Vault-13

VANECK ETF TRUST SMB

VANECK SHRT MUNI · ETP · CUSIP 92189F528

101 institutional holders -2 vs Q1 2023
9,777,6799.8m shares reported held*
$164.6mreported value*
8 new 25 added 39 reduced 12 sold out net sold ≈ $3.8m (-224.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.83.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 110Q4 22: 109Q1 23: 103Q2 23: 101101Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022110
Q4 2022109
Q1 2023103
Q2 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 36 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 51 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 51 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223664
Q1 20233251
Q2 20233351

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $3.4mQ1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$0$3.4m—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +492,488+492.5k
Allworth Financial LP Added +366,745+366.7k
Detalus Advisors, LLC New +95,147+95.1k
Prime Capital Investment Advisors, LLC New +58,347+58.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +58,026+58.0k
Cerity Partners LLC New +56,876+56.9k
JPMORGAN CHASE & CO Added +48,459+48.5k
MassMutual Private Wealth & Trust, FSB Added +39,037+39.0k
CITADEL ADVISORS LLC New +35,421+35.4k
RAYMOND JAMES & ASSOCIATES New +28,536+28.5k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -250,818-250.8k
WELLS FARGO & COMPANY/MN Reduced -242,326-242.3k
VICUS CAPITAL Reduced -241,600-241.6k
M Holdings Securities, Inc. Reduced -197,854-197.9k
CONDOR CAPITAL MANAGEMENT Reduced -152,514-152.5k
OSAIC HOLDINGS, INC. Reduced -68,080-68.1k
MBM WEALTH CONSULTANTS, LLC Reduced -49,734-49.7k
PrairieView Partners, LLC Reduced -49,276-49.3k
One Capital Management, LLC Reduced -40,200-40.2k
TRUSTMARK BANK TRUST DEPARTMENT Sold out -39,926-39.9k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,769,7471.8m $29.8m $29.8m 0.00% Reduced -250.8k -250,818
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 602,651602.7k $10.1m $10.1m 0.00% Reduced -242.3k -242,326
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 584,461584.5k $9.8m $9.8m 0.01% Added +492.5k +492,488
4 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 549,112549.1k $9.2m $9.2m 0.08% Added +366.7k +366,745
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 461,985462.0k $7.8m $7.8m 0.00% Reduced -38.2k -38,212
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 377,326377.3k $6.4m $6.4m 0.00% Reduced -12.9k -12,863
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 349,418349.4k $5.9m $5.9m 0.00% Reduced -4.2k -4,217
8 M Holdings Securities, Inc. 1.06% of their portfolio PORTLAND, OR 304,401304.4k $5.1m $5.1m 1.06% Reduced -197.9k -197,854
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 292,562292.6k $4.9m $4.9m 0.01% Added +19.1k +19,119
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 278,211278.2k $4.7m $4.7m 0.00% Added +10.4k +10,353
11 EisnerAmper Wealth Management Corporate Benefits, LLC 2.18% of their portfolio ISELIN, NJ 270,199270.2k $4.5m $4.5m 2.18% Added +5.0k +5,008
12 Wealthcare Advisory Partners LLC 0.15% of their portfolio WEST CHESTER, PA 198,258198.3k $3.3m $3.3m 0.15% Added +28.4k +28,428
13 CONDOR CAPITAL MANAGEMENT 0.37% of their portfolio MARTINSVILLE, NJ 182,560182.6k $3.1m $3.1m 0.37% Reduced -152.5k -152,514
14 PrairieView Partners, LLC 0.40% of their portfolio ST. PAUL, MN 180,032180.0k $3.0m $3.0m 0.40% Reduced -49.3k -49,276
15 Janney Capital Management LLC 0.19% of their portfolio PITTSBURGH, PA 159,460159.5k $2.7m $2.7m 0.19% Reduced -1.7k -1,661
16 Willis Johnson & Associates, Inc. 0.26% of their portfolio Houston, TX 143,858143.9k $2.4m $2.4m 0.26% Added +4.7k +4,658
17 VICUS CAPITAL 0.25% of their portfolio STATE COLLEGE, PA 140,366140.4k $2.4m $2.4m 0.25% Reduced -241.6k -241,600
18 MIdWestOne Financial Group, Inc. 0.51% of their portfolio Iowa City, IA 139,420139.4k $2.3m $2.3m 0.51% Unchanged
19 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 137,038137.0k $2.3m $2.3m 0.04% Added +15.9k +15,914
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 130,601130.6k $2.2m $2.2m 0.00% Reduced -68.1k -68,080
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 115,788115.8k $1.9m $1.9m 0.00% Added +58.0k +58,026
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,926114.9k $1.9m $1.9m 0.00% Reduced -28.5k -28,536
23 IMPACTfolio, LLC 1.52% of their portfolio DENVER, CO 113,670113.7k $1.9m $1.9m 1.52% Added +4.8k +4,818
24 1900 WEALTH MANAGEMENT LLC 0.18% of their portfolio SAN ANTONIO, TX 106,702106.7k $1.8m $1.8m 0.18% Reduced -15.6k -15,639
25 One Capital Management, LLC 0.08% of their portfolio WESTLAKE VILLAGE, CA 102,000102.0k $1.7m $1.7m 0.08% Reduced -40.2k -40,200
26 Forvis Mazars Wealth Advisors, LLC 0.05% of their portfolio Springfield, MO 97,99298.0k $1.6m $1.6m 0.05% Reduced -25.4k -25,450
27 Detalus Advisors, LLC 0.72% of their portfolio ST. LOUIS, MO 95,14795.1k $1.6m $1.6m 0.72% New
28 Rehmann Capital Advisory Group 0.14% of their portfolio LANSING, MI 95,06695.1k $1.6m $1.6m 0.14% Reduced -1.5k -1,462
29 Bartlett & Co. LLC 0.03% of their portfolio CINCINNATI, OH 87,23187.2k $1.5m $1.5m 0.03% Reduced -12.6k -12,590
30 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.03% of their portfolio CINCINNATI, OH 87,23187.2k $1.5m $1.5m 0.03% Reduced -12.6k -12,590
31 MassMutual Private Wealth & Trust, FSB 0.05% of their portfolio Windsor, CT 84,18984.2k $1.4m $1.4m 0.05% Added +39.0k +39,037
32 Freedom Investment Management, Inc. 0.14% of their portfolio SOUTH WINDSOR, CT 76,76576.8k $1.3m $1.3m 0.14% Reduced -1.0k -1,011
33 Westside Investment Management, Inc. 0.32% of their portfolio SANTA MONICA, CA 66,40766.4k $1.1m $1.1m 0.32% Added +29 +29
34 MBM WEALTH CONSULTANTS, LLC 0.48% of their portfolio CHESTERFIELD, MO 66,20766.2k $1.1m $1.1m 0.48% Reduced -49.7k -49,734
35 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 58,34758.3k $982.3k $982.3k 0.02% New
36 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 56,87656.9k $957.5k $957.5k 0.00% New
37 JUNCTURE WEALTH STRATEGIES, LLC 0.41% of their portfolio SCOTTSDALE, AZ 51,92851.9k $874.2k $874.2k 0.41% Added +22.0k +22,030
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 51,03851.0k $859.2k $859.2k 0.00% Added +48.5k +48,459
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,43647.4k $799.0k $799.0k 0.00% Reduced -1.4k -1,420
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 47,09447.1k $793.0k $793.0k 0.00% Added +6.5k +6,509
41 Curbstone Financial Management Corp 0.17% of their portfolio MANCHESTER, NH 42,00042.0k $707.1k $707.1k 0.17% Unchanged
42 FAS Wealth Partners, Inc. 0.09% of their portfolio LEAWOOD, KS 40,25440.3k $677.7k $677.7k 0.09% Added +1.7k +1,657
43 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 38,62638.6k $650.8k $650.8k 0.01% Added +10 +10
44 HILL ISLAND FINANCIAL LLC 0.23% of their portfolio GRAND RAPIDS, MI 36,16336.2k $608.8k $608.8k 0.23% Added +99 +99
45 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,42135.4k $596.3k $596.3k 0.00% New
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,42433.4k $562.0k $562.0k 0.00% Added +3.1k +3,069
47 EAGLE GLOBAL ADVISORS LLC 0.03% of their portfolio Houston, TX 31,00031.0k $521.9k $521.9k 0.03% Reduced -2.0k -2,000
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 29,94129.9k $504.1k $504.1k 0.00% Reduced -2.5k -2,524
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,53628.5k $480.4k $480.4k 0.00% New
50 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 28,37728.4k $477.7k $477.7k 0.02% Added +2.1k +2,066
51 Cherry Tree Wealth Management, LLC 0.14% of their portfolio MINNETONKA, MN 27,84427.8k $468.8k $468.8k 0.14% First filing
52 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 26,85126.9k $452.0k $452.0k 0.00% Unchanged
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 26,01226.0k $438.0k $438.0k 0.00% Added +1.1k +1,115
54 PFG Investments, LLC 0.08% of their portfolio WOODBURY, NY 25,17125.2k $423.8k $423.8k 0.08% Reduced -3.3k -3,323
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,64924.6k $415.0k $415.0k 0.00% Reduced -681 -681
56 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 20,97221.0k $353.1k $353.1k 0.00% Reduced -3.5k -3,476
57 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 20,80120.8k $350.2k $350.2k 0.00% Added +2.7k +2,652
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,51720.5k $345.0k $345.0k 0.00% Unchanged
59 Prairie Sky Financial Group LLC 0.23% of their portfolio Lake Bluff, IL 20,00020.0k $336.7k $336.7k 0.23% First filing
60 World Investment Advisors 0.06% of their portfolio LINCROFT, NJ 18,64718.6k $313.9k $313.9k 0.06% Reduced -1.7k -1,672
61 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 18,34418.3k $309.0k $309.0k 0.01% Reduced -16.3k -16,261
62 WealthShield Partners, LLC 0.05% of their portfolio CARY, NC 18,20518.2k $306.5k $306.5k 0.05% Unchanged
63 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,43617.4k $294.0k $294.0k 0.00% Reduced -1.4k -1,366
64 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 17,29517.3k $291.2k $291.2k 0.00% Reduced -2.2k -2,217
65 Capital Asset Advisory Services LLC 0.02% of their portfolio Williamston, MI 15,20015.2k $256.0k $256.0k 0.02% Unchanged
66 TITLEIST ASSET MANAGEMENT, LLC 0.06% of their portfolio SAN ANTONIO, TX 15,00015.0k $252.5k $252.5k 0.06% Unchanged
67 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,88914.9k $250.7k $250.7k 0.01% Reduced -1.0k -1,028
68 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 14,60814.6k $245.9k $245.9k 0.03% New
69 EVERMAY WEALTH MANAGEMENT LLC 0.05% of their portfolio ARLINGTON, VA 14,32314.3k $241.1k $241.1k 0.05% Unchanged
70 WealthBridge Capital Management, LLC 0.10% of their portfolio WESTERVILLE, OH 14,17014.2k $238.6k $238.6k 0.10% Reduced -1.1k -1,117
71 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 12,60312.6k $212.0k $212.0k 0.01% Unchanged
72 KAVAR CAPITAL PARTNERS GROUP, LLC 0.04% of their portfolio LEAWOOD, KS 12,50012.5k $210.4k $210.4k 0.04% Unchanged
73 Strategic Financial Concepts, LLC 0.07% of their portfolio SAN ANTONIO, TX 11,24811.2k $189.4k $189.4k 0.07% Added +30 +30
74 Gateway Wealth Partners, LLC 0.03% of their portfolio APPLETON, WI 11,13611.1k $187.5k $187.5k 0.03% Added +28 +28
75 NAPLES GLOBAL ADVISORS, LLC 0.02% of their portfolio NAPLES, FL 11,00011.0k $185.2k $185.2k 0.02% Unchanged
76 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 10,73110.7k $180.7k $180.7k 0.00% Unchanged
77 BOSTON FAMILY OFFICE LLC 0.01% of their portfolio BOSTON, MA 10,59810.6k $178.0k $178.0k 0.01% Unchanged
78 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 10,56310.6k $177.8k $177.8k 0.01% Reduced -17 -17
79 Alhambra Investment Management LLC 0.11% of their portfolio PALMETTO BAY, FL 10,25510.3k $172.6k $172.6k 0.11% Unchanged
80 Gray Wealth Management Inc. 0.08% of their portfolio Bangor, ME 10,00010.0k $168.3k $168.3k 0.08% Unchanged
81 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 8,8778.9k $149.4k $149.4k 0.02% Reduced -3.0k -3,012
82 Versant Capital Management, Inc 0.04% of their portfolio PHOENIX, AZ 6,6686.7k $112.3k $112.3k 0.04% Reduced -116 -116
83 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,5876.6k $110.9k $110.9k 0.01% Added +24 +24
84 Farther Finance Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 6,0006.0k $101.0k $101.0k 0.02% New
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7505.8k $96.8k $96.8k 0.00% Unchanged
86 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 5,3105.3k $89.4k $89.4k 0.00% Reduced -648 -648
87 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 4,1854.2k $70.5k $70.5k 0.01% Reduced -4.0k -3,965
88 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 2,4072.4k $40.5k $40.5k 0.00% Unchanged
89 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,3852.4k $40.2k $40.2k 0.00% Unchanged
90 Clean Yield Group 0.02% of their portfolio NORWICH, VT 2,2162.2k $37.3k $37.3k 0.02% Unchanged
91 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 2,1362.1k $36.0k $36.0k 0.00% Unchanged
92 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 1,8221.8k $30.7k $30.7k 0.00% Unchanged
93 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,3751.4k $23.1k $23.1k 0.00% Unchanged
94 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 1,0401.0k $17.5k $17.5k 0.00% Unchanged
95 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 404404 $7.0k $7.0k 0.00% Unchanged
96 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 361361 $6.1k $6.1k 0.00% Reduced -1.1k -1,148
97 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 333333 $5.6k $5.6k 0.00% Unchanged
98 FMR LLC 0.00% of their portfolio BOSTON, MA 312312 $5.3k $5.3k 0.00% Reduced -312 -312
99 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 280280 $4.7k $4.7k 0.00% New
100 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 215215 $3.6k $3.6k 0.00% Unchanged