Vault-13

VANGUARD WORLD FD MGC

MEGA CAP INDEX · ETP · CUSIP 921910873

330 institutional holders +4 vs Q2 2023
12,464,62312.5m shares reported held*
$1.9bnreported value*
24 new 116 added 102 reduced 24 sold out net bought ≈ $413.5k (-587.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($916.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $151.94. Options: 2 managers hold calls ($1.9m notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 307Q1 23: 308Q2 23: 326Q3 23: 330330Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022307
Q1 2023308
Q2 2023326
Q3 2023330

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 122 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 125 cut or sold outQ1 23Q2 23: 138 bought or addedQ2 23: 116 cut or sold outQ2 23Q3 23: 140 bought or addedQ3 23: 126 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116122
Q1 2023122125
Q2 2023138116
Q3 2023140126

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $436.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.1mQ1 23 puts: $873.2kQ1 23P/C 0.80Q2 23 calls: $2.1mQ2 23 puts: $422.4kQ2 23P/C 0.20Q3 23 calls: $1.9mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$436.9k$00.00
Q1 2023$1.1m$873.2k0.80
Q2 2023$2.1m$422.4k0.20
Q3 2023$1.9m$00.00

Biggest buyers

FIRST TRUST ADVISORS LP New +132,556+132.6k
Ethos Financial Group, LLC New +42,639+42.6k
Buttonwood Financial Group, LLC New +40,155+40.2k
AMERIPRISE FINANCIAL INC Added +36,284+36.3k
Apella Capital, LLC Added +31,527+31.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +28,225+28.2k
LEAVELL INVESTMENT MANAGEMENT, INC. Added +18,141+18.1k
LPL Financial LLC Added +16,265+16.3k
Thrivent Financial for Lutherans New +12,607+12.6k
Zhang Financial LLC Added +12,430+12.4k

Biggest sellers

EP Wealth Advisors, LLC Reduced -591,214-591.2k
CreativeOne Wealth, LLC Reduced -116,539-116.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -50,212-50.2k
BANK OF AMERICA CORP /DE/ Reduced -35,065-35.1k
GOLDMAN SACHS GROUP INC Sold out -25,047-25.0k
CALTON & ASSOCIATES, INC. Sold out -24,357-24.4k
Orion Porfolio Solutions, LLC Reduced -22,586-22.6k
Orion Portfolio Solutions, LLC Reduced -22,586-22.6k
Rockefeller Capital Management L.P. Reduced -20,271-20.3k
ROYAL BANK OF CANADA Reduced -17,940-17.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.9m12.3k shares
Cutler Group LLC / CA Added $1.0k300 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 1,491,3061.5m $226.5m $226.5m 0.03% Reduced -35.1k -35,065
2 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 21.05% of their portfolio GLASTONBURY, CT 524,544524.5k $79.7m $79.7m 21.05% Reduced -11.5k -11,514
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 505,081505.1k $76.7m $76.7m 0.01% Reduced -840 -840
4 Cadence Bank 5.78% of their portfolio Tupelo, MS 432,903432.9k $65.7m $65.7m 5.78% Reduced -8.1k -8,102
5 PNC Financial Services Group, Inc. 0.06% of their portfolio Pittsburgh, PA 427,324427.3k $64.9m $64.9m 0.06% Added +7.4k +7,443
6 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 423,711423.7k $64.3m $64.3m 0.03% Reduced -50.2k -50,212
7 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 419,314419.3k $63.7m $63.7m 0.02% Added +36.3k +36,284
8 New York Life Investment Management LLC 0.68% of their portfolio New York, NY 413,969414.0k $62.9m $62.9m 0.68% Added +6.3k +6,320
9 LEAVELL INVESTMENT MANAGEMENT, INC. 4.22% of their portfolio MOBILE, AL 397,205397.2k $60.3m $60.3m 4.22% Added +18.1k +18,141
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 378,377378.4k $57.5m $57.5m 0.02% Reduced -6.1k -6,075
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 358,015358.0k $54.4m $54.4m 0.02% Reduced -6.7k -6,660
12 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 316,353316.4k $48.0m $48.0m 0.03% Added +16.3k +16,265
13 Forvis Mazars Wealth Advisors, LLC 1.43% of their portfolio Springfield, MO 311,555311.6k $47.3m $47.3m 1.43% Reduced -2.6k -2,602
14 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 246,623246.6k $37.5m $37.5m 0.06% Added +10.5k +10,549
15 Verus Financial Partners, Inc. 4.51% of their portfolio RICHMOND, VA 224,790224.8k $34.6m $34.6m 4.51% Reduced -4.2k -4,240
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 2.63% of their portfolio BIRMINGHAM, AL 222,490222.5k $33.8m $33.8m 2.63% Reduced -2.2k -2,181
17 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 11.20% of their portfolio EAGLE, ID 183,383183.4k $27.9m $27.9m 11.20% Added +2.1k +2,077
18 Orion Porfolio Solutions, LLC 0.34% of their portfolio OMAHA, NE 182,958183.0k $27.8m $27.8m 0.34% Reduced -22.6k -22,586
19 Orion Portfolio Solutions, LLC 0.34% of their portfolio Omaha, NE 182,958183.0k $27.8m $27.8m 0.34% Reduced -22.6k -22,586
20 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 174,171174.2k $26.5m $26.5m 0.05% Reduced -4.1k -4,073
21 IEQ CAPITAL, LLC 0.53% of their portfolio Foster City, CA 172,257172.3k $26.2m $26.2m 0.53% Reduced -574 -574
22 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 156,345156.3k $23.7m $23.7m 0.05% Reduced -3.9k -3,880
23 Apella Capital, LLC 1.65% of their portfolio WEST HARTFORD, CT 153,613153.6k $23.3m $23.3m 1.65% Added +31.5k +31,527
24 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 135,644135.6k $20.6m $20.6m 0.08% Reduced -20.3k -20,271
25 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 132,556132.6k $20.1m $20.1m 0.02% New
26 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 131,569131.6k $20.0m $20.0m 0.01% Reduced -17.9k -17,940
27 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 126,168126.2k $19.2m $19.2m 0.05% Added +2.1k +2,099
28 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 111,406111.4k $16.9m $16.9m 0.06% Added +1.8k +1,798
29 Black Diamond Financial, LLC 4.90% of their portfolio TOWSON, MD 104,856104.9k $15.9m $15.9m 4.90% Reduced -2.2k -2,227
30 ProVise Management Group, LLC 1.42% of their portfolio CLEARWATER, FL 100,446100.4k $15.3m $15.3m 1.42% Reduced -15.0k -14,987
31 EXENCIAL WEALTH ADVISORS, LLC 0.72% of their portfolio OKLAHOMA CITY, OK 97,83997.8k $14.9m $14.9m 0.72% Reduced -7.4k -7,359
32 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 83,49083.5k $12.7m $12.7m 0.02% Added +3.7k +3,725
33 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 79,45379.5k $12.1m $12.1m 0.01% Reduced -2.7k -2,699
34 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 78,56378.6k $11.9m $11.9m 0.06% Reduced -13.0k -12,962
35 CreativeOne Wealth, LLC 0.84% of their portfolio OVERLAND PARK, KS 76,54276.5k $11.6m $11.6m 0.84% Reduced -116.5k -116,539
36 American Investment Services, Inc. 2.48% of their portfolio GREAT BARRINGTON, MA 76,31576.3k $11.6m $11.6m 2.48% Added +287 +287
37 COZAD ASSET MANAGEMENT INC 1.48% of their portfolio CHAMPAIGN, IL 75,01475.0k $11.4m $11.4m 1.48% Added +207 +207
38 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 66,32566.3k $10.1m $10.1m 0.01% Reduced -342 -342
39 Keel Point, LLC 1.37% of their portfolio HUNTSVILLE, AL 65,58065.6k $10.0m $10.0m 1.37% Added +5.1k +5,121
40 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 57,12757.1k $8.7m $8.7m 0.05% Added +2.8k +2,838
41 Beacon Harbor Wealth Advisors, Inc. 2.78% of their portfolio VIRGINIA BEACH, VA 55,02255.0k $8.4m $8.4m 2.78% Added +367 +367
42 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 52,60452.6k $8.0m $8.0m 0.02% Added +578 +578
43 HB Wealth Management, LLC 0.13% of their portfolio Atlanta, GA 51,53051.5k $7.8m $7.8m 0.13% Added +113 +113
44 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 50,33750.3k $7.6m $7.6m 0.03% Added +308 +308
45 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.71% of their portfolio FORT WAYNE, IN 49,29949.3k $7.5m $7.5m 0.71% Reduced -85 -85
46 Destination Wealth Management 0.28% of their portfolio Walnut Creek, CA 47,13847.1k $7.2m $7.2m 0.28% Reduced -2.0k -1,983
47 Capital Advantage, Inc. 1.50% of their portfolio Walnut Creek, CA 45,93145.9k $7.0m $7.0m 1.50% Added +3.0k +3,040
48 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 45,56845.6k $6.9m $6.9m 0.00% Reduced -923 -923
49 Capital Investment Advisors, LLC 0.18% of their portfolio ATLANTA, GA 43,85343.9k $6.7m $6.7m 0.18% Added +600 +600
50 Ethos Financial Group, LLC 1.67% of their portfolio KING OF PRUSSIA, PA 42,63942.6k $6.5m $6.5m 1.67% New
51 One Capital Management, LLC 0.28% of their portfolio WESTLAKE VILLAGE, CA 42,00142.0k $6.4m $6.4m 0.28% Added +6.5k +6,545
52 Buttonwood Financial Group, LLC 4.37% of their portfolio Kansas City, MO 40,15540.2k $6.0m $6.0m 4.37% New
53 TriaGen Wealth Management LLC 3.11% of their portfolio Calabasas, CA 40,09040.1k $6.1m $6.1m 3.11% Added +908 +908
54 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.24% of their portfolio Seattle, WA 39,66239.7k $6.0m $6.0m 0.24% Added +7.1k +7,056
55 Sensible Financial Planning & Management, LLC. 1.51% of their portfolio WALTHAM, MA 39,51539.5k $6.0m $6.0m 1.51% Reduced -1.8k -1,813
56 Gray Wealth Management Inc. 3.01% of their portfolio Bangor, ME 38,67538.7k $5.9m $5.9m 3.01% Added +639 +639
57 DIVERSIFIED TRUST CO 0.22% of their portfolio MEMPHIS, TN 38,04638.0k $5.8m $5.8m 0.22% Unchanged
58 SCHMIDT P J INVESTMENT MANAGEMENT INC 1.24% of their portfolio CEDARBURG, WI 37,99138.0k $5.8m $5.8m 1.24% Added +3.7k +3,691
59 Equita Financial Network, Inc. 3.43% of their portfolio FORT WASHINGTON, PA 36,68136.7k $5.6m $5.6m 3.43% First filing
60 GeoWealth Management, LLC 0.62% of their portfolio CHICAGO, IL 35,99536.0k $5.5m $5.5m 0.62% Added +1.2k +1,182
61 Tradition Wealth Management, LLC 0.56% of their portfolio EDINA, MN 31,16731.2k $4.7m $4.7m 0.56% Reduced -438 -438
62 Waterford Advisors, LLC 2.63% of their portfolio ORCHARD PARK, NY 30,90630.9k $4.7m $4.7m 2.63% Reduced -2.5k -2,545
63 Stokes Family Office, LLC 0.54% of their portfolio NEW ORLEANS, LA 30,35530.4k $4.6m $4.6m 0.54% Unchanged
64 Physician Wealth Advisors, Inc. 1.20% of their portfolio MIDVALE, UT 30,34030.3k $4.7m $4.7m 1.20% Added +695 +695
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 28,22528.2k $4.3m $4.3m 0.01% New
66 STEPH & CO 2.39% of their portfolio MARINETTE, WI 28,16028.2k $4.3m $4.3m 2.39% Added +1.7k +1,704
67 Baker Ellis Asset Management LLC 0.73% of their portfolio Vancouver, WA 26,75526.8k $4.1m $4.1m 0.73% Added +2.1k +2,100
68 Marshall Financial Group, LLC 1.45% of their portfolio Hunt Valley, MD 26,51026.5k $4.0m $4.0m 1.45% Reduced -559 -559
69 James J. Burns & Company, LLC 1.06% of their portfolio MELVILLE, NY 26,01726.0k $4.0m $4.0m 1.06% Reduced -908 -908
70 MONETA GROUP INVESTMENT ADVISORS LLC 0.09% of their portfolio ST LOUIS, MO 25,76825.8k $3.9m $3.9m 0.09% Reduced -3.0k -3,006
71 Annapolis Financial Services, LLC 1.10% of their portfolio ANNAPOLIS, MD 25,07125.1k $3.8m $3.8m 1.10% Added +5.6k +5,575
72 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,43624.4k $3.7m $3.7m 0.00% Added +3.6k +3,596
73 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 24,29724.3k $3.7m $3.7m 0.03% Reduced -5 -5
74 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 23,49023.5k $3.6m $3.6m 0.02% Reduced -3.0k -3,007
75 Dynamic Advisor Solutions LLC 0.16% of their portfolio PHOENIX, AZ 22,90922.9k $3.5m $3.5m 0.16% Reduced -1.1k -1,058
76 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 22,68622.7k $3.4m $3.4m 0.04% Added +10.2k +10,200
77 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 22,46922.5k $3.4m $3.4m 0.01% Added +2.5k +2,501
78 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 21,88121.9k $3.3m $3.3m 0.01% Added +603 +603
79 Strategic Blueprint, LLC 0.30% of their portfolio ATLANTA, GA 21,34821.3k $3.2m $3.2m 0.30% Added +8.3k +8,309
80 OLD NATIONAL BANCORP /IN/ 0.09% of their portfolio EVANSVILLE, IN 21,34221.3k $3.2m $3.2m 0.09% Added +62 +62
81 David Kennon Inc 1.54% of their portfolio SARASOTA, FL 21,16521.2k $3.2m $3.2m 1.54% Added +1.1k +1,065
82 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 21,14821.1k $3.2m $3.2m 0.09% Added +169 +169
83 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 20,46720.5k $3.1m $3.1m 0.06% Reduced -20 -20
84 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 19,25919.3k $2.9m $2.9m 0.01% First filing
85 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 19,25819.3k $2.9m $2.9m 0.02% Reduced -2.8k -2,763
86 Clear Creek Financial Management, LLC 0.51% of their portfolio SILVERDALE, WA 19,01819.0k $2.9m $2.9m 0.51% Reduced -70 -70
87 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 18,98319.0k $2.9m $2.9m 0.05% Added +1.4k +1,350
88 Jackson Wealth Management, LLC 0.41% of their portfolio LAKE MARY, FL 18,97719.0k $2.9m $2.9m 0.41% Added +1.6k +1,570
89 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 18,86518.9k $2.9m $2.9m 0.04% Reduced -1.5k -1,531
90 Zhang Financial LLC 0.29% of their portfolio PORTAGE, MI 18,66918.7k $2.8m $2.8m 0.29% Added +12.4k +12,430
91 StoneX Group Inc. 0.30% of their portfolio NEW YORK, NY 18,03218.0k $2.7m $2.7m 0.30% Added +98 +98
92 McClarren Financial Advisors, Inc. 2.32% of their portfolio STATE COLLEGE, PA 17,49617.5k $2.7m $2.7m 2.32% Added +545 +545
93 Strategic Equity Management 0.95% of their portfolio TUCSON, AZ 16,60516.6k $2.5m $2.5m 0.95% Reduced -425 -425
94 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 16,35516.4k $2.5m $2.5m 0.04% Reduced -4.5k -4,496
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.08% of their portfolio AUSTIN, TX 16,26216.3k $2.5m $2.5m 0.08% Reduced -247 -247
96 FMR LLC 0.00% of their portfolio BOSTON, MA 16,22616.2k $2.5m $2.5m 0.00% Added +129 +129
97 COLDSTREAM CAPITAL MANAGEMENT INC 0.08% of their portfolio BELLEVUE, WA 16,18816.2k $2.5m $2.5m 0.08% Reduced -1.1k -1,085
98 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 15,69015.7k $2.4m $2.4m 0.02% Reduced -6.2k -6,236
99 1900 WEALTH MANAGEMENT LLC 0.24% of their portfolio SAN ANTONIO, TX 15,66915.7k $2.4m $2.4m 0.24% Reduced -462 -462
100 Parallel Advisors, LLC 0.08% of their portfolio SAN FRANCISCO, CA 15,08115.1k $2.3m $2.3m 0.08% Added +46 +46