUIST FINANCIAL CORP Added +81,489+81.5k
ENVESTNET ASSET MANAGEMENT INC Added +79,645+79.6k
Systelligence, LLC New +76,754+76.8k
MA Private Wealth New +66,918+66.9k
New York Life Investment Management LLC Added +59,183+59.2k
Security Financial Services, INC. New +56,021+56.0k

Biggest sellers

FIRST TRUST ADVISORS LP Sold out -132,556-132.6k
Ethos Financial Group, LLC Sold out -42,639-42.6k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -15,500-15.5k
Thrivent Financial for Lutherans Sold out -12,607-12.6k
Cadence Bank Reduced -10,758-10.8k
Strategic Equity Management Reduced -8,607-8.6k
Stokes Family Office, LLC Reduced -8,075-8.1k
WOOSTER CORTHELL WEALTH MANAGEMENT, INC. Reduced -7,851-7.9k
Equita Financial Network, Inc. Reduced -5,048-5.0k
CAPTRUST FINANCIAL ADVISORS Reduced -4,943-4.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m10.0k shares
Cutler Group LLC / CA Added $177.0k15.5k shares

Biggest puts

Cutler Group LLC / CA New $0100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 1,491,7051.5m $252.5m $252.5m 0.03% Added +399 +399
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,445,6821.4m $244.7m $244.7m 0.01% Added +940.6k +940,601
3 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 21.06% of their portfolio GLASTONBURY, CT 516,693516.7k $87.5m $87.5m 21.06% Reduced -7.9k -7,851
4 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 503,356503.4k $85.2m $85.2m 0.04% Added +79.6k +79,645
5 New York Life Investment Management LLC 0.82% of their portfolio New York, NY 473,152473.2k $80.1m $80.1m 0.82% Added +59.2k +59,183
6 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 437,600437.6k $74.1m $74.1m 0.06% Added +10.3k +10,276
7 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 429,424429.4k $72.7m $72.7m 0.02% Added +10.1k +10,110
8 Cadence Bank 5.80% of their portfolio Tupelo, MS 422,145422.1k $71.5m $71.5m 5.80% Reduced -10.8k -10,758
9 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 407,329407.3k $69.0m $69.0m 0.02% Added +29.0k +28,952
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 406,508406.5k $68.8m $68.8m 0.00% Added +382.1k +382,072
11 LEAVELL INVESTMENT MANAGEMENT, INC. 4.30% of their portfolio MOBILE, AL 399,255399.3k $67.6m $67.6m 4.30% Added +2.0k +2,050
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 359,372359.4k $60.8m $60.8m 0.02% Added +1.4k +1,357
13 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 330,034330.0k $55.9m $55.9m 0.03% Added +13.7k +13,681
14 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 328,112328.1k $55.5m $55.5m 0.09% Added +81.5k +81,489
15 Forvis Mazars Wealth Advisors, LLC 1.48% of their portfolio Springfield, MO 313,560313.6k $53.1m $53.1m 1.48% Added +2.0k +2,005
16 Apella Capital, LLC 2.33% of their portfolio WEST HARTFORD, CT 251,240251.2k $41.8m $41.8m 2.33% Added +97.6k +97,627
17 Verus Financial Partners, Inc. 4.85% of their portfolio RICHMOND, VA 224,212224.2k $39.2m $39.2m 4.85% Reduced -578 -578
18 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 2.51% of their portfolio BIRMINGHAM, AL 206,990207.0k $35.0m $35.0m 2.51% Reduced -15.5k -15,500
19 Orion Porfolio Solutions, LLC 0.36% of their portfolio OMAHA, NE 185,427185.4k $31.4m $31.4m 0.36% Added +2.5k +2,469
20 Orion Portfolio Solutions, LLC 0.36% of their portfolio Omaha, NE 185,427185.4k $31.4m $31.4m 0.36% Added +2.5k +2,469
21 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 12.89% of their portfolio EAGLE, ID 180,217180.2k $30.5m $30.5m 12.89% Reduced -3.2k -3,166
22 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 179,994180.0k $30.5m $30.5m 0.05% Added +5.8k +5,823
23 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 174,302174.3k $29.5m $29.5m 0.05% Added +18.0k +17,957
24 IEQ CAPITAL, LLC 0.48% of their portfolio Foster City, CA 171,802171.8k $29.1m $29.1m 0.48% Reduced -455 -455
25 Rockefeller Capital Management L.P. 0.09% of their portfolio NEW YORK, NY 154,418154.4k $26.1m $26.1m 0.09% Added +18.8k +18,774
26 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 136,510136.5k $23.1m $23.1m 0.01% Added +4.9k +4,941
27 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 106,463106.5k $18.0m $18.0m 0.06% Reduced -4.9k -4,943
28 Black Diamond Financial, LLC 4.71% of their portfolio TOWSON, MD 102,855102.9k $17.4m $17.4m 4.71% Reduced -2.0k -2,001
29 ProVise Management Group, LLC 1.42% of their portfolio CLEARWATER, FL 98,73698.7k $16.7m $16.7m 1.42% Reduced -1.7k -1,710
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 97,71897.7k $16.5m $16.5m 0.01% Added +18.3k +18,265
31 EXENCIAL WEALTH ADVISORS, LLC 0.67% of their portfolio OKLAHOMA CITY, OK 96,74896.7k $16.4m $16.4m 0.67% Reduced -1.1k -1,091
32 Mesirow Financial Investment Management, Inc. 0.54% of their portfolio CHICAGO, IL 88,88388.9k $15.0m $15.0m 0.54% New
33 CreativeOne Wealth, LLC 0.88% of their portfolio OVERLAND PARK, KS 81,55481.6k $13.8m $13.8m 0.88% Added +5.0k +5,012
34 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 80,99881.0k $13.7m $13.7m 0.02% Reduced -2.5k -2,492
35 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 77,41777.4k $13.1m $13.1m 0.06% Reduced -1.1k -1,146
36 Systelligence, LLC 3.55% of their portfolio BLOOMINGTON, MN 76,75476.8k $13.0m $13.0m 3.55% New
37 American Investment Services, Inc. 2.45% of their portfolio GREAT BARRINGTON, MA 76,61776.6k $13.0m $13.0m 2.45% Added +302 +302
38 COZAD ASSET MANAGEMENT INC 1.45% of their portfolio CHAMPAIGN, IL 74,51974.5k $12.6m $12.6m 1.45% Reduced -495 -495
39 Capital Advantage, Inc. 2.52% of their portfolio Walnut Creek, CA 73,46773.5k $12.4m $12.4m 2.52% Added +27.5k +27,536
40 One Capital Management, LLC 0.48% of their portfolio WESTLAKE VILLAGE, CA 72,31272.3k $12.2m $12.2m 0.48% Added +30.3k +30,311
41 Keel Point, LLC 1.37% of their portfolio HUNTSVILLE, AL 67,54467.5k $11.4m $11.4m 1.37% Added +2.0k +1,964
42 MA Private Wealth 2.41% of their portfolio SAN CARLOS, CA 66,91866.9k $11.3m $11.3m 2.41% New
43 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 63,05763.1k $10.7m $10.7m 0.02% Reduced -3.3k -3,268
44 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 58,69158.7k $9.9m $9.9m 0.06% Added +1.6k +1,564
45 Beacon Harbor Wealth Advisors, Inc. 2.79% of their portfolio VIRGINIA BEACH, VA 56,58056.6k $9.6m $9.6m 2.79% Added +1.6k +1,558
46 Security Financial Services, INC. 2.33% of their portfolio Fort Wayne, IN 56,02156.0k $9.5m $9.5m 2.33% New
47 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 54,07254.1k $9.2m $9.2m 0.03% Added +3.7k +3,735
48 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 52,32352.3k $8.9m $8.9m 0.02% Reduced -281 -281
49 FSA WEALTH PARTNERS, INC. 2.47% of their portfolio Rockville, MD 51,06151.1k $8.6m $8.6m 2.47% New
50 HB Wealth Management, LLC 0.12% of their portfolio Atlanta, GA 50,81650.8k $8.6m $8.6m 0.12% Reduced -714 -714
51 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.72% of their portfolio FORT WAYNE, IN 49,16649.2k $8.3m $8.3m 0.72% Reduced -133 -133
52 Annapolis Financial Services, LLC 2.04% of their portfolio ANNAPOLIS, MD 48,15248.2k $8.2m $8.2m 2.04% Added +23.1k +23,081
53 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.27% of their portfolio Seattle, WA 46,65346.7k $7.9m $7.9m 0.27% Added +7.0k +6,991
54 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.61% of their portfolio CEDARBURG, WI 46,37146.4k $8.1m $8.1m 1.61% Added +8.4k +8,380
55 Destination Wealth Management 0.27% of their portfolio Walnut Creek, CA 45,88745.9k $7.8m $7.8m 0.27% Reduced -1.3k -1,251
56 GeoWealth Management, LLC 0.62% of their portfolio CHICAGO, IL 44,33544.3k $7.5m $7.5m 0.62% Added +8.3k +8,340
57 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 43,40343.4k $7.3m $7.3m 0.00% Reduced -2.2k -2,165
58 Capital Investment Advisors, LLC 0.18% of their portfolio ATLANTA, GA 43,35443.4k $7.3m $7.3m 0.18% Reduced -499 -499
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 42,97843.0k $7.3m $7.3m 0.01% Added +20.5k +20,509
60 Buttonwood Financial Group, LLC 5.24% of their portfolio Kansas City, MO 42,53842.5k $7.2m $7.2m 5.24% Added +2.4k +2,383
61 FLORIDA FINANCIAL ADVISORS, LLC 6.41% of their portfolio TAMPA, FL 40,89640.9k $6.9m $6.9m 6.41% First filing
62 TriaGen Wealth Management LLC 3.29% of their portfolio Calabasas, CA 40,74840.7k $6.9m $6.9m 3.29% Added +658 +658
63 Farther Finance Advisors, LLC 0.49% of their portfolio SAN FRANCISCO, CA 40,50540.5k $6.9m $6.9m 0.49% New
64 Sensible Financial Planning & Management, LLC. 1.58% of their portfolio WALTHAM, MA 39,86139.9k $6.7m $6.7m 1.58% Added +346 +346
65 Gray Wealth Management Inc. 3.20% of their portfolio Bangor, ME 38,80838.8k $6.6m $6.6m 3.20% Added +133 +133
66 DIVERSIFIED TRUST CO 0.22% of their portfolio MEMPHIS, TN 38,04638.0k $6.4m $6.4m 0.22% Unchanged
67 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 36,61736.6k $6.2m $6.2m 0.02% Added +8.4k +8,392
68 Equita Financial Network, Inc. 2.85% of their portfolio FORT WASHINGTON, PA 31,63331.6k $5.4m $5.4m 2.85% Reduced -5.0k -5,048
69 Tradition Wealth Management, LLC 0.56% of their portfolio EDINA, MN 31,52731.5k $5.3m $5.3m 0.56% Added +360 +360
70 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 30,81230.8k $5.4m $5.4m 0.03% Added +11.6k +11,554
71 GREAT VALLEY ADVISOR GROUP, INC. 0.18% of their portfolio WILMINGTON, DE 30,75930.8k $5.2m $5.2m 0.18% New
72 Physician Wealth Advisors, Inc. 1.19% of their portfolio MIDVALE, UT 30,72830.7k $5.3m $5.3m 1.19% Added +388 +388
73 Legacy Advisory Services, LLC 5.40% of their portfolio Exton, PA 30,24530.2k $5.1m $5.1m 5.40% First filing
74 Baker Ellis Asset Management LLC 0.82% of their portfolio Vancouver, WA 30,06530.1k $5.1m $5.1m 0.82% Added +3.3k +3,310
75 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 29,71229.7k $5.0m $5.0m 0.00% New
76 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 29,08229.1k $4.9m $4.9m 0.04% Added +13.4k +13,392
77 STEPH & CO 2.35% of their portfolio MARINETTE, WI 28,17228.2k $4.8m $4.8m 2.35% Added +12 +12
78 Independent Advisor Alliance 0.16% of their portfolio CHARLOTTE, NC 27,87027.9k $4.5m $4.5m 0.16% Added +13.9k +13,935
79 Waterford Advisors, LLC 2.15% of their portfolio ORCHARD PARK, NY 27,12227.1k $4.6m $4.6m 2.15% Reduced -3.8k -3,784
80 Hobart Private Capital, LLC 1.50% of their portfolio CHARLOTTE, NC 26,82626.8k $4.5m $4.5m 1.50% New
81 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 26,76326.8k $4.5m $4.5m 0.02% Added +3.3k +3,273
82 Marshall Financial Group, LLC 1.45% of their portfolio Hunt Valley, MD 26,50026.5k $4.5m $4.5m 1.45% Reduced -10 -10
83 Strategic Blueprint, LLC 0.36% of their portfolio ATLANTA, GA 25,72925.7k $4.4m $4.4m 0.36% Added +4.4k +4,381
84 MONETA GROUP INVESTMENT ADVISORS LLC 0.09% of their portfolio ST LOUIS, MO 25,48225.5k $4.3m $4.3m 0.09% Reduced -286 -286
85 CALTON & ASSOCIATES, INC. 1.73% of their portfolio Tampa, FL 25,47425.5k $4.3m $4.3m 1.73% New
86 James J. Burns & Company, LLC 1.00% of their portfolio MELVILLE, NY 24,78624.8k $4.2m $4.2m 1.00% Reduced -1.2k -1,231
87 Summit X, LLC 1.19% of their portfolio CHESTERFIELD, MO 24,71824.7k $4.2m $4.2m 1.19% New
88 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 24,39924.4k $4.1m $4.1m 0.02% Added +5.1k +5,140
89 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 23,94423.9k $4.1m $4.1m 0.03% Reduced -353 -353
90 Beacon Pointe Advisors, LLC 0.05% of their portfolio NEWPORT BEACH, CA 23,39623.4k $4.0m $4.0m 0.05% Added +710 +710
91 Stokes Family Office, LLC 0.51% of their portfolio NEW ORLEANS, LA 22,28022.3k $3.8m $3.8m 0.51% Reduced -8.1k -8,075
92 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 21,66321.7k $3.7m $3.7m 0.10% Added +515 +515
93 OLD NATIONAL BANCORP /IN/ 0.09% of their portfolio EVANSVILLE, IN 21,18021.2k $3.6m $3.6m 0.09% Reduced -162 -162
94 Dynamic Advisor Solutions LLC 0.13% of their portfolio PHOENIX, AZ 20,72620.7k $3.5m $3.5m 0.13% Reduced -2.2k -2,183
95 David Kennon Inc 1.56% of their portfolio SARASOTA, FL 20,61120.6k $3.5m $3.5m 1.56% Reduced -554 -554
96 Prime Capital Investment Advisors, LLC 0.05% of their portfolio OVERLAND PARK, KS 20,37920.4k $3.4m $3.4m 0.05% Reduced -88 -88
97 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 20,12220.1k $3.4m $3.4m 0.01% Reduced -1.8k -1,759
98 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 19,52619.5k $3.3m $3.3m 0.05% Added +543 +543
99 Zhang Financial LLC 0.28% of their portfolio PORTAGE, MI 19,05619.1k $3.2m $3.2m 0.28% Added +387 +387
100 Clear Creek Financial Management, LLC 0.51% of their portfolio SILVERDALE, WA 19,01919.0k $3.2m $3.2m 0.51% Added +1 +1