Vault-13

VANECK ETF TRUST REMX

RARE EARTH AND S · ETP · CUSIP 92189H805

147 institutional holders +0 vs Q1 2023
2,065,1212.1m shares reported held*
$171.7mreported value*
14 new 29 added 51 reduced 15 sold out net bought ≈ $11.4m (+137.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $83.14. Options: 5 managers hold calls ($6.5m notional), 3 hold puts ($7.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 150Q1 23: 147Q2 23: 147147Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022159
Q4 2022150
Q1 2023147
Q2 2023147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 57 bought or addedQ4 22: 81 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 64 cut or sold outQ1 23Q2 23: 43 bought or addedQ2 23: 66 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225781
Q1 20235164
Q2 20234366

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 22 calls: $7.1mQ3 22 puts: $6.2mQ3 22P/C 0.88Q4 22 calls: $8.8mQ4 22 puts: $16.2mQ4 22P/C 1.84Q1 23 calls: $6.7mQ1 23 puts: $6.6mQ1 23P/C 0.98Q2 23 calls: $6.5mQ2 23 puts: $7.7mQ2 23P/C 1.19
Numbers
QuarterCallsPutsP/C
Q3 2022$7.1m$6.2m0.88
Q4 2022$8.8m$16.2m1.84
Q1 2023$6.7m$6.6m0.98
Q2 2023$6.5m$7.7m1.19

Biggest buyers

JANE STREET GROUP, LLC Added +90,836+90.8k
UBS Group AG Added +53,509+53.5k
CONGRESS ASSET MANAGEMENT CO New +17,576+17.6k
CW Advisors, LLC New +17,406+17.4k
CITADEL ADVISORS LLC Added +14,068+14.1k
MORGAN STANLEY Added +13,693+13.7k
HRT FINANCIAL LP Added +12,591+12.6k
Farther Finance Advisors, LLC Added +11,213+11.2k
OLD MISSION CAPITAL LLC New +10,023+10.0k
ROYAL BANK OF CANADA Added +5,171+5.2k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -30,437-30.4k
MARSHALL WACE, LLP Sold out -19,163-19.2k
Raymond James Financial Services Advisors, Inc. Reduced -16,657-16.7k
MERITAGE PORTFOLIO MANAGEMENT Reduced -10,512-10.5k
Prescott Group Capital Management, L.L.C. Sold out -9,000-9.0k
Anson Capital, Inc. Sold out -8,808-8.8k
Money Design Co.,Ltd. Reduced -6,155-6.2k
BROWN ADVISORY INC Sold out -5,455-5.5k
WELLS FARGO & COMPANY/MN Reduced -3,200-3.2k
Cetera Advisors LLC Sold out -2,712-2.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.9m46.9k shares
CITADEL ADVISORS LLC Reduced $1.5m17.9k shares
JANE STREET GROUP, LLC Added $1.1m13.4k shares
Cutler Group LLC / CA Unchanged $6.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.9m59.3k shares
CITADEL ADVISORS LLC Added $2.8m33.6k shares
Cutler Group LLC / CA Added $01.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 239,135239.1k $19.9m $19.9m 0.03% Added +90.8k +90,836
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 211,251211.3k $17.6m $17.6m 0.00% Added +3.0k +2,981
3 MERITAGE PORTFOLIO MANAGEMENT 1.11% of their portfolio OVERLAND PARK, KS 189,381189.4k $15.7m $15.7m 1.11% Reduced -10.5k -10,512
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 181,053181.1k $15.1m $15.1m 0.00% Added +13.7k +13,693
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 126,257126.3k $10.5m $10.5m 0.00% Added +53.5k +53,509
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 119,703119.7k $10.0m $10.0m 0.01% Reduced -1.8k -1,826
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 88,79888.8k $7.4m $7.4m 0.00% Reduced -3.2k -3,200
8 Money Design Co.,Ltd. 0.36% of their portfolio TOKYO, M0 73,69673.7k $6.1m $6.1m 0.36% Reduced -6.2k -6,155
9 Windmill Hill Asset Management Ltd 1.64% of their portfolio WADDESDON, X0 44,00044.0k $3.7m $3.7m 1.64% Unchanged
10 WT Wealth Management 1.29% of their portfolio SCOTTSDALE, AZ 37,49537.5k $3.1m $3.1m 1.29% Added +294 +294
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 37,27937.3k $3.1m $3.1m 0.00% Added +5.2k +5,171
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,44525.4k $2.1m $2.1m 0.00% Added +14.1k +14,068
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,41525.4k $2.1m $2.1m 0.00% Reduced -1.8k -1,761
14 Freemont Management S.A. 0.26% of their portfolio VAUD, V8 24,99925.0k $2.1m $2.1m 0.26% Unchanged
15 PRUDENTIAL PLC 0.02% of their portfolio LONDON, X0 24,32024.3k $2.0m $2.0m 0.02% Reduced -2.1k -2,130
16 Walkner Condon Financial Advisors LLC 0.52% of their portfolio MADISON, WI 23,81523.8k $2.0m $2.0m 0.52% Reduced -1.6k -1,620
17 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 23,24723.2k $1.9m $1.9m 0.02% Added +12.6k +12,591
18 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,96322.0k $1.8m $1.8m 0.00% Reduced -1.5k -1,470
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,78221.8k $1.8m $1.8m 0.00% Reduced -721 -721
20 Proficio Capital Partners LLC 0.24% of their portfolio NEWTON, MA 21,55121.6k $1.8m $1.8m 0.24% Unchanged
21 Bridge Advisory, LLC 0.64% of their portfolio PASADENA, CA 20,84320.8k $1.7m $1.7m 0.64% Added +272 +272
22 Canal Insurance CO 0.47% of their portfolio Greenville, SC 20,00020.0k $1.7m $1.7m 0.47% Unchanged
23 KRAEMATON INVESTMENT ADVISORS, INC 1.78% of their portfolio BRAINTREE, MA 19,46919.5k $1.6m $1.6m 1.78% Reduced -461 -461
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,49518.5k $1.5m $1.5m 0.00% Reduced -139 -139
25 CONGRESS ASSET MANAGEMENT CO 0.01% of their portfolio BOSTON, MA 17,57617.6k $1.5m $1.5m 0.01% New
26 CW Advisors, LLC 0.03% of their portfolio BOSTON, MA 17,40617.4k $1.4m $1.4m 0.03% New
27 MARK SHEPTOFF FINANCIAL PLANNING, LLC 0.76% of their portfolio GLASTONBURY, CT 15,98016.0k $1.3m $1.3m 0.76% Added +480 +480
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,30413.3k $1.1m $1.1m 0.00% Reduced -480 -480
29 CoreCap Advisors, LLC 0.08% of their portfolio SOUTHFIELD, MI 12,99713.0k $1.1m $1.1m 0.08% First filing
30 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 12,61312.6k $1.0m $1.0m 0.08% Added +198 +198
31 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 12,28312.3k $1.0m $1.0m 0.01% Added +77 +77
32 Farther Finance Advisors, LLC 0.20% of their portfolio SAN FRANCISCO, CA 11,25211.3k $935.7k $935.7k 0.20% Added +11.2k +11,213
33 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 10,50010.5k $873.2k $873.2k 0.01% Reduced -300 -300
34 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 10,48410.5k $871.8k $871.8k 0.01% Unchanged
35 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 10,02310.0k $833.5k $833.5k 0.03% New
36 Strategic Wealth Investment Group, LLC 0.13% of their portfolio LOUISVILLE, KY 9,8989.9k $823.2k $823.2k 0.13% Added +180 +180
37 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,8799.9k $819.0k $819.0k 0.00% Added +36 +36
38 Freedom Investment Management, Inc. 0.09% of their portfolio SOUTH WINDSOR, CT 9,6709.7k $804.2k $804.2k 0.09% Reduced -1.1k -1,087
39 180 WEALTH ADVISORS, LLC 0.17% of their portfolio FEDERAL WAY, WA 9,0669.1k $766.9k $766.9k 0.17% Added +1.3k +1,288
40 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 9,0189.0k $749.9k $749.9k 0.01% Added +158 +158
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,9388.9k $743.3k $743.3k 0.00% Reduced -30.4k -30,437
42 Cooper Financial Group 0.18% of their portfolio IRVINE, CA 8,5358.5k $709.8k $709.8k 0.18% Reduced -12 -12
43 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 8,5088.5k $709.0k $709.0k 0.02% Added +4.6k +4,615
44 Ironsides Asset Advisors, LLC 0.29% of their portfolio ROCKY MOUNT, NC 8,2508.2k $686.1k $686.1k 0.29% Unchanged
45 Greytown Advisors Inc. 0.34% of their portfolio MIAMI, FL 7,6207.6k $633.7k $633.7k 0.34% Unchanged
46 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,4037.4k $616.0k $616.0k 0.00% Reduced -177 -177
47 Compound Planning, Inc. 0.28% of their portfolio NEW YORK, NY 7,4017.4k $615.5k $615.5k 0.28% Added +2.5k +2,467
48 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,4156.4k $533.5k $533.5k 0.00% Reduced -358 -358
49 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 6,0826.1k $505.8k $505.8k 0.03% Reduced -383 -383
50 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,0276.0k $501.0k $501.0k 0.00% Reduced -335 -335
51 3EDGE Asset Management, LP 0.04% of their portfolio Naples, FL 5,9205.9k $492.3k $492.3k 0.04% Reduced -1.5k -1,474
52 Quaker Wealth Management, LLC 0.22% of their portfolio MOORESTOWN, NJ 5,9025.9k $490.8k $490.8k 0.22% Reduced -50 -50
53 EVERGREEN CAPITAL MANAGEMENT LLC 0.02% of their portfolio Bellevue, WA 5,9005.9k $490.6k $490.6k 0.02% Unchanged
54 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,7515.8k $506.7k $506.7k 0.00% Added +5.1k +5,085
55 Solstein Capital, LLC 0.39% of their portfolio Menlo Park, CA 5,5995.6k $465.6k $465.6k 0.39% Reduced -100 -100
56 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4,8184.8k $400.6k $400.6k 0.00% Reduced -2.6k -2,609
57 AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP 0.31% of their portfolio HINGHAM, MA 4,7574.8k $412.5k $412.5k 0.31% Added +1.9k +1,922
58 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 4,5754.6k $380.0k $380.0k 0.02% New
59 Sierra Capital LLC 0.06% of their portfolio MIAMI, FL 4,4624.5k $371.0k $371.0k 0.06% Unchanged
60 Pekin Hardy Strauss, Inc. 0.06% of their portfolio CHICAGO, IL 4,3804.4k $364.2k $364.2k 0.06% Added +600 +600
61 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 4,1664.2k $346.4k $346.4k 0.00% Reduced -65 -65
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1104.1k $341.8k $341.8k 0.00% Reduced -85 -85
63 WOODWARD DIVERSIFIED CAPITAL, LLC 0.25% of their portfolio BAKERSFIELD, CA 4,0524.1k $337.0k $337.0k 0.25% New
64 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,0084.0k $333.3k $333.3k 0.00% Reduced -80 -80
65 EXENCIAL WEALTH ADVISORS, LLC 0.01% of their portfolio OKLAHOMA CITY, OK 3,8633.9k $321.2k $321.2k 0.01% Reduced -328 -328
66 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 3,7163.7k $309.0k $309.0k 0.01% Added +140 +140
67 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 3,7003.7k $308.0k $308.0k 0.00% New
68 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 3,6843.7k $306.0k $306.0k 0.00% Reduced -949 -949
69 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 3,5723.6k $297.0k $297.0k 0.00% Reduced -373 -373
70 Laidlaw Wealth Management LLC 0.06% of their portfolio NEW YORK CITY, NY 3,5493.5k $295.2k $295.2k 0.06% Reduced -1 -1
71 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 3,3323.3k $277.1k $277.1k 0.00% New
72 PFG Advisors 0.02% of their portfolio Phoenix, AZ 3,2183.2k $267.6k $267.6k 0.02% Added +119 +119
73 Ballew Advisors, Inc 0.20% of their portfolio Jackson, MS 3,2063.2k $276.0k $276.0k 0.20% Unchanged
74 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,1723.2k $263.8k $263.8k 0.00% Reduced -34 -34
75 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,0283.0k $251.8k $251.8k 0.00% Reduced -16.7k -16,657
76 All Season Financial Advisors, Inc. 0.23% of their portfolio DENVER, CO 3,0153.0k $250.7k $250.7k 0.23% New
77 Moors & Cabot, Inc. 0.02% of their portfolio BOSTON, MA 2,9913.0k $248.7k $248.7k 0.02% Unchanged
78 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 2,9623.0k $246.3k $246.3k 0.00% Reduced -113 -113
79 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,8642.9k $238.2k $238.2k 0.00% Reduced -2.2k -2,207
80 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 2,7412.7k $227.9k $227.9k 0.01% Reduced -162 -162
81 Lane Generational LLC 0.33% of their portfolio Palm Beach, FL 2,7312.7k $227.1k $227.1k 0.33% Reduced -35 -35
82 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 2,7002.7k $225.0k $225.0k 0.02% Unchanged
83 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,5472.5k $211.8k $211.8k 0.01% Unchanged
84 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 2,4812.5k $206.3k $206.3k 0.01% First filing
85 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 2,1002.1k $175.0k $175.0k 0.01% Unchanged
86 Capital Advisors, Ltd. LLC 0.02% of their portfolio SHAKER HEIGHTS, OH 1,7131.7k $142.0k $142.0k 0.02% Reduced -1.0k -1,000
87 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 1,4131.4k $117.5k $117.5k 0.01% Reduced -900 -900
88 Resurgent Financial Advisors LLC 0.07% of their portfolio ATLANTA, GA 1,3331.3k $110.9k $110.9k 0.07% Unchanged
89 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,2801.3k $22.6k $22.6k 0.00% Added +718 +718
90 BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio Marion, MA 1,2181.2k $101.3k $101.3k 0.01% Unchanged
91 CENTRAL TRUST Co 0.00% of their portfolio JEFFERSON CITY, MO 1,1701.2k $97.3k $97.3k 0.00% Reduced -25 -25
92 ISLAY CAPITAL MANAGEMENT, LLC 0.08% of their portfolio Lubbock, TX 1,1501.1k $95.6k $95.6k 0.08% New
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1021.1k $92.0k $92.0k 0.00% Reduced -313 -313
94 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,0031.0k $78.7k $78.7k 0.00% Added +136 +136
95 TOMPKINS FINANCIAL CORP 0.01% of their portfolio ITHACA, NY 1,0001.0k $83.2k $83.2k 0.01% Unchanged
96 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 970970 $80.7k $80.7k 0.00% Unchanged
97 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 907907 $75.4k $75.4k 0.00% Reduced -180 -180
98 UMB Bank, n.a. 0.00% of their portfolio Kansas City, MO 839839 $69.8k $69.8k 0.00% Unchanged
99 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 675675 $56.1k $56.1k 0.01% Unchanged
100 FMR LLC 0.00% of their portfolio BOSTON, MA 564564 $46.9k $46.9k 0.00% Reduced -358 -358