Vault-13

VANGUARD WORLD FD MGC

MEGA CAP INDEX · ETP · CUSIP 921910873

308 institutional holders +1 vs Q4 2022
12,425,53012.4m shares reported held*
$1.8bnreported value*
28 new 94 added 99 reduced 26 sold out net bought ≈ $54.0m (-1.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($51.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $143.75. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($873.2k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 285Q4 22: 307Q1 23: 308308Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022285
Q4 2022307
Q1 2023308

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 116 bought or addedQ4 22: 122 cut or sold outQ4 22Q1 23: 122 bought or addedQ1 23: 125 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022116122
Q1 2023122125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $436.9kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.1mQ1 23 puts: $873.2kQ1 23P/C 0.80
Numbers
QuarterCallsPutsP/C
Q3 2022$1.6m$00.00
Q4 2022$436.9k$00.00
Q1 2023$1.1m$873.2k0.80

Biggest buyers

EP Wealth Advisors, LLC New +210,837+210.8k
Orion Portfolio Solutions, LLC Added +197,690+197.7k
Forvis Mazars Wealth Advisors, LLC Added +110,273+110.3k
IEQ CAPITAL, LLC Added +55,890+55.9k
Atria Investments, Inc New +36,679+36.7k
LEAVELL INVESTMENT MANAGEMENT, INC. Added +36,599+36.6k
Waterford Advisors, LLC New +33,760+33.8k
James J. Burns & Company, LLC Added +32,070+32.1k
WELLS FARGO & COMPANY/MN Added +22,658+22.7k
VitalStone Financial, LLC Added +19,910+19.9k

Biggest sellers

HBK Sorce Advisory LLC Sold out -400,000-400.0k
AMERIPRISE FINANCIAL INC Reduced -74,673-74.7k
New York Life Investment Management LLC Reduced -55,154-55.2k
ASSETMARK, INC Sold out -42,295-42.3k
TRUIST FINANCIAL CORP Reduced -38,088-38.1k
BANK OF AMERICA CORP /DE/ Reduced -26,334-26.3k
Private Advisor Group, LLC Reduced -25,619-25.6k
Clarkston Capital Partners, LLC Sold out -20,691-20.7k
HRT FINANCIAL LP Sold out -18,992-19.0k
RAYMOND JAMES & ASSOCIATES Reduced -17,999-18.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m7.5k shares
Cutler Group LLC / CA Added $16.0k2.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $873.2k6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,450,6841.5m $207.7m $207.7m 0.02% Reduced -26.3k -26,334
2 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 602,128602.1k $86.2m $86.2m 0.04% Reduced -14.6k -14,582
3 WOOSTER CORTHELL WEALTH MANAGEMENT, INC. 20.64% of their portfolio GLASTONBURY, CT 539,597539.6k $77.2m $77.2m 20.64% Added +6.8k +6,791
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 497,491497.5k $71.2m $71.2m 0.01% Reduced -41 -41
5 Cadence Bank 5.85% of their portfolio Tupelo, MS 443,849443.8k $63.5m $63.5m 5.85% Reduced -7.8k -7,767
6 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 416,833416.8k $59.7m $59.7m 0.05% Added +1.1k +1,130
7 New York Life Investment Management LLC 0.66% of their portfolio New York, NY 415,045415.0k $59.4m $59.4m 0.66% Reduced -55.2k -55,154
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 378,285378.3k $54.1m $54.1m 0.02% Reduced -74.7k -74,673
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 375,072375.1k $53.7m $53.7m 0.02% Reduced -3.7k -3,689
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 347,315347.3k $49.7m $49.7m 0.02% Added +22.7k +22,658
11 LEAVELL INVESTMENT MANAGEMENT, INC. 3.45% of their portfolio MOBILE, AL 337,939337.9k $48.4m $48.4m 3.45% Added +36.6k +36,599
12 Forvis Mazars Wealth Advisors, LLC 1.48% of their portfolio Springfield, MO 315,904315.9k $45.2m $45.2m 1.48% Added +110.3k +110,273
13 Global Endowment Management, LP 4.73% of their portfolio CHARLOTTE, NC 310,536310.5k $44.5m $44.5m 4.73% Unchanged
14 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 293,188293.2k $42.0m $42.0m 0.03% Added +4.7k +4,742
15 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 2.61% of their portfolio BIRMINGHAM, AL 234,514234.5k $33.6m $33.6m 2.61% Reduced -16.1k -16,125
16 Verus Financial Partners, Inc. 4.50% of their portfolio RICHMOND, VA 232,218232.2k $33.0m $33.0m 4.50% Reduced -3.1k -3,126
17 EP Wealth Advisors, LLC 0.76% of their portfolio TORRANCE, CA 210,837210.8k $44.7m $44.7m 0.76% New
18 Orion Porfolio Solutions, LLC 0.36% of their portfolio OMAHA, NE 202,898202.9k $29.0m $29.0m 0.36% Added +1.5k +1,466
19 Orion Portfolio Solutions, LLC 0.36% of their portfolio Omaha, NE 202,898202.9k $29.0m $29.0m 0.36% Added +197.7k +197,690
20 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 184,375184.4k $26.4m $26.4m 0.05% Reduced -38.1k -38,088
21 SUMMIT WEALTH & RETIREMENT PLANNING, INC. 9.83% of their portfolio EAGLE, ID 183,703183.7k $26.3m $26.3m 9.83% Added +3.0k +2,980
22 IEQ CAPITAL, LLC 0.58% of their portfolio Foster City, CA 174,875174.9k $25.0m $25.0m 0.58% Added +55.9k +55,890
23 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 170,104170.1k $24.3m $24.3m 0.05% Reduced -7.6k -7,633
24 ProVise Management Group, LLC 2.22% of their portfolio CLEARWATER, FL 162,225162.2k $23.2m $23.2m 2.22% Reduced -6.5k -6,468
25 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 151,610151.6k $21.7m $21.7m 0.05% Reduced -1.3k -1,283
26 FDx Advisors, Inc. 0.77% of their portfolio BERWYN, PA 133,899133.9k $17.7m $17.7m 0.77% Unchanged
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 129,121129.1k $18.5m $18.5m 0.01% Reduced -9.2k -9,201
28 J.P. Morgan Private Wealth Advisors LLC 0.04% of their portfolio SAN FRANCISCO, CA 125,057125.1k $17.9m $17.9m 0.04% Added +1.2k +1,168
29 Black Diamond Financial, LLC 5.04% of their portfolio TOWSON, MD 107,166107.2k $15.3m $15.3m 5.04% Reduced -1.6k -1,553
30 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 103,421103.4k $14.8m $14.8m 0.01% Reduced -18.0k -17,999
31 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 88,10888.1k $12.6m $12.6m 0.02% Reduced -10.9k -10,863
32 CreativeOne Wealth, LLC 0.60% of their portfolio OVERLAND PARK, KS 85,41685.4k $12.2m $12.2m 0.60% Added +6.1k +6,066
33 Quantitative Advantage, LLC 1.70% of their portfolio MINNETONKA, MN 82,03582.0k $11.7m $11.7m 1.70% Added +2.2k +2,200
34 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 81,98482.0k $11.7m $11.7m 0.06% Reduced -12.1k -12,067
35 COZAD ASSET MANAGEMENT INC 1.45% of their portfolio CHAMPAIGN, IL 76,26776.3k $10.9m $10.9m 1.45% Added +1.3k +1,320
36 American Investment Services, Inc. 2.07% of their portfolio GREAT BARRINGTON, MA 75,99276.0k $10.1m $10.1m 2.07% Unchanged
37 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 68,63168.6k $9.8m $9.8m 0.07% Added +6.3k +6,344
38 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 65,99266.0k $9.4m $9.4m 0.01% Added +583 +583
39 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 63,32363.3k $9.1m $9.1m 0.04% Added +16.6k +16,633
40 Keel Point, LLC 1.19% of their portfolio HUNTSVILLE, AL 57,42957.4k $8.2m $8.2m 1.19% Added +2.8k +2,815
41 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 51,77651.8k $7.4m $7.4m 0.02% Added +455 +455
42 HB Wealth Management, LLC 0.13% of their portfolio Atlanta, GA 51,23951.2k $7.3m $7.3m 0.13% Added +178 +178
43 Destination Wealth Management 0.27% of their portfolio Walnut Creek, CA 49,73549.7k $7.1m $7.1m 0.27% Reduced -411 -411
44 PHILLIPS FINANCIAL MANAGEMENT, LLC 0.69% of their portfolio FORT WAYNE, IN 49,68049.7k $7.1m $7.1m 0.69% Reduced -1.1k -1,138
45 Capital Investment Advisors, LLC 0.21% of their portfolio ATLANTA, GA 49,40749.4k $7.1m $7.1m 0.21% Reduced -7.9k -7,936
46 Sensible Financial Planning & Management, LLC. 1.66% of their portfolio WALTHAM, MA 49,21149.2k $7.0m $7.0m 1.66% Added +651 +651
47 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 47,14147.1k $6.7m $6.7m 0.00% Added +2.4k +2,400
48 Capital Advantage, Inc. 1.25% of their portfolio Walnut Creek, CA 41,08441.1k $5.9m $5.9m 1.25% Reduced -2.9k -2,926
49 GeoWealth Management, LLC 0.68% of their portfolio CHICAGO, IL 40,32640.3k $5.8m $5.8m 0.68% Added +8.6k +8,627
50 James J. Burns & Company, LLC 1.47% of their portfolio MELVILLE, NY 39,93939.9k $5.7m $5.7m 1.47% Added +32.1k +32,070
51 TriaGen Wealth Management LLC 2.74% of their portfolio Calabasas, CA 38,03938.0k $5.4m $5.4m 2.74% Added +1.2k +1,223
52 Gray Wealth Management Inc. 2.90% of their portfolio Bangor, ME 37,05737.1k $5.3m $5.3m 2.90% Reduced -139 -139
53 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 36,67936.7k $5.3m $5.3m 0.10% New
54 MONETA GROUP INVESTMENT ADVISORS LLC 0.12% of their portfolio ST LOUIS, MO 34,52634.5k $4.9m $4.9m 0.12% Added +1.2k +1,178
55 Waterford Advisors, LLC 2.62% of their portfolio ORCHARD PARK, NY 33,76033.8k $4.8m $4.8m 2.62% New
56 Tradition Wealth Management, LLC 0.57% of their portfolio EDINA, MN 32,13132.1k $4.6m $4.6m 0.57% Added +1.0k +1,030
57 FMR LLC 0.00% of their portfolio BOSTON, MA 31,15031.1k $4.5m $4.5m 0.00% Added +17.7k +17,706
58 Stokes Family Office, LLC 0.54% of their portfolio NEW ORLEANS, LA 30,35530.4k $4.3m $4.3m 0.54% Reduced -220 -220
59 Physician Wealth Advisors, Inc. 1.13% of their portfolio MIDVALE, UT 29,82429.8k $4.3m $4.3m 1.13% Added +276 +276
60 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 29,12529.1k $4.2m $4.2m 0.03% Reduced -1.6k -1,626
61 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 27,63027.6k $4.0m $4.0m 0.03% Reduced -3.9k -3,930
62 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 26,89626.9k $3.8m $3.8m 0.02% Added +1.5k +1,517
63 STEPH & CO 2.37% of their portfolio MARINETTE, WI 26,74026.7k $3.8m $3.8m 2.37% Reduced -2.2k -2,154
64 Marshall Financial Group, LLC 1.34% of their portfolio Hunt Valley, MD 26,16826.2k $3.7m $3.7m 1.34% Added +437 +437
65 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.16% of their portfolio Seattle, WA 25,27225.3k $3.6m $3.6m 0.16% Added +1.5k +1,460
66 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 25,26125.3k $3.6m $3.6m 0.03% Reduced -25.6k -25,619
67 CALTON & ASSOCIATES, INC. 1.63% of their portfolio Tampa, FL 24,59924.6k $3.5m $3.5m 1.63% Added +268 +268
68 Dynamic Advisor Solutions LLC 0.20% of their portfolio PHOENIX, AZ 24,17024.2k $3.5m $3.5m 0.20% Reduced -531 -531
69 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 23,61723.6k $3.4m $3.4m 0.06% Reduced -5.0k -5,025
70 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 23,04123.0k $3.3m $3.3m 0.05% Reduced -3.8k -3,794
71 Baker Ellis Asset Management LLC 0.58% of their portfolio Vancouver, WA 22,55522.6k $3.2m $3.2m 0.58% Added +3.8k +3,810
72 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,51322.5k $3.2m $3.2m 0.00% Added +14.5k +14,456
73 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 22,15122.2k $3.2m $3.2m 0.05% Reduced -241 -241
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 21,87521.9k $3.1m $3.1m 0.00% Reduced -319 -319
75 OLD NATIONAL BANCORP /IN/ 0.10% of their portfolio EVANSVILLE, IN 21,82821.8k $3.1m $3.1m 0.10% Reduced -79 -79
76 B. Riley Wealth Advisors, Inc. 0.08% of their portfolio MEMPHIS, TN 21,74121.7k $3.1m $3.1m 0.08% Reduced -266 -266
77 VitalStone Financial, LLC 0.03% of their portfolio SHAVANO PARK, TX 21,24321.2k $3.6k $3.6k 0.03% Added +19.9k +19,910
78 David Kennon Inc 1.36% of their portfolio SARASOTA, FL 19,40719.4k $2.8m $2.8m 1.36% Added +42 +42
79 StoneX Group Inc. 0.30% of their portfolio NEW YORK, NY 19,25319.3k $2.8m $2.8m 0.30% Added +534 +534
80 Clear Creek Financial Management, LLC 0.49% of their portfolio SILVERDALE, WA 18,11618.1k $2.6m $2.6m 0.49% Reduced -45 -45
81 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,92517.9k $2.6m $2.6m 0.00% Added +1.4k +1,427
82 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 17,59917.6k $2.5m $2.5m 0.03% Reduced -6.3k -6,296
83 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 17,49317.5k $2.5m $2.5m 0.03% Added +2.8k +2,821
84 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 17,28617.3k $2.5m $2.5m 0.01% Added +651 +651
85 Strategic Equity Management 0.88% of their portfolio TUCSON, AZ 17,24917.2k $2.5m $2.5m 0.88% Reduced -1.6k -1,628
86 COLDSTREAM CAPITAL MANAGEMENT INC 0.08% of their portfolio BELLEVUE, WA 17,22517.2k $2.5m $2.5m 0.08% Reduced -1.3k -1,271
87 McClarren Financial Advisors, Inc. 2.19% of their portfolio STATE COLLEGE, PA 16,88916.9k $2.4m $2.4m 2.19% Reduced -80 -80
88 1900 WEALTH MANAGEMENT LLC 0.24% of their portfolio SAN ANTONIO, TX 16,57516.6k $2.2m $2.2m 0.24% Unchanged
89 Accurate Wealth Management, LLC 0.81% of their portfolio WESLEY CHAPEL, FL 16,38516.4k $2.4m $2.4m 0.81% Added +12.2k +12,244
90 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 16,38116.4k $2.3m $2.3m 0.09% Added +2.1k +2,091
91 HILLTOP WEALTH ADVISORS, LLC 1.75% of their portfolio CHAPEL HILL, NC 15,23115.2k $2.2m $2.2m 1.75% Reduced -374 -374
92 Parallel Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 14,86214.9k $2.1m $2.1m 0.07% Reduced -272 -272
93 LEO BROKERAGE, LLC 0.31% of their portfolio HURST, TX 14,60414.6k $2.1m $2.1m 0.31% First filing
94 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,37314.4k $2.1m $2.1m 0.00% Added +8.4k +8,428
95 Beacon Pointe Advisors, LLC 0.03% of their portfolio NEWPORT BEACH, CA 14,29614.3k $2.0m $2.0m 0.03% Added +1.1k +1,097
96 Brand Asset Management Group, Inc. 1.02% of their portfolio CHESTERFIELD, MO 14,08914.1k $2.0m $2.0m 1.02% Unchanged
97 Independent Advisor Alliance 0.10% of their portfolio CHARLOTTE, NC 13,93513.9k $2.0m $2.0m 0.10% Unchanged
98 HF Advisory Group, LLC 1.76% of their portfolio Annapolis, MD 13,84513.8k $2.0m $2.0m 1.76% Added +214 +214
99 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 12,71612.7k $1.8m $1.8m 0.02% Reduced -1.1k -1,134
100 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,68412.7k $1.8m $1.8m 0.00% Reduced -6.8k -6,825