Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

381 institutional holders +7 vs Q4 2022
53,278,08253.3m shares reported held*
$3.9bnreported value*
41 new 148 added 128 reduced 29 sold out net bought ≈ $233.1m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($225.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $73.54. Options: 4 managers hold calls ($85.0m notional), 1 hold puts ($243.6k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 352Q4 22: 374Q1 23: 381381Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022352
Q4 2022374
Q1 2023381

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 193 bought or addedQ4 22: 146 cut or sold outQ4 22Q1 23: 189 bought or addedQ1 23: 157 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022193146
Q1 2023189157

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $243.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $29.9mQ4 22 puts: $246.7kQ4 22P/C 0.01Q1 23 calls: $85.0mQ1 23 puts: $243.6kQ1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$243.0k$00.00
Q4 2022$29.9m$246.7k0.01
Q1 2023$85.0m$243.6k0.00

Biggest buyers

LPL Financial LLC Added +1,598,822+1.6m
MORGAN STANLEY Added +300,842+300.8k
Piedmont Capital Management, LLC New +296,318+296.3k
PRUDENTIAL PLC Added +259,410+259.4k
SOUTHERN FARM BUREAU LIFE INSURANCE Added +212,140+212.1k
Private Advisor Group, LLC Added +172,825+172.8k
Smart Money Group LLC New +168,306+168.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +139,748+139.7k
WELLS FARGO & COMPANY/MN Added +119,879+119.9k
Orion Porfolio Solutions, LLC Added +77,673+77.7k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -197,843-197.8k
Financial Sense Advisors, Inc. Sold out -187,794-187.8k
WealthPlan Investment Management, LLC Reduced -168,739-168.7k
RAYMOND JAMES & ASSOCIATES Reduced -147,041-147.0k
Activest Wealth Management Reduced -136,729-136.7k
OneDigital Investment Advisors LLC Reduced -99,649-99.6k
WealthPLAN Partners, LLC Reduced -86,425-86.4k
OVERSEA-CHINESE BANKING Corp Ltd Reduced -67,889-67.9k
Stratos Wealth Partners, LTD. Reduced -63,698-63.7k
Capital Analysts, LLC Sold out -60,066-60.1k

Biggest calls

Family Capital Management, Inc. Unchanged $84.4m445.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $413.4k5.6k shares
CITADEL ADVISORS LLC Reduced $236.3k3.2k shares
Cutler Group LLC / CA New $1.0k300 shares

Biggest puts

CITADEL ADVISORS LLC Added $243.6k3.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 5,139,5245.1m $379.5m $379.5m 0.04% Reduced -197.8k -197,843
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,906,1494.9m $362.2m $362.2m 0.04% Added +300.8k +300,842
3 LPL Financial LLC 0.22% of their portfolio FORT MILL, SC 3,808,3803.8m $281.2m $281.2m 0.22% Added +1.6m +1,598,822
4 Raymond James Financial Services Advisors, Inc. 0.35% of their portfolio ST. PETERSBURG, FL 2,483,0882.5m $183.3m $183.3m 0.35% Added +20.8k +20,750
5 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 1,925,8801.9m $142.2m $142.2m 0.12% Reduced -147.0k -147,041
6 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,577,6361.6m $116.6m $116.6m 0.04% Reduced -12.0k -12,041
7 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,508,9591.5m $111.4m $111.4m 0.03% Added +119.9k +119,879
8 COMMONWEALTH EQUITY SERVICES, LLC 0.20% of their portfolio WALTHAM, MA 1,299,4061.3m $95.9m $95.9m 0.20% Added +139.7k +139,748
9 OneDigital Investment Advisors LLC 1.96% of their portfolio OVERLAND PARK, KS 1,132,8751.1m $83.6m $83.6m 1.96% Reduced -99.6k -99,649
10 PRUDENTIAL PLC 0.76% of their portfolio LONDON, X0 881,350881.4k $65.1m $65.1m 0.76% Added +259.4k +259,410
11 SOUTHERN FARM BUREAU LIFE INSURANCE 9.76% of their portfolio JACKSON, MS 845,027845.0k $57.8m $57.8m 9.76% Added +212.1k +212,140
12 UBS Group AG 0.03% of their portfolio ZURICH, V8 741,421741.4k $54.7m $54.7m 0.03% Added +68.6k +68,593
13 JNBA Financial Advisors 7.10% of their portfolio BLOOMINGTON, MN 739,263739.3k $54.6m $54.6m 7.10% Reduced -5.0k -4,985
14 OVERSEA-CHINESE BANKING Corp Ltd 2.72% of their portfolio SINGAPORE, U0 731,020731.0k $54.0m $54.0m 2.72% Reduced -67.9k -67,889
15 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 688,780688.8k $50.8m $50.8m 0.10% Added +31.6k +31,589
16 Verde Capital Management 18.55% of their portfolio CLARKSTON, MI 602,377602.4k $44.5m $44.5m 18.55% Added +17.1k +17,122
17 SFMG, LLC 4.51% of their portfolio PLANO, TX 567,484567.5k $41.9m $41.9m 4.51% Added +5.9k +5,922
18 Employees' Retirement Fund of the City of Fort Worth 8.15% of their portfolio FORT WORTH, TX 564,564564.6k $41.7m $41.7m 8.15% Unchanged
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 559,036559.0k $41.3m $41.3m 0.06% Reduced -59.7k -59,703
20 TTP Investments, Inc. 31.56% of their portfolio San Jose, CA 530,521530.5k $39.2m $39.2m 31.56% Added +27.0k +26,959
21 Kelman-Lazarov, Inc. 10.10% of their portfolio MEMPHIS, TN 527,142527.1k $38.9m $38.9m 10.10% Reduced -1.8k -1,774
22 FIRST FOUNDATION ADVISORS 1.58% of their portfolio Irvine, CA 466,888466.9k $34.5m $34.5m 1.58% Added +12.1k +12,112
23 Private Advisor Group, LLC 0.32% of their portfolio MORRISTOWN, NJ 449,168449.2k $33.2m $33.2m 0.32% Added +172.8k +172,825
24 Apexium Financial, LP 3.24% of their portfolio Dallas, TX 446,974447.0k $33.0m $33.0m 3.24% Added +6.4k +6,359
25 CAHILL FINANCIAL ADVISORS INC 5.81% of their portfolio EDINA, MN 443,173443.2k $32.7m $32.7m 5.81% Added +26.1k +26,130
26 Brookstone Capital Management 0.62% of their portfolio WHEATON, IL 430,237430.2k $31.7m $31.7m 0.62% Added +40.3k +40,349
27 Mirae Asset Global Investments Co., Ltd. 0.07% of their portfolio SEOUL, M5 400,000400.0k $29.3m $29.3m 0.07% Added +34.0k +34,000
28 Leelyn Smith, LLC 7.49% of their portfolio GENEVA, IL 396,550396.6k $29.3m $29.3m 7.49% Added +20.9k +20,876
29 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 395,736395.7k $29.2m $29.2m 0.01% Added +31.3k +31,329
30 CWM, LLC 0.19% of their portfolio OMAHA, NE 387,193387.2k $28.6m $28.6m 0.19% Added +35.9k +35,937
31 FINANCIAL MANAGEMENT NETWORK INC 11.27% of their portfolio MISSION VIEJO, CA 384,296384.3k $28.1m $28.1m 11.27% Added +25.2k +25,172
32 AFFINIA FINANCIAL GROUP, LLC 20.25% of their portfolio BURLINGTON, MA 371,216371.2k $27.4m $27.4m 20.25% Reduced -42.7k -42,744
33 REGATTA CAPITAL GROUP, LLC 8.46% of their portfolio EL SEGUNDO, CA 366,100366.1k $23.8m $23.8m 8.46% Unchanged
34 Bard Financial Services, Inc. 2.10% of their portfolio BRANFORD, CT 354,517354.5k $26.2m $26.2m 2.10% Reduced -12.6k -12,608
35 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 344,261344.3k $25.4m $25.4m 0.04% Added +12.3k +12,314
36 Whitaker-Myers Wealth Managers, LTD. 19.45% of their portfolio Mansfield, OH 340,324340.3k $25.1m $25.1m 19.45% Added +58.3k +58,317
37 G2 CAPITAL MANAGEMENT, LLC / OH 10.48% of their portfolio COLUMBUS, OH 332,311332.3k $24.5m $24.5m 10.48% Added +62.7k +62,747
38 Tanager Wealth Management LLP 5.61% of their portfolio Goring On Thames, X0 320,426320.4k $23.7m $23.7m 5.61% Added +38.3k +38,306
39 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 316,923316.9k $23.4m $23.4m 0.05% Added +18.9k +18,860
40 Quantitative Advantage, LLC 3.37% of their portfolio MINNETONKA, MN 314,920314.9k $23.3m $23.3m 3.37% Reduced -10.0k -10,030
41 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 314,348314.3k $23.2m $23.2m 0.06% Added +18.5k +18,524
42 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 312,472312.5k $23.1m $23.1m 0.06% Reduced -34.4k -34,420
43 CEERA INVESTMENTS, LLC 14.35% of their portfolio BELLAIRE, TX 304,717304.7k $22.5m $22.5m 14.35% Added +23.5k +23,542
44 Piedmont Capital Management, LLC 17.44% of their portfolio WHITEFISH, MT 296,318296.3k $21.8m $21.8m 17.44% New
45 Planned Solutions, Inc. 13.40% of their portfolio FOLSOM, CA 286,429286.4k $21.1m $21.1m 13.40% Reduced -17.9k -17,934
46 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 281,634281.6k $20.8m $20.8m 0.10% Added +12.0k +11,955
47 PALO ALTO WEALTH ADVISORS, LLC 16.23% of their portfolio PALO ALTO, CA 274,384274.4k $20.3m $20.3m 16.23% Added +14.7k +14,661
48 Summit Asset Management, LLC 5.56% of their portfolio MEMPHIS, TN 273,756273.8k $20.2m $20.2m 5.56% Added +17.7k +17,743
49 Beaumont Asset Management, L.L.C. 14.73% of their portfolio BEAUMONT, TX 271,993272.0k $20.1m $20.1m 14.73% Reduced -17.9k -17,902
50 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 270,319270.3k $20.0m $20.0m 0.01% Added +29.4k +29,371
51 Smith Anglin Financial, LLC 2.62% of their portfolio DALLAS, TX 237,839237.8k $17.6m $17.6m 2.62% Reduced -4.4k -4,421
52 PFS INVESTMENTS INC. 0.30% of their portfolio DULUTH, GA 236,494236.5k $17.2m $17.2m 0.30% Reduced -8.8k -8,802
53 LEVEL FOUR ADVISORY SERVICES, LLC 1.01% of their portfolio DALLAS, TX 208,126208.1k $15.4m $15.4m 1.01% Added +5.0k +4,989
54 Activest Wealth Management 9.41% of their portfolio AVENTURA, FL 200,990201.0k $14.7m $14.7m 9.41% Reduced -136.7k -136,729
55 Provident Wealth Management, LLC 7.48% of their portfolio BRENTWOOD, TN 198,070198.1k $14.6m $14.6m 7.48% Reduced -373 -373
56 STEPHENS INC /AR/ 0.27% of their portfolio LITTLE ROCK, AR 189,531189.5k $14.0m $14.0m 0.27% Added +9.4k +9,450
57 Geneos Wealth Management Inc. 0.76% of their portfolio ENGLEWOOD, CO 170,301170.3k $12.6m $12.6m 0.76% Added +68.5k +68,500
58 WealthPLAN Partners, LLC 1.42% of their portfolio OMAHA, NE 169,374169.4k $12.5m $12.5m 1.42% Reduced -86.4k -86,425
59 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 168,553168.6k $12.4m $12.4m 0.02% Added +13.9k +13,859
60 Smart Money Group LLC 6.30% of their portfolio EASTLAND, TX 168,306168.3k $12.6m $12.6m 6.30% New
61 Darrow Company, Inc. 11.40% of their portfolio Needham, MA 165,613165.6k $12.2m $12.2m 11.40% Added +5.8k +5,805
62 Visionary Wealth Advisors 1.03% of their portfolio O'FALLON, IL 164,119164.1k $12.1m $12.1m 1.03% Reduced -1.6k -1,557
63 Dynamic Advisor Solutions LLC 0.70% of their portfolio PHOENIX, AZ 162,132162.1k $12.0m $12.0m 0.70% Added +1.2k +1,186
64 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 158,534158.5k $11.7m $11.7m 0.05% Reduced -48.1k -48,087
65 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 155,393155.4k $11.5m $11.5m 0.08% Added +1.9k +1,898
66 DAVENPORT & Co LLC 0.09% of their portfolio RICHMOND, VA 155,020155.0k $11.4m $11.4m 0.09% Reduced -21.5k -21,499
67 Steward Partners Investment Advisory, LLC 0.18% of their portfolio STAMFORD, CT 150,604150.6k $11.1m $11.1m 0.18% Added +3.9k +3,869
68 Eagle Strategies LLC 2.71% of their portfolio NEW YORK, NY 146,694146.7k $10.8m $10.8m 2.71% Added +14.0k +13,988
69 US FINANCIAL ADVISORS, LLC 4.63% of their portfolio BRAINTREE, MA 140,465140.5k $10.4m $10.4m 4.63% Added +4.8k +4,798
70 S.E.E.D. Planning Group LLC 3.82% of their portfolio BINGHAMTON, NY 134,097134.1k $9.9m $9.9m 3.82% Added +9.7k +9,678
71 Apriem Advisors 1.58% of their portfolio IRVINE, CA 133,825133.8k $9.9m $9.9m 1.58% Reduced -617 -617
72 Ahrens Investment Partners LLC 4.79% of their portfolio LAFAYETTE, LA 130,665130.7k $9.6m $9.6m 4.79% Reduced -15.2k -15,170
73 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 128,287128.3k $9.5m $9.5m 0.01% Added +6.6k +6,559
74 Alpha Omega Group, Inc. 18.40% of their portfolio RESTON, VA 126,765126.8k $9.4m $9.4m 18.40% Reduced -1.5k -1,535
75 Buttonwood Financial Advisors Inc. 7.15% of their portfolio BALTIMORE, MD 124,867124.9k $9.2m $9.2m 7.15% Added +6.4k +6,416
76 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 122,629122.6k $9.1m $9.1m 0.06% Reduced -34.5k -34,528
77 IFP Advisors, Inc 0.23% of their portfolio TAMPA, FL 122,080122.1k $5.2m $5.2m 0.23% Reduced -2.1k -2,075
78 Roundview Capital LLC 0.88% of their portfolio PRINCETON, NJ 113,642113.6k $8.4m $8.4m 0.88% Added +9.9k +9,927
79 Federation des caisses Desjardins du Quebec 0.09% of their portfolio LEVIS, A8 112,334112.3k $8.3m $8.3m 0.09% Reduced -1.7k -1,724
80 Zurich Insurance Group Ltd/FI 0.10% of their portfolio ZURICH, V8 111,029111.0k $8.1m $8.1m 0.10% Unchanged
81 Sigma Planning Corp 0.27% of their portfolio ANN ARBOR, MI 110,052110.1k $8.1m $8.1m 0.27% Reduced -8.6k -8,572
82 MAI Capital Management 0.13% of their portfolio INDEPENDENCE, OH 109,375109.4k $8.1m $8.1m 0.13% Added +8.7k +8,698
83 Archford Capital Strategies, LLC 1.60% of their portfolio SWANSEA, IL 105,755105.8k $7.7m $7.7m 1.60% Added +6.4k +6,397
84 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 96,09496.1k $7.1m $7.1m 0.09% Added +77.7k +77,673
85 Orion Portfolio Solutions, LLC 0.09% of their portfolio Omaha, NE 96,09496.1k $7.1m $7.1m 0.09% Added +44.4k +44,419
86 Kathleen S. Wright Associates Inc. 4.55% of their portfolio PITTSBURGH, PA 93,86893.9k $6.9m $6.9m 4.55% Reduced -588 -588
87 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 92,28792.3k $6.8m $6.8m 0.00% Added +66 +66
88 Denver PWM, LLC 2.97% of their portfolio DENVER, CO 91,70791.7k $6.7m $6.7m 2.97% Reduced -642 -642
89 Prospera Financial Services Inc 0.28% of their portfolio Dallas, TX 91,68991.7k $6.8m $6.8m 0.28% Reduced -17.6k -17,640
90 OPPENHEIMER & CO INC 0.14% of their portfolio NEW YORK, NY 90,99191.0k $6.7m $6.7m 0.14% Added +7.5k +7,535
91 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 89,55689.6k $6.6m $6.6m 0.02% Added +5.9k +5,864
92 WealthPlan Investment Management, LLC 1.10% of their portfolio OMAHA, NE 86,86186.9k $6.4m $6.4m 1.10% Reduced -168.7k -168,739
93 Ferguson Shapiro LLC 5.50% of their portfolio DECATUR, GA 86,81186.8k $6.4m $6.4m 5.50% Reduced -290 -290
94 Coulter & Justus Financial Services, LLC 3.99% of their portfolio KNOXVILLE, TN 82,92182.9k $6.1m $6.1m 3.99% Reduced -3.5k -3,464
95 Laurel Wealth Planning LLC 4.05% of their portfolio EDINA, MN 82,88582.9k $6.1m $6.1m 4.05% Added +7.7k +7,738
96 Mariner, LLC 0.02% of their portfolio Overland Park, KS 79,92079.9k $5.9m $5.9m 0.02% Reduced -26.1k -26,051
97 NorthCrest Asset Manangement, LLC 0.24% of their portfolio PLYMOUTH, MN 77,62677.6k $5.7m $5.7m 0.24% New
98 Goldstone Financial Group, LLC 1.84% of their portfolio OAKBROOK TERRACE, IL 75,44475.4k $5.6m $5.6m 1.84% First filing
99 INDEPENDENT FINANCIAL GROUP, LLC 0.44% of their portfolio SAN DIEGO, CA 74,84174.8k $5.5m $5.5m 0.44% Added +5.4k +5,369
100 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.80% of their portfolio Miamisburg, OH 74,68574.7k $5.5m $5.5m 0.80% Added +9.4k +9,360