Vault-13

VANECK ETF TRUST PPH

PHARMACEUTCL ETF · ETP · CUSIP 92189F692

111 institutional holders +6 vs Q3 2023
5,088,9225.1m shares reported held*
$414.4mreported value*
16 new 37 added 35 reduced 12 sold out net sold ≈ $9.1m (-112.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $81.42. Options: 2 managers hold calls ($1.2m notional), 2 hold puts ($4.1m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 114Q1 23: 107Q2 23: 103Q3 23: 105Q4 23: 111111Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202287
Q4 2022114
Q1 2023107
Q2 2023103
Q3 2023105
Q4 2023111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 47 cut or sold outQ2 23Q3 23: 49 bought or addedQ3 23: 39 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 47 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225635
Q1 20233460
Q2 20235047
Q3 20234939
Q4 20235347

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $5.3mQ1 23 puts: $1.0mQ1 23P/C 0.19Q2 23 calls: $779.8kQ2 23 puts: $254.1kQ2 23P/C 0.33Q3 23 calls: $551.0kQ3 23 puts: $111.8kQ3 23P/C 0.20Q4 23 calls: $1.2mQ4 23 puts: $4.1mQ4 23P/C 3.58
Numbers
QuarterCallsPutsP/C
Q1 2023$5.3m$1.0m0.19
Q2 2023$779.8k$254.1k0.33
Q3 2023$551.0k$111.8k0.20
Q4 2023$1.2m$4.1m3.58

Biggest buyers

Verity & Verity, LLC New +187,960+188.0k
JPMORGAN CHASE & CO Added +113,087+113.1k
MORGAN STANLEY Added +82,074+82.1k
Avestar Capital, LLC New +52,649+52.6k
Independent Advisor Alliance Added +49,423+49.4k
Gladstone Institutional Advisory LLC New +46,927+46.9k
CITADEL ADVISORS LLC Added +24,656+24.7k
BECK CAPITAL MANAGEMENT, LLC New +20,060+20.1k
HRT FINANCIAL LP Added +18,884+18.9k
Raymond James Financial Services Advisors, Inc. Added +14,921+14.9k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -250,971-251.0k
BNP PARIBAS FINANCIAL MARKETS Reduced -150,004-150.0k
Phoenix Financial Ltd. Reduced -141,350-141.3k
ALERUS FINANCIAL NA Sold out -84,214-84.2k
BANK OF AMERICA CORP /DE/ Reduced -43,323-43.3k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Reduced -25,000-25.0k
Synergy Asset Management, LLC Sold out -24,583-24.6k
AMERIPRISE FINANCIAL INC Reduced -11,852-11.9k
Atria Wealth Solutions, Inc. Reduced -10,667-10.7k
JANE STREET GROUP, LLC Sold out -9,255-9.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m13.9k shares
CITADEL ADVISORS LLC Unchanged $24.4k300 shares

Biggest puts

J. Goldman & Co LP New $3.1m37.5k shares
CITADEL ADVISORS LLC Added $1.1m13.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,397,0001.4m $113.7m $113.7m 0.02% Reduced -251.0k -250,971
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 625,294625.3k $50.9m $50.9m 0.01% Reduced -43.3k -43,323
3 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.09% of their portfolio TORONTO, A6 319,000319.0k $26.0m $26.0m 0.09% Reduced -25.0k -25,000
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 316,276316.3k $25.7m $25.7m 0.00% Added +113.1k +113,087
5 Avalon Trust Co 2.12% of their portfolio SANTA FE, NM 285,375285.4k $23.2m $23.2m 2.12% Reduced -2.2k -2,200
6 Verity & Verity, LLC 0.88% of their portfolio BEAUFORT, SC 187,960188.0k $15.3m $15.3m 0.88% New
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 177,856177.9k $14.5m $14.5m 0.00% Added +82.1k +82,074
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 150,018150.0k $12.2m $12.2m 0.01% Reduced -3.0k -3,006
9 Miller Investment Management, LP 1.66% of their portfolio WEST CONSHOHOCKEN, PA 143,009143.0k $11.6m $11.6m 1.66% Reduced -1.4k -1,410
10 Prime Capital Investment Advisors, LLC 0.17% of their portfolio OVERLAND PARK, KS 142,094142.1k $11.6m $11.6m 0.17% Reduced -6.1k -6,056
11 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 101,804101.8k $8.3m $8.3m 0.02% Reduced -150.0k -150,004
12 Independent Advisor Alliance 0.29% of their portfolio CHARLOTTE, NC 98,47398.5k $7.9m $7.9m 0.29% Added +49.4k +49,423
13 Phoenix Financial Ltd. 0.12% of their portfolio Givatayim, L3 88,54488.5k $7.3m $7.3m 0.12% Reduced -141.3k -141,350
14 VALICENTI ADVISORY SERVICES INC 1.83% of their portfolio ELMIRA, NY 74,09174.1k $6.0m $6.0m 1.83% Reduced -5.4k -5,423
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 68,71368.7k $5.6m $5.6m 0.00% Added +3.0k +2,964
16 Avestar Capital, LLC 0.53% of their portfolio New York, NY 52,64952.6k $4.3m $4.3m 0.53% New
17 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 49,17649.2k $4.0m $4.0m 0.00% Added +24.7k +24,656
18 Twelve Points Wealth Management LLC 1.82% of their portfolio CONCORD, MA 47,19847.2k $3.8m $3.8m 1.82% Reduced -1.7k -1,665
19 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 46,92746.9k $3.8m $3.8m 0.21% New
20 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 46,43046.4k $3.8m $3.8m 0.03% Added +18.9k +18,884
21 WT Wealth Management 1.27% of their portfolio SCOTTSDALE, AZ 39,61339.6k $3.2m $3.2m 1.27% Added +4.2k +4,155
22 Private Advisory Group LLC 0.56% of their portfolio REDMOND, WA 39,53639.5k $3.2m $3.2m 0.56% Added +1.3k +1,258
23 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 34,81134.8k $3.0m $3.0m 0.03% Reduced -3.2k -3,227
24 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 34,81134.8k $3.0m $3.0m 0.03% Reduced -3.2k -3,227
25 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 28,13528.1k $2.3m $2.3m 0.03% Added +7.5k +7,485
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 27,23627.2k $2.2m $2.2m 0.00% Added +4.1k +4,095
27 Aspen Grove Capital, LLC 0.62% of their portfolio AVON, CO 25,21125.2k $2.1m $2.1m 0.62% Added +204 +204
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 24,42324.4k $2.0m $2.0m 0.00% Reduced -11.9k -11,852
29 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 22,72622.7k $1.8m $1.8m 0.02% Added +6.2k +6,232
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,11821.1k $1.7m $1.7m 0.00% Added +7.6k +7,559
31 BECK CAPITAL MANAGEMENT, LLC 0.56% of their portfolio AUSTIN, TX 20,06020.1k $1.6m $1.6m 0.56% New
32 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,60019.6k $1.6m $1.6m 0.00% Added +10.4k +10,400
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 18,14818.1k $1.5m $1.5m 0.00% Added +14.9k +14,921
34 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 15,64315.6k $1.3m $1.3m 0.00% Reduced -2.9k -2,859
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 14,63414.6k $1.2m $1.2m 0.00% Reduced -4.3k -4,317
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 14,58014.6k $1.2m $1.2m 0.01% Added +5.2k +5,151
37 Lansing Street Advisors 0.62% of their portfolio AMBLER, PA 14,53514.5k $1.2m $1.2m 0.62% First filing
38 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 13,64313.6k $1.1m $1.1m 0.00% Reduced -1.8k -1,779
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 13,54313.5k $1.1m $1.1m 0.00% Added +2.6k +2,621
40 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 13,48513.5k $1.1m $1.1m 0.00% Added +2.7k +2,735
41 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 12,55512.6k $1.0m $1.0m 0.00% New
42 Peak Planning Group, LLC 0.70% of their portfolio CENTENNIAL, CO 11,96612.0k $973.6k $973.6k 0.70% Reduced -184 -184
43 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 11,63311.6k $946.5k $946.5k 0.03% Reduced -506 -506
44 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 9,8659.9k $803.0k $803.0k 0.07% Reduced -3.3k -3,345
45 CoreFirst Bank & Trust 0.47% of their portfolio TOPEKA, KS 8,7508.8k $712.0k $712.0k 0.47% Added +7.8k +7,800
46 WINTRUST INVESTMENTS LLC 0.07% of their portfolio CHICAGO, IL 8,2358.2k $670.0k $670.0k 0.07% Reduced -50 -50
47 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 7,8057.8k $635.1k $635.1k 0.01% Reduced -994 -994
48 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 7,2967.3k $593.6k $593.6k 0.01% Added +185 +185
49 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,8736.9k $559.2k $559.2k 0.00% Added +1.0k +1,011
50 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 6,4646.5k $526.0k $526.0k 0.06% Reduced -350 -350
51 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 6,2996.3k $512.6k $512.6k 0.00% Added +761 +761
52 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 6,1956.2k $504.1k $504.1k 0.01% New
53 ASPIRIANT, LLC 0.02% of their portfolio San Francisco, CA 5,6805.7k $462.2k $462.2k 0.02% Unchanged
54 Clare Market Investments LLC 0.16% of their portfolio DALLAS, TX 5,6095.6k $456.4k $456.4k 0.16% Added +33 +33
55 Conservest Capital Advisors, Inc. 0.05% of their portfolio WYNNEWOOD, PA 5,4975.5k $447.3k $447.3k 0.05% New
56 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 5,4855.5k $446.3k $446.3k 0.00% Added +2.8k +2,841
57 BANK HAPOALIM BM 0.06% of their portfolio TEL AVIV, L3 5,3735.4k $437.0k $437.0k 0.06% Reduced -290 -290
58 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,9655.0k $404.0k $404.0k 0.00% Added +78 +78
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 4,8204.8k $392.2k $392.2k 0.00% New
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,6264.6k $376.0k $376.0k 0.00% Added +75 +75
61 WARNER FINANCIAL, INC 0.21% of their portfolio BETHESDA, MD 4,5044.5k $367.0k $367.0k 0.21% Added +19 +19
62 Investment Partners Asset Management, Inc. 0.35% of their portfolio METUCHEN, NJ 4,3564.4k $354.4k $354.4k 0.35% First filing
63 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 4,3414.3k $353.2k $353.2k 0.01% New
64 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 4,2484.2k $346.0k $346.0k 0.00% Reduced -7.5k -7,500
65 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 4,0004.0k $325.5k $325.5k 0.00% Reduced -1.0k -1,000
66 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 3,7213.7k $302.8k $302.8k 0.00% Reduced -10.7k -10,667
67 PRIVATE CLIENT SERVICES, LLC 0.24% of their portfolio LOUISVILLE, KY 3,6673.7k $298.4k $298.4k 0.24% First filing
68 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 3,5933.6k $292.4k $292.4k 0.00% Reduced -5.8k -5,835
69 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 3,3083.3k $269.2k $269.2k 0.01% Added +290 +290
70 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3,2653.3k $265.7k $265.7k 0.00% Added +125 +125
71 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 3,2233.2k $262.2k $262.2k 0.01% Unchanged
72 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3,1233.1k $254.1k $254.1k 0.00% Reduced -465 -465
73 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 3,0003.0k $244.1k $244.1k 0.00% Unchanged
74 Nadler Financial Group, Inc. 0.03% of their portfolio DEERFIELD, IL 2,9953.0k $243.7k $243.7k 0.03% Reduced -1.3k -1,340
75 Almanack Investment Partners, LLC. 0.04% of their portfolio WAYNE, PA 2,7712.8k $225.5k $225.5k 0.04% New
76 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 2,5072.5k $204.0k $204.0k 0.01% Reduced -530 -530
77 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 2,4652.5k $201.0k $201.0k 0.00% New
78 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 1,6571.7k $134.8k $134.8k 0.01% Added +637 +637
79 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,0461.0k $85.1k $85.1k 0.01% Unchanged
80 DecisionPoint Financial, LLC 0.03% of their portfolio MESA, AZ 1,0001.0k $81.4k $81.4k 0.03% Unchanged
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 959959 $78.0k $78.0k 0.00% Added +221 +221
82 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 669669 $54.0k $54.0k 0.00% Reduced -41 -41
83 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 660660 $53.7k $53.7k 0.00% Unchanged
84 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 475475 $38.6k $38.6k 0.00% Unchanged
85 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 440440 $36.9k $36.9k 0.00% Reduced -82 -82
86 West Tower Group, LLC 0.07% of their portfolio RICHMOND, VA 409409 $33.3k $33.3k 0.07% Reduced -17 -17
87 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 400400 $32.5k $32.5k 0.00% Unchanged
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 349349 $28.4k $28.4k 0.00% New
89 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 307307 $25.0k $25.0k 0.00% Added +91 +91
90 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 257257 $20.9k $20.9k 0.01% Added +257 +257
91 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 249249 $20.3k $20.3k 0.00% Unchanged
92 FMR LLC 0.00% of their portfolio BOSTON, MA 232232 $18.9k $18.9k 0.00% Added +15 +15
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 200200 $16.3k $16.3k 0.00% Unchanged
94 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 200200 $16.3k $16.3k 0.00% Unchanged
95 Highlander Capital Management, LLC 0.00% of their portfolio SHORT HILLS, NJ 140140 $11.4k $11.4k 0.00% Unchanged
96 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 136136 $11.1k $11.1k 0.00% New
97 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 110110 $8.9k $8.9k 0.00% New
98 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 100100 $8.0k $8.0k 0.00% New
99 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 7878 $6.3k $6.3k 0.00% Unchanged
100 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 6464 $5.0k $5.0k 0.00% Unchanged