Vault-13

VANECK ETF TRUST SMOT

MORNINGSTAR SMID · ETP · CUSIP 92189H730

101 institutional holders +7 vs Q3 2024
8,360,8738.4m shares reported held*
$288.4mreported value*
15 new 52 added 19 reduced 11 sold out net bought ≈ $31.4m (+912.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($282.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.49.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q4 22: 6Q1 23: 22Q2 23: 31Q3 23: 47Q4 23: 66Q1 24: 80Q2 24: 91Q3 24: 94Q4 24: 101101Q4 22Q2 23Q4 23Q2 24Q4 24
Numbers
QuarterHolders
Q4 20226
Q1 202322
Q2 202331
Q3 202347
Q4 202366
Q1 202480
Q2 202491
Q3 202494
Q4 2024101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 17 bought or addedQ1 23: 4 cut or sold outQ2 23: 23 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 5 cut or sold outQ4 23: 51 bought or addedQ4 23: 12 cut or sold outQ4 23Q1 24: 52 bought or addedQ1 24: 25 cut or sold outQ2 24: 51 bought or addedQ2 24: 36 cut or sold outQ2 24Q3 24: 54 bought or addedQ3 24: 43 cut or sold outQ4 24: 67 bought or addedQ4 24: 30 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023174
Q2 2023238
Q3 2023395
Q4 20235112
Q1 20245225
Q2 20245136
Q3 20245443
Q4 20246730

Biggest buyers

MORGAN STANLEY Added +401,364+401.4k
Farther Finance Advisors, LLC Added +277,573+277.6k
LPL Financial LLC Added +158,994+159.0k
BANK OF AMERICA CORP /DE/ Added +53,083+53.1k
OSAIC HOLDINGS, INC. Added +42,700+42.7k
Apexium Financial, LP Added +35,259+35.3k
Prospera Financial Services Inc Added +29,070+29.1k
MML INVESTORS SERVICES, LLC Added +27,349+27.3k
Stegent Equity Advisors, Inc. Added +22,469+22.5k
Comprehensive Financial Consultants Institutional, Inc. New +20,281+20.3k

Biggest sellers

Gradient Investments LLC Reduced -258,847-258.8k
Brown Financial Advisors Reduced -23,549-23.5k
OLD MISSION CAPITAL LLC Sold out -19,209-19.2k
JANE STREET GROUP, LLC Sold out -16,164-16.2k
WCG Wealth Advisors LLC Sold out -14,155-14.2k
Orion Porfolio Solutions, LLC Sold out -11,667-11.7k
Orion Portfolio Solutions, LLC Sold out -11,667-11.7k
Patton Albertson Miller Group, LLC Reduced -10,630-10.6k
TRUIST FINANCIAL CORP Reduced -9,274-9.3k
Balboa Wealth Partners Sold out -8,519-8.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 0.78% of their portfolio ARDEN HILLS, MN 1,119,6001.1m $38.6m $38.6m 0.78% Reduced -258.8k -258,847
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,088,4761.1m $37.5m $37.5m 0.02% Added +159.0k +158,994
3 Principle Wealth Partners LLC 1.89% of their portfolio MADISON, CT 780,194780.2k $26.9m $26.9m 1.89% Added +4.2k +4,235
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 748,501748.5k $25.8m $25.8m 0.00% Added +53.1k +53,083
5 FINANCIAL MANAGEMENT NETWORK INC 3.80% of their portfolio MISSION VIEJO, CA 527,215527.2k $18.3m $18.3m 3.80% Added +18.7k +18,666
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 466,225466.2k $16.1m $16.1m 0.00% Added +401.4k +401,364
7 Apexium Financial, LP 0.69% of their portfolio Dallas, TX 331,454331.5k $11.4m $11.4m 0.69% Added +35.3k +35,259
8 Farther Finance Advisors, LLC 0.35% of their portfolio SAN FRANCISCO, CA 277,580277.6k $9.6m $9.6m 0.35% Added +277.6k +277,573
9 Mesirow Financial Investment Management, Inc. 0.19% of their portfolio CHICAGO, IL 276,972277.0k $9.5m $9.5m 0.19% Added +17.9k +17,863
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 244,510244.5k $8.4m $8.4m 0.00% First filing
11 WOODMONT INVESTMENT COUNSEL LLC 0.42% of their portfolio NASHVILLE, TN 163,937163.9k $5.7m $5.7m 0.42% Added +4.5k +4,527
12 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 144,111144.1k $5.0m $5.0m 0.03% Added +10.6k +10,616
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 121,107121.1k $4.2m $4.2m 0.01% Added +27.3k +27,349
14 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 113,254113.3k $3.9m $3.9m 0.01% Added +14.4k +14,412
15 Family Office Research LLC 1.28% of their portfolio Bethesda, MD 84,95385.0k $2.9m $2.9m 1.28% First filing
16 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 83,56783.6k $2.9m $2.9m 0.01% Added +8.4k +8,365
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,67081.7k $2.8m $2.8m 0.01% Added +42.7k +42,700
18 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.37% of their portfolio Miamisburg, OH 80,96281.0k $2.8m $2.8m 0.37% Added +1.1k +1,131
19 TRUE Private Wealth Advisors 0.33% of their portfolio Salem, OR 79,68179.7k $2.7m $2.7m 0.33% Added +9.1k +9,148
20 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 75,15175.2k $2.6m $2.6m 0.01% Added +2.7k +2,717
21 Brown Financial Advisors 0.99% of their portfolio MILFORD, OH 71,60171.6k $2.5m $2.5m 0.99% Reduced -23.5k -23,549
22 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 64,67864.7k $2.2m $2.2m 0.00% Reduced -9.3k -9,274
23 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 62,95063.0k $2.2m $2.2m 0.02% Reduced -2.4k -2,400
24 Creekside Partners 1.11% of their portfolio PETALUMA, CA 62,25462.3k $2.1m $2.1m 1.11% Added +8.0k +7,970
25 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 52,00152.0k $1.8m $1.8m 0.00% Reduced -5.2k -5,161
26 FIRST FOUNDATION ADVISORS 0.07% of their portfolio Irvine, CA 50,95351.0k $1.8m $1.8m 0.07% Added +2.4k +2,406
27 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 49,72849.7k $1.7m $1.7m 0.02% Added +6.8k +6,829
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 49,58649.6k $1.7m $1.7m 0.00% Reduced -1.3k -1,299
29 Mattson Financial Services, LLC 0.54% of their portfolio KENTWOOD, MI 48,12348.1k $1.7m $1.7m 0.54% Reduced -1.4k -1,426
30 TPG Advisors LLC 1.28% of their portfolio NORTHFIELD, IL 47,62547.6k $1.6m $1.6m 1.28% Added +738 +738
31 PURSUE WEALTH PARTNERS LLC 0.93% of their portfolio ALAMO, CA 47,22147.2k $1.6m $1.6m 0.93% Unchanged
32 Stegent Equity Advisors, Inc. 1.53% of their portfolio HOUSTON, TX 43,73543.7k $1.5m $1.5m 1.53% Added +22.5k +22,469
33 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 39,76039.8k $1.4m $1.4m 0.03% Added +29.1k +29,070
34 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 39,27839.3k $1.4m $1.4m 0.02% Added +1.8k +1,805
35 Acorn Wealth Advisors, LLC 0.53% of their portfolio Grand Blanc, MI 37,22637.2k $1.3m $1.3m 0.53% Added +1.3k +1,329
36 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 34,77434.8k $1.2m $1.2m 0.00% Added +20.0k +20,037
37 Patton Albertson Miller Group, LLC 0.15% of their portfolio Chattanooga, TN 32,65432.7k $1.1m $1.1m 0.15% Reduced -10.6k -10,630
38 Beaumont Financial Advisors, LLC 0.08% of their portfolio NEEDHAM, MA 32,16232.2k $1.1m $1.1m 0.08% Added +837 +837
39 Paladin Wealth, LLC 0.91% of their portfolio ARDEN HILLS, MN 30,71730.7k $1.1m $1.1m 0.91% Reduced -8.1k -8,142
40 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 30,32330.3k $1.0m $1.0m 0.01% Reduced -267 -267
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 28,72428.7k $990.0k $990.0k 0.00% Added +3.6k +3,600
42 Archford Capital Strategies, LLC 0.15% of their portfolio SWANSEA, IL 28,39728.4k $978.8k $978.8k 0.15% Added +2.1k +2,095
43 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 25,25025.2k $870.4k $870.4k 0.04% Added +300 +300
44 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 23,39423.4k $859.3k $859.3k 0.01% Reduced -1.0k -1,000
45 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,24423.2k $801.0k $801.0k 0.00% Added +4.4k +4,448
46 First Financial Group Corp 0.85% of their portfolio RALEIGH, NC 22,26622.3k $767.6k $767.6k 0.85% First filing
47 Comprehensive Financial Consultants Institutional, Inc. 0.25% of their portfolio Bloomington, IN 20,28120.3k $699.1k $699.1k 0.25% New
48 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 20,05020.1k $691.1k $691.1k 0.02% New
49 Stiles Financial Services Inc 0.25% of their portfolio EDINA, MN 19,67919.7k $678.4k $678.4k 0.25% Added +6.3k +6,300
50 IRON Financial LLC 0.37% of their portfolio NORTHBROOK, IL 18,85918.9k $650.1k $650.1k 0.37% Added +903 +903
51 Lowe Wealth Advisors, LLC 0.27% of their portfolio COLUMBIA, MD 18,42318.4k $635.0k $635.0k 0.27% Added +5.0k +5,049
52 Essex Financial Services, Inc. 0.04% of their portfolio ESSEX, CT 17,72717.7k $611.1k $611.1k 0.04% Added +25 +25
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,23317.2k $594.0k $594.0k 0.00% New
54 Coordinated Financial Services, Inc. 0.44% of their portfolio DENVER, CO 16,55116.6k $570.5k $570.5k 0.44% First filing
55 Stonebridge Financial Planning Group, LLC 0.25% of their portfolio ORLANDO, FL 16,41616.4k $565.9k $565.9k 0.25% Added +6.4k +6,423
56 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,18516.2k $557.9k $557.9k 0.00% New
57 Copley Financial Group, Inc. 0.41% of their portfolio SAN DIEGO, CA 15,62815.6k $538.7k $538.7k 0.41% Added +8.3k +8,277
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,73213.7k $473.3k $473.3k 0.00% Added +535 +535
59 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,44612.4k $429.0k $429.0k 0.00% Reduced -1.0k -1,008
60 Tranquility Partners, LLC 0.15% of their portfolio Brentwood, TN 11,50811.5k $396.7k $396.7k 0.15% Added +930 +930
61 Atlas Wealth LLC 0.15% of their portfolio CINCINNATI, OH 11,37411.4k $392.1k $392.1k 0.15% Added +1.0k +1,033
62 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 10,58610.6k $364.9k $364.9k 0.01% Reduced -648 -648
63 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 10,23110.2k $352.7k $352.7k 0.03% Reduced -39 -39
64 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 10,01010.0k $345.1k $345.1k 0.00% Reduced -1.1k -1,056
65 Etesian Wealth Advisors, Inc. 0.15% of their portfolio West Linn, OR 9,8899.9k $340.9k $340.9k 0.15% Reduced -842 -842
66 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 9,6179.6k $331.0k $331.0k 0.01% Added +1.8k +1,800
67 Maridea Wealth Management LLC 0.10% of their portfolio BROOKLYN, NY 9,3739.4k $323.1k $323.1k 0.10% First filing
68 LAKE STREET ADVISORS GROUP, LLC 0.01% of their portfolio PORTSMOUTH, NH 9,0889.1k $313.3k $313.3k 0.01% Added +1.2k +1,187
69 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 9,0859.1k $313.2k $313.2k 0.00% Reduced -563 -563
70 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,6298.6k $297.4k $297.4k 0.00% Reduced -414 -414
71 Soundwatch Capital LLC 0.03% of their portfolio DALLAS, TX 8,1848.2k $282.1k $282.1k 0.03% Added +57 +57
72 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 6,5616.6k $226.2k $226.2k 0.01% New
73 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 6,4756.5k $223.2k $223.2k 0.00% New
74 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 6,3106.3k $217.5k $217.5k 0.01% Added +4.5k +4,504
75 Whalen Wealth Management Inc. 0.15% of their portfolio LAS VEGAS, NV 6,0936.1k $210.0k $210.0k 0.15% Added +71 +71
76 Valued Retirements, Inc. 0.28% of their portfolio HOUSTON, TX 6,0206.0k $207.5k $207.5k 0.28% Unchanged
77 Global X Japan Co., Ltd. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 6,0166.0k $207.4k $207.4k 0.03% Added +1.0k +1,009
78 Whitaker-Myers Wealth Managers, LTD. 0.06% of their portfolio Mansfield, OH 5,8875.9k $202.9k $202.9k 0.06% New
79 SIERRA OCEAN, LLC 0.12% of their portfolio RIPON, CA 4,2264.2k $145.7k $145.7k 0.12% First filing
80 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 2,3052.3k $79.5k $79.5k 0.01% Unchanged
81 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,1192.1k $73.0k $73.0k 0.00% New
82 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 1,4701.5k $50.7k $50.7k 0.00% Added +17 +17
83 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,0801.1k $37.2k $37.2k 0.00% Reduced -395 -395
84 EASTERN BANK 0.00% of their portfolio BOSTON, MA 1,0001.0k $34.5k $34.5k 0.00% Unchanged
85 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 890890 $30.7k $30.7k 0.00% Unchanged
86 CLEAR INVESTMENT RESEARCH, LLC 0.03% of their portfolio ALPHARETTA, GA 571571 $19.7k $19.7k 0.03% Added +7 +7
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 500500 $17.2k $17.2k 0.00% New
88 FMR LLC 0.00% of their portfolio BOSTON, MA 463463 $16.0k $16.0k 0.00% Added +18 +18
89 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 422422 $14.5k $14.5k 0.00% New
90 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 387387 $13.3k $13.3k 0.00% Added +370 +370
91 1620 INVESTMENT ADVISORS, INC. 0.01% of their portfolio PLYMOUTH, MA 370370 $12.8k $12.8k 0.01% Added +5 +5
92 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 360360 $12.4k $12.4k 0.00% New
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 215215 $7.0k $7.0k 0.00% Unchanged
94 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 165165 $6.0k $6.0k 0.00% Added +78 +78
95 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 144144 $5.0k $5.0k 0.00% New
96 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 133133 $4.6k $4.6k 0.00% Unchanged
97 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 110110 $3.8k $3.8k 0.00% New
98 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 100100 $3.0k $3.0k 0.00% New
99 Kestra Investment Management, LLC 0.00% of their portfolio AUSTIN, TX 8787 $3.0k $3.0k 0.00% New
100 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 5050 $1.7k $1.7k 0.00% Unchanged