Vault-13

VANECK ETF TRUST MOAT

MRNGSTR WDE MOAT · ETP · CUSIP 92189F643

374 institutional holders +22 vs Q3 2022
50,057,75850.1m shares reported held*
$3.2bnreported value*
34 new 159 added 121 reduced 25 sold out net sold ≈ $5.2m (-61.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($481.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $64.70. Options: 3 managers hold calls ($29.9m notional), 2 hold puts ($246.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 352Q4 22: 374374Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022352
Q4 2022374

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ3 22 calls: $243.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $29.9mQ4 22 puts: $246.7kQ4 22P/C 0.01
Numbers
QuarterCallsPutsP/C
Q3 2022$243.0k$00.00
Q4 2022$29.9m$246.7k0.01

Biggest buyers

Tanager Wealth Management LLP Added +259,245+259.2k
Cerity Partners LLC Added +210,886+210.9k
RAYMOND JAMES & ASSOCIATES Added +188,131+188.1k
OSAIC HOLDINGS, INC. Added +118,059+118.1k
SOUTHERN FARM BUREAU LIFE INSURANCE Added +102,390+102.4k
Cetera Advisor Networks LLC Added +93,626+93.6k
PRUDENTIAL PLC Added +89,980+90.0k
Mariner, LLC Added +87,821+87.8k
REGATTA CAPITAL GROUP, LLC Added +86,810+86.8k
Mirae Asset Global Investments Co., Ltd. Added +82,000+82.0k

Biggest sellers

LPL Financial LLC Reduced -525,115-525.1k
OneDigital Investment Advisors LLC Reduced -388,543-388.5k
Raymond James Financial Services Advisors, Inc. Reduced -312,800-312.8k
Thrivent Financial for Lutherans Reduced -275,887-275.9k
BANK OF AMERICA CORP /DE/ Reduced -239,678-239.7k
Alaska Wealth Advisors, LLC Sold out -184,627-184.6k
MORGAN STANLEY Reduced -128,434-128.4k
AMERIPRISE FINANCIAL INC Reduced -95,031-95.0k
CWM, LLC Reduced -81,633-81.6k
CITADEL ADVISORS LLC Reduced -43,073-43.1k

Biggest calls

Family Capital Management, Inc. First filing $28.9m445.1k shares
CITADEL ADVISORS LLC New $817.9k12.6k shares
Belvedere Trading LLC New $194.7k3.0k shares

Biggest puts

CITADEL ADVISORS LLC New $181.7k2.8k shares
Belvedere Trading LLC New $64.9k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 5,337,3675.3m $346.4m $346.4m 0.04% Reduced -239.7k -239,678
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 4,605,3074.6m $298.9m $298.9m 0.03% Reduced -128.4k -128,434
3 Raymond James Financial Services Advisors, Inc. 0.32% of their portfolio ST. PETERSBURG, FL 2,462,3382.5m $159.8m $159.8m 0.32% Reduced -312.8k -312,800
4 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 2,209,5582.2m $143.4m $143.4m 0.12% Reduced -525.1k -525,115
5 RAYMOND JAMES & ASSOCIATES 0.12% of their portfolio ST PETERSBURG, FL 2,072,9212.1m $134.6m $134.6m 0.12% Added +188.1k +188,131
6 AMERIPRISE FINANCIAL INC 0.04% of their portfolio MINNEAPOLIS, MN 1,589,6771.6m $103.6m $103.6m 0.04% Reduced -95.0k -95,031
7 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,389,0801.4m $90.2m $90.2m 0.03% Added +13.3k +13,310
8 OneDigital Investment Advisors LLC 2.32% of their portfolio OVERLAND PARK, KS 1,232,5241.2m $80.0m $80.0m 2.32% Reduced -388.5k -388,543
9 COMMONWEALTH EQUITY SERVICES, LLC 0.18% of their portfolio WALTHAM, MA 1,159,6581.2m $75.3m $75.3m 0.18% Added +61.5k +61,464
10 OVERSEA-CHINESE BANKING Corp Ltd 3.02% of their portfolio SINGAPORE, U0 798,909798.9k $51.9m $51.9m 3.02% First filing
11 JNBA Financial Advisors 6.71% of their portfolio BLOOMINGTON, MN 744,248744.2k $48.3m $48.3m 6.71% Reduced -24.5k -24,495
12 UBS Group AG 0.02% of their portfolio ZURICH, V8 672,828672.8k $43.7m $43.7m 0.02% Added +6.2k +6,159
13 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 657,191657.2k $42.7m $42.7m 0.09% Added +118.1k +118,059
14 SOUTHERN FARM BUREAU LIFE INSURANCE 6.54% of their portfolio JACKSON, MS 632,887632.9k $40.7m $40.7m 6.54% Added +102.4k +102,390
15 PRUDENTIAL PLC 0.51% of their portfolio LONDON, X0 621,940621.9k $40.4m $40.4m 0.51% Added +90.0k +89,980
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 618,739618.7k $40.2m $40.2m 0.06% Added +10.6k +10,567
17 Verde Capital Management 18.15% of their portfolio CLARKSTON, MI 585,255585.3k $38.0m $38.0m 18.15% Added +10.6k +10,615
18 Employees' Retirement Fund of the City of Fort Worth 7.40% of their portfolio FORT WORTH, TX 564,564564.6k $36.6m $36.6m 7.40% Unchanged
19 SFMG, LLC 4.05% of their portfolio PLANO, TX 561,562561.6k $36.5m $36.5m 4.05% Reduced -21.5k -21,522
20 Kelman-Lazarov, Inc. 9.66% of their portfolio MEMPHIS, TN 528,916528.9k $34.3m $34.3m 9.66% Added +12.5k +12,470
21 TTP Investments, Inc. 34.78% of their portfolio San Jose, CA 503,562503.6k $32.7m $32.7m 34.78% Added +9.6k +9,613
22 FIRST FOUNDATION ADVISORS 1.41% of their portfolio Irvine, CA 454,776454.8k $29.5m $29.5m 1.41% Added +63.0k +62,984
23 Apexium Financial, LP 2.97% of their portfolio Dallas, TX 440,615440.6k $28.6m $28.6m 2.97% Added +54.2k +54,207
24 CAHILL FINANCIAL ADVISORS INC 5.20% of their portfolio EDINA, MN 417,043417.0k $27.1m $27.1m 5.20% Added +62.4k +62,380
25 AFFINIA FINANCIAL GROUP, LLC 23.98% of their portfolio BURLINGTON, MA 413,960414.0k $28.2m $28.2m 23.98% Added +4.3k +4,328
26 Brookstone Capital Management 0.53% of their portfolio WHEATON, IL 389,888389.9k $26.1m $26.1m 0.53% Reduced -1.7k -1,709
27 Leelyn Smith, LLC 6.51% of their portfolio GENEVA, IL 375,674375.7k $24.4m $24.4m 6.51% Added +44.2k +44,208
28 Bard Financial Services, Inc. 2.02% of their portfolio BRANFORD, CT 367,125367.1k $23.8m $23.8m 2.02% Reduced -2.7k -2,707
29 REGATTA CAPITAL GROUP, LLC 8.46% of their portfolio EL SEGUNDO, CA 366,100366.1k $23.8m $23.8m 8.46% Added +86.8k +86,810
30 Mirae Asset Global Investments Co., Ltd. 0.06% of their portfolio SEOUL, M5 366,000366.0k $23.8m $23.8m 0.06% Added +82.0k +82,000
31 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 364,407364.4k $23.7m $23.7m 0.01% Added +52.0k +52,032
32 FINANCIAL MANAGEMENT NETWORK INC 10.59% of their portfolio MISSION VIEJO, CA 359,124359.1k $23.8m $23.8m 10.59% Added +16.7k +16,690
33 CWM, LLC 0.17% of their portfolio OMAHA, NE 351,256351.3k $22.8m $22.8m 0.17% Reduced -81.6k -81,633
34 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 346,892346.9k $22.5m $22.5m 0.06% Reduced -275.9k -275,887
35 Activest Wealth Management 6.49% of their portfolio AVENTURA, FL 337,719337.7k $21.9m $21.9m 6.49% Reduced -20.6k -20,635
36 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 331,947331.9k $21.5m $21.5m 0.03% Reduced -5.5k -5,475
37 Quantitative Advantage, LLC 3.25% of their portfolio MINNETONKA, MN 324,950324.9k $21.1m $21.1m 3.25% Reduced -7.0k -6,963
38 Planned Solutions, Inc. 14.47% of their portfolio FOLSOM, CA 304,363304.4k $19.8m $19.8m 14.47% Added +719 +719
39 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 298,063298.1k $19.3m $19.3m 0.04% Added +45.9k +45,919
40 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 295,824295.8k $19.2m $19.2m 0.12% Added +210.9k +210,886
41 Beaumont Asset Management, L.L.C. 13.78% of their portfolio BEAUMONT, TX 289,895289.9k $18.8m $18.8m 13.78% Reduced -16.5k -16,467
42 Tanager Wealth Management LLP 4.93% of their portfolio Goring On Thames, X0 282,120282.1k $18.3m $18.3m 4.93% Added +259.2k +259,245
43 Whitaker-Myers Wealth Managers, LTD. 17.55% of their portfolio Mansfield, OH 282,007282.0k $18.3m $18.3m 17.55% First filing
44 CEERA INVESTMENTS, LLC 11.54% of their portfolio BELLAIRE, TX 281,175281.2k $18.3m $18.3m 11.54% Added +11.7k +11,734
45 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 276,343276.3k $2.8m $2.8m 0.08% Added +6.8k +6,845
46 Cambridge Investment Research Advisors, Inc. 0.09% of their portfolio FAIRFIELD, IA 269,679269.7k $17.5m $17.5m 0.09% Added +1.1k +1,092
47 G2 CAPITAL MANAGEMENT, LLC / OH 6.42% of their portfolio COLUMBUS, OH 269,564269.6k $17.5m $17.5m 6.42% Reduced -11.5k -11,527
48 PALO ALTO WEALTH ADVISORS, LLC 14.37% of their portfolio PALO ALTO, CA 259,723259.7k $16.9m $16.9m 14.37% First filing
49 Summit Asset Management, LLC 4.81% of their portfolio MEMPHIS, TN 256,013256.0k $16.6m $16.6m 4.81% Added +29.7k +29,667
50 WealthPLAN Partners, LLC 1.32% of their portfolio OMAHA, NE 255,799255.8k $18.9m $18.9m 1.32% First filing
51 WealthPlan Investment Management, LLC 1.31% of their portfolio OMAHA, NE 255,600255.6k $18.8m $18.8m 1.31% Reduced -4.2k -4,160
52 PFS INVESTMENTS INC. 0.30% of their portfolio DULUTH, GA 245,296245.3k $15.9m $15.9m 0.30% Added +1.3k +1,267
53 Smith Anglin Financial, LLC 2.97% of their portfolio DALLAS, TX 242,260242.3k $15.7m $15.7m 2.97% Reduced -8.8k -8,826
54 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 240,948240.9k $15.6m $15.6m 0.00% Added +9.3k +9,263
55 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 206,621206.6k $13.4m $13.4m 0.05% Added +39.2k +39,167
56 LEVEL FOUR ADVISORY SERVICES, LLC 0.98% of their portfolio DALLAS, TX 203,137203.1k $13.2m $13.2m 0.98% Reduced -24.6k -24,585
57 Provident Wealth Management, LLC 7.56% of their portfolio BRENTWOOD, TN 198,443198.4k $12.9m $12.9m 7.56% Reduced -411 -411
58 Financial Sense Advisors, Inc. 5.06% of their portfolio SAN DIEGO, CA 187,794187.8k $12.2m $12.2m 5.06% Added +74.6k +74,643
59 STEPHENS INC /AR/ 0.24% of their portfolio LITTLE ROCK, AR 180,081180.1k $11.7m $11.7m 0.24% Added +23.6k +23,611
60 DAVENPORT & Co LLC 0.09% of their portfolio RICHMOND, VA 176,519176.5k $11.5m $11.5m 0.09% Reduced -4.6k -4,618
61 Visionary Wealth Advisors 0.99% of their portfolio O'FALLON, IL 165,676165.7k $10.8m $10.8m 0.99% Reduced -18 -18
62 Dynamic Advisor Solutions LLC 0.71% of their portfolio PHOENIX, AZ 160,946160.9k $10.4m $10.4m 0.71% Reduced -42 -42
63 Darrow Company, Inc. 10.22% of their portfolio Needham, MA 159,808159.8k $10.4m $10.4m 10.22% Added +2.8k +2,827
64 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 157,157157.2k $10.2m $10.2m 0.07% Added +666 +666
65 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 154,694154.7k $10.0m $10.0m 0.02% Added +8.5k +8,458
66 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 153,495153.5k $10.0m $10.0m 0.08% Added +93.6k +93,626
67 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 146,735146.7k $9.5m $9.5m 0.16% Reduced -4.6k -4,556
68 Ahrens Investment Partners LLC 4.30% of their portfolio LAFAYETTE, LA 145,835145.8k $9.5m $9.5m 4.30% Added +55.5k +55,544
69 US FINANCIAL ADVISORS, LLC 4.42% of their portfolio BRAINTREE, MA 135,667135.7k $8.8m $8.8m 4.42% Added +2.9k +2,936
70 Apriem Advisors 1.51% of their portfolio IRVINE, CA 134,442134.4k $8.7m $8.7m 1.51% Reduced -326 -326
71 Eagle Strategies LLC 2.57% of their portfolio NEW YORK, NY 132,706132.7k $8.6m $8.6m 2.57% Reduced -312 -312
72 Alpha Omega Group, Inc. 11.76% of their portfolio RESTON, VA 128,300128.3k $8.3m $8.3m 11.76% Added +5.1k +5,117
73 S.E.E.D. Planning Group LLC 3.50% of their portfolio BINGHAMTON, NY 124,419124.4k $8.1m $8.1m 3.50% Added +20.3k +20,310
74 IFP Advisors, Inc 0.14% of their portfolio TAMPA, FL 124,155124.2k $5.4m $5.4m 0.14% Added +17.7k +17,728
75 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 121,728121.7k $7.9m $7.9m 0.01% Added +64.9k +64,887
76 Sigma Planning Corp 0.28% of their portfolio ANN ARBOR, MI 118,624118.6k $7.7m $7.7m 0.28% Reduced -1.6k -1,580
77 Buttonwood Financial Advisors Inc. 6.47% of their portfolio BALTIMORE, MD 118,451118.5k $7.7m $7.7m 6.47% Added +1.5k +1,548
78 Federation des caisses Desjardins du Quebec 0.09% of their portfolio LEVIS, A8 114,058114.1k $7.4m $7.4m 0.09% Reduced -1.0k -1,026
79 Zurich Insurance Group Ltd/FI 0.09% of their portfolio ZURICH, V8 111,029111.0k $6.6m $6.6m 0.09% Reduced -9.6k -9,625
80 Prospera Financial Services Inc 0.36% of their portfolio Dallas, TX 109,329109.3k $7.1m $7.1m 0.36% Added +48.5k +48,505
81 Mariner, LLC 0.02% of their portfolio Overland Park, KS 105,971106.0k $6.9m $6.9m 0.02% Added +87.8k +87,821
82 Roundview Capital LLC 0.77% of their portfolio PRINCETON, NJ 103,715103.7k $6.7m $6.7m 0.77% Reduced -10.2k -10,237
83 Geneos Wealth Management Inc. 0.40% of their portfolio ENGLEWOOD, CO 101,801101.8k $6.6m $6.6m 0.40% Reduced -3.7k -3,731
84 MAI Capital Management 0.11% of their portfolio INDEPENDENCE, OH 100,677100.7k $6.5m $6.5m 0.11% Added +5.3k +5,323
85 Archford Capital Strategies, LLC 1.48% of their portfolio SWANSEA, IL 99,35899.4k $6.4m $6.4m 1.48% Added +2.1k +2,107
86 Stratos Wealth Partners, LTD. 0.16% of their portfolio BEACHWOOD, OH 99,08799.1k $6.4m $6.4m 0.16% Added +38.7k +38,742
87 Kathleen S. Wright Associates Inc. 4.15% of their portfolio PITTSBURGH, PA 94,45694.5k $6.1m $6.1m 4.15% Added +12.3k +12,327
88 Denver PWM, LLC 2.84% of their portfolio DENVER, CO 92,34992.3k $6.0m $6.0m 2.84% Added +1.7k +1,696
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 92,22192.2k $6.0m $6.0m 0.00% Added +2.1k +2,110
90 Ferguson Shapiro LLC 4.05% of their portfolio DECATUR, GA 87,10187.1k $5.7m $5.7m 4.05% Added +3.5k +3,457
91 Coulter & Justus Financial Services, LLC 3.81% of their portfolio KNOXVILLE, TN 86,38586.4k $5.6m $5.6m 3.81% Reduced -20.7k -20,719
92 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 83,69283.7k $5.4m $5.4m 0.02% First filing
93 OPPENHEIMER & CO INC 0.12% of their portfolio NEW YORK, NY 83,45683.5k $5.4m $5.4m 0.12% Reduced -6.0k -6,037
94 Boyce & Associates Wealth Consulting, Inc. 9.87% of their portfolio CEDAR PARK, TX 79,56579.6k $5.2m $5.2m 9.87% Reduced -1.8k -1,798
95 Laurel Wealth Planning LLC 3.15% of their portfolio EDINA, MN 75,14775.1k $4.9m $4.9m 3.15% Added +501 +501
96 INDEPENDENT FINANCIAL GROUP, LLC 0.39% of their portfolio SAN DIEGO, CA 69,47269.5k $4.5m $4.5m 0.39% Added +5.2k +5,232
97 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 66,19866.2k $4.3m $4.3m 0.01% Added +37.3k +37,256
98 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.68% of their portfolio Miamisburg, OH 65,32565.3k $4.2m $4.2m 0.68% Reduced -552 -552
99 PURSUE WEALTH PARTNERS LLC 3.24% of their portfolio ALAMO, CA 64,55664.6k $4.2m $4.2m 3.24% Reduced -10.1k -10,139
100 Jaffetilchin Investment Partners, LLC 0.51% of their portfolio TAMPA, FL 64,15864.2k $4.2m $4.2m 0.51% New