VANECK ETF TRUST SMOG
LOW CARBN ENERGY · ETP · CUSIP 92189F502
62
institutional holders
-8 vs Q4 2023
416.3k
shares reported held*
$40.9mreported value*
3 new
16 added
17 reduced
11 sold out
net bought ≈ $441.8k (+4.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $98.32. Options: 3 managers hold calls ($642.0m notional), 0 hold puts (—).
Trends to Q1 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 61 |
| Q1 2023 | 65 |
| Q2 2023 | 61 |
| Q3 2023 | 60 |
| Q4 2023 | 70 |
| Q1 2024 | 62 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 29 |
| Q1 2023 | 19 | 22 |
| Q2 2023 | 4 | 33 |
| Q3 2023 | 17 | 24 |
| Q4 2023 | 22 | 24 |
| Q1 2024 | 19 | 28 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2023 | $473.4m | $0 | 0.00 |
| Q3 2023 | $392.2m | $0 | 0.00 |
| Q4 2023 | $393.2m | $807.7k | 0.00 |
| Q1 2024 | $642.0m | $0 | 0.00 |
Biggest buyers
| CITADEL ADVISORS LLC | Added | +32.4k |
| MORGAN STANLEY | Added | +23.1k |
| ASSETMARK, INC | Added | +2.1k |
| CWM, LLC | Added | +1.9k |
| AMERIPRISE FINANCIAL INC | Added | +1.4k |
| Palisades Hudson Asset Management, L.P. | Added | +1.4k |
| OSAIC HOLDINGS, INC. | Added | +1.2k |
| ENVESTNET ASSET MANAGEMENT INC | Added | +540 |
| FLAGSHIP HARBOR ADVISORS, LLC | Added | +517 |
| PNC Financial Services Group, Inc. | New | +390 |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -37.0k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Sold out | -8.1k |
| LPL Financial LLC | Reduced | -2.0k |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC | Reduced | -2.0k |
| FLOW TRADERS U.S. LLC | Sold out | -1.9k |
| Elk River Wealth Management LLC | Sold out | -1.9k |
| Endowment Wealth Management, Inc. | Sold out | -1.9k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -1.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -1.1k |
| JNBA Financial Advisors | Reduced | -638 |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $641.8m9.2m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $206.5k2.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 68.7k $6.8m | Added +23.1k |
| Money Design Co.,Ltd. 0.23% of their portfolio | 43.9k $4.3m | Reduced -495 |
| FLAGSHIP HARBOR ADVISORS, LLC 0.27% of their portfolio | 42.1k $4.1m | Added +517 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 41.9k $4.1m | Added +32.4k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 25.7k $2.5m | Reduced -37.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 17.2k $1.7m | Added +1.4k |
| LPL Financial LLC 0.00% of their portfolio | 15.2k $1.5m | Reduced -2.0k |
| UBS Group AG 0.00% of their portfolio | 14.3k $1.4m | Added +115 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 13.2k $1.3m | Added +1.2k |
| Federation des caisses Desjardins du Quebec 0.01% of their portfolio | 11.0k $1.1m | Reduced -154 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.7k $1.1m | Reduced -7 |
| Pathstone Holdings, LLC 0.00% of their portfolio | 8.9k $875.4k | Unchanged |
| Palisades Hudson Asset Management, L.P. 0.40% of their portfolio | 8.8k $868.0k | Added +1.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 8.6k $846.7k | Reduced -1.1k |
| HighTower Advisors, LLC 0.00% of their portfolio | 8.1k $791.0k | Reduced -321 |
| Atlas Private Wealth Management, LLC 0.33% of their portfolio | 8.1k $794.0k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 7.1k $702.0k | Reduced -440 |
| ASSETMARK, INC 0.00% of their portfolio | 7.0k $683.4k | Added +2.1k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio | 6.2k $613.9k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 6.2k $608.0k | Reduced -264 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 3.9k $384.7k | Added +10 |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 3.9k $382.6k | Reduced -2.0k |
| HOWLAND CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 3.8k $375.6k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 3.8k $371.0k | Reduced -1.3k |
| FLPUTNAM INVESTMENT MANAGEMENT CO 0.01% of their portfolio | 3.7k $364.0k | Reduced -267 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 3.2k $314.0k | Added +104 |
| Mariner, LLC 0.00% of their portfolio | 2.9k $288.6k | Added +61 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 2.3k $231.0k | Added +540 |
| Lakeridge Wealth Management LLC 0.15% of their portfolio | 2.3k $225.7k | Added +250 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 2.2k $213.6k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 2.2k $213.0k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.9k $184.0k | Added +1.9k |
| JNBA Financial Advisors 0.02% of their portfolio | 1.5k $149.4k | Reduced -638 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 1.0k $104.2k | Added +205 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 871 $87.6k | Reduced -145 |
| HOWE & RUSLING INC 0.01% of their portfolio | 563 $55.4k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 493 $48.5k | Reduced -57 |
| COMERICA BANK 0.00% of their portfolio | 487 $47.9k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 390 $38.3k | New |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 329 $32.3k | Reduced -100 |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 178 $17.5k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 166 $16.3k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 137 $13.5k | Unchanged |
| FMR LLC 0.00% of their portfolio | 129 $12.7k | Added +12 |
| Laurel Wealth Advisors LLC 0.00% of their portfolio | 110 $10.8k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 100 $9.8k | Unchanged |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 100 $9.8k | Unchanged |
| Ransom Advisory, Ltd 0.01% of their portfolio | 100 $9.8k | First filing |
| Global Retirement Partners, LLC 0.00% of their portfolio | 97 $9.5k | Unchanged |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 78 $7.7k | Unchanged |
| Lindbrook Capital, LLC 0.00% of their portfolio | 55 $5.4k | Unchanged |
| Bray Capital Advisors 0.00% of their portfolio | 52 $5.1k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 52 $5.1k | Unchanged |
| Keener Financial Planning LLC 0.00% of their portfolio | 50 $5.0k | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 36 $3.5k | Unchanged |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 34 $3.0k | Reduced -25 |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 21 $2.1k | Unchanged |
| Founders Financial Alliance, LLC 0.00% of their portfolio | 14 $1.4k | New |
| DUNCKER STREETT & CO INC 0.00% of their portfolio | 13 $1.3k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 8 $753 | Unchanged |
| Vermillion & White Wealth Management Group, LLC 0.00% of their portfolio | 6 $590 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |