Vault-13

VANECK ETF TRUST SMOT

MORNINGSTAR SMID · ETP · CUSIP 92189H730

94 institutional holders +3 vs Q2 2024
7,316,7087.3m shares reported held*
$256.0mreported value*
14 new 40 added 32 reduced 11 sold out net bought ≈ $7.7m (+219.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($284.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.99.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q4 22: 6Q1 23: 22Q2 23: 31Q3 23: 47Q4 23: 66Q1 24: 80Q2 24: 91Q3 24: 9494Q4 22Q2 23Q4 23Q2 24Q3 24
Numbers
QuarterHolders
Q4 20226
Q1 202322
Q2 202331
Q3 202347
Q4 202366
Q1 202480
Q2 202491
Q3 202494

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 17 bought or addedQ1 23: 4 cut or sold outQ1 23Q2 23: 23 bought or addedQ2 23: 8 cut or sold outQ3 23: 39 bought or addedQ3 23: 5 cut or sold outQ3 23Q4 23: 51 bought or addedQ4 23: 12 cut or sold outQ1 24: 52 bought or addedQ1 24: 25 cut or sold outQ1 24Q2 24: 51 bought or addedQ2 24: 36 cut or sold outQ3 24: 54 bought or addedQ3 24: 43 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023174
Q2 2023238
Q3 2023395
Q4 20235112
Q1 20245225
Q2 20245136
Q3 20245443

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +301,461+301.5k
LPL Financial LLC Added +261,417+261.4k
Apexium Financial, LP Added +86,032+86.0k
EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC New +79,831+79.8k
MERCER GLOBAL ADVISORS INC /ADV New +72,434+72.4k
TRUE Private Wealth Advisors Added +56,830+56.8k
MORGAN STANLEY Added +53,684+53.7k
Gradient Investments LLC Added +32,554+32.6k
Stegent Equity Advisors, Inc. New +21,266+21.3k
OLD MISSION CAPITAL LLC New +19,209+19.2k

Biggest sellers

Thrivent Financial for Lutherans Reduced -544,762-544.8k
Mariner, LLC Reduced -144,888-144.9k
AVALON CAPITAL MANAGEMENT Sold out -66,291-66.3k
LAKE STREET PRIVATE WEALTH, LLC Sold out -38,427-38.4k
Atria Investments, Inc Reduced -15,892-15.9k
IHT Wealth Management, LLC Sold out -12,430-12.4k
GOLDMAN SACHS GROUP INC Sold out -10,797-10.8k
D. E. Shaw & Co., Inc. Sold out -10,094-10.1k
Tower Research Capital LLC (TRC) Sold out -10,082-10.1k
Atlas Wealth LLC Reduced -9,701-9.7k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Gradient Investments LLC 1.01% of their portfolio ARDEN HILLS, MN 1,378,4471.4m $48.3m $48.3m 1.01% Added +32.6k +32,554
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 929,482929.5k $32.6m $32.6m 0.01% Added +261.4k +261,417
3 Principle Wealth Partners LLC 1.93% of their portfolio MADISON, CT 775,959776.0k $27.2m $27.2m 1.93% Reduced -1.9k -1,869
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 695,418695.4k $24.4m $24.4m 0.00% Added +301.5k +301,461
5 FINANCIAL MANAGEMENT NETWORK INC 3.69% of their portfolio MISSION VIEJO, CA 508,549508.5k $17.6m $17.6m 3.69% Added +555 +555
6 Apexium Financial, LP 0.68% of their portfolio Dallas, TX 296,195296.2k $10.4m $10.4m 0.68% Added +86.0k +86,032
7 Mesirow Financial Investment Management, Inc. 0.18% of their portfolio CHICAGO, IL 259,109259.1k $9.1m $9.1m 0.18% Added +2.0k +1,966
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 169,087169.1k $5.9m $5.9m 0.00% Added +2.2k +2,244
9 WOODMONT INVESTMENT COUNSEL LLC 0.42% of their portfolio NASHVILLE, TN 159,410159.4k $5.6m $5.6m 0.42% Added +6.6k +6,560
10 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 133,495133.5k $4.7m $4.7m 0.03% Added +8.7k +8,663
11 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 98,84298.8k $3.5m $3.5m 0.01% Added +4.1k +4,139
12 Brown Financial Advisors 1.37% of their portfolio MILFORD, OH 95,15095.2k $3.3m $3.3m 1.37% Added +5.2k +5,226
13 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 93,75893.8k $3.3m $3.3m 0.01% Reduced -2.9k -2,880
14 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.36% of their portfolio Miamisburg, OH 79,83179.8k $2.8m $2.8m 0.36% New
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 75,20275.2k $2.6m $2.6m 0.01% Added +14.1k +14,101
16 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 73,95274.0k $2.6m $2.6m 0.00% Reduced -6.6k -6,622
17 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 72,43472.4k $2.6m $2.6m 0.01% New
18 TRUE Private Wealth Advisors 0.29% of their portfolio Salem, OR 70,53370.5k $2.5m $2.5m 0.29% Added +56.8k +56,830
19 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,32968.3k $2.4m $2.4m 0.00% Added +214 +214
20 EP Wealth Advisors, LLC 0.02% of their portfolio TORRANCE, CA 65,35065.3k $2.3m $2.3m 0.02% Reduced -2.0k -2,000
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 64,86164.9k $2.3m $2.3m 0.00% Added +53.7k +53,684
22 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 57,16257.2k $2.0m $2.0m 0.00% Added +13.5k +13,456
23 Creekside Partners 0.98% of their portfolio PETALUMA, CA 54,28454.3k $1.9m $1.9m 0.98% Added +7.4k +7,419
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,88550.9k $1.8m $1.8m 0.00% Added +4.3k +4,350
25 Mattson Financial Services, LLC 0.57% of their portfolio KENTWOOD, MI 49,54949.5k $1.6m $1.6m 0.57% Reduced -325 -325
26 FIRST FOUNDATION ADVISORS 0.06% of their portfolio Irvine, CA 48,54748.5k $1.7m $1.7m 0.06% Reduced -8.2k -8,165
27 PURSUE WEALTH PARTNERS LLC 0.90% of their portfolio ALAMO, CA 47,22147.2k $1.7m $1.7m 0.90% Added +7.2k +7,221
28 TPG Advisors LLC 1.28% of their portfolio NORTHFIELD, IL 46,88746.9k $1.6m $1.6m 1.28% Added +1.0k +1,037
29 Patton Albertson Miller Group, LLC 0.21% of their portfolio Chattanooga, TN 43,28443.3k $1.5m $1.5m 0.21% Reduced -381 -381
30 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 42,89942.9k $1.5m $1.5m 0.01% Added +79 +79
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 38,97039.0k $1.4m $1.4m 0.00% Added +4.3k +4,316
32 Paladin Wealth, LLC 1.19% of their portfolio ARDEN HILLS, MN 38,85938.9k $1.4m $1.4m 1.19% First filing
33 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 37,47337.5k $1.3m $1.3m 0.02% Added +4.3k +4,282
34 Acorn Wealth Advisors, LLC 0.54% of their portfolio Grand Blanc, MI 35,89735.9k $1.3m $1.3m 0.54% Added +4.7k +4,707
35 Beaumont Financial Advisors, LLC 0.09% of their portfolio NEEDHAM, MA 31,32531.3k $1.1m $1.1m 0.09% Added +85 +85
36 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 30,59030.6k $1.1m $1.1m 0.01% Reduced -1.0k -1,033
37 Archford Capital Strategies, LLC 0.14% of their portfolio SWANSEA, IL 26,30226.3k $929.8k $929.8k 0.14% Reduced -871 -871
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 25,12425.1k $880.0k $880.0k 0.00% Added +3.1k +3,118
39 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 24,95024.9k $874.0k $874.0k 0.04% Added +200 +200
40 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 24,39424.4k $898.7k $898.7k 0.01% Reduced -914 -914
41 Stegent Equity Advisors, Inc. 0.82% of their portfolio HOUSTON, TX 21,26621.3k $744.9k $744.9k 0.82% New
42 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 19,20919.2k $672.9k $672.9k 0.01% New
43 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,79618.8k $658.0k $658.0k 0.00% Reduced -5.8k -5,754
44 IRON Financial LLC 0.34% of their portfolio NORTHBROOK, IL 17,95618.0k $629.0k $629.0k 0.34% Added +26 +26
45 Essex Financial Services, Inc. 0.04% of their portfolio ESSEX, CT 17,70217.7k $619.2k $619.2k 0.04% Reduced -1.2k -1,158
46 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,16416.2k $566.2k $566.2k 0.00% New
47 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 14,73714.7k $516.5k $516.5k 0.00% Added +14.1k +14,068
48 WCG Wealth Advisors LLC 0.03% of their portfolio LAS VEGAS, NV 14,15514.2k $496.0k $496.0k 0.03% Added +88 +88
49 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,45413.5k $471.0k $471.0k 0.00% Reduced -544.8k -544,762
50 Stiles Financial Services Inc 0.17% of their portfolio EDINA, MN 13,37913.4k $468.7k $468.7k 0.17% Reduced -1.3k -1,300
51 Lowe Wealth Advisors, LLC 0.20% of their portfolio COLUMBIA, MD 13,37413.4k $468.5k $468.5k 0.20% Added +3.2k +3,210
52 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,19713.2k $462.3k $462.3k 0.00% Reduced -144.9k -144,888
53 VitalStone Financial, LLC 0.30% of their portfolio SHAVANO PARK, TX 12,45212.5k $436.2k $436.2k 0.30% Reduced -4.8k -4,799
54 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 11,66711.7k $408.7k $408.7k 0.00% Reduced -659 -659
55 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 11,66711.7k $408.7k $408.7k 0.00% Reduced -659 -659
56 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 11,23411.2k $393.5k $393.5k 0.01% Added +3.0k +2,989
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,06611.1k $387.6k $387.6k 0.00% Reduced -651 -651
58 Etesian Wealth Advisors, Inc. 0.17% of their portfolio West Linn, OR 10,73110.7k $375.9k $375.9k 0.17% Reduced -1.1k -1,132
59 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 10,69010.7k $374.5k $374.5k 0.01% Added +1.5k +1,455
60 Tranquility Partners, LLC 0.13% of their portfolio Brentwood, TN 10,57810.6k $370.5k $370.5k 0.13% Added +818 +818
61 Atlas Wealth LLC 0.16% of their portfolio CINCINNATI, OH 10,34110.3k $362.2k $362.2k 0.16% Reduced -9.7k -9,701
62 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 10,27010.3k $359.8k $359.8k 0.03% Reduced -780 -780
63 Stonebridge Financial Planning Group, LLC 0.17% of their portfolio ORLANDO, FL 9,99310.0k $350.1k $350.1k 0.17% Added +1.4k +1,385
64 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 9,6489.6k $338.0k $338.0k 0.00% Reduced -15.9k -15,892
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,0439.0k $316.8k $316.8k 0.00% Reduced -980 -980
66 Balboa Wealth Partners 0.07% of their portfolio SCOTTSDALE, AZ 8,5198.5k $298.4k $298.4k 0.07% Reduced -1.2k -1,153
67 Soundwatch Capital LLC 0.04% of their portfolio DALLAS, TX 8,1278.1k $284.7k $284.7k 0.04% New
68 LAKE STREET ADVISORS GROUP, LLC 0.01% of their portfolio PORTSMOUTH, NH 7,9017.9k $276.8k $276.8k 0.01% New
69 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 7,8177.8k $274.0k $274.0k 0.01% Unchanged
70 Copley Financial Group, Inc. 0.23% of their portfolio SAN DIEGO, CA 7,3517.4k $257.5k $257.5k 0.23% First filing
71 Randolph Co Inc 0.03% of their portfolio Cincinnati, OH 6,2676.3k $219.5k $219.5k 0.03% Reduced -264 -264
72 Whalen Wealth Management Inc. 0.15% of their portfolio LAS VEGAS, NV 6,0226.0k $211.0k $211.0k 0.15% New
73 Valued Retirements, Inc. 0.29% of their portfolio HOUSTON, TX 6,0206.0k $210.9k $210.9k 0.29% New
74 Global X Japan Co., Ltd. 0.02% of their portfolio CHIYODA-KU, TOKYO, M0 5,0075.0k $175.4k $175.4k 0.02% Reduced -5.0k -5,005
75 IAG Wealth Partners, LLC 0.01% of their portfolio WAUKESHA, WI 2,3052.3k $80.7k $80.7k 0.01% Unchanged
76 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,8061.8k $63.3k $63.3k 0.00% Added +56 +56
77 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 1,4751.5k $51.7k $51.7k 0.01% Added +150 +150
78 FAS Wealth Partners, Inc. 0.00% of their portfolio LEAWOOD, KS 1,4531.5k $50.9k $50.9k 0.00% Added +626 +626
79 EASTERN BANK 0.00% of their portfolio BOSTON, MA 1,0001.0k $35.0k $35.0k 0.00% New
80 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 890890 $31.2k $31.2k 0.00% Unchanged
81 CLEAR INVESTMENT RESEARCH, LLC 0.03% of their portfolio ALPHARETTA, GA 564564 $19.8k $19.8k 0.03% Added +1 +1
82 FMR LLC 0.00% of their portfolio BOSTON, MA 445445 $15.6k $15.6k 0.00% Added +307 +307
83 1620 INVESTMENT ADVISORS, INC. 0.01% of their portfolio PLYMOUTH, MA 365365 $12.8k $12.8k 0.01% New
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 215215 $8.0k $8.0k 0.00% Reduced -810 -810
85 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 148148 $5.0k $5.0k 0.00% Reduced -1.9k -1,935
86 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 133133 $4.7k $4.7k 0.00% Unchanged
87 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 8787 $3.0k $3.0k 0.00% Reduced -461 -461
88 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 5050 $1.8k $1.8k 0.00% New
89 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 4141 $1.4k $1.4k 0.00% New
90 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2626 $911 $911 0.00% Reduced -1.2k -1,232
91 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1717 $596 $596 0.00% Reduced -40 -40
92 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 1313 $470 $470 0.00% New
93 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 77 $245 $245 0.00% Unchanged
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged