Vault-13

VANECK ETF TRUST EMLC

JP MRGAN EM LOC · ETP · CUSIP 92189H300

229 institutional holders +32 vs Q3 2022
83,462,16683.5m shares reported held*
$2.0bnreported value*
49 new 57 added 63 reduced 25 sold out net bought ≈ $26.3m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.30. Options: 3 managers hold calls ($53.5m notional), 2 hold puts ($583.9k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 197Q4 22: 229229Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022197
Q4 2022229

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ3 22 calls: $43.0mQ3 22 puts: $274.0kQ3 22P/C 0.01Q4 22 calls: $53.5mQ4 22 puts: $583.9kQ4 22P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$43.0m$274.0k0.01
Q4 2022$53.5m$583.9k0.01

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +3,282,145+3.3m
HSBC HOLDINGS PLC Added +1,053,013+1.1m
Integrated Wealth Concepts LLC New +896,631+896.6k
VIEWPOINT INVESTMENT PARTNERS CORP Added +845,600+845.6k
MORGAN STANLEY Added +639,899+639.9k
New Harbor Financial Group, LLC New +395,515+395.5k
RENAISSANCE TECHNOLOGIES LLC New +347,200+347.2k
ROYAL BANK OF CANADA Added +344,337+344.3k
NATIONAL BANK OF CANADA /FI/ Added +276,077+276.1k
LEUTHOLD GROUP, LLC Added +266,595+266.6k

Biggest sellers

STATE OF WISCONSIN INVESTMENT BOARD Sold out -2,919,855-2.9m
SEI INVESTMENTS CO Reduced -1,776,266-1.8m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Reduced -992,268-992.3k
Valmark Advisers, Inc. Reduced -970,526-970.5k
CITIGROUP INC Reduced -385,747-385.7k
CW Advisors, LLC Reduced -328,336-328.3k
ING GROEP NV Sold out -326,667-326.7k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -300,000-300.0k
WELLS FARGO & COMPANY/MN Reduced -251,863-251.9k
PERSONAL CAPITAL ADVISORS CORP Reduced -198,781-198.8k

Biggest calls

SIMPLEX TRADING, LLC Reduced $53.3m202.6k shares
CITADEL ADVISORS LLC New $162.3k6.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $535.5k22.1k shares
CITADEL ADVISORS LLC New $48.5k2.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 0.60% of their portfolio SAN FRANCISCO, CA 14,676,27414.7m $355.6m $355.6m 0.60% Added +3.3m +3,282,145
2 PERSONAL CAPITAL ADVISORS CORP 1.04% of their portfolio Redwood City, CA 8,825,7938.8m $213.8m $213.8m 1.04% Reduced -198.8k -198,781
3 SEI INVESTMENTS CO 0.47% of their portfolio OAKS, PA 8,809,2268.8m $213.4m $213.4m 0.47% Reduced -1.8m -1,776,266
4 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 3,536,6973.5m $85.7m $85.7m 0.03% Added +344.3k +344,337
5 Morningstar Investment Services LLC 0.98% of their portfolio CHICAGO, IL 2,961,3653.0m $71.9m $71.9m 0.98% Reduced -157.7k -157,725
6 Valmark Advisers, Inc. 1.66% of their portfolio AKRON, OH 2,960,0153.0m $71.7m $71.7m 1.66% Reduced -970.5k -970,526
7 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,585,4472.6m $62.6m $62.6m 0.02% Reduced -251.9k -251,863
8 HSBC HOLDINGS PLC 0.07% of their portfolio LONDON, X0 2,174,7532.2m $52.7m $52.7m 0.07% Added +1.1m +1,053,013
9 Western Asset Management Company, LLC 21.27% of their portfolio Pasadena, CA 2,016,2002.0m $48.9m $48.9m 21.27% Unchanged
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 1,740,6691.7m $42.2m $42.2m 0.03% Reduced -992.3k -992,268
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,570,0691.6m $38.0m $38.0m 0.02% Reduced -81.8k -81,842
12 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,443,4261.4m $35.0m $35.0m 0.02% Added +116.9k +116,923
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,409,8651.4m $34.2m $34.2m 0.00% Added +639.9k +639,899
14 VIEWPOINT INVESTMENT PARTNERS CORP 32.52% of their portfolio CALGARY, A0 1,374,2001.4m $33.3m $33.3m 32.52% Added +845.6k +845,600
15 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.33% of their portfolio OMAHA, NE 1,362,5131.4m $33.0m $33.0m 0.33% Reduced -142.7k -142,693
16 NinePointTwo Capital LLC 12.59% of their portfolio LOS ANGELES, CA 1,252,1861.3m $30.3m $30.3m 12.59% Reduced -35.9k -35,908
17 Capital Investment Advisors, LLC 0.90% of their portfolio ATLANTA, GA 1,225,9271.2m $29.7m $29.7m 0.90% Added +13.8k +13,760
18 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 1,140,0171.1m $27.6m $27.6m 0.04% Reduced -385.7k -385,747
19 CIBC Asset Management Inc 0.11% of their portfolio TORONTO, Z4 1,080,4761.1m $26.2m $26.2m 0.11% Added +63.4k +63,391
20 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 1,017,4961.0m $24.7m $24.7m 0.05% Reduced -95.3k -95,315
21 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 985,000985.0k $23.9m $23.9m 0.01% Unchanged
22 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 959,099959.1k $23.2m $23.2m 0.00% Added +192.6k +192,563
23 Federation des caisses Desjardins du Quebec 0.26% of their portfolio LEVIS, A8 905,384905.4k $21.9m $21.9m 0.26% Reduced -21.6k -21,572
24 Integrated Wealth Concepts LLC 0.59% of their portfolio WALTHAM, MA 896,631896.6k $21.7m $21.7m 0.59% New
25 ALM First Financial Advisors, LLC 3.41% of their portfolio DALLAS, TX 770,000770.0k $18.7m $18.7m 3.41% First filing
26 TIAA, FSB 0.06% of their portfolio ST. LOUIS, MO 642,799642.8k $15.6m $15.6m 0.06% Reduced -84.4k -84,403
27 PARK AVENUE SECURITIES LLC 0.27% of their portfolio NEW YORK, NY 621,417621.4k $15.1m $15.1m 0.27% Reduced -4.8k -4,808
28 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 605,950606.0k $14.7m $14.7m 0.03% Reduced -35.0k -34,975
29 New York Life Investment Management LLC 0.15% of their portfolio New York, NY 551,601551.6k $13.4m $13.4m 0.15% Added +37.4k +37,372
30 Checchi Capital Advisers, LLC 1.35% of their portfolio BEVERLY HILLS, CA 536,743536.7k $13.0m $13.0m 1.35% Added +28.3k +28,298
31 EVERGREEN CAPITAL MANAGEMENT LLC 0.58% of their portfolio Bellevue, WA 511,202511.2k $12.4m $12.4m 0.58% Reduced -183.2k -183,206
32 Cambria Investment Management, L.P. 1.03% of their portfolio Manhattan Beach, CA 506,303506.3k $12.3m $12.3m 1.03% Added +56.1k +56,098
33 LEUTHOLD GROUP, LLC 1.61% of their portfolio MINNEAPOLIS, MN 491,953492.0k $11.9m $11.9m 1.61% Added +266.6k +266,595
34 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 450,493450.5k $10.9m $10.9m 0.03% Added +276.1k +276,077
35 GUGGENHEIM CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 449,205449.2k $10.9m $10.9m 0.10% Added +19.7k +19,719
36 New Harbor Financial Group, LLC 4.43% of their portfolio WORCESTER, MA 395,515395.5k $9.6m $9.6m 4.43% New
37 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 347,200347.2k $8.4m $8.4m 0.01% New
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 328,479328.5k $8.0m $8.0m 0.00% Added +88.4k +88,369
39 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 325,800325.8k $7.9m $7.9m 0.00% Unchanged
40 Bleakley Financial Group, LLC 0.28% of their portfolio PARSIPPANY, NJ 321,501321.5k $7.8m $7.8m 0.28% First filing
41 VPR Management LLC 1.65% of their portfolio HOUSTON, TX 316,200316.2k $7.7m $7.7m 1.65% Unchanged
42 CUTLER INVESTMENT COUNSEL LLC 1.16% of their portfolio Jacksonville, OR 314,461314.5k $7.6m $7.6m 1.16% Added +4.0k +4,020
43 CONNING INC. 0.24% of their portfolio HARTFORD, CT 310,000310.0k $7.5m $7.5m 0.24% Unchanged
44 Whitcomb & Hess, Inc. 2.93% of their portfolio ASHLAND, OH 302,919302.9k $7.3m $7.3m 2.93% Added +10.6k +10,640
45 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 281,247281.2k $6.8m $6.8m 0.01% Reduced -46.4k -46,448
46 COLLECTIVE FAMILY OFFICE LLC 2.83% of their portfolio YORK, PA 259,806259.8k $6.3m $6.3m 2.83% Added +84.6k +84,577
47 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 242,805242.8k $5.9m $5.9m 0.01% Added +43.9k +43,921
48 Tanager Wealth Management LLP 1.34% of their portfolio Goring On Thames, X0 204,541204.5k $5.0m $5.0m 1.34% Added +192.8k +192,794
49 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.02% of their portfolio TORONTO, A6 200,000200.0k $4.8m $4.8m 0.02% Reduced -300.0k -300,000
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 196,426196.4k $4.8m $4.8m 0.01% Added +182.6k +182,644
51 ALPS ADVISORS INC 0.04% of their portfolio Denver, CO 175,253175.3k $4.2m $4.2m 0.04% Reduced -205 -205
52 Ellevest, Inc. 0.36% of their portfolio NEW YORK, NY 174,932174.9k $4.2m $4.2m 0.36% Added +4.3k +4,343
53 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 0.62% of their portfolio SOUTH NORWALK, CT 172,779172.8k $4.2m $4.2m 0.62% New
54 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 166,510166.5k $4.0m $4.0m 0.03% Reduced -500 -500
55 FMR LLC 0.00% of their portfolio BOSTON, MA 165,739165.7k $4.0m $4.0m 0.00% Reduced -2.0k -2,005
56 INTEGRATED CAPITAL MANAGEMENT, INC. 3.69% of their portfolio JESSUP, PA 164,264164.3k $4.0m $4.0m 3.69% Added +1.0k +1,033
57 Destiny Wealth Partners, LLC 0.86% of their portfolio TAVARES, FL 164,167164.2k $4.0m $4.0m 0.86% New
58 Curi Capital, LLC 0.14% of their portfolio CHICAGO, IL 160,942160.9k $3.9m $3.9m 0.14% New
59 Pharo Management, Inc. 2.93% of their portfolio NEW YORK, NY 160,000160.0k $3.9m $3.9m 2.93% First filing
60 Aberdeen Group plc 0.01% of their portfolio EDINBURGH, X0 149,286149.3k $3.6m $3.6m 0.01% Unchanged
61 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 149,099149.1k $3.6m $3.6m 0.00% Added +34.3k +34,300
62 Upper Left Wealth Management, LLC 4.08% of their portfolio TAMPA, FL 142,526142.5k $3.5m $3.5m 4.08% Added +18.1k +18,128
63 Keebeck Wealth Management 0.59% of their portfolio Chicago, IL 138,305138.3k $3.4m $3.4m 0.59% Added +3.6k +3,635
64 Crabel Capital Management, LLC 1.15% of their portfolio MILWAUKEE, WI 131,319131.3k $3.2m $3.2m 1.15% New
65 RIVERSEDGE ADVISORS, LLC 1.02% of their portfolio Wilmington, DE 130,073130.1k $3.2m $3.2m 1.02% Reduced -2.6k -2,600
66 ACIMA PRIVATE WEALTH, LLC 1.61% of their portfolio RICHMOND, VA 129,569129.6k $3.1m $3.1m 1.61% Reduced -11.6k -11,557
67 One Wealth Map LLC 2.72% of their portfolio LAS VEGAS, NV 127,310127.3k $3.2m $3.2m 2.72% Added +1.4k +1,369
68 Sage Advisory Services, Ltd.Co. 0.89% of their portfolio AUSTIN, TX 125,835125.8k $3.0m $3.0m 0.89% Added +72.6k +72,635
69 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 123,465123.5k $3.0m $3.0m 0.00% New
70 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 110,581110.6k $2.7m $2.7m 0.01% Added +13.8k +13,822
71 FLOW TRADERS U.S. LLC 0.13% of their portfolio NEW YORK, NY 109,594109.6k $2.7m $2.7m 0.13% Reduced -42.9k -42,909
72 IFP Advisors, Inc 0.09% of their portfolio TAMPA, FL 103,703103.7k $3.4m $3.4m 0.09% Reduced -18.4k -18,431
73 TCP Asset Management, LLC 1.93% of their portfolio Upper Arlington, OH 101,675101.7k $2.5m $2.5m 1.93% First filing
74 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 100,000100.0k $2.4m $2.4m 0.00% New
75 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 99,80099.8k $2.4m $2.4m 0.00% Reduced -1.8k -1,800
76 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 98,02098.0k $2.4m $2.4m 0.00% Unchanged
77 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 96,86496.9k $2.3m $2.3m 0.00% New
78 FIRST CITIZENS BANK & TRUST CO 0.07% of their portfolio RALEIGH, NC 96,31396.3k $2.3m $2.3m 0.07% Added +84.8k +84,835
79 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 94,39494.4k $2.3m $2.3m 0.00% Added +91.3k +91,281
80 HANCOCK WHITNEY CORP 0.09% of their portfolio GULFPORT, MS 91,65391.7k $2.2m $2.2m 0.09% New
81 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.04% of their portfolio New York, NY 91,43491.4k $2.2m $2.2m 0.04% Reduced -69.1k -69,147
82 UG Investment Advisers Ltd. 1.29% of their portfolio SINGAPORE, U0 89,30089.3k $2.2m $2.2m 1.29% First filing
83 Veery Capital, LLC 1.18% of their portfolio Wilmington, DE 82,60482.6k $2.0m $2.0m 1.18% Added +3.8k +3,786
84 Martel Wealth Advisors LLC 0.54% of their portfolio VANCOUVER, WA 82,38382.4k $2.0m $2.0m 0.54% Reduced -18.0k -18,025
85 PRELUDE CAPITAL MANAGEMENT, LLC 0.12% of their portfolio NEW YORK, NY 82,00082.0k $2.0m $2.0m 0.12% Added +42.0k +42,000
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 81,08281.1k $2.0m $2.0m 0.00% Added +80.8k +80,842
87 DRAVO BAY LLC 1.59% of their portfolio REHOBOTH BEACH, DE 80,57180.6k $2.0m $2.0m 1.59% Reduced -16.5k -16,539
88 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 79,67779.7k $1.9m $1.9m 0.00% Reduced -2.4k -2,437
89 LAKE STREET PRIVATE WEALTH, LLC 0.38% of their portfolio CHICAGO, IL 76,27876.3k $1.8m $1.8m 0.38% Reduced -2.8k -2,797
90 Retirement Investment Advisors, Inc. 1.07% of their portfolio OKLAHOMA CITY, OK 68,05668.1k $1.6m $1.6m 1.07% First filing
91 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 66,69866.7k $1.6m $1.6m 0.01% Added +11.5k +11,465
92 Fifth Third Securities, Inc. 0.21% of their portfolio Cincinnati, OH 64,68764.7k $1.6m $1.6m 0.21% Added +230 +230
93 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 63,40163.4k $1.5m $1.5m 0.01% Added +1.6k +1,584
94 Towerpoint Wealth, LLC 0.88% of their portfolio SACRAMENTO, CA 62,94062.9k $1.5m $1.5m 0.88% Reduced -62.2k -62,228
95 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 49,45049.5k $1.2m $1.2m 0.01% Added +39.3k +39,300
96 WMS Partners, LLC 0.12% of their portfolio TOWSON, MD 49,00049.0k $1.2m $1.2m 0.12% New
97 Penn Mutual Asset Management 1.32% of their portfolio Conshohocken, PA 48,94348.9k $1.2m $1.2m 1.32% Unchanged
98 Betterment LLC 0.00% of their portfolio NEW YORK, NY 48,58548.6k $1.2m $1.2m 0.00% Reduced -1.6k -1,644
99 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,97743.0k $1.0m $1.0m 0.01% Added +31.2k +31,227
100 CAHILL FINANCIAL ADVISORS INC 0.20% of their portfolio EDINA, MN 42,30542.3k $1.0m $1.0m 0.20% Reduced -7.6k -7,582