Vault-13

VANECK ETF TRUST PPH

PHARMACEUTCL ETF · ETP · CUSIP 92189F692

103 institutional holders -4 vs Q1 2023
4,981,0745.0m shares reported held*
$392.4mreported value*
14 new 36 added 29 reduced 18 sold out net bought ≈ $29.6m (+375.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.77. Options: 3 managers hold calls ($779.8k notional), 3 hold puts ($254.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 114Q1 23: 107Q2 23: 103103Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202287
Q4 2022114
Q1 2023107
Q2 2023103

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 34 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 47 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225635
Q1 20233460
Q2 20235047

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $7.4mQ3 22 puts: $410.0kQ3 22P/C 0.06Q4 22 calls: $3.3mQ4 22 puts: $412.0kQ4 22P/C 0.13Q1 23 calls: $5.3mQ1 23 puts: $1.0mQ1 23P/C 0.19Q2 23 calls: $779.8kQ2 23 puts: $254.1kQ2 23P/C 0.33
Numbers
QuarterCallsPutsP/C
Q3 2022$7.4m$410.0k0.06
Q4 2022$3.3m$412.0k0.13
Q1 2023$5.3m$1.0m0.19
Q2 2023$779.8k$254.1k0.33

Biggest buyers

BNP PARIBAS FINANCIAL MARKETS Added +300,300+300.3k
BANK OF AMERICA CORP /DE/ Added +236,284+236.3k
Prime Capital Investment Advisors, LLC New +146,350+146.3k
Miller Investment Management, LP Added +141,793+141.8k
Phoenix Financial Ltd. Added +112,512+112.5k
HighTower Advisors, LLC New +47,169+47.2k
Private Advisory Group LLC New +38,151+38.2k
TD Waterhouse Canada Inc. New +19,888+19.9k
CITADEL ADVISORS LLC Added +11,920+11.9k
Steward Partners Investment Advisory, LLC Added +9,037+9.0k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -484,213-484.2k
HRT FINANCIAL LP Sold out -67,098-67.1k
MORGAN STANLEY Reduced -35,572-35.6k
SEAVIEW INVESTMENT MANAGERS LLC Sold out -26,298-26.3k
Veltria Advisors Corp. Sold out -24,240-24.2k
Tower Research Capital LLC (TRC) Reduced -22,048-22.0k
OPPENHEIMER & CO INC Reduced -15,685-15.7k
Atria Wealth Solutions, Inc. Reduced -14,625-14.6k
RPg Family Wealth Advisory, LLC Sold out -7,711-7.7k
CREDIT SUISSE AG/ Sold out -7,290-7.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $551.4k7.0k shares
CITADEL ADVISORS LLC Reduced $228.4k2.9k shares
Cutler Group LLC / CA Reduced $0500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $220.6k2.8k shares
CITADEL ADVISORS LLC Reduced $31.5k400 shares
Cutler Group LLC / CA Added $2.0k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,115,6861.1m $87.9m $87.9m 0.02% Reduced -484.2k -484,213
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,014,4281.0m $79.9m $79.9m 0.01% Added +236.3k +236,284
3 BNP PARIBAS FINANCIAL MARKETS 0.06% of their portfolio PARIS, I0 400,800400.8k $31.6m $31.6m 0.06% Added +300.3k +300,300
4 Phoenix Financial Ltd. 0.66% of their portfolio Givatayim, L3 397,916397.9k $31.3m $31.3m 0.66% Added +112.5k +112,512
5 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.12% of their portfolio TORONTO, A6 344,000344.0k $27.1m $27.1m 0.12% Unchanged
6 Avalon Trust Co 2.04% of their portfolio SANTA FE, NM 286,225286.2k $22.5m $22.5m 2.04% Reduced -150 -150
7 Prime Capital Investment Advisors, LLC 0.23% of their portfolio OVERLAND PARK, KS 146,350146.3k $11.5m $11.5m 0.23% New
8 Miller Investment Management, LP 1.74% of their portfolio WEST CONSHOHOCKEN, PA 144,983145.0k $11.4m $11.4m 1.74% Added +141.8k +141,793
9 VALICENTI ADVISORY SERVICES INC 1.90% of their portfolio ELMIRA, NY 76,19576.2k $6.0m $6.0m 1.90% Reduced -5.0k -5,020
10 ALERUS FINANCIAL NA 0.45% of their portfolio GRAND FORKS, ND 67,68467.7k $5.3m $5.3m 0.45% Added +5.9k +5,921
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 66,71566.7k $5.3m $5.3m 0.00% Reduced -35.6k -35,572
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 54,26954.3k $4.3m $4.3m 0.00% Added +6.0k +6,027
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 52,82452.8k $4.2m $4.2m 0.00% Added +1.7k +1,739
14 Twelve Points Wealth Management LLC 2.11% of their portfolio CONCORD, MA 50,32850.3k $4.0m $4.0m 2.11% Unchanged
15 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 47,16947.2k $3.7m $3.7m 0.01% New
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 40,89940.9k $3.2m $3.2m 0.00% Reduced -3.7k -3,704
17 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 40,32840.3k $3.2m $3.2m 0.03% Reduced -1.3k -1,292
18 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 40,32840.3k $3.2m $3.2m 0.03% Reduced -1.3k -1,292
19 Private Advisory Group LLC 0.60% of their portfolio REDMOND, WA 38,15138.2k $3.0m $3.0m 0.60% New
20 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 37,43337.4k $2.9m $2.9m 0.00% Added +11.9k +11,920
21 WT Wealth Management 1.14% of their portfolio SCOTTSDALE, AZ 34,92834.9k $2.8m $2.8m 1.14% Added +2.6k +2,597
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 30,00430.0k $2.4m $2.4m 0.00% Reduced -5.6k -5,612
23 OPPENHEIMER & CO INC 0.05% of their portfolio NEW YORK, NY 29,23729.2k $2.3m $2.3m 0.05% Reduced -15.7k -15,685
24 Aspen Grove Capital, LLC 0.63% of their portfolio AVON, CO 24,88124.9k $2.0m $2.0m 0.63% Added +208 +208
25 Lansing Street Advisors 1.11% of their portfolio AMBLER, PA 24,25324.3k $1.9m $1.9m 1.11% Reduced -1.2k -1,237
26 Vontobel Holding Ltd. 0.02% of their portfolio ZURICH, V8 23,00023.0k $1.8m $1.8m 0.02% Added +2.5k +2,500
27 TD Waterhouse Canada Inc. 0.02% of their portfolio TORONTO, A6 19,88819.9k $1.6m $1.6m 0.02% New
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,52918.5k $1.5m $1.5m 0.00% Reduced -314 -314
29 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 15,63115.6k $1.2m $1.2m 0.00% Reduced -672 -672
30 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 14,27014.3k $1.1m $1.1m 0.00% Added +8.6k +8,570
31 BANK HAPOALIM BM 0.14% of their portfolio TEL AVIV, L3 12,47312.5k $982.0k $982.0k 0.14% Reduced -779 -779
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,46312.5k $981.7k $981.7k 0.00% Reduced -1.4k -1,435
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 12,43812.4k $979.7k $979.7k 0.00% Reduced -1.6k -1,636
34 Peak Planning Group, LLC 0.72% of their portfolio CENTENNIAL, CO 12,30512.3k $969.3k $969.3k 0.72% Added +1.1k +1,110
35 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 12,13912.1k $956.2k $956.2k 0.07% Added +161 +161
36 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 11,74811.7k $925.0k $925.0k 0.00% Unchanged
37 GSA CAPITAL PARTNERS LLP 0.09% of their portfolio LONDON, X0 11,73011.7k $924.0k $924.0k 0.09% Added +2.9k +2,886
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,41911.4k $899.4k $899.4k 0.00% Reduced -287 -287
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,08910.1k $794.7k $794.7k 0.00% Added +3.7k +3,690
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 9,8029.8k $772.0k $772.0k 0.00% Added +3.2k +3,228
41 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 9,7109.7k $764.9k $764.9k 0.01% Added +4.3k +4,261
42 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 9,1179.1k $718.1k $718.1k 0.01% Added +9.0k +9,037
43 WINTRUST INVESTMENTS LLC 0.07% of their portfolio CHICAGO, IL 8,2858.3k $653.0k $653.0k 0.07% New
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 8,2678.3k $651.2k $651.2k 0.00% Added +5.2k +5,174
45 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,0568.1k $634.5k $634.5k 0.00% Added +3.0k +2,987
46 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 7,6147.6k $599.8k $599.8k 0.00% Added +2.3k +2,345
47 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 7,5197.5k $592.3k $592.3k 0.02% Reduced -22.0k -22,048
48 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 6,8146.8k $537.0k $537.0k 0.06% Added +200 +200
49 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,8405.8k $460.1k $460.1k 0.00% Added +1.2k +1,162
50 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,0065.0k $394.3k $394.3k 0.00% Added +239 +239
51 Clare Market Investments LLC 0.14% of their portfolio DALLAS, TX 4,8824.9k $384.5k $384.5k 0.14% Added +245 +245
52 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 4,6034.6k $361.6k $361.6k 0.00% Added +110 +110
53 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 4,6004.6k $362.0k $362.0k 0.00% Reduced -2.5k -2,500
54 WARNER FINANCIAL, INC 0.23% of their portfolio BETHESDA, MD 4,4634.5k $352.0k $352.0k 0.23% Added +37 +37
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,4514.5k $351.0k $351.0k 0.00% Unchanged
56 Riggs Asset Managment Co. Inc. 0.12% of their portfolio DALLAS, PA 4,3684.4k $344.1k $344.1k 0.12% Reduced -489 -489
57 Nadler Financial Group, Inc. 0.05% of their portfolio DEERFIELD, IL 4,3354.3k $341.5k $341.5k 0.05% Reduced -40 -40
58 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 4,2834.3k $337.4k $337.4k 0.00% Added +109 +109
59 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 4,2274.2k $333.0k $333.0k 0.00% Added +424 +424
60 Jaffetilchin Investment Partners, LLC 0.03% of their portfolio TAMPA, FL 4,1244.1k $324.9k $324.9k 0.03% Reduced -552 -552
61 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,0874.1k $321.9k $321.9k 0.00% Reduced -2.6k -2,619
62 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 3,5083.5k $276.3k $276.3k 0.01% New
63 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 3,3103.3k $260.8k $260.8k 0.00% Added +548 +548
64 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 3,3003.3k $259.9k $259.9k 0.00% Reduced -14.6k -14,625
65 KCM INVESTMENT ADVISORS LLC 0.01% of their portfolio GREENBRAE, CA 3,2233.2k $253.9k $253.9k 0.01% Reduced -200 -200
66 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 3,0373.0k $239.2k $239.2k 0.01% Unchanged
67 WMS Partners, LLC 0.02% of their portfolio TOWSON, MD 3,0003.0k $236.3k $236.3k 0.02% New
68 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 2,8812.9k $226.9k $226.9k 0.00% New
69 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,8672.9k $225.8k $225.8k 0.00% Reduced -727 -727
70 Continuum Advisory, LLC 0.04% of their portfolio EAGLE, ID 2,8052.8k $220.9k $220.9k 0.04% Added +2 +2
71 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 2,6282.6k $207.0k $207.0k 0.01% New
72 MONTAG A & ASSOCIATES INC 0.01% of their portfolio ATLANTA, GA 1,3801.4k $108.7k $108.7k 0.01% Unchanged
73 MEITAV INVESTMENT HOUSE LTD 0.00% of their portfolio BENE-BERAQ, L3 1,3671.4k $106.4k $106.4k 0.00% New
74 North Star Investment Management Corp. 0.01% of their portfolio CHICAGO, IL 1,0451.0k $82.3k $82.3k 0.01% Reduced -74 -74
75 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,0201.0k $80.4k $80.4k 0.00% Unchanged
76 DecisionPoint Financial, LLC 0.04% of their portfolio MESA, AZ 1,0001.0k $78.8k $78.8k 0.04% Unchanged
77 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 882882 $69.5k $69.5k 0.00% Unchanged
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 881881 $69.4k $69.4k 0.00% Added +452 +452
79 Banque Cantonale Vaudoise 0.00% of their portfolio LAUSANNE, V8 710710 $56.0k $56.0k 0.00% Reduced -45 -45
80 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 475475 $37.4k $37.4k 0.00% Reduced -150 -150
81 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 432432 $29.6k $29.6k 0.00% Added +180 +180
82 EDMOND DE ROTHSCHILD HOLDING S.A. 0.00% of their portfolio CHAMBESY, V8 422422 $33.2k $33.2k 0.00% Unchanged
83 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 400400 $31.5k $31.5k 0.00% Unchanged
84 Raleigh Capital Management Inc. 0.01% of their portfolio CARY, NC 258258 $20.3k $20.3k 0.01% Added +2 +2
85 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 248248 $19.5k $19.5k 0.00% Unchanged
86 FMR LLC 0.00% of their portfolio BOSTON, MA 217217 $17.1k $17.1k 0.00% Reduced -217 -217
87 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 200200 $15.8k $15.8k 0.00% Unchanged
88 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 159159 $12.5k $12.5k 0.00% New
89 Highlander Capital Management, LLC 0.01% of their portfolio SHORT HILLS, NJ 140140 $11.0k $11.0k 0.01% Unchanged
90 Y.D. More Investments Ltd 0.00% of their portfolio Ramat Gan, L3 120120 $9.5k $9.5k 0.00% Unchanged
91 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 7878 $6.1k $6.1k 0.00% Unchanged
92 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 7575 $5.9k $5.9k 0.00% Unchanged
93 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 7474 $5.8k $5.8k 0.00% New
94 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 6464 $5.0k $5.0k 0.00% Unchanged
95 MACROVIEW INVESTMENT MANAGEMENT LLC 0.01% of their portfolio BETHESDA, MD 6363 $5.0k $5.0k 0.01% Unchanged
96 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 5858 $4.6k $4.6k 0.00% Unchanged
97 VitalStone Financial, LLC 0.00% of their portfolio SHAVANO PARK, TX 5555 $4.0k $4.0k 0.00% New
98 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 5252 $4.1k $4.1k 0.00% New
99 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 3434 $2.6k $2.6k 0.00% Added +1 +1
100 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 1414 $1.1k $1.1k 0.00% Unchanged