Vault-13

VANECK ETF TRUST ITM

INTRMDT MUNI ETF · ETP · CUSIP 92189H201

167 institutional holders +2 vs Q2 2023
32,902,72732.9m shares reported held*
$1.5bnreported value*
21 new 58 added 49 reduced 16 sold out net bought ≈ $127.1m (+2.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($868.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $44.14. Options: 1 managers hold calls ($0 notional), 2 hold puts ($516.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 165Q1 23: 170Q2 23: 165Q3 23: 167167Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022159
Q4 2022165
Q1 2023170
Q2 2023165
Q3 2023167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 90 cut or sold outQ2 23Q3 23: 79 bought or addedQ3 23: 65 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227379
Q1 20237675
Q2 20235990
Q3 20237965

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 22 calls: $469.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $785.3kQ1 23 puts: $873.6kQ1 23P/C 1.11Q2 23 calls: $0Q2 23 puts: $1.4mQ2 23P/C —Q3 23 calls: $0Q3 23 puts: $516.0kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$469.8k$00.00
Q1 2023$785.3k$873.6k1.11
Q2 2023$0$1.4m—
Q3 2023$0$516.0k—

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +760,279+760.3k
BANK OF AMERICA CORP /DE/ Added +716,976+717.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +672,901+672.9k
JPMORGAN CHASE & CO New +426,793+426.8k
UBS Group AG Added +231,515+231.5k
OneDigital Investment Advisors LLC Added +182,755+182.8k
Cerity Partners LLC Added +134,896+134.9k
ENVESTNET ASSET MANAGEMENT INC Added +129,229+129.2k
HighTower Advisors, LLC Added +99,373+99.4k
OSAIC HOLDINGS, INC. Added +84,463+84.5k

Biggest sellers

CWM, LLC Reduced -344,451-344.5k
JANE STREET GROUP, LLC Reduced -203,971-204.0k
Advisors Preferred, LLC Sold out -139,873-139.9k
RENAISSANCE TECHNOLOGIES LLC Sold out -85,700-85.7k
MassMutual Private Wealth & Trust, FSB Reduced -81,562-81.6k
MORGAN STANLEY Reduced -67,462-67.5k
Aveo Capital Partners, LLC Reduced -33,241-33.2k
AMERIPRISE FINANCIAL INC Reduced -21,312-21.3k
Janney Montgomery Scott LLC Reduced -17,759-17.8k
Econ Financial Services Corp Sold out -15,662-15.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $269.0k6.1k shares
CITADEL ADVISORS LLC Reduced $247.0k5.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 16,348,81016.3m $721.0m $721.0m 0.09% Added +717.0k +716,976
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.16% of their portfolio MILWAUKEE, WI 2,782,6092.8m $122.7m $122.7m 0.16% Added +760.3k +760,279
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,466,4541.5m $64.7m $64.7m 0.05% Added +20.9k +20,872
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.19% of their portfolio PLYMOUTH, MN 1,279,2031.3m $56.4m $56.4m 0.19% Added +672.9k +672,901
5 Dubuque Bank & Trust Co 4.94% of their portfolio Dubuque, IA 838,583838.6k $37.0m $37.0m 4.94% Added +55.1k +55,134
6 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 721,004721.0k $31.8m $31.8m 0.01% Added +129.2k +129,229
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 633,530633.5k $27.9m $27.9m 0.01% Added +231.5k +231,515
8 CX Institutional 1.53% of their portfolio AUBURN, IN 631,249631.2k $27.8m $27.8m 1.53% Added +26.6k +26,587
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 620,342620.3k $27.4m $27.4m 0.01% Added +18.7k +18,715
10 FMR LLC 0.00% of their portfolio BOSTON, MA 590,879590.9k $26.1m $26.1m 0.00% Added +35.4k +35,403
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 487,727487.7k $21.5m $21.5m 0.00% Reduced -67.5k -67,462
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 426,793426.8k $18.8m $18.8m 0.00% New
13 Avidian Wealth Enterprises, LLC 1.13% of their portfolio Houston, TX 364,378364.4k $16.1m $16.1m 1.13% Added +20.6k +20,598
14 DAVIDSON INVESTMENT ADVISORS 0.75% of their portfolio GREAT FALLS, MT 266,088266.1k $11.7m $11.7m 0.75% Reduced -13.7k -13,673
15 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 254,291254.3k $11.2m $11.2m 0.02% Added +84.5k +84,463
16 MATHER GROUP, LLC. 0.19% of their portfolio CHICAGO, IL 245,093245.1k $10.8m $10.8m 0.19% Reduced -250 -250
17 OneDigital Investment Advisors LLC 0.21% of their portfolio OVERLAND PARK, KS 224,527224.5k $9.9m $9.9m 0.21% Added +182.8k +182,755
18 OLD NATIONAL BANCORP /IN/ 0.28% of their portfolio EVANSVILLE, IN 217,616217.6k $9.6m $9.6m 0.28% Reduced -10.6k -10,571
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 205,073205.1k $9.0m $9.0m 0.00% Reduced -21.3k -21,312
20 CONDOR CAPITAL MANAGEMENT 1.06% of their portfolio MARTINSVILLE, NJ 195,687195.7k $8.6m $8.6m 1.06% Added +16.0k +16,008
21 Clark Capital Management Group, Inc. 0.08% of their portfolio PHILADELPHIA, PA 175,929175.9k $7.8m $7.8m 0.08% Added +22.3k +22,304
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 168,549168.5k $7.4m $7.4m 0.01% Reduced -12.7k -12,695
23 NorthCoast Asset Management LLC 0.13% of their portfolio STAMFORD, CT 168,045168.0k $7.4m $7.4m 0.13% Added +17.5k +17,500
24 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 155,305155.3k $6.8m $6.8m 0.03% Added +134.9k +134,896
25 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 153,821153.8k $6.8m $6.8m 0.01% Reduced -1.8k -1,774
26 BRANDYWINE OAK PRIVATE WEALTH LLC 0.67% of their portfolio Kennett Square, PA 128,138128.1k $5.7m $5.7m 0.67% Added +16.4k +16,394
27 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 109,569109.6k $4.8m $4.8m 0.01% Added +99.4k +99,373
28 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 107,682107.7k $4.7m $4.7m 0.02% Reduced -4.5k -4,492
29 FOCUS Wealth Advisors, LLC 3.13% of their portfolio HOUSTON, TX 102,181102.2k $4.5m $4.5m 3.13% Unchanged
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 102,126102.1k $4.5m $4.5m 0.00% Reduced -4.4k -4,376
31 Venturi Wealth Management, LLC 0.35% of their portfolio AUSTIN, TX 101,126101.1k $4.5m $4.5m 0.35% Added +12.1k +12,058
32 OPTIMUM INVESTMENT ADVISORS 2.11% of their portfolio Chicago, IL 93,39993.4k $4.1m $4.1m 2.11% Unchanged
33 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 93,19093.2k $4.1m $4.1m 0.01% Reduced -4.2k -4,193
34 Proquility Private Wealth Partners, LLC 1.61% of their portfolio LAS VEGAS, NV 88,74288.7k $3.9m $3.9m 1.61% Reduced -2.9k -2,888
35 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 87,41687.4k $3.9m $3.9m 0.01% Reduced -204.0k -203,971
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 87,01687.0k $3.8m $3.8m 0.01% Reduced -7.9k -7,911
37 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 85,28085.3k $3.8m $3.8m 0.04% Reduced -667 -667
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 81,93281.9k $3.6m $3.6m 0.00% Added +58 +58
39 SteelPeak Wealth, LLC 0.21% of their portfolio WOODLAND HILLS, CA 76,63376.6k $3.4m $3.4m 0.21% Reduced -8.6k -8,557
40 Stokes Family Office, LLC 0.40% of their portfolio NEW ORLEANS, LA 76,59276.6k $3.4m $3.4m 0.40% Added +24.9k +24,893
41 Cornerstone Wealth Management, LLC 0.28% of their portfolio ST. PETERS, MO 67,66867.7k $3.0m $3.0m 0.28% Added +3.2k +3,223
42 Idaho Trust Co 1.59% of their portfolio BOISE, ID 55,55255.6k $2.4m $2.4m 1.59% Added +1.4k +1,362
43 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 55,46155.5k $2.4m $2.4m 0.04% Added +7.9k +7,919
44 Goodwin Investment Advisory 1.37% of their portfolio WOODSTOCK, GA 52,61652.6k $2.3m $2.3m 1.37% Added +24.6k +24,617
45 Rehmann Capital Advisory Group 0.20% of their portfolio LANSING, MI 49,57449.6k $2.2m $2.2m 0.20% Reduced -3.1k -3,056
46 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 48,62448.6k $2.1m $2.1m 0.00% Added +21.1k +21,097
47 Granite Harbor Advisors, Inc. 1.72% of their portfolio Houston, TX 48,57548.6k $2.1m $2.1m 1.72% Added +749 +749
48 Aveo Capital Partners, LLC 0.28% of their portfolio ENGLEWOOD, CO 48,29048.3k $2.1m $2.1m 0.28% Reduced -33.2k -33,241
49 Family Capital Management, Inc. 1.27% of their portfolio GRAND RAPIDS, MI 43,53143.5k $1.9m $1.9m 1.27% Reduced -2.9k -2,918
50 Aquire Wealth Advisors, LLC 0.79% of their portfolio Salt Lake City, UT 42,82142.8k $1.9m $1.9m 0.79% Reduced -7.8k -7,819
51 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 42,05442.1k $1.9m $1.9m 0.04% Reduced -24 -24
52 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 41,53541.5k $1.8m $1.8m 0.00% New
53 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.06% of their portfolio NORFOLK, VA 40,92740.9k $1.8m $1.8m 0.06% Added +2.3k +2,310
54 CWM, LLC 0.01% of their portfolio OMAHA, NE 40,60440.6k $1.8m $1.8m 0.01% Reduced -344.5k -344,451
55 SigFig Wealth Management, LLC 0.07% of their portfolio SAN FRANCISCO, CA 39,16739.2k $1.7m $1.7m 0.07% Reduced -3.4k -3,433
56 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 39,04639.0k $1.7m $1.7m 0.00% Reduced -4.1k -4,084
57 VICUS CAPITAL 0.18% of their portfolio STATE COLLEGE, PA 38,81538.8k $1.7m $1.7m 0.18% Reduced -750 -750
58 Beaumont Financial Advisors, LLC 0.17% of their portfolio NEEDHAM, MA 38,37038.4k $1.7m $1.7m 0.17% Reduced -2.9k -2,930
59 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 35,25435.3k $1.6m $1.6m 0.01% Added +16.3k +16,282
60 Parkside Financial Bank & Trust 0.32% of their portfolio SAINT LOUIS, MO 31,33431.3k $1.4m $1.4m 0.32% Added +4.3k +4,309
61 FINANCIAL COUNSELORS INC 0.03% of their portfolio Overland Park, KS 31,19831.2k $1.4m $1.4m 0.03% New
62 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 31,19831.2k $1.4m $1.4m 0.00% Reduced -152 -152
63 COMERICA BANK 0.01% of their portfolio DALLAS, TX 30,74930.7k $1.4m $1.4m 0.01% New
64 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 29,71529.7k $1.3m $1.3m 0.01% Added +13.6k +13,585
65 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.04% of their portfolio MINNEAPOLIS, MN 28,52128.5k $1.3m $1.3m 0.04% New
66 Running Point Capital Advisors, LLC 0.73% of their portfolio EL SEGUNDO, CA 28,48628.5k $1.3m $1.3m 0.73% Unchanged
67 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 28,46928.5k $1.3m $1.3m 0.00% Reduced -12.2k -12,227
68 1620 INVESTMENT ADVISORS, INC. 1.27% of their portfolio PLYMOUTH, MA 25,48925.5k $1.1m $1.1m 1.27% Added +755 +755
69 GenTrust, LLC 0.08% of their portfolio MIAMI, FL 24,93124.9k $1.1m $1.1m 0.08% Added +338 +338
70 Highland Financial Advisors, LLC 0.55% of their portfolio WAYNE, NJ 24,16224.2k $1.1m $1.1m 0.55% Added +50 +50
71 1834 INVESTMENT ADVISORS CO 0.13% of their portfolio Milwaukee, WI 23,19123.2k $1.0m $1.0m 0.13% Unchanged
72 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 23,09223.1k $1.0m $1.0m 0.01% Added +9.2k +9,201
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,88121.9k $965.0k $965.0k 0.00% Reduced -17.8k -17,759
74 JNBA Financial Advisors 0.12% of their portfolio BLOOMINGTON, MN 21,59421.6k $952.3k $952.3k 0.12% Reduced -433 -433
75 Baker Avenue Asset Management, LP 0.04% of their portfolio SAN FRANCISCO, CA 19,97320.0k $880.8k $880.8k 0.04% Added +6.1k +6,070
76 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,90318.9k $833.6k $833.6k 0.01% Added +85 +85
77 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 18,41118.4k $811.9k $811.9k 0.03% Unchanged
78 JAMES INVESTMENT RESEARCH, INC. 0.10% of their portfolio ALPHA, OH 17,15017.1k $756.3k $756.3k 0.10% Unchanged
79 Wealthspire Retirement, LLC 0.14% of their portfolio ALISO VIEJO, CA 16,22516.2k $715.5k $715.5k 0.14% Reduced -346 -346
80 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 15,82615.8k $697.9k $697.9k 0.02% Added +7.2k +7,241
81 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 15,65015.7k $690.2k $690.2k 0.03% Unchanged
82 PETRA FINANCIAL ADVISORS INC 0.57% of their portfolio COLORADO SRPINGS, CO 15,47015.5k $682.2k $682.2k 0.57% Unchanged
83 StrategIQ Financial Group, LLC 0.08% of their portfolio MERRILLVILLE, IN 15,13715.1k $667.5k $667.5k 0.08% Reduced -300 -300
84 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,72614.7k $665.8k $665.8k 0.00% Unchanged
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,15814.2k $624.4k $624.4k 0.00% Reduced -5.4k -5,392
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 14,12514.1k $622.9k $622.9k 0.00% Reduced -2.2k -2,232
87 SHEETS SMITH WEALTH MANAGEMENT 0.09% of their portfolio WINSTON-SALEM, NC 13,60013.6k $599.8k $599.8k 0.09% Unchanged
88 MY Wealth Management Inc. 0.59% of their portfolio GERMANTOWN, MD 13,53813.5k $597.0k $597.0k 0.59% Unchanged
89 Dorsey & Whitney Trust CO LLC 0.05% of their portfolio SIOUX FALLS, SD 12,79512.8k $564.3k $564.3k 0.05% Reduced -1.3k -1,281
90 Westside Investment Management, Inc. 0.16% of their portfolio SANTA MONICA, CA 12,25012.2k $540.2k $540.2k 0.16% Added +6.9k +6,900
91 Clearwater Capital Advisors, LLC 0.07% of their portfolio HOFFMAN ESTATES, IL 12,19312.2k $537.7k $537.7k 0.07% Unchanged
92 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 12,00112.0k $529.2k $529.2k 0.01% Reduced -1.5k -1,549
93 Private Ocean, LLC 0.06% of their portfolio SAN RAFAEL, CA 11,60111.6k $511.6k $511.6k 0.06% Unchanged
94 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 11,20111.2k $494.0k $494.0k 0.02% Added +352 +352
95 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 10,71810.7k $472.7k $472.7k 0.04% Added +6.1k +6,056
96 MassMutual Private Wealth & Trust, FSB 0.02% of their portfolio Windsor, CT 10,66010.7k $470.1k $470.1k 0.02% Reduced -81.6k -81,562
97 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 10,64510.6k $469.4k $469.4k 0.06% Added +10.1k +10,099
98 Lee Financial Co 0.09% of their portfolio Dallas, TX 10,50010.5k $463.1k $463.1k 0.09% Unchanged
99 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 10,19610.2k $449.6k $449.6k 0.01% New
100 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 9,6799.7k $426.8k $426.8k 0.00% Reduced -16 -16