VANECK ETF TRUST SMOG
LOW CARBN ENERGY · ETP · CUSIP 92189F502
61
institutional holders
-4 vs Q3 2022
557.0k
shares reported held*
$61.8mreported value*
9 new
13 added
17 reduced
12 sold out
net bought ≈ $4.4m (+39.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $110.94. Options: 2 managers hold calls ($362.1m notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 65 |
| Q4 2022 | 61 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $337.2m | $0 | 0.00 |
| Q4 2022 | $362.1m | $0 | 0.00 |
Biggest buyers
| JANE STREET GROUP, LLC | Added | +51.1k |
| HighTower Advisors, LLC | Added | +5.8k |
| AMERIPRISE FINANCIAL INC | Added | +4.3k |
| Money Design Co.,Ltd. | Added | +4.2k |
| NewEdge Advisors, LLC | New | +3.8k |
| CITADEL ADVISORS LLC | New | +2.9k |
| KESTRA PRIVATE WEALTH SERVICES, LLC | Added | +2.0k |
| BANK OF MONTREAL /CAN/ | Added | +786 |
| UBS Group AG | Added | +743 |
| FLPUTNAM INVESTMENT MANAGEMENT CO | Added | +345 |
Biggest sellers
| FLOW TRADERS U.S. LLC | Sold out | -5.6k |
| Highland Private Wealth Management | Sold out | -4.3k |
| OSAIC HOLDINGS, INC. | Reduced | -4.2k |
| MORGAN STANLEY | Reduced | -3.9k |
| Bienville Capital Management, LLC | Sold out | -3.5k |
| ROYAL BANK OF CANADA | Reduced | -2.6k |
| Private Advisor Group, LLC | Sold out | -2.2k |
| Veritable, L.P. | Reduced | -2.1k |
| J.P. Morgan Private Wealth Advisors LLC | Sold out | -2.0k |
| LPL Financial LLC | Reduced | -1.2k |
Biggest calls
| SIMPLEX TRADING, LLC | Reduced | $362.1m7.1m shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Money Design Co.,Ltd. 0.43% of their portfolio | 113.3k $12.6m | Added +4.2k |
| JANE STREET GROUP, LLC 0.02% of their portfolio | 83.0k $9.2m | Added +51.1k |
| HighTower Advisors, LLC 0.01% of their portfolio | 42.4k $4.7m | Added +5.8k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.45% of their portfolio | 39.8k $4.4m | Reduced -963 |
| MORGAN STANLEY 0.00% of their portfolio | 29.3k $3.2m | Reduced -3.9k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 24.2k $2.7m | Reduced -2.6k |
| UBS Group AG 0.00% of their portfolio | 23.9k $2.6m | Added +743 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 23.5k $2.6m | Added +4.3k |
| Federation des caisses Desjardins du Quebec 0.03% of their portfolio | 21.4k $2.4m | Reduced -558 |
| LPL Financial LLC 0.00% of their portfolio | 19.2k $2.1m | Reduced -1.2k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 14.8k $1.6m | Reduced -4.2k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.07% of their portfolio | 12.9k $1.4m | Added +2.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 11.1k $1.2m | Reduced -619 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 10.6k $1.2m | Reduced -304 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 9.0k $996.0k | Reduced -209 |
| Veritable, L.P. 0.02% of their portfolio | 8.1k $900.9k | Reduced -2.1k |
| Atlas Private Wealth Management, LLC 0.41% of their portfolio | 8.1k $895.3k | Unchanged |
| OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.06% of their portfolio | 6.5k $721.3k | Unchanged |
| Palisades Hudson Asset Management, L.P. 0.40% of their portfolio | 6.5k $721.0k | Reduced -41 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 5.4k $602.4k | Reduced -634 |
| HOWLAND CAPITAL MANAGEMENT LLC 0.03% of their portfolio | 4.8k $534.4k | Unchanged |
| FLPUTNAM INVESTMENT MANAGEMENT CO 0.02% of their portfolio | 4.6k $515.4k | Added +345 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 3.8k $414.8k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 2.9k $321.9k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 2.9k $320.2k | Added +211 |
| Mariner, LLC 0.00% of their portfolio | 2.9k $319.0k | Reduced -50 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 2.6k $287.0k | Reduced -25 |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 2.4k $264.7k | Unchanged |
| JNBA Financial Advisors 0.03% of their portfolio | 2.2k $244.0k | Unchanged |
| GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio | 2.1k $229.5k | Added +45 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 2.0k $242.4k | Added +786 |
| Endowment Wealth Management, Inc. 0.24% of their portfolio | 2.0k $219.0k | Added +94 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 2.0k $217.7k | Unchanged |
| Elk River Wealth Management LLC 0.05% of their portfolio | 1.9k $206.8k | Unchanged |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 846 $93.7k | Reduced -35 |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 800 $88.3k | Unchanged |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 625 $93.5k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 550 $61.0k | Unchanged |
| BLAIR WILLIAM & CO/IL 0.00% of their portfolio | 324 $35.9k | Added +4 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 274 $30.4k | New |
| TRUST CO OF VERMONT 0.00% of their portfolio | 182 $20.2k | New |
| PRIVATE TRUST CO NA 0.00% of their portfolio | 178 $20.0k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 166 $18.4k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 137 $15.2k | Unchanged |
| Ameritas Investment Partners, Inc. 0.00% of their portfolio | 115 $12.7k | Unchanged |
| Laurel Wealth Advisors LLC 0.00% of their portfolio | 110 $12.2k | Unchanged |
| UMB Bank, n.a. 0.00% of their portfolio | 100 $11.0k | Unchanged |
| FinTrust Capital Advisors, LLC 0.00% of their portfolio | 100 $11.1k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 97 $10.8k | Unchanged |
| FMR LLC 0.00% of their portfolio | 89 $9.8k | Reduced -2 |
| Ruedi Wealth Management, Inc. 0.01% of their portfolio | 87 $9.6k | First filing |
| Belpointe Asset Management LLC 0.00% of their portfolio | 81 $9.0k | New |
| TUCKER ASSET MANAGEMENT LLC 0.00% of their portfolio | 71 $7.9k | Unchanged |
| VAN ECK ASSOCIATES CORP 0.00% of their portfolio | 63 $7.0k | Added +1 |
| Lindbrook Capital, LLC 0.00% of their portfolio | 55 $6.1k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 45 $5.0k | New |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 32 $3.0k | Reduced -19 |
| Advisory Services Network, LLC 0.00% of their portfolio | 13 $1.4k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 8 $836 | New |
| CWM, LLC 0.00% of their portfolio | 5 $1.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |