Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

673 institutional holders +12 vs Q2 2024
98,570,68098.6m shares reported held*
$9.6bnreported value*
49 new 279 added 228 reduced 38 sold out net bought ≈ $137.3m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.91. Options: 2 managers hold calls ($3.1m notional), 2 hold puts ($727.1k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 352Q4 22: 374Q1 23: 381Q2 23: 460Q3 23: 522Q4 23: 617Q1 24: 633Q2 24: 661Q3 24: 673673Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381
Q2 2023460
Q3 2023522
Q4 2023617
Q1 2024633
Q2 2024661
Q3 2024673

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ1 23: 189 bought or addedQ1 23: 157 cut or sold outQ1 23Q2 23: 300 bought or addedQ2 23: 112 cut or sold outQ3 23: 340 bought or addedQ3 23: 140 cut or sold outQ3 23Q4 23: 386 bought or addedQ4 23: 162 cut or sold outQ1 24: 379 bought or addedQ1 24: 210 cut or sold outQ1 24Q2 24: 335 bought or addedQ2 24: 254 cut or sold outQ3 24: 328 bought or addedQ3 24: 266 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157
Q2 2023300112
Q3 2023340140
Q4 2023386162
Q1 2024379210
Q2 2024335254
Q3 2024328266

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 23 calls: $3.2mQ4 23 puts: $500.7kQ4 23P/C 0.15Q1 24 calls: $4.0mQ1 24 puts: $2.0mQ1 24P/C 0.52Q2 24 calls: $2.6mQ2 24 puts: $467.7kQ2 24P/C 0.18Q3 24 calls: $3.1mQ3 24 puts: $727.1kQ3 24P/C 0.24
Numbers
QuarterCallsPutsP/C
Q4 2023$3.2m$500.7k0.15
Q1 2024$4.0m$2.0m0.52
Q2 2024$2.6m$467.7k0.18
Q3 2024$3.1m$727.1k0.24

Biggest buyers

LPL Financial LLC Added +613,683+613.7k
ALLIANCEBERNSTEIN L.P. New +494,131+494.1k
AVANTAX ADVISORY SERVICES, INC. Added +394,658+394.7k
Redhawk Wealth Advisors, Inc. Added +313,912+313.9k
JONES FINANCIAL COMPANIES LLLP Added +253,366+253.4k
ROYAL BANK OF CANADA Added +162,588+162.6k
Signal Advisors Wealth, LLC Added +152,097+152.1k
MORGAN STANLEY Added +138,859+138.9k
TWO SIGMA INVESTMENTS, LP Added +134,900+134.9k
Robertson Stephens Wealth Management, LLC Added +128,528+128.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -424,825-424.8k
Thrivent Financial for Lutherans Reduced -273,509-273.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -260,754-260.8k
BRASS TAX WEALTH MANAGEMENT, INC Sold out -232,592-232.6k
Private Advisor Group, LLC Reduced -199,541-199.5k
UBS Group AG Reduced -188,990-189.0k
AMERIPRISE FINANCIAL INC Reduced -181,613-181.6k
D. E. Shaw & Co., Inc. Reduced -162,079-162.1k
VALLEY WEALTH MANAGERS, INC. Reduced -160,667-160.7k
TWO SIGMA ADVISERS, LP Reduced -151,200-151.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.3m24.1k shares
CITADEL ADVISORS LLC Added $717.4k7.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $649.6k6.7k shares
CITADEL ADVISORS LLC Reduced $77.6k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 8,659,2028.7m $839.5m $839.5m 0.06% Added +138.9k +138,859
2 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 8,119,4768.1m $787.2m $787.2m 0.07% Reduced -424.8k -424,825
3 LPL Financial LLC 0.34% of their portfolio FORT MILL, SC 7,877,7237.9m $763.7m $763.7m 0.34% Added +613.7k +613,683
4 Raymond James Financial Services Advisors, Inc. 0.42% of their portfolio ST. PETERSBURG, FL 3,214,6453.2m $311.7m $311.7m 0.42% Added +35.7k +35,723
5 Mesirow Financial Investment Management, Inc. 4.96% of their portfolio CHICAGO, IL 2,641,6552.6m $256.1m $256.1m 4.96% Added +91.4k +91,428
6 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 2,636,3152.6m $255.6m $255.6m 0.06% Reduced -66.4k -66,433
7 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 2,386,1772.4m $231.3m $231.3m 0.14% Added +7.9k +7,909
8 COMMONWEALTH EQUITY SERVICES, LLC 0.33% of their portfolio WALTHAM, MA 2,228,6962.2m $216.1m $216.1m 0.33% Reduced -260.8k -260,754
9 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 2,041,4562.0m $199.4m $199.4m 0.05% Reduced -181.6k -181,613
10 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,919,6461.9m $186.1m $186.1m 0.05% Reduced -189.0k -188,990
11 CWM, LLC 0.48% of their portfolio OMAHA, NE 1,152,8001.2m $111.8m $111.8m 0.48% Added +109.4k +109,394
12 Provenance Wealth Advisors, LLC 13.89% of their portfolio FORT LAUDERDALE, FL 1,146,9421.1m $111.2m $111.2m 13.89% Reduced -24.8k -24,836
13 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,108,8531.1m $107.5m $107.5m 0.02% Added +162.6k +162,588
14 FIRST FOUNDATION ADVISORS 3.88% of their portfolio Irvine, CA 1,061,4911.1m $102.9m $102.9m 3.88% Reduced -13.1k -13,123
15 Brookstone Capital Management 1.45% of their portfolio WHEATON, IL 1,015,1401.0m $98.4m $98.4m 1.45% Added +27.8k +27,848
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 966,547966.5k $93.7m $93.7m 0.08% Added +28.4k +28,404
17 SOUTHERN FARM BUREAU LIFE INSURANCE 12.88% of their portfolio JACKSON, MS 845,027845.0k $81.9m $81.9m 12.88% Unchanged
18 Cambridge Investment Research Advisors, Inc. 0.28% of their portfolio FAIRFIELD, IA 844,973845.0k $81.9m $81.9m 0.28% Added +15.0k +15,020
19 Obermeyer Wealth Partners 4.26% of their portfolio ASPEN, CO 820,877820.9k $79.6m $79.6m 4.26% Added +20.4k +20,357
20 JNBA Financial Advisors 7.96% of their portfolio BLOOMINGTON, MN 815,739815.7k $79.1m $79.1m 7.96% Added +1.7k +1,732
21 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 768,506768.5k $74.5m $74.5m 0.11% Added +50.4k +50,383
22 OSAIC HOLDINGS, INC. 0.17% of their portfolio SCOTTSDALE, AZ 764,932764.9k $74.2m $74.2m 0.17% Added +11.5k +11,497
23 Thrivent Financial for Lutherans 0.14% of their portfolio Minneapolis, MN 764,145764.1k $74.1m $74.1m 0.14% Reduced -273.5k -273,509
24 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 748,385748.4k $72.6m $72.6m 0.16% Added +34.9k +34,944
25 OneDigital Investment Advisors LLC 0.82% of their portfolio OVERLAND PARK, KS 739,484739.5k $71.7m $71.7m 0.82% Reduced -24.1k -24,093
26 AVANTAX ADVISORY SERVICES, INC. 0.47% of their portfolio DALLAS, TX 735,646735.6k $71.3m $71.3m 0.47% Added +394.7k +394,658
27 Morningstar Investment Services LLC 0.68% of their portfolio CHICAGO, IL 687,188687.2k $66.6m $66.6m 0.68% Reduced -19.2k -19,168
28 Employees' Retirement Fund of the City of Fort Worth 29.28% of their portfolio FORT WORTH, TX 661,874661.9k $64.2m $64.2m 29.28% Unchanged
29 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 584,722584.7k $56.7m $56.7m 0.01% Reduced -9.8k -9,800
30 SFMG, LLC 4.59% of their portfolio PLANO, TX 583,753583.8k $56.6m $56.6m 4.59% Added +5.7k +5,726
31 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 566,873566.9k $55.0m $55.0m 0.02% Reduced -138.9k -138,923
32 Verde Capital Management 16.46% of their portfolio CLARKSTON, MI 565,925565.9k $54.9m $54.9m 16.46% Reduced -24.4k -24,419
33 Private Advisor Group, LLC 0.34% of their portfolio MORRISTOWN, NJ 560,539560.5k $54.3m $54.3m 0.34% Reduced -199.5k -199,541
34 Apexium Financial, LP 3.56% of their portfolio Dallas, TX 557,347557.3k $54.0m $54.0m 3.56% Added +39.9k +39,882
35 Kelman-Lazarov, Inc. 9.14% of their portfolio MEMPHIS, TN 547,993548.0k $53.1m $53.1m 9.14% Added +6.6k +6,582
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 546,537546.5k $53.0m $53.0m 0.11% Reduced -150.6k -150,636
37 Whitaker-Myers Wealth Managers, LTD. 16.87% of their portfolio Mansfield, OH 523,347523.3k $50.7m $50.7m 16.87% Added +11.5k +11,494
38 TTP Investments, Inc. 17.42% of their portfolio San Jose, CA 522,493522.5k $50.7m $50.7m 17.42% Added +50.5k +50,459
39 REGATTA CAPITAL GROUP, LLC 9.58% of their portfolio EL SEGUNDO, CA 509,189509.2k $49.4m $49.4m 9.58% Added +50.7k +50,738
40 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 494,131494.1k $47.9m $47.9m 0.02% New
41 FINANCIAL MANAGEMENT NETWORK INC 9.80% of their portfolio MISSION VIEJO, CA 488,251488.3k $46.9m $46.9m 9.80% Added +15.8k +15,757
42 First International Bank & Trust 14.52% of their portfolio WATFORD CITY, ND 467,225467.2k $45.3m $45.3m 14.52% Added +1.2k +1,187
43 CEERA INVESTMENTS, LLC 17.01% of their portfolio BELLAIRE, TX 465,474465.5k $45.1m $45.1m 17.01% Added +11.7k +11,707
44 OVERSEA-CHINESE BANKING Corp Ltd 1.26% of their portfolio SINGAPORE, U0 464,176464.2k $45.0m $45.0m 1.26% Reduced -106.7k -106,699
45 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 458,671458.7k $44.5m $44.5m 0.05% Added +21.6k +21,551
46 CAHILL FINANCIAL ADVISORS INC 6.04% of their portfolio EDINA, MN 455,522455.5k $44.2m $44.2m 6.04% Reduced -39.7k -39,694
47 Leelyn Smith, LLC 7.83% of their portfolio GENEVA, IL 447,292447.3k $43.4m $43.4m 7.83% Added +7.2k +7,249
48 Tanager Wealth Management LLP 5.82% of their portfolio Goring On Thames, X0 446,266446.3k $43.3m $43.3m 5.82% Added +3.2k +3,165
49 Mirae Asset Global Investments Co., Ltd. 0.18% of their portfolio SEOUL, M5 428,900428.9k $41.5m $41.5m 0.18% Added +2.9k +2,900
50 JONES FINANCIAL COMPANIES LLLP 0.04% of their portfolio DES PERES, MO 420,321420.3k $40.7m $40.7m 0.04% Added +253.4k +253,366
51 STEPHENS INC /AR/ 0.56% of their portfolio LITTLE ROCK, AR 409,727409.7k $39.7m $39.7m 0.56% Added +10.9k +10,902
52 Sequoia Financial Advisors, LLC 0.39% of their portfolio Akron, OH 372,027372.0k $36.1m $36.1m 0.39% Reduced -20.0k -19,973
53 Harbor Group, Inc. 8.26% of their portfolio BEDFORD, NH 368,450368.4k $35.7m $35.7m 8.26% Added +7.4k +7,371
54 Summit Asset Management, LLC 6.41% of their portfolio MEMPHIS, TN 352,020352.0k $34.1m $34.1m 6.41% Added +17.9k +17,935
55 EP Wealth Advisors, LLC 0.29% of their portfolio TORRANCE, CA 347,904347.9k $33.7m $33.7m 0.29% Added +8.7k +8,711
56 G2 CAPITAL MANAGEMENT, LLC / OH 9.92% of their portfolio COLUMBUS, OH 347,360347.4k $33.7m $33.7m 9.92% Added +1.1k +1,094
57 Cerity Partners LLC 0.07% of their portfolio NEW YORK, NY 344,107344.1k $33.4m $33.4m 0.07% Reduced -13.8k -13,799
58 TOMPKINS FINANCIAL CORP 3.17% of their portfolio ITHACA, NY 341,424341.4k $33.1m $33.1m 3.17% Reduced -2.7k -2,736
59 TWO SIGMA INVESTMENTS, LP 0.07% of their portfolio NEW YORK, NY 337,900337.9k $32.8m $32.8m 0.07% Added +134.9k +134,900
60 LEVEL FOUR ADVISORY SERVICES, LLC 1.27% of their portfolio DALLAS, TX 319,683319.7k $30.1m $30.1m 1.27% Added +30.9k +30,933
61 Redhawk Wealth Advisors, Inc. 4.38% of their portfolio MINNEAPOLIS, MN 316,668316.7k $30.7m $30.7m 4.38% Added +313.9k +313,912
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 314,322314.3k $30.5m $30.5m 0.00% Added +61.6k +61,632
63 Smart Money Group LLC 10.56% of their portfolio EASTLAND, TX 314,085314.1k $29.6m $29.6m 10.56% Reduced -13.2k -13,192
64 PALO ALTO WEALTH ADVISORS, LLC 12.50% of their portfolio PALO ALTO, CA 311,240311.2k $30.2m $30.2m 12.50% Reduced -6.5k -6,531
65 Steward Partners Investment Advisory, LLC 0.28% of their portfolio STAMFORD, CT 307,209307.2k $29.8m $29.8m 0.28% Reduced -3.4k -3,399
66 Beaumont Financial Advisors, LLC 2.32% of their portfolio NEEDHAM, MA 305,709305.7k $29.6m $29.6m 2.32% Added +2.0k +1,960
67 Geneos Wealth Management Inc. 1.13% of their portfolio ENGLEWOOD, CO 305,495305.5k $29.6m $29.6m 1.13% Reduced -2.0k -1,982
68 Planned Solutions, Inc. 11.72% of their portfolio FOLSOM, CA 297,069297.1k $28.8m $28.8m 11.72% Added +2.3k +2,310
69 Beaumont Asset Management, L.L.C. 15.39% of their portfolio BEAUMONT, TX 272,980273.0k $26.5m $26.5m 15.39% Reduced -5.8k -5,803
70 Visionary Wealth Advisors 1.56% of their portfolio O'FALLON, IL 263,809263.8k $25.6m $25.6m 1.56% Reduced -18.4k -18,375
71 MinichMacGregor Wealth Management, LLC 5.45% of their portfolio Saratoga Springs, NY 262,192262.2k $25.4m $25.4m 5.45% Reduced -12.1k -12,143
72 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 250,947250.9k $24.3m $24.3m 0.09% Added +10 +10
73 Sanctuary Advisors, LLC 0.15% of their portfolio INDIANAPOLIS, IN 250,742250.7k $24.4m $24.4m 0.15% Added +92.9k +92,917
74 Stratos Wealth Partners, LTD. 0.35% of their portfolio BEACHWOOD, OH 249,631249.6k $24.2m $24.2m 0.35% Added +521 +521
75 Berkshire Money Management, Inc. 2.75% of their portfolio DALTON, MA 247,853247.9k $24.0m $24.0m 2.75% Added +11.8k +11,766
76 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 245,575245.6k $23.8m $23.8m 0.07% Added +20.7k +20,708
77 Buttonwood Financial Advisors Inc. 10.31% of their portfolio BALTIMORE, MD 243,878243.9k $23.6m $23.6m 10.31% Added +26.8k +26,783
78 SK Wealth Management, LLC 11.38% of their portfolio PROVIDENCE, RI 237,496237.5k $22.3m $22.3m 11.38% First filing
79 Drake & Associates, LLC 7.43% of their portfolio WAUKESHA, WI 237,341237.3k $23.0m $23.0m 7.43% Added +4.7k +4,749
80 Activest Wealth Management 7.07% of their portfolio AVENTURA, FL 236,134236.1k $22.9m $22.9m 7.07% Added +3.0k +3,035
81 Davidson Capital Management Inc. 6.49% of their portfolio CORPUS CHRISTI, TX 232,268232.3k $22.5m $22.5m 6.49% Reduced -473 -473
82 Ancora Advisors LLC 0.51% of their portfolio Cleveland, OH 231,740231.7k $22.5m $22.5m 0.51% Added +26.3k +26,254
83 Prospera Financial Services Inc 0.57% of their portfolio Dallas, TX 231,031231.0k $22.4m $22.4m 0.57% Added +1.6k +1,627
84 TAP Consulting, LLC 4.36% of their portfolio KIRKWOOD, MO 228,715228.7k $22.2m $22.2m 4.36% Added +8.3k +8,298
85 New England Private Wealth Advisors LLC 3.54% of their portfolio WELLESLEY, MA 226,337226.3k $21.9m $21.9m 3.54% Reduced -18.9k -18,890
86 Aspen Wealth Strategies, LLC 14.05% of their portfolio ARVADA, CO 225,018225.0k $21.8m $21.8m 14.05% Added +10.0k +10,049
87 DAVENPORT & Co LLC 0.13% of their portfolio RICHMOND, VA 223,325223.3k $21.7m $21.7m 0.13% Reduced -9.5k -9,480
88 Ethos Financial Group, LLC 3.50% of their portfolio KING OF PRUSSIA, PA 218,606218.6k $21.2m $21.2m 3.50% Added +20.1k +20,095
89 KESTRA PRIVATE WEALTH SERVICES, LLC 0.38% of their portfolio AUSTIN, TX 214,485214.5k $20.8m $20.8m 0.38% Added +30.7k +30,733
90 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 203,480203.5k $19.7m $19.7m 0.02% Added +2.9k +2,861
91 MAI Capital Management 0.19% of their portfolio INDEPENDENCE, OH 199,514199.5k $19.3m $19.3m 0.19% Reduced -14.0k -14,014
92 Sigma Planning Corp 0.59% of their portfolio ANN ARBOR, MI 198,608198.6k $19.3m $19.3m 0.59% Reduced -11.8k -11,785
93 Dynamic Advisor Solutions LLC 0.57% of their portfolio PHOENIX, AZ 197,121197.1k $19.1m $19.1m 0.57% Added +2.3k +2,275
94 Apriem Advisors 2.23% of their portfolio IRVINE, CA 197,002197.0k $19.1m $19.1m 2.23% Added +22.5k +22,547
95 FIDUCIARY FINANCIAL GROUP, LLC 4.31% of their portfolio SAN RAFAEL, CA 196,305196.3k $18.8m $18.8m 4.31% Added +2.9k +2,861
96 Wealthcare Advisory Partners LLC 0.53% of their portfolio WEST CHESTER, PA 193,194193.2k $18.7m $18.7m 0.53% Added +7.1k +7,081
97 Patton Albertson Miller Group, LLC 2.54% of their portfolio Chattanooga, TN 192,580192.6k $18.7m $18.7m 2.54% Reduced -8.1k -8,067
98 Eagle Strategies LLC 3.35% of their portfolio NEW YORK, NY 191,200191.2k $18.5m $18.5m 3.35% Added +8.8k +8,752
99 Harbour Trust & Investment Management Co 2.06% of their portfolio MICHIGAN CITY, IN 186,868186.9k $18.1m $18.1m 2.06% Reduced -40.9k -40,870
100 Darrow Company, Inc. 10.16% of their portfolio Needham, MA 180,203180.2k $17.5m $17.5m 10.16% Added +8.7k +8,667