Vault-13

VANECK ETF TRUST ITM

INTRMDT MUNI ETF · ETP · CUSIP 92189H201

168 institutional holders -5 vs Q1 2024
36,464,99336.5m shares reported held*
$1.5bnreported value*
12 new 55 added 61 reduced 17 sold out net sold ≈ $120.9m (+531.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($638.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.90. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 165Q1 23: 170Q2 23: 165Q3 23: 167Q4 23: 184Q1 24: 173Q2 24: 168168Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022159
Q4 2022165
Q1 2023170
Q2 2023165
Q3 2023167
Q4 2023184
Q1 2024173
Q2 2024168

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 75 cut or sold outQ2 23: 59 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 79 bought or addedQ3 23: 65 cut or sold outQ4 23: 87 bought or addedQ4 23: 84 cut or sold outQ4 23Q1 24: 70 bought or addedQ1 24: 88 cut or sold outQ2 24: 67 bought or addedQ2 24: 78 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227379
Q1 20237675
Q2 20235990
Q3 20237965
Q4 20238784
Q1 20247088
Q2 20246778

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $0Q3 23 puts: $516.0kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $705.5kQ4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$516.0k—
Q4 2023$0$705.5k—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

Goodwin Investment Advisory Added +3,168,311+3.2m
BANK OF AMERICA CORP /DE/ Added +425,431+425.4k
ENVESTNET ASSET MANAGEMENT INC Added +157,446+157.4k
JPMORGAN CHASE & CO Added +151,946+151.9k
NewEdge Advisors, LLC Added +106,641+106.6k
XML Financial, LLC New +93,170+93.2k
Clearstead Advisors, LLC New +87,895+87.9k
Idaho Trust Co New +46,269+46.3k
LPL Financial LLC Added +31,545+31.5k
Cetera Investment Advisers Added +29,309+29.3k

Biggest sellers

MORGAN STANLEY Reduced -1,332,843-1.3m
JANE STREET GROUP, LLC Reduced -796,047-796.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -309,783-309.8k
BANK OF MONTREAL /CAN/ Reduced -282,595-282.6k
Advisors Preferred, LLC Sold out -222,744-222.7k
UBS Group AG Reduced -204,270-204.3k
RENAISSANCE TECHNOLOGIES LLC Reduced -178,900-178.9k
FMR LLC Reduced -70,663-70.7k
OLD MISSION CAPITAL LLC Reduced -68,584-68.6k
NorthCoast Asset Management LLC Reduced -66,323-66.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 15,189,16515.2m $696.3m $696.3m 0.07% Added +425.4k +425,431
2 Goodwin Investment Advisory 1.23% of their portfolio WOODSTOCK, GA 3,229,8373.2m $2.7m $2.7m 1.23% Added +3.2m +3,168,311
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.12% of their portfolio MILWAUKEE, WI 2,739,8302.7m $125.6m $125.6m 0.12% Reduced -309.8k -309,783
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,546,6721.5m $70.9m $70.9m 0.04% Added +31.5k +31,545
5 HTLF Bank 5.49% of their portfolio Denver, CO 1,052,9151.1m $48.3m $48.3m 5.49% Added +12.7k +12,664
6 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 988,662988.7k $45.3m $45.3m 0.02% Added +157.4k +157,446
7 FMR LLC 0.00% of their portfolio BOSTON, MA 910,852910.9k $41.8m $41.8m 0.00% Reduced -70.7k -70,663
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 810,544810.5k $37.2m $37.2m 0.00% Added +151.9k +151,946
9 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 799,037799.0k $36.6m $36.6m 0.09% Reduced -41.5k -41,541
10 CX Institutional 1.43% of their portfolio AUBURN, IN 666,185666.2k $30.5m $30.5m 1.43% Added +2.8k +2,816
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 584,478584.5k $26.8m $26.8m 0.00% Reduced -1.3m -1,332,843
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 539,791539.8k $24.7m $24.7m 0.01% Reduced -63.0k -63,031
13 Willis Johnson & Associates, Inc. 1.73% of their portfolio Houston, TX 459,523459.5k $21.1m $21.1m 1.73% Added +17.1k +17,052
14 Avidian Wealth Enterprises, LLC 1.00% of their portfolio Houston, TX 450,936450.9k $20.7m $20.7m 1.00% Reduced -12.7k -12,719
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 385,836385.8k $17.7m $17.7m 0.01% Reduced -204.3k -204,270
16 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 374,047374.0k $17.1m $17.1m 0.02% Reduced -796.0k -796,047
17 MATHER GROUP, LLC. 0.21% of their portfolio CHICAGO, IL 357,951358.0k $16.6m $16.6m 0.21% Added +2.3k +2,322
18 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 324,505324.5k $14.9m $14.9m 0.02% Reduced -7.1k -7,129
19 DAVIDSON INVESTMENT ADVISORS 0.64% of their portfolio GREAT FALLS, MT 272,257272.3k $12.5m $12.5m 0.64% Added +27.7k +27,710
20 OLD NATIONAL BANCORP /IN/ 0.28% of their portfolio EVANSVILLE, IN 262,598262.6k $12.0m $12.0m 0.28% Reduced -5.6k -5,642
21 CONDOR CAPITAL MANAGEMENT 0.96% of their portfolio MARTINSVILLE, NJ 219,894219.9k $10.1m $10.1m 0.96% Added +10.7k +10,748
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 203,686203.7k $9.3m $9.3m 0.00% Added +26.7k +26,738
23 OneDigital Investment Advisors LLC 0.11% of their portfolio OVERLAND PARK, KS 189,429189.4k $8.7m $8.7m 0.11% Added +5.1k +5,139
24 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 179,700179.7k $8.2m $8.2m 0.01% Reduced -178.9k -178,900
25 NewEdge Advisors, LLC 0.06% of their portfolio NEW ORLEANS, LA 177,644177.6k $8.1m $8.1m 0.06% Added +106.6k +106,641
26 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 169,545169.5k $7.8m $7.8m 0.02% Added +29.3k +29,309
27 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 165,766165.8k $7.6m $7.6m 0.06% Added +661 +661
28 FOCUS Wealth Advisors, LLC 3.76% of their portfolio HOUSTON, TX 159,745159.7k $7.3m $7.3m 3.76% Added +13.2k +13,170
29 BRANDYWINE OAK PRIVATE WEALTH LLC 0.64% of their portfolio Kennett Square, PA 135,246135.2k $6.2m $6.2m 0.64% Reduced -8.3k -8,276
30 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 114,171114.2k $5.2m $5.2m 0.01% Added +26.8k +26,835
31 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 103,980104.0k $4.8m $4.8m 0.01% Reduced -2.4k -2,362
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 98,38698.4k $4.5m $4.5m 0.00% Added +8.0k +8,031
33 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 96,02496.0k $4.4m $4.4m 0.02% Reduced -8.2k -8,164
34 XML Financial, LLC 0.43% of their portfolio BETHESDA, MD 93,17093.2k $4.3m $4.3m 0.43% New
35 PARK AVENUE SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 90,45890.5k $4.1m $4.1m 0.05% Added +20.2k +20,154
36 Clearstead Advisors, LLC 0.07% of their portfolio CLEVELAND, OH 87,89587.9k $4.0m $4.0m 0.07% New
37 NorthCoast Asset Management LLC 0.03% of their portfolio STAMFORD, CT 87,55687.6k $4.0m $4.0m 0.03% Reduced -66.3k -66,323
38 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 85,02885.0k $3.9m $3.9m 0.01% Reduced -7.5k -7,461
39 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 84,64184.6k $3.9m $3.9m 0.01% Reduced -32.9k -32,925
40 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.08% of their portfolio MINNEAPOLIS, MN 80,53180.5k $3.7m $3.7m 0.08% Added +1.8k +1,769
41 Proquility Private Wealth Partners, LLC 1.16% of their portfolio LAS VEGAS, NV 73,88973.9k $3.4m $3.4m 1.16% Reduced -8.1k -8,129
42 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 68,18768.2k $3.1m $3.1m 0.02% First filing
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 62,98363.0k $2.9m $2.9m 0.00% Reduced -741 -741
44 SteelPeak Wealth, LLC 0.13% of their portfolio WOODLAND HILLS, CA 62,06262.1k $2.8m $2.8m 0.13% Reduced -8.9k -8,922
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 61,25861.3k $2.8m $2.8m 0.00% Reduced -11.4k -11,400
46 Cornerstone Wealth Management, LLC 0.21% of their portfolio ST. PETERS, MO 60,33560.3k $2.8m $2.8m 0.21% Added +2.8k +2,767
47 Rehmann Capital Advisory Group 0.20% of their portfolio LANSING, MI 59,69159.7k $2.7m $2.7m 0.20% Added +1.8k +1,830
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 55,61555.6k $2.5m $2.5m 0.00% Reduced -1.7k -1,713
49 PRINCIPAL SECURITIES, INC. 0.07% of their portfolio DES MOINES, IA 54,45254.5k $2.5m $2.5m 0.07% Added +7.0k +6,961
50 Granite Harbor Advisors, Inc. 1.52% of their portfolio Houston, TX 52,21552.2k $2.4m $2.4m 1.52% Added +4.3k +4,285
51 Parkside Financial Bank & Trust 0.36% of their portfolio SAINT LOUIS, MO 49,91649.9k $2.3m $2.3m 0.36% Added +11.0k +11,025
52 VICUS CAPITAL 0.20% of their portfolio STATE COLLEGE, PA 47,17647.2k $2.2m $2.2m 0.20% Reduced -2.7k -2,683
53 Idaho Trust Co 1.08% of their portfolio BOISE, ID 46,26946.3k $2.1m $2.1m 1.08% New
54 Aquire Wealth Advisors, LLC 0.63% of their portfolio Salt Lake City, UT 41,02741.0k $1.9m $1.9m 0.63% Added +140 +140
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 39,50739.5k $1.8m $1.8m 0.00% Reduced -5.7k -5,686
56 FINANCIAL COUNSELORS INC 0.03% of their portfolio Overland Park, KS 37,49737.5k $1.7m $1.7m 0.03% Reduced -2.5k -2,474
57 JAMES INVESTMENT RESEARCH, INC. 0.19% of their portfolio ALPHA, OH 35,62435.6k $1.6m $1.6m 0.19% Added +22.0k +21,962
58 Beaumont Financial Advisors, LLC 0.12% of their portfolio NEEDHAM, MA 33,98734.0k $1.6m $1.6m 0.12% Unchanged
59 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 30,98031.0k $1.4m $1.4m 0.00% Reduced -218 -218
60 1620 INVESTMENT ADVISORS, INC. 1.07% of their portfolio PLYMOUTH, MA 30,52930.5k $1.4m $1.4m 1.07% Added +1.1k +1,110
61 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 28,15228.2k $1.3m $1.3m 0.02% Reduced -3.1k -3,117
62 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,80526.8k $1.2m $1.2m 0.00% Reduced -32.0k -32,023
63 CWM, LLC 0.01% of their portfolio OMAHA, NE 26,69826.7k $1.2m $1.2m 0.01% Unchanged
64 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 25,78225.8k $1.2m $1.2m 0.00% Added +2.4k +2,364
65 RETIREMENT CAPITAL STRATEGIES 0.46% of their portfolio SAN JOSE, CA 24,97525.0k $1.1m $1.1m 0.46% Added +814 +814
66 COMERICA BANK 0.00% of their portfolio DALLAS, TX 24,64524.6k $1.1m $1.1m 0.00% Added +1 +1
67 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 24,27424.3k $1.1m $1.1m 0.03% Unchanged
68 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 24,09924.1k $1.1m $1.1m 0.05% Reduced -11.4k -11,365
69 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,18621.2k $971.0k $971.0k 0.00% Reduced -23.2k -23,223
70 Running Point Capital Advisors, LLC 0.39% of their portfolio EL SEGUNDO, CA 20,61220.6k $944.9k $944.9k 0.39% Unchanged
71 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 18,50118.5k $848.1k $848.1k 0.00% Added +4.1k +4,079
72 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 18,04318.0k $827.1k $827.1k 0.02% Reduced -68.6k -68,584
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,65117.7k $809.0k $809.0k 0.00% Reduced -361 -361
74 Westside Investment Management, Inc. 0.18% of their portfolio SANTA MONICA, CA 17,09717.1k $783.8k $783.8k 0.18% Added +977 +977
75 GenTrust, LLC 0.04% of their portfolio MIAMI, FL 16,68916.7k $765.0k $765.0k 0.04% Reduced -6.9k -6,885
76 Family Capital Management, Inc. 0.51% of their portfolio GRAND RAPIDS, MI 16,36116.4k $750.0k $750.0k 0.51% Reduced -5.7k -5,713
77 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 16,22016.2k $740.8k $740.8k 0.01% New
78 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,15216.2k $740.4k $740.4k 0.00% Reduced -23.8k -23,809
79 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,80315.8k $724.4k $724.4k 0.00% Reduced -726 -726
80 Baker Avenue Asset Management, LP 0.02% of their portfolio SAN FRANCISCO, CA 15,59915.6k $715.1k $715.1k 0.02% Reduced -468 -468
81 PETRA FINANCIAL ADVISORS INC 0.51% of their portfolio COLORADO SRPINGS, CO 15,47015.5k $709.1k $709.1k 0.51% Unchanged
82 Alesco Advisors, LLC, An ESL Co 0.02% of their portfolio Pittsford, NY 15,24015.2k $698.6k $698.6k 0.02% Reduced -980 -980
83 1834 INVESTMENT ADVISORS CO 0.08% of their portfolio Milwaukee, WI 14,42114.4k $661.1k $661.1k 0.08% Unchanged
84 SHEETS SMITH WEALTH MANAGEMENT 0.07% of their portfolio WINSTON-SALEM, NC 13,60013.6k $623.4k $623.4k 0.07% Unchanged
85 CFS Investment Advisory Services, LLC 0.05% of their portfolio TOTOWA, NJ 13,52313.5k $620.0k $620.0k 0.05% Added +3.5k +3,503
86 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,79211.8k $540.5k $540.5k 0.01% Added +902 +902
87 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 11,79111.8k $540.5k $540.5k 0.02% Reduced -530 -530
88 Clearwater Capital Advisors, LLC 0.06% of their portfolio HOFFMAN ESTATES, IL 11,67611.7k $535.2k $535.2k 0.06% Unchanged
89 Private Ocean, LLC 0.05% of their portfolio SAN RAFAEL, CA 11,60111.6k $531.8k $531.8k 0.05% Unchanged
90 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 11,57411.6k $530.6k $530.6k 0.06% Reduced -22 -22
91 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 11,33211.3k $519.5k $519.5k 0.00% Reduced -1.8k -1,832
92 Aveo Capital Partners, LLC 0.06% of their portfolio ENGLEWOOD, CO 11,11311.1k $509.4k $509.4k 0.06% Reduced -539 -539
93 FLPUTNAM INVESTMENT MANAGEMENT CO 0.01% of their portfolio PORTLAND, ME 10,86410.9k $498.0k $498.0k 0.01% Added +4.8k +4,765
94 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 10,64210.6k $487.8k $487.8k 0.00% Added +61 +61
95 Wealthspire Retirement, LLC 0.04% of their portfolio ALISO VIEJO, CA 10,55010.6k $483.6k $483.6k 0.04% Reduced -4.1k -4,124
96 Lee Financial Co 0.08% of their portfolio Dallas, TX 10,50010.5k $481.3k $481.3k 0.08% Unchanged
97 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 10,46310.5k $479.6k $479.6k 0.00% Added +172 +172
98 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,36210.4k $475.0k $475.0k 0.01% Added +123 +123
99 OPTIMUM INVESTMENT ADVISORS 0.21% of their portfolio Chicago, IL 10,25010.2k $469.9k $469.9k 0.21% Unchanged
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 10,20210.2k $467.7k $467.7k 0.00% Unchanged