Vault-13

VANECK ETF TRUST SMB

VANECK SHRT MUNI · ETP · CUSIP 92189F528

96 institutional holders +1 vs Q3 2023
11,599,60911.6m shares reported held*
$198.2mreported value*
12 new 29 added 37 reduced 13 sold out net bought ≈ $26.4m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.09.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 110Q4 22: 109Q1 23: 103Q2 23: 101Q3 23: 95Q4 23: 9696Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022110
Q4 2022109
Q1 2023103
Q2 2023101
Q3 202395
Q4 202396

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 36 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 51 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 51 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 47 cut or sold outQ3 23Q4 23: 41 bought or addedQ4 23: 50 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223664
Q1 20233251
Q2 20233351
Q3 20233647
Q4 20234150

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 23 calls: $0Q1 23 puts: $3.4mQ1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$3.4m—
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC New +549,450+549.5k
Cerity Partners LLC Added +379,382+379.4k
MORGAN STANLEY Added +348,438+348.4k
DOHJ, LLC New +248,832+248.8k
LPL Financial LLC Added +226,013+226.0k
FLOW TRADERS U.S. LLC New +216,618+216.6k
PrairieView Partners, LLC Added +150,110+150.1k
SEI INVESTMENTS CO New +147,688+147.7k
AMERIPRISE FINANCIAL INC Added +141,384+141.4k
JPMORGAN CHASE & CO Added +90,555+90.6k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -261,812-261.8k
BANK OF AMERICA CORP /DE/ Reduced -204,965-205.0k
Wealthcare Advisory Partners LLC Reduced -133,185-133.2k
Allworth Financial LP Reduced -130,213-130.2k
UBS Group AG Reduced -78,704-78.7k
Detalus Advisors, LLC Reduced -62,235-62.2k
OSAIC HOLDINGS, INC. Reduced -57,630-57.6k
Integrated Wealth Concepts LLC Reduced -41,973-42.0k
HILL ISLAND FINANCIAL LLC Sold out -36,335-36.3k
Rehmann Capital Advisory Group Reduced -30,862-30.9k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,613,5441.6m $27.6m $27.6m 0.00% Reduced -205.0k -204,965
2 Allworth Financial LP 0.10% of their portfolio FOLSOM, CA 727,891727.9k $12.4m $12.4m 0.10% Reduced -130.2k -130,213
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 707,104707.1k $12.1m $12.1m 0.00% Added +348.4k +348,438
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 685,982686.0k $11.7m $11.7m 0.00% Added +90.6k +90,555
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 613,015613.0k $10.5m $10.5m 0.00% Added +17.8k +17,840
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 579,116579.1k $9.9m $9.9m 0.01% Added +226.0k +226,013
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 555,645555.6k $9.5m $9.5m 0.00% Added +141.4k +141,384
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 549,450549.5k $9.4m $9.4m 0.01% New
9 M Holdings Securities, Inc. 1.00% of their portfolio PORTLAND, OR 516,586516.6k $8.8m $8.8m 1.00% Added +36.6k +36,633
10 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 432,753432.8k $7.4m $7.4m 0.02% Added +379.4k +379,382
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 316,402316.4k $5.4m $5.4m 0.00% Reduced -78.7k -78,704
12 PrairieView Partners, LLC 0.63% of their portfolio ST. PAUL, MN 300,581300.6k $5.1m $5.1m 0.63% Added +150.1k +150,110
13 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 263,153263.2k $4.5m $4.5m 0.01% Reduced -3.5k -3,520
14 Willis Johnson & Associates, Inc. 0.42% of their portfolio Houston, TX 254,455254.5k $4.3m $4.3m 0.42% Added +86.6k +86,586
15 DOHJ, LLC 1.26% of their portfolio SEATTLE, WA 248,832248.8k $4.3m $4.3m 1.26% New
16 EisnerAmper Wealth Management Corporate Benefits, LLC 1.54% of their portfolio ISELIN, NJ 246,337246.3k $4.2m $4.2m 1.54% Reduced -18.7k -18,688
17 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 216,618216.6k $3.7m $3.7m 0.11% New
18 CONDOR CAPITAL MANAGEMENT 0.33% of their portfolio MARTINSVILLE, NJ 179,599179.6k $3.1m $3.1m 0.33% Added +1.9k +1,904
19 Janney Capital Management LLC 0.17% of their portfolio PITTSBURGH, PA 150,563150.6k $2.6m $2.6m 0.17% Reduced -3.8k -3,783
20 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 147,688147.7k $2.5m $2.5m 0.00% New
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 132,292132.3k $2.3m $2.3m 0.00% Reduced -57.6k -57,630
22 IMPACTfolio, LLC 1.35% of their portfolio DENVER, CO 120,983121.0k $2.1m $2.1m 1.35% Added +330 +330
23 MIdWestOne Financial Group, Inc. 0.36% of their portfolio Iowa City, IA 111,218111.2k $1.9m $1.9m 0.36% Reduced -28.7k -28,702
24 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 96,02696.0k $1.6m $1.6m 0.03% Reduced -42.0k -41,973
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 84,45284.5k $1.4m $1.4m 0.00% Reduced -27.6k -27,553
26 Bartlett & Co. LLC 0.02% of their portfolio CINCINNATI, OH 83,90783.9k $1.4m $1.4m 0.02% Added +5.5k +5,505
27 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.02% of their portfolio CINCINNATI, OH 83,90783.9k $1.4m $1.4m 0.02% Added +5.5k +5,505
28 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 78,72778.7k $1.3m $1.3m 0.01% Added +26.4k +26,373
29 Freedom Investment Management, Inc. 0.11% of their portfolio SOUTH WINDSOR, CT 76,66176.7k $1.3m $1.3m 0.11% Reduced -1.6k -1,570
30 Westside Investment Management, Inc. 0.29% of their portfolio SANTA MONICA, CA 66,48166.5k $1.1m $1.1m 0.29% Added +44 +44
31 Rehmann Capital Advisory Group 0.09% of their portfolio LANSING, MI 63,57363.6k $1.1m $1.1m 0.09% Reduced -30.9k -30,862
32 JUNCTURE WEALTH STRATEGIES, LLC 0.44% of their portfolio SCOTTSDALE, AZ 56,82856.8k $971.2k $971.2k 0.44% Added +3.6k +3,595
33 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 56,21156.2k $960.6k $960.6k 0.00% New
34 VICUS CAPITAL 0.08% of their portfolio STATE COLLEGE, PA 47,53547.5k $812.4k $812.4k 0.08% Reduced -18.8k -18,765
35 PRIVATE TRUST CO NA 0.09% of their portfolio CLEVELAND, OH 46,19646.2k $789.5k $789.5k 0.09% Added +41.7k +41,697
36 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 45,30645.3k $774.3k $774.3k 0.01% Added +6.7k +6,671
37 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 44,28644.3k $756.9k $756.9k 0.03% Reduced -133.2k -133,185
38 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 43,48543.5k $743.2k $743.2k 0.01% Added +2.0k +1,954
39 One Capital Management, LLC 0.03% of their portfolio WESTLAKE VILLAGE, CA 42,64042.6k $728.7k $728.7k 0.03% Reduced -18.3k -18,260
40 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 42,38042.4k $724.3k $724.3k 0.02% Reduced -9.9k -9,913
41 Curbstone Financial Management Corp 0.16% of their portfolio MANCHESTER, NH 42,00042.0k $717.8k $717.8k 0.16% Unchanged
42 MBM WEALTH CONSULTANTS, LLC 0.27% of their portfolio CHESTERFIELD, MO 41,73941.7k $712.1k $712.1k 0.27% Reduced -1.1k -1,095
43 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,23638.2k $653.0k $653.0k 0.00% Reduced -8.7k -8,700
44 FAS Wealth Partners, Inc. 0.05% of their portfolio LEAWOOD, KS 33,71333.7k $576.2k $576.2k 0.05% Reduced -5.5k -5,476
45 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 33,39933.4k $570.8k $570.8k 0.02% Added +1.7k +1,697
46 Detalus Advisors, LLC 0.23% of their portfolio ST. LOUIS, MO 33,35133.4k $570.0k $570.0k 0.23% Reduced -62.2k -62,235
47 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 32,59532.6k $557.0k $557.0k 0.00% Added +2.6k +2,645
48 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 29,67329.7k $507.1k $507.1k 0.02% Unchanged
49 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 29,14829.1k $498.1k $498.1k 0.00% Added +1.1k +1,148
50 EAGLE GLOBAL ADVISORS LLC 0.03% of their portfolio Houston, TX 28,00028.0k $478.5k $478.5k 0.03% Reduced -3.0k -3,000
51 MassMutual Private Wealth & Trust, FSB 0.02% of their portfolio Windsor, CT 27,54927.5k $470.8k $470.8k 0.02% Reduced -3.1k -3,083
52 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 26,85126.9k $458.9k $458.9k 0.00% Unchanged
53 Quotient Wealth Partners, LLC 0.02% of their portfolio DALLAS, TX 25,92025.9k $443.0k $443.0k 0.02% First filing
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,82223.8k $407.0k $407.0k 0.00% Reduced -82 -82
55 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 21,28921.3k $363.8k $363.8k 0.00% Reduced -1.7k -1,735
56 PFG Investments, LLC 0.07% of their portfolio WOODBURY, NY 20,57320.6k $351.6k $351.6k 0.07% Reduced -4.2k -4,182
57 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,07019.1k $325.9k $325.9k 0.00% Reduced -5.6k -5,642
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 18,64418.6k $318.6k $318.6k 0.00% Added +8.0k +8,000
59 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,14118.1k $309.1k $309.1k 0.00% Added +7.4k +7,410
60 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 18,13718.1k $310.0k $310.0k 0.00% Reduced -261.8k -261,812
61 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 18,08518.1k $309.4k $309.4k 0.05% Reduced -120 -120
62 Cherry Tree Wealth Management, LLC 0.08% of their portfolio MINNETONKA, MN 17,61817.6k $301.1k $301.1k 0.08% Reduced -6.6k -6,636
63 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 17,30217.3k $295.7k $295.7k 0.00% Added +4 +4
64 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 15,20015.2k $259.8k $259.8k 0.02% Unchanged
65 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 15,20015.2k $259.8k $259.8k 0.01% Unchanged
66 BOSTON FAMILY OFFICE LLC 0.02% of their portfolio BOSTON, MA 15,06715.1k $257.0k $257.0k 0.02% Unchanged
67 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 14,69114.7k $251.1k $251.1k 0.03% Added +648 +648
68 TITLEIST ASSET MANAGEMENT, LLC 0.05% of their portfolio SAN ANTONIO, TX 14,52514.5k $248.2k $248.2k 0.05% Unchanged
69 EVERMAY WEALTH MANAGEMENT LLC 0.05% of their portfolio ARLINGTON, VA 14,32314.3k $244.8k $244.8k 0.05% Unchanged
70 Joseph Group Capital Management 0.14% of their portfolio COLUMBUS, OH 14,30014.3k $244.4k $244.4k 0.14% New
71 WealthBridge Capital Management, LLC 0.09% of their portfolio WESTERVILLE, OH 14,19914.2k $242.7k $242.7k 0.09% Added +15 +15
72 BancFirst Trust & Investment Management 0.10% of their portfolio OKLAHOMA CITY, OK 13,21013.2k $225.5k $225.5k 0.10% New
73 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 12,66312.7k $215.0k $215.0k 0.00% Reduced -17.5k -17,475
74 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 12,48312.5k $213.3k $213.3k 0.01% Reduced -120 -120
75 OneAscent Financial Services LLC 0.02% of their portfolio BIRMINGHAM, AL 11,13611.1k $190.0k $190.0k 0.02% New
76 Strategic Financial Concepts, LLC 0.11% of their portfolio SAN ANTONIO, TX 11,01211.0k $188.2k $188.2k 0.11% Reduced -1.8k -1,768
77 FOSTER & MOTLEY INC 0.01% of their portfolio CINCINNATI, OH 10,75510.8k $184.0k $184.0k 0.01% New
78 NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio NAPLES, FL 10,60010.6k $181.2k $181.2k 0.02% Reduced -400 -400
79 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,8289.8k $168.0k $168.0k 0.00% New
80 Versant Capital Management, Inc 0.03% of their portfolio PHOENIX, AZ 6,6816.7k $114.2k $114.2k 0.03% Added +13 +13
81 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,0006.0k $102.5k $102.5k 0.01% Unchanged
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7505.8k $98.3k $98.3k 0.00% Unchanged
83 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 4,4514.5k $76.1k $76.1k 0.00% Reduced -160 -160
84 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,3844.4k $75.0k $75.0k 0.00% New
85 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,2354.2k $72.4k $72.4k 0.00% Added +15 +15
86 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,7473.7k $64.0k $64.0k 0.00% Reduced -600 -600
87 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 3,0733.1k $52.5k $52.5k 0.00% New
88 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 2,4072.4k $41.1k $41.1k 0.00% Unchanged
89 Clean Yield Group 0.02% of their portfolio NORWICH, VT 2,2162.2k $37.9k $37.9k 0.02% Unchanged
90 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,8361.8k $31.4k $31.4k 0.00% Reduced -300 -300
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 964964 $16.5k $16.5k 0.00% First filing
92 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 404404 $7.0k $7.0k 0.00% Unchanged
93 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 361361 $6.2k $6.2k 0.00% Unchanged
94 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 333333 $5.7k $5.7k 0.00% Unchanged
95 FMR LLC 0.00% of their portfolio BOSTON, MA 312312 $5.3k $5.3k 0.00% Reduced -1 -1
96 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged