Vault-13

VANECK ETF TRUST EMLC

JP MRGAN EM LOC · ETP · CUSIP 92189H300

244 institutional holders -1 vs Q2 2023
93,126,49193.1m shares reported held*
$2.2bnreported value*
36 new 80 added 81 reduced 32 sold out net sold ≈ $364.1m (-15.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.91. Options: 2 managers hold calls ($60.3m notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 229Q1 23: 233Q2 23: 245Q3 23: 244244Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022197
Q4 2022229
Q1 2023233
Q2 2023245
Q3 2023244

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 106 bought or addedQ4 22: 88 cut or sold outQ4 22Q1 23: 126 bought or addedQ1 23: 96 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 116 bought or addedQ3 23: 113 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210688
Q1 202312696
Q2 202311596
Q3 2023116113

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ4 22 calls: $53.5mQ4 22 puts: $583.9kQ4 22P/C 0.01Q1 23 calls: $24.6mQ1 23 puts: $1.1mQ1 23P/C 0.04Q2 23 calls: $37.3mQ2 23 puts: $756.6kQ2 23P/C 0.02Q3 23 calls: $60.3mQ3 23 puts: $0Q3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$53.5m$583.9k0.01
Q1 2023$24.6m$1.1m0.04
Q2 2023$37.3m$756.6k0.02
Q3 2023$60.3m$00.00

Biggest buyers

NAN FUNG TRINITY (HK) LTD New +2,216,900+2.2m
BANK OF AMERICA CORP /DE/ Added +1,835,944+1.8m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,055,547+1.1m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +776,123+776.1k
Bank of New York Mellon Corp Added +661,288+661.3k
Asset Management One Co., Ltd. Added +410,600+410.6k
MORGAN STANLEY Added +356,963+357.0k
FLOW TRADERS U.S. LLC New +304,708+304.7k
SEI INVESTMENTS CO Added +288,030+288.0k
Vestmark Advisory Solutions, Inc. New +150,836+150.8k

Biggest sellers

Empower Advisory Group, LLC Reduced -8,273,817-8.3m
JANE STREET GROUP, LLC Reduced -3,716,466-3.7m
ENVESTNET ASSET MANAGEMENT INC Reduced -3,338,166-3.3m
Integrated Wealth Concepts LLC Reduced -1,916,000-1.9m
SCHRODER INVESTMENT MANAGEMENT GROUP Reduced -1,707,595-1.7m
TD AMERITRADE INVESTMENT MANAGEMENT, LLC Reduced -1,198,138-1.2m
Ocean Park Asset Management, LLC Sold out -827,100-827.1k
VIEWPOINT INVESTMENT PARTNERS CORP Reduced -824,000-824.0k
Balyasny Asset Management L.P. Sold out -587,012-587.0k
WELLS FARGO & COMPANY/MN Reduced -556,055-556.1k

Biggest calls

SIMPLEX TRADING, LLC Added $60.3m179.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SEI INVESTMENTS CO 0.41% of their portfolio OAKS, PA 9,510,4999.5m $227.0m $227.0m 0.41% Added +288.0k +288,030
2 Charles Schwab Investment Advisory, Inc. 0.29% of their portfolio SAN FRANCISCO, CA 7,671,0177.7m $183.1m $183.1m 0.29% Reduced -222.1k -222,128
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.03% of their portfolio SAN FRANCISCO, CA 4,826,5264.8m $115.2m $115.2m 0.03% Added +1.1m +1,055,547
4 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio Toronto, A6 4,182,3964.2m $99.8m $99.8m 0.06% Added +776.1k +776,123
5 BlackRock Inc. 0.00% of their portfolio New York, NY 3,517,6933.5m $84.0m $84.0m 0.00% Added +117.5k +117,490
6 Valmark Advisers, Inc. 1.60% of their portfolio AKRON, OH 3,233,0163.2m $77.2m $77.2m 1.60% Added +85.4k +85,429
7 Envestnet Portfolio Solutions, Inc. 0.36% of their portfolio BERWYN, PA 3,175,4503.2m $75.8m $75.8m 0.36% First filing
8 FIRST CITIZENS BANK & TRUST CO 1.40% of their portfolio RALEIGH, NC 3,006,1373.0m $71.8m $71.8m 1.40% Reduced -219.9k -219,922
9 Varma Mutual Pension Insurance Co 0.87% of their portfolio Varma, H9 3,000,0003.0m $71.6m $71.6m 0.87% Unchanged
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,724,4552.7m $65.0m $65.0m 0.01% Added +1.8m +1,835,944
11 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,237,0412.2m $53.4m $53.4m 0.02% Reduced -556.1k -556,055
12 NAN FUNG TRINITY (HK) LTD 9.53% of their portfolio CENTRAL, HONG KONG, K3 2,216,9002.2m $52.9m $52.9m 9.53% New
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,211,0012.2m $52.8m $52.8m 0.01% Added +357.0k +356,963
14 Asset Management One Co., Ltd. 0.22% of their portfolio TOKYO, M0 2,109,3952.1m $50.4m $50.4m 0.22% Added +410.6k +410,600
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 2,033,6722.0m $48.5m $48.5m 0.01% Added +93.4k +93,443
16 Western Asset Management Company, LLC 21.91% of their portfolio Pasadena, CA 2,016,2002.0m $48.1m $48.1m 21.91% Unchanged
17 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,991,5162.0m $47.5m $47.5m 0.02% Reduced -195.6k -195,621
18 Morningstar Investment Services LLC 0.58% of their portfolio CHICAGO, IL 1,911,0251.9m $45.4m $45.4m 0.58% Reduced -32.2k -32,161
19 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,541,5031.5m $36.8m $36.8m 0.02% Reduced -3.3m -3,338,166
20 Capital Investment Advisors, LLC 0.96% of their portfolio ATLANTA, GA 1,451,0611.5m $34.6m $34.6m 0.96% Added +83.5k +83,521
21 HSBC HOLDINGS PLC 0.04% of their portfolio LONDON, X0 1,347,3651.3m $32.2m $32.2m 0.04% Reduced -43.2k -43,160
22 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,208,4001.2m $28.8m $28.8m 0.01% Reduced -516.6k -516,600
23 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 1,141,6271.1m $27.3m $27.3m 0.04% Added +983 +983
24 NinePointTwo Capital LLC 10.69% of their portfolio LOS ANGELES, CA 1,098,3051.1m $26.2m $26.2m 10.69% Reduced -63.0k -63,022
25 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,058,6971.1m $25.3m $25.3m 0.01% Added +661.3k +661,288
26 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 1,028,6161.0m $24.6m $24.6m 0.05% Added +33.1k +33,060
27 CIBC Asset Management Inc 0.10% of their portfolio TORONTO, Z4 976,953977.0k $23.3m $23.3m 0.10% Added +61.2k +61,163
28 Federation des caisses Desjardins du Quebec 0.22% of their portfolio LEVIS, A8 909,353909.4k $21.7m $21.7m 0.22% Reduced -11.5k -11,545
29 Bridge Advisory, LLC 7.02% of their portfolio PASADENA, CA 838,851838.9k $20.0m $20.0m 7.02% Reduced -36.6k -36,590
30 VIEWPOINT INVESTMENT PARTNERS CORP 16.69% of their portfolio CALGARY, A0 832,633832.6k $19.9m $19.9m 16.69% Reduced -824.0k -824,000
31 ALM First Financial Advisors, LLC 3.23% of their portfolio DALLAS, TX 770,000770.0k $18.4m $18.4m 3.23% Unchanged
32 PARK AVENUE SECURITIES LLC 0.25% of their portfolio NEW YORK, NY 673,251673.3k $16.1m $16.1m 0.25% Added +48.3k +48,257
33 Checchi Capital Advisers, LLC 1.35% of their portfolio BEVERLY HILLS, CA 608,899608.9k $14.5m $14.5m 1.35% Reduced -81.5k -81,514
34 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 600,000600.0k $14.3m $14.3m 0.02% Reduced -3.7m -3,716,466
35 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 580,200580.2k $13.8m $13.8m 0.02% Added +130.0k +130,000
36 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 536,901536.9k $12.8m $12.8m 0.01% Added +49.4k +49,412
37 EVERGREEN CAPITAL MANAGEMENT LLC 0.55% of their portfolio Bellevue, WA 529,908529.9k $12.6m $12.6m 0.55% Added +6.0k +6,043
38 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 496,617496.6k $11.6m $11.6m 0.02% Added +7.3k +7,295
39 Cambria Investment Management, L.P. 0.95% of their portfolio Manhattan Beach, CA 495,453495.5k $11.8m $11.8m 0.95% Reduced -11.3k -11,269
40 New Harbor Financial Group, LLC 4.44% of their portfolio WORCESTER, MA 463,817463.8k $11.1m $11.1m 4.44% Reduced -6.4k -6,445
41 GUGGENHEIM CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 456,493456.5k $10.9m $10.9m 0.09% Reduced -6.8k -6,817
42 Retirement Investment Advisors, Inc. 0.97% of their portfolio OKLAHOMA CITY, OK 444,475444.5k $10.6m $10.6m 0.97% Added +84.1k +84,127
43 Simplicity Solutions, LLC 0.26% of their portfolio MINNEAPOLIS, MN 340,813340.8k $8.1m $8.1m 0.26% Reduced -6.0k -6,048
44 Bleakley Financial Group, LLC 0.29% of their portfolio PARSIPPANY, NJ 340,813340.8k $8.1m $8.1m 0.29% Reduced -6.0k -6,048
45 VPR Management LLC 2.00% of their portfolio HOUSTON, TX 316,200316.2k $7.5m $7.5m 2.00% Unchanged
46 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 314,825314.8k $7.5m $7.5m 0.03% First filing
47 CONNING INC. 0.27% of their portfolio HARTFORD, CT 310,000310.0k $7.4m $7.4m 0.27% Unchanged
48 Whitcomb & Hess, Inc. 2.75% of their portfolio ASHLAND, OH 307,883307.9k $7.3m $7.3m 2.75% Reduced -5.7k -5,742
49 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 307,250307.2k $7.3m $7.3m 0.00% Reduced -18.6k -18,550
50 FLOW TRADERS U.S. LLC 0.34% of their portfolio NEW YORK, NY 304,708304.7k $7.3m $7.3m 0.34% New
51 COLLECTIVE FAMILY OFFICE LLC 2.75% of their portfolio YORK, PA 296,155296.2k $7.1m $7.1m 2.75% Reduced -16.1k -16,123
52 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 295,101295.1k $7.0m $7.0m 0.00% Reduced -460 -460
53 CUTLER INVESTMENT COUNSEL LLC 1.07% of their portfolio Jacksonville, OR 284,984285.0k $6.8m $6.8m 1.07% Reduced -2.0k -2,007
54 Tanager Wealth Management LLP 1.40% of their portfolio Goring On Thames, X0 283,050283.1k $6.8m $6.8m 1.40% Added +40.8k +40,797
55 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 254,944254.9k $6.1m $6.1m 0.01% Reduced -2.7k -2,693
56 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 253,409253.4k $6.0m $6.0m 0.04% Added +69.2k +69,234
57 LEUTHOLD GROUP, LLC 0.80% of their portfolio MINNEAPOLIS, MN 238,735238.7k $5.7m $5.7m 0.80% Reduced -2.0k -1,965
58 Destiny Wealth Partners, LLC 1.07% of their portfolio TAVARES, FL 222,890222.9k $5.3m $5.3m 1.07% Added +15.8k +15,755
59 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 194,415194.4k $4.6m $4.6m 0.02% Added +81.2k +81,151
60 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 194,411194.4k $4.6m $4.6m 0.01% Reduced -35.8k -35,754
61 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 193,368193.4k $4.6m $4.6m 0.03% Reduced -20.9k -20,934
62 ALPS ADVISORS INC 0.04% of their portfolio Denver, CO 184,623184.6k $4.4m $4.4m 0.04% Added +67.6k +67,605
63 FMR LLC 0.00% of their portfolio BOSTON, MA 184,403184.4k $4.4m $4.4m 0.00% Added +3.8k +3,787
64 Sage Advisory Services, Ltd.Co. 1.22% of their portfolio AUSTIN, TX 182,385182.4k $4.4m $4.4m 1.22% Added +70.7k +70,686
65 Ellevest, Inc. 0.33% of their portfolio NEW YORK, NY 178,712178.7k $4.3m $4.3m 0.33% Added +2.8k +2,800
66 TCP Asset Management, LLC 1.81% of their portfolio Upper Arlington, OH 177,653177.7k $4.2m $4.2m 1.81% Added +8.8k +8,850
67 PRELUDE CAPITAL MANAGEMENT, LLC 0.36% of their portfolio NEW YORK, NY 168,850168.8k $4.0m $4.0m 0.36% Reduced -49.7k -49,700
68 INTEGRATED CAPITAL MANAGEMENT, INC. 3.43% of their portfolio JESSUP, PA 162,807162.8k $3.9m $3.9m 3.43% Added +6.7k +6,736
69 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 162,666162.7k $3.9m $3.9m 0.00% Added +13.6k +13,567
70 Empower Advisory Group, LLC 0.02% of their portfolio Greenwood Village, CO 160,695160.7k $3.8m $3.8m 0.02% Reduced -8.3m -8,273,817
71 Upper Left Wealth Management, LLC 3.97% of their portfolio TAMPA, FL 159,713159.7k $3.8m $3.8m 3.97% Added +19.3k +19,347
72 ACIMA PRIVATE WEALTH, LLC 1.66% of their portfolio RICHMOND, VA 156,106156.1k $3.7m $3.7m 1.66% Added +24.0k +23,980
73 Vestmark Advisory Solutions, Inc. 0.26% of their portfolio Wakefield, MA 150,836150.8k $3.6m $3.6m 0.26% New
74 First Citizens Asset Management, Inc. 1.50% of their portfolio RALEIGH, NC 147,986148.0k $3.5m $3.5m 1.50% Added +5.1k +5,133
75 LAKE STREET PRIVATE WEALTH, LLC 0.61% of their portfolio CHICAGO, IL 142,907142.9k $3.4m $3.4m 0.61% Added +2.7k +2,699
76 Keebeck Wealth Management 0.57% of their portfolio Chicago, IL 138,305138.3k $3.3m $3.3m 0.57% Unchanged
77 Veery Capital, LLC 1.58% of their portfolio Wilmington, DE 136,095136.1k $3.2m $3.2m 1.58% Added +8.1k +8,074
78 Pekin Hardy Strauss, Inc. 0.46% of their portfolio CHICAGO, IL 121,528121.5k $2.9m $2.9m 0.46% Added +10.4k +10,415
79 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 113,669113.7k $2.7m $2.7m 0.04% Added +4.0k +4,047
80 Hilltop Holdings Inc. 0.33% of their portfolio DALLAS, TX 111,915111.9k $2.7m $2.7m 0.33% New
81 Collaborative Wealth Managment Inc. 1.56% of their portfolio LAKE MARY, FL 109,289109.3k $2.6m $2.6m 1.56% Added +16.4k +16,388
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 109,025109.0k $2.6m $2.6m 0.01% New
83 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 104,838104.8k $2.5m $2.5m 0.00% Added +63.9k +63,935
84 Pinnacle Wealth Management Group, Inc. 2.25% of their portfolio PLYMOUTH, MI 103,426103.4k $2.5m $2.5m 2.25% New
85 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 101,201101.2k $2.4m $2.4m 0.00% Reduced -35.2k -35,164
86 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 99,53099.5k $2.4m $2.4m 0.04% Reduced -1.9m -1,916,000
87 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 98,33798.3k $2.3m $2.3m 0.05% New
88 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 98,20198.2k $2.3m $2.3m 0.00% Added +144 +144
89 Cynosure Group, LLC 0.71% of their portfolio Salt Lake City, UT 97,35297.4k $2.3m $2.3m 0.71% Added +8.1k +8,060
90 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 96,38396.4k $2.3m $2.3m 0.00% Reduced -1.7m -1,707,595
91 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 95,56195.6k $2.3m $2.3m 0.00% New
92 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 92,51192.5k $2.2m $2.2m 0.00% Added +62.6k +62,585
93 DRAVO BAY LLC 1.59% of their portfolio REHOBOTH BEACH, DE 91,58591.6k $2.2m $2.2m 1.59% Added +4.6k +4,607
94 UG Investment Advisers Ltd. 0.40% of their portfolio SINGAPORE, U0 89,30089.3k $2.1m $2.1m 0.40% Unchanged
95 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 87,28287.3k $2.1m $2.1m 0.01% Added +3.1k +3,139
96 Pictet Asset Management Holding SA 0.00% of their portfolio CAROUGE, V8 81,68581.7k $1.9m $1.9m 0.00% First filing
97 Martel Wealth Advisors LLC 0.47% of their portfolio VANCOUVER, WA 78,46078.5k $1.9m $1.9m 0.47% Reduced -803 -803
98 CENTRAL TRUST Co 0.05% of their portfolio JEFFERSON CITY, MO 76,88376.9k $1.8m $1.8m 0.05% Added +26.7k +26,670
99 COMERICA BANK 0.01% of their portfolio DALLAS, TX 75,65075.7k $1.8m $1.8m 0.01% New
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 75,08375.1k $1.8m $1.8m 0.00% Reduced -16.3k -16,302