Vault-13

VANECK ETF TRUST EMLC

JP MRGAN EM LOC · ETP · CUSIP 92189H300

251 institutional holders -19 vs Q4 2023
88,546,19188.5m shares reported held*
$2.2bnreported value*
28 new 81 added 85 reduced 42 sold out net sold ≈ $39.8m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($626.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.83. Options: 3 managers hold calls ($25.9m notional), 1 hold puts ($14.7k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 229Q1 23: 233Q2 23: 245Q3 23: 244Q4 23: 270Q1 24: 251251Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022197
Q4 2022229
Q1 2023233
Q2 2023245
Q3 2023244
Q4 2023270
Q1 2024251

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 88 cut or sold outQ4 22Q1 23: 126 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 116 bought or addedQ3 23: 113 cut or sold outQ3 23Q4 23: 122 bought or addedQ4 23: 123 cut or sold outQ4 23Q1 24: 109 bought or addedQ1 24: 127 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202210688
Q1 202312696
Q2 202311596
Q3 2023116113
Q4 2023122123
Q1 2024109127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ2 23 calls: $37.3mQ2 23 puts: $756.6kQ2 23P/C 0.02Q3 23 calls: $60.3mQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $43.7mQ4 23 puts: $7.6kQ4 23P/C 0.00Q1 24 calls: $25.9mQ1 24 puts: $14.7kQ1 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2023$37.3m$756.6k0.02
Q3 2023$60.3m$00.00
Q4 2023$43.7m$7.6k0.00
Q1 2024$25.9m$14.7k0.00

Biggest buyers

GOLDMAN SACHS GROUP INC Added +2,870,644+2.9m
Asset Management One Co., Ltd. Added +2,627,800+2.6m
MORGAN STANLEY Added +1,762,844+1.8m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,131,708+1.1m
JANE STREET GROUP, LLC Added +1,049,943+1.0m
BNP PARIBAS FINANCIAL MARKETS Added +503,672+503.7k
TIAA TRUST, NATIONAL ASSOCIATION Added +420,388+420.4k
BANK OF AMERICA CORP /DE/ Added +343,369+343.4k
Simplicity Wealth,LLC New +322,176+322.2k
VIEWPOINT INVESTMENT PARTNERS CORP Added +288,500+288.5k

Biggest sellers

Envestnet Portfolio Solutions, Inc. Reduced -1,795,378-1.8m
SEI INVESTMENTS CO Reduced -1,699,044-1.7m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -1,628,721-1.6m
FIRST CITIZENS BANK & TRUST CO Reduced -1,614,041-1.6m
Morningstar Investment Services LLC Reduced -1,511,963-1.5m
CIBC Asset Management Inc Reduced -1,054,656-1.1m
Ocean Park Asset Management, LLC Sold out -1,038,100-1.0m
RENAISSANCE TECHNOLOGIES LLC Reduced -469,700-469.7k
Horizon Investments, LLC Reduced -375,364-375.4k
Charles Schwab Investment Advisory, Inc. Reduced -309,874-309.9k

Biggest calls

SIMPLEX TRADING, LLC Reduced $25.7m97.1k shares
CITADEL ADVISORS LLC Added $142.2k5.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $14.7k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SEI INVESTMENTS CO 0.28% of their portfolio OAKS, PA 7,761,1227.8m $190.2m $190.2m 0.28% Reduced -1.7m -1,699,044
2 Charles Schwab Investment Advisory, Inc. 0.24% of their portfolio SAN FRANCISCO, CA 7,165,1837.2m $175.6m $175.6m 0.24% Reduced -309.9k -309,874
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,051,9906.1m $148.3m $148.3m 0.00% Added +1.8m +1,762,844
4 Asset Management One Co., Ltd. 0.48% of their portfolio TOKYO, M0 5,056,1955.1m $123.9m $123.9m 0.48% Added +2.6m +2,627,800
5 Varma Mutual Pension Insurance Co 0.87% of their portfolio Varma, H9 4,100,0004.1m $100.5m $100.5m 0.87% Unchanged
6 BlackRock Inc. 0.00% of their portfolio New York, NY 3,517,6933.5m $86.2m $86.2m 0.00% Unchanged
7 Valmark Advisers, Inc. 1.46% of their portfolio AKRON, OH 3,428,4723.4m $84.0m $84.0m 1.46% Added +165.9k +165,874
8 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 3,377,4763.4m $82.8m $82.8m 0.02% Added +2.9m +2,870,644
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 2,499,0072.5m $61.3m $61.3m 0.02% Added +45.9k +45,857
10 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,393,5142.4m $58.7m $58.7m 0.02% Added +272.9k +272,906
11 NAN FUNG TRINITY (HK) LTD 11.19% of their portfolio CENTRAL, HONG KONG, K3 2,007,4002.0m $49.2m $49.2m 11.19% Added +12.4k +12,400
12 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 1,897,3431.9m $46.5m $46.5m 0.06% Added +1.0m +1,049,943
13 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,869,1251.9m $45.8m $45.8m 0.01% Added +38.6k +38,644
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,692,4011.7m $41.5m $41.5m 0.02% Reduced -171.6k -171,615
15 1832 Asset Management L.P. 0.07% of their portfolio TORONTO, A6 1,646,4891.6m $40.4m $40.4m 0.07% Added +54.5k +54,500
16 Capital Investment Advisors, LLC 0.89% of their portfolio ATLANTA, GA 1,561,4751.6m $38.3m $38.3m 0.89% Added +69.6k +69,621
17 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,490,1671.5m $36.5m $36.5m 0.01% Reduced -108.1k -108,104
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.05% of their portfolio BALA CYNWYD, PA 1,436,6491.4m $35.2m $35.2m 0.05% Added +1.1m +1,131,708
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,423,4881.4m $34.9m $34.9m 0.00% Added +343.4k +343,369
20 Morningstar Investment Services LLC 0.38% of their portfolio CHICAGO, IL 1,420,4191.4m $34.9m $34.9m 0.38% Reduced -1.5m -1,511,963
21 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,208,4001.2m $29.6m $29.6m 0.01% Reduced -666 -666
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,194,8081.2m $29.3m $29.3m 0.03% Reduced -1.6m -1,628,721
23 Verition Fund Management LLC 0.28% of their portfolio GREENWICH, CT 1,176,4701.2m $28.8m $28.8m 0.28% Unchanged
24 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 1,146,5111.1m $28.1m $28.1m 0.02% Reduced -50.8k -50,825
25 VIEWPOINT INVESTMENT PARTNERS CORP 20.83% of their portfolio CALGARY, A0 1,111,1001.1m $27.2m $27.2m 20.83% Added +288.5k +288,500
26 Federation des caisses Desjardins du Quebec 0.17% of their portfolio LEVIS, A8 988,020988.0k $24.2m $24.2m 0.17% Added +73.9k +73,891
27 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 962,904962.9k $23.6m $23.6m 0.03% Added +503.7k +503,672
28 Manning & Napier Group, LLC 0.27% of their portfolio Fairport, NY 950,390950.4k $23.3m $23.3m 0.27% Unchanged
29 EVERGREEN CAPITAL MANAGEMENT LLC 0.86% of their portfolio Bellevue, WA 929,340929.3k $22.8m $22.8m 0.86% Added +19.0k +19,038
30 PARK AVENUE SECURITIES LLC 0.26% of their portfolio NEW YORK, NY 818,004818.0k $20.0m $20.0m 0.26% Added +49.3k +49,326
31 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 782,600782.6k $19.2m $19.2m 0.02% Reduced -142.1k -142,100
32 ALM First Financial Advisors, LLC 3.06% of their portfolio DALLAS, TX 770,000770.0k $18.9m $18.9m 3.06% Unchanged
33 Checchi Capital Advisers, LLC 1.38% of their portfolio BEVERLY HILLS, CA 722,895722.9k $17.7m $17.7m 1.38% Added +24.6k +24,555
34 TIAA TRUST, NATIONAL ASSOCIATION 0.05% of their portfolio CHARLOTTE, NC 657,699657.7k $16.1m $16.1m 0.05% Added +420.4k +420,388
35 Resona Asset Management Co.,Ltd. 0.09% of their portfolio KOTO-KU,TOKYO, M0 630,832630.8k $15.5m $15.5m 0.09% First filing
36 Bridge Advisory, LLC 6.77% of their portfolio PASADENA, CA 556,288556.3k $13.6m $13.6m 6.77% Reduced -74.3k -74,254
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 522,905522.9k $12.8m $12.8m 0.00% Reduced -38.1k -38,080
38 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 491,921491.9k $11.9m $11.9m 0.02% Reduced -2.5k -2,458
39 New Harbor Financial Group, LLC 4.41% of their portfolio WORCESTER, MA 484,959485.0k $11.9m $11.9m 4.41% Added +9.4k +9,418
40 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 396,934396.9k $9.7m $9.7m 0.07% Reduced -22.4k -22,421
41 Tanager Wealth Management LLP 1.42% of their portfolio Goring On Thames, X0 359,459359.5k $8.8m $8.8m 1.42% Added +42.2k +42,249
42 Whitcomb & Hess, Inc. 2.58% of their portfolio ASHLAND, OH 327,672327.7k $8.0m $8.0m 2.58% Added +21.7k +21,668
43 Simplicity Wealth,LLC 0.19% of their portfolio SUMMIT, NJ 322,176322.2k $7.9m $7.9m 0.19% New
44 Bleakley Financial Group, LLC 0.23% of their portfolio PARSIPPANY, NJ 322,176322.2k $7.9m $7.9m 0.23% Reduced -8.1k -8,135
45 VPR Management LLC 2.15% of their portfolio HOUSTON, TX 316,200316.2k $7.8m $7.8m 2.15% Unchanged
46 CONNING INC. 0.25% of their portfolio HARTFORD, CT 310,000310.0k $7.6m $7.6m 0.25% Unchanged
47 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 307,250307.2k $7.5m $7.5m 0.00% Unchanged
48 CUTLER INVESTMENT COUNSEL LLC 1.00% of their portfolio Jacksonville, OR 304,368304.4k $7.5m $7.5m 1.00% Added +17.7k +17,679
49 LEUTHOLD GROUP, LLC 0.71% of their portfolio MINNEAPOLIS, MN 256,417256.4k $6.3m $6.3m 0.71% Added +17.0k +16,957
50 Cambria Investment Management, L.P. 0.37% of their portfolio Manhattan Beach, CA 251,826251.8k $6.2m $6.2m 0.37% Reduced -222.9k -222,906
51 ACIMA PRIVATE WEALTH, LLC 2.18% of their portfolio RICHMOND, VA 241,037241.0k $5.9m $5.9m 2.18% Added +80.9k +80,875
52 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 232,778232.8k $5.7m $5.7m 0.01% Reduced -18.9k -18,914
53 Destiny Wealth Partners, LLC 0.94% of their portfolio TAVARES, FL 213,253213.3k $5.2m $5.2m 0.94% Reduced -26.5k -26,491
54 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 212,590212.6k $5.2m $5.2m 0.00% Reduced -9.7k -9,680
55 Pekin Hardy Strauss, Inc. 0.69% of their portfolio CHICAGO, IL 204,428204.4k $5.0m $5.0m 0.69% Added +49.9k +49,935
56 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 203,728203.7k $5.0m $5.0m 0.04% Reduced -16.8k -16,840
57 Hilltop Holdings Inc. 0.54% of their portfolio DALLAS, TX 197,491197.5k $4.8m $4.8m 0.54% New
58 Ellevest, Inc. 0.29% of their portfolio NEW YORK, NY 193,132193.1k $4.7m $4.7m 0.29% Added +157.7k +157,701
59 Sage Advisory Services, Ltd.Co. 1.24% of their portfolio AUSTIN, TX 185,035185.0k $4.5m $4.5m 1.24% Added +3.3k +3,265
60 ALPS ADVISORS INC 0.03% of their portfolio Denver, CO 184,088184.1k $4.5m $4.5m 0.03% Reduced -645 -645
61 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 181,162181.2k $4.4m $4.4m 0.00% Added +18.5k +18,496
62 FMR LLC 0.00% of their portfolio BOSTON, MA 180,107180.1k $4.4m $4.4m 0.00% Added +1.8k +1,759
63 INTEGRATED CAPITAL MANAGEMENT, INC. 3.60% of their portfolio JESSUP, PA 179,610179.6k $4.4m $4.4m 3.60% Added +19.2k +19,190
64 PRELUDE CAPITAL MANAGEMENT, LLC 0.28% of their portfolio NEW YORK, NY 168,850168.8k $4.1m $4.1m 0.28% Unchanged
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 168,781168.8k $4.1m $4.1m 0.00% Added +156.0k +156,012
66 HART & PATTERSON FINANCIAL GROUP LLC 1.96% of their portfolio AMHERST, MA 161,888161.9k $4.0m $4.0m 1.96% Reduced -24.9k -24,948
67 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 160,851160.9k $4.0m $4.0m 0.00% Added +159.3k +159,292
68 Upper Left Wealth Management, LLC 3.59% of their portfolio TAMPA, FL 157,848157.8k $3.9m $3.9m 3.59% Reduced -2.3k -2,266
69 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 155,281155.3k $3.8m $3.8m 0.01% Reduced -1.8m -1,795,378
70 Veery Capital, LLC 1.54% of their portfolio Wilmington, DE 153,758153.8k $3.8m $3.8m 1.54% Added +12.3k +12,290
71 LAKE STREET PRIVATE WEALTH, LLC 0.47% of their portfolio CHICAGO, IL 140,045140.0k $3.4m $3.4m 0.47% Added +6.6k +6,608
72 Collaborative Wealth Managment Inc. 1.71% of their portfolio LAKE MARY, FL 139,230139.2k $3.4m $3.4m 1.71% Added +16.8k +16,769
73 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 138,993139.0k $3.4m $3.4m 0.01% Added +130.5k +130,481
74 Keebeck Wealth Management 0.50% of their portfolio Chicago, IL 138,305138.3k $3.4m $3.4m 0.50% Unchanged
75 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 129,385129.4k $3.2m $3.2m 0.01% Added +5.4k +5,446
76 Steward Partners Investment Advisory, LLC 0.03% of their portfolio STAMFORD, CT 127,148127.1k $3.1m $3.1m 0.03% Added +11.0k +10,953
77 FIRST CITIZENS BANK & TRUST CO 0.06% of their portfolio RALEIGH, NC 121,166121.2k $3.0m $3.0m 0.06% Reduced -1.6m -1,614,041
78 CENTRAL TRUST Co 0.07% of their portfolio JEFFERSON CITY, MO 118,951119.0k $2.9m $2.9m 0.07% Added +20.5k +20,518
79 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 113,598113.6k $2.8m $2.8m 0.01% Reduced -992 -992
80 PRINCIPAL SECURITIES, INC. 0.09% of their portfolio DES MOINES, IA 113,275113.3k $2.8m $2.8m 0.09% Added +5.6k +5,623
81 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 109,411109.4k $2.7m $2.7m 0.04% Added +7.2k +7,171
82 DRAVO BAY LLC 1.58% of their portfolio REHOBOTH BEACH, DE 108,122108.1k $2.7m $2.7m 1.58% Added +18.4k +18,438
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 107,313107.3k $2.6m $2.6m 0.00% Reduced -41.5k -41,502
84 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 104,367104.4k $2.6m $2.6m 0.01% Reduced -3.9k -3,932
85 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 98,32898.3k $2.4m $2.4m 0.01% Added +7.3k +7,323
86 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 98,02098.0k $2.4m $2.4m 0.00% Unchanged
87 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 96,18496.2k $2.4m $2.4m 0.00% Reduced -1.4k -1,413
88 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 81,36481.4k $2.0m $2.0m 0.03% Reduced -2.8k -2,822
89 Martel Wealth Advisors LLC 0.43% of their portfolio VANCOUVER, WA 80,12580.1k $2.0m $2.0m 0.43% Added +1.7k +1,736
90 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 75,69075.7k $1.9m $1.9m 0.00% Added +13.0k +12,967
91 COMERICA BANK 0.01% of their portfolio DALLAS, TX 73,49873.5k $1.8m $1.8m 0.01% Added +3.7k +3,679
92 BOOTHBAY FUND MANAGEMENT, LLC 0.05% of their portfolio NEW YORK, NY 68,07568.1k $1.7m $1.7m 0.05% Unchanged
93 VCI Wealth Management LLC 1.08% of their portfolio ST LOUIS, MO 65,01465.0k $1.6m $1.6m 1.08% Reduced -7.6k -7,559
94 FLOW TRADERS U.S. LLC 0.08% of their portfolio NEW YORK, NY 64,27664.3k $1.6m $1.6m 0.08% Reduced -36.2k -36,228
95 SVB WEALTH LLC 0.04% of their portfolio BOSTON, MA 64,15364.2k $1.6m $1.6m 0.04% Reduced -15.1k -15,139
96 Evergreen Private Wealth LLC 0.73% of their portfolio GREENWOOD VILLAGE, CO 59,05859.1k $1.4m $1.4m 0.73% Added +8.2k +8,195
97 Fifth Third Securities, Inc. 0.14% of their portfolio Cincinnati, OH 58,96759.0k $1.4m $1.4m 0.14% Reduced -1.1k -1,093
98 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 58,96659.0k $1.4m $1.4m 0.00% Added +13.6k +13,582
99 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 58,33858.3k $1.4m $1.4m 0.03% Reduced -173 -173
100 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 57,78157.8k $1.4m $1.4m 0.00% Reduced -30.0k -29,976