Vault-13

VANECK ETF TRUST ITM

INTRMDT MUNI ETF · ETP · CUSIP 92189H201

165 institutional holders -5 vs Q1 2023
30,154,26930.2m shares reported held*
$1.4bnreported value*
13 new 46 added 68 reduced 22 sold out net sold ≈ $84.2m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($965.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $46.12. Options: 1 managers hold calls ($0 notional), 2 hold puts ($1.4m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 165Q1 23: 170Q2 23: 165165Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022159
Q4 2022165
Q1 2023170
Q2 2023165

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 79 cut or sold outQ4 22Q1 23: 76 bought or addedQ1 23: 75 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 90 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227379
Q1 20237675
Q2 20235990

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $469.8kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $785.3kQ1 23 puts: $873.6kQ1 23P/C 1.11Q2 23 calls: $0Q2 23 puts: $1.4mQ2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$469.8k$00.00
Q1 2023$785.3k$873.6k1.11
Q2 2023$0$1.4m—

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +174,915+174.9k
NorthCoast Asset Management LLC Added +86,955+87.0k
OLD NATIONAL BANCORP /IN/ Added +53,301+53.3k
Advisors Preferred, LLC Added +41,215+41.2k
CWM, LLC Added +35,973+36.0k
NewEdge Advisors, LLC Added +34,663+34.7k
COMMONWEALTH EQUITY SERVICES, LLC Added +32,744+32.7k
Dubuque Bank & Trust Co Added +23,379+23.4k
Cerity Partners LLC New +20,409+20.4k
WELLS FARGO & COMPANY/MN Added +18,783+18.8k

Biggest sellers

JANE STREET GROUP, LLC Reduced -667,224-667.2k
FMR LLC Reduced -593,728-593.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -215,840-215.8k
RENAISSANCE TECHNOLOGIES LLC Reduced -183,200-183.2k
CITIGROUP INC Sold out -133,491-133.5k
FLOW TRADERS U.S. LLC Sold out -102,520-102.5k
Avidian Wealth Enterprises, LLC Reduced -72,513-72.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -59,209-59.2k
UBS Group AG Reduced -51,004-51.0k
OSAIC HOLDINGS, INC. Reduced -43,375-43.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.0m22.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $405.4k8.8k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 15,631,83415.6m $720.2m $720.2m 0.09% Added +174.9k +174,915
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.12% of their portfolio MILWAUKEE, WI 2,022,3302.0m $93.2m $93.2m 0.12% Reduced -59.2k -59,209
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,445,5821.4m $66.6m $66.6m 0.05% Added +14.4k +14,431
4 Dubuque Bank & Trust Co 4.65% of their portfolio Dubuque, IA 783,449783.4k $36.1m $36.1m 4.65% Added +23.4k +23,379
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.30% of their portfolio PLYMOUTH, MN 606,302606.3k $27.9m $27.9m 0.30% Reduced -215.8k -215,840
6 CX Institutional 1.44% of their portfolio AUBURN, IN 604,662604.7k $27.9m $27.9m 1.44% Reduced -10.7k -10,717
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 601,627601.6k $27.7m $27.7m 0.01% Added +18.8k +18,783
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 591,775591.8k $27.3m $27.3m 0.01% Reduced -22.4k -22,389
9 FMR LLC 0.00% of their portfolio BOSTON, MA 555,476555.5k $25.6m $25.6m 0.00% Reduced -593.7k -593,728
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 555,189555.2k $25.6m $25.6m 0.00% Added +17.5k +17,478
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 402,015402.0k $18.5m $18.5m 0.01% Reduced -51.0k -51,004
12 CWM, LLC 0.11% of their portfolio OMAHA, NE 385,055385.1k $17.7m $17.7m 0.11% Added +36.0k +35,973
13 Avidian Wealth Enterprises, LLC 1.04% of their portfolio Houston, TX 343,780343.8k $15.8m $15.8m 1.04% Reduced -72.5k -72,513
14 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 291,387291.4k $13.4m $13.4m 0.02% Reduced -667.2k -667,224
15 DAVIDSON INVESTMENT ADVISORS 0.81% of their portfolio GREAT FALLS, MT 279,761279.8k $12.9m $12.9m 0.81% Reduced -1.2k -1,223
16 MATHER GROUP, LLC. 0.18% of their portfolio CHICAGO, IL 245,343245.3k $11.3m $11.3m 0.18% Reduced -12.1k -12,090
17 OLD NATIONAL BANCORP /IN/ 0.30% of their portfolio EVANSVILLE, IN 228,187228.2k $10.5m $10.5m 0.30% Added +53.3k +53,301
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 226,385226.4k $10.4m $10.4m 0.00% Added +8.5k +8,541
19 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 181,244181.2k $8.3m $8.3m 0.01% Added +4.5k +4,497
20 CONDOR CAPITAL MANAGEMENT 0.99% of their portfolio MARTINSVILLE, NJ 179,679179.7k $8.3m $8.3m 0.99% Added +6.9k +6,883
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 169,828169.8k $7.8m $7.8m 0.01% Reduced -43.4k -43,375
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 155,595155.6k $7.2m $7.2m 0.01% Reduced -4.2k -4,217
23 Clark Capital Management Group, Inc. 0.06% of their portfolio PHILADELPHIA, PA 153,625153.6k $7.1m $7.1m 0.06% Reduced -33.8k -33,807
24 NorthCoast Asset Management LLC 0.10% of their portfolio STAMFORD, CT 150,545150.5k $6.9m $6.9m 0.10% Added +87.0k +86,955
25 Advisors Preferred, LLC 1.59% of their portfolio ROCKVILLE, MD 139,873139.9k $6.4m $6.4m 1.59% Added +41.2k +41,215
26 AJ WEALTH STRATEGIES, LLC 0.30% of their portfolio NEW YORK, NY 136,353136.4k $6.3m $6.3m 0.30% Reduced -875 -875
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 112,174112.2k $5.2m $5.2m 0.02% Reduced -22.6k -22,631
28 BRANDYWINE OAK PRIVATE WEALTH LLC 0.58% of their portfolio Kennett Square, PA 111,744111.7k $5.1m $5.1m 0.58% Added +5.7k +5,703
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 106,502106.5k $4.9m $4.9m 0.00% Added +2.5k +2,530
30 FOCUS Wealth Advisors, LLC 3.18% of their portfolio HOUSTON, TX 102,181102.2k $4.7m $4.7m 3.18% Reduced -435 -435
31 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 97,38397.4k $4.5m $4.5m 0.01% Reduced -807 -807
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 94,92794.9k $4.4m $4.4m 0.01% Added +32.7k +32,744
33 OPTIMUM INVESTMENT ADVISORS 2.11% of their portfolio Chicago, IL 93,39993.4k $4.3m $4.3m 2.11% Reduced -200 -200
34 MassMutual Private Wealth & Trust, FSB 0.15% of their portfolio Windsor, CT 92,22292.2k $4.2m $4.2m 0.15% Added +6.6k +6,590
35 Proquility Private Wealth Partners, LLC 1.65% of their portfolio LAS VEGAS, NV 91,63091.6k $4.2m $4.2m 1.65% Reduced -489 -489
36 Venturi Wealth Management, LLC 0.33% of their portfolio AUSTIN, TX 89,06889.1k $4.1m $4.1m 0.33% Added +5.2k +5,167
37 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 85,94785.9k $4.0m $4.0m 0.04% Added +34.7k +34,663
38 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 85,70085.7k $3.9m $3.9m 0.01% Reduced -183.2k -183,200
39 SteelPeak Wealth, LLC 0.24% of their portfolio WOODLAND HILLS, CA 85,19085.2k $3.9m $3.9m 0.24% Added +4.2k +4,212
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 81,87481.9k $3.8m $3.8m 0.00% Reduced -18.9k -18,945
41 Aveo Capital Partners, LLC 0.48% of their portfolio ENGLEWOOD, CO 81,53181.5k $3.8m $3.8m 0.48% Reduced -30.4k -30,413
42 Cornerstone Wealth Management, LLC 0.27% of their portfolio ST. PETERS, MO 64,44564.4k $3.0m $3.0m 0.27% Added +7.9k +7,901
43 Idaho Trust Co 1.57% of their portfolio BOISE, ID 54,19054.2k $2.5m $2.5m 1.57% First filing
44 Rehmann Capital Advisory Group 0.22% of their portfolio LANSING, MI 52,63052.6k $2.4m $2.4m 0.22% Reduced -144 -144
45 Stokes Family Office, LLC 0.28% of their portfolio NEW ORLEANS, LA 51,69951.7k $2.4m $2.4m 0.28% Added +9.7k +9,717
46 Aquire Wealth Advisors, LLC 0.93% of their portfolio Salt Lake City, UT 50,64050.6k $2.3m $2.3m 0.93% Reduced -2.9k -2,941
47 Granite Harbor Advisors, Inc. 1.71% of their portfolio Houston, TX 47,82647.8k $2.2m $2.2m 1.71% Added +1.9k +1,854
48 PARK AVENUE SECURITIES LLC 0.03% of their portfolio NEW YORK, NY 47,54247.5k $2.2m $2.2m 0.03% Reduced -1.5k -1,456
49 Family Capital Management, Inc. 1.34% of their portfolio GRAND RAPIDS, MI 46,44946.4k $2.1m $2.1m 1.34% Added +164 +164
50 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 43,13043.1k $2.0m $2.0m 0.01% Reduced -3.1k -3,051
51 SigFig Wealth Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 42,60042.6k $2.0m $2.0m 0.08% Reduced -3.5k -3,474
52 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 42,07842.1k $1.9m $1.9m 0.04% Reduced -15.4k -15,399
53 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 41,77241.8k $1.9m $1.9m 0.04% Added +8.1k +8,131
54 Beaumont Financial Advisors, LLC 0.18% of their portfolio NEEDHAM, MA 41,30041.3k $1.9m $1.9m 0.18% Unchanged
55 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 40,69640.7k $1.9m $1.9m 0.01% First filing
56 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 39,64039.6k $1.8m $1.8m 0.01% Added +295 +295
57 VICUS CAPITAL 0.19% of their portfolio STATE COLLEGE, PA 39,56539.6k $1.8m $1.8m 0.19% Reduced -6.0k -6,038
58 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.06% of their portfolio NORFOLK, VA 38,61738.6k $1.8m $1.8m 0.06% Reduced -134 -134
59 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 31,35031.4k $1.4m $1.4m 0.00% Unchanged
60 Running Point Capital Advisors, LLC 0.74% of their portfolio EL SEGUNDO, CA 28,48628.5k $1.3m $1.3m 0.74% Unchanged
61 Goodwin Investment Advisory 0.75% of their portfolio WOODSTOCK, GA 27,99928.0k $1.3m $1.3m 0.75% Reduced -440 -440
62 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 27,52727.5k $1.3m $1.3m 0.00% Added +17.8k +17,800
63 Parkside Financial Bank & Trust 0.30% of their portfolio SAINT LOUIS, MO 27,02527.0k $1.2m $1.2m 0.30% Added +1.8k +1,843
64 1620 INVESTMENT ADVISORS, INC. 1.24% of their portfolio PLYMOUTH, MA 24,73424.7k $1.1m $1.1m 1.24% Reduced -395 -395
65 GenTrust, LLC 0.08% of their portfolio MIAMI, FL 24,59324.6k $1.1m $1.1m 0.08% Reduced -3.7k -3,735
66 Highland Financial Advisors, LLC 0.57% of their portfolio WAYNE, NJ 24,11224.1k $1.1m $1.1m 0.57% Reduced -5.2k -5,156
67 1834 INVESTMENT ADVISORS CO 0.13% of their portfolio Milwaukee, WI 23,19123.2k $1.1m $1.1m 0.13% Added +11.0k +10,971
68 JNBA Financial Advisors 0.12% of their portfolio BLOOMINGTON, MN 22,02722.0k $1.0m $1.0m 0.12% Reduced -1.4k -1,357
69 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 20,40920.4k $940.3k $940.3k 0.00% New
70 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,55019.6k $900.7k $900.7k 0.00% Added +3.5k +3,529
71 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,97219.0k $874.0k $874.0k 0.01% Reduced -3.4k -3,388
72 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,81818.8k $867.5k $867.5k 0.01% Reduced -1.4k -1,409
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% of their portfolio Seattle, WA 18,41118.4k $848.2k $848.2k 0.03% Reduced -6.0k -5,955
74 JAMES INVESTMENT RESEARCH, INC. 0.10% of their portfolio ALPHA, OH 17,15017.1k $790.1k $790.1k 0.10% Added +8.3k +8,267
75 Wealthspire Retirement, LLC 0.14% of their portfolio ALISO VIEJO, CA 16,57116.6k $763.4k $763.4k 0.14% Reduced -427 -427
76 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 16,35716.4k $753.6k $753.6k 0.00% Unchanged
77 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 16,13016.1k $743.1k $743.1k 0.01% Reduced -3.0k -2,998
78 Econ Financial Services Corp 0.51% of their portfolio HARRISBURG, PA 15,66215.7k $721.5k $721.5k 0.51% Reduced -46 -46
79 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 15,65015.7k $721.0k $721.0k 0.03% Unchanged
80 PETRA FINANCIAL ADVISORS INC 0.64% of their portfolio COLORADO SRPINGS, CO 15,47015.5k $712.7k $712.7k 0.64% New
81 StrategIQ Financial Group, LLC 0.08% of their portfolio MERRILLVILLE, IN 15,43715.4k $711.2k $711.2k 0.08% Reduced -1.3k -1,300
82 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,72614.7k $678.6k $678.6k 0.00% Unchanged
83 Dorsey & Whitney Trust CO LLC 0.05% of their portfolio SIOUX FALLS, SD 14,07614.1k $648.5k $648.5k 0.05% Reduced -1.3k -1,306
84 Baker Avenue Asset Management, LP 0.03% of their portfolio SAN FRANCISCO, CA 13,90313.9k $640.5k $640.5k 0.03% Added +8.8k +8,810
85 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,89113.9k $640.0k $640.0k 0.00% Added +1.4k +1,443
86 SHEETS SMITH WEALTH MANAGEMENT 0.09% of their portfolio WINSTON-SALEM, NC 13,60013.6k $626.6k $626.6k 0.09% Unchanged
87 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 13,55013.6k $624.2k $624.2k 0.01% Reduced -1.8k -1,792
88 MY Wealth Management Inc. 0.57% of their portfolio GERMANTOWN, MD 13,53813.5k $623.7k $623.7k 0.57% Unchanged
89 Clearwater Capital Advisors, LLC 0.07% of their portfolio HOFFMAN ESTATES, IL 12,19312.2k $561.7k $561.7k 0.07% Reduced -5.0k -5,000
90 FLPUTNAM INVESTMENT MANAGEMENT CO 0.01% of their portfolio PORTLAND, ME 11,83511.8k $545.2k $545.2k 0.01% Unchanged
91 Private Ocean, LLC 0.07% of their portfolio SAN RAFAEL, CA 11,60111.6k $534.5k $534.5k 0.07% Unchanged
92 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 10,84910.8k $499.8k $499.8k 0.02% Reduced -206 -206
93 FOSTER & MOTLEY INC 0.04% of their portfolio CINCINNATI, OH 10,58610.6k $488.0k $488.0k 0.04% Reduced -624 -624
94 Lee Financial Co 0.08% of their portfolio Dallas, TX 10,50010.5k $483.7k $483.7k 0.08% Unchanged
95 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,19610.2k $471.0k $471.0k 0.00% New
96 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 9,6959.7k $446.6k $446.6k 0.00% Reduced -83 -83
97 KWMG, LLC 0.05% of their portfolio OVERLAND PARK, KS 9,5769.6k $441.2k $441.2k 0.05% Reduced -4.2k -4,212
98 Capital Advisors Wealth Management, LLC 0.11% of their portfolio YAKIMA, WA 9,3819.4k $432.2k $432.2k 0.11% Added +1.4k +1,354
99 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 9,1779.2k $422.8k $422.8k 0.02% Reduced -1.1k -1,095
100 Hummer Financial Advisory Services Inc 0.39% of their portfolio Chicago, IL 8,7508.8k $403.1k $403.1k 0.39% Unchanged