Vault-13

VANECK ETF TRUST XMPT

CEF MUNI INCOME · ETP · CUSIP 92189F460

58 institutional holders +3 vs Q1 2024
6,587,7676.6m shares reported held*
$145.0mreported value*
5 new 26 added 15 reduced 2 sold out net sold ≈ $18.8m (-853.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.02.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 55Q1 23: 52Q2 23: 53Q3 23: 51Q4 23: 53Q1 24: 55Q2 24: 5858Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202248
Q4 202255
Q1 202352
Q2 202353
Q3 202351
Q4 202353
Q1 202455
Q2 202458

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 21 cut or sold outQ2 23: 20 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 25 cut or sold outQ4 23: 27 bought or addedQ4 23: 20 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 25 cut or sold outQ2 24: 31 bought or addedQ2 24: 17 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20232821
Q2 20232025
Q3 20232725
Q4 20232720
Q1 20242525
Q2 20243117

Biggest buyers

UBS Group AG Added +100,375+100.4k
ENVESTNET ASSET MANAGEMENT INC Added +62,308+62.3k
LPL Financial LLC Added +28,857+28.9k
CITADEL ADVISORS LLC New +22,104+22.1k
FIDELITY D & D BANCORP INC Added +21,121+21.1k
PRUDENTIAL FINANCIAL INC Added +13,789+13.8k
SYKON CAPITAL LLC Added +13,008+13.0k
PARK AVENUE SECURITIES LLC Added +9,111+9.1k
Ausdal Financial Partners, Inc. Added +9,007+9.0k
Baird Financial Group, Inc. Added +7,226+7.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -574,170-574.2k
MORGAN STANLEY Reduced -466,229-466.2k
Bramshill Investments, LLC Sold out -53,579-53.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -22,037-22.0k
Marcum Wealth, LLC Reduced -16,004-16.0k
GeoWealth Management, LLC Sold out -15,469-15.5k
Private Advisor Group, LLC Reduced -14,437-14.4k
OSAIC HOLDINGS, INC. Reduced -7,277-7.3k
Hedeker Wealth, LLC Reduced -2,812-2.8k
WELLS FARGO & COMPANY/MN Reduced -1,527-1.5k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,155,0692.2m $47.4m $47.4m 0.01% Added +100.4k +100,375
2 FIDELITY D & D BANCORP INC 16.37% of their portfolio Dunmore, PA 980,975981.0k $21.6m $21.6m 16.37% Added +21.1k +21,121
3 Marcum Wealth, LLC 2.02% of their portfolio CLEVELAND, OH 915,132915.1k $20.1m $20.1m 2.02% Reduced -16.0k -16,004
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 612,621612.6k $13.5m $13.5m 0.00% Reduced -574.2k -574,170
5 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 341,989342.0k $7.5m $7.5m 0.00% Added +62.3k +62,308
6 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 250,943250.9k $5.5m $5.5m 0.04% Added +1.7k +1,714
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 213,709213.7k $4.7m $4.7m 0.00% Reduced -466.2k -466,229
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 118,826118.8k $2.6m $2.6m 0.00% Added +28.9k +28,857
9 SYKON CAPITAL LLC 0.93% of their portfolio HARRISON, NY 111,807111.8k $2.5m $2.5m 0.93% Added +13.0k +13,008
10 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 109,683109.7k $2.4m $2.4m 0.01% Added +6.9k +6,936
11 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 92,66392.7k $2.0m $2.0m 0.00% Reduced -1.1k -1,103
12 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 63,60063.6k $1.4m $1.4m 0.00% Added +7.2k +7,226
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 63,22263.2k $1.4m $1.4m 0.00% Added +4.2k +4,217
14 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 55,32555.3k $1.2m $1.2m 0.00% Added +13.8k +13,789
15 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 46,51446.5k $1.0m $1.0m 0.01% Added +9.1k +9,111
16 VitalStone Financial, LLC 0.64% of their portfolio SHAVANO PARK, TX 40,38940.4k $889.0k $889.0k 0.64% Reduced -318 -318
17 Hedeker Wealth, LLC 0.25% of their portfolio Lincolnshire, IL 39,86939.9k $877.5k $877.5k 0.25% Reduced -2.8k -2,812
18 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 38,50038.5k $847.4k $847.4k 0.00% Unchanged
19 Cross Staff Investments Inc 0.64% of their portfolio PITTSFORD, NY 35,00035.0k $770.4k $770.4k 0.64% Unchanged
20 SimpliFi, Inc. 0.32% of their portfolio SAN DIEGO, CA 31,23231.2k $687.4k $687.4k 0.32% Added +705 +705
21 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 27,28727.3k $600.6k $600.6k 0.02% Added +2.4k +2,416
22 Intrua Financial, LLC 0.09% of their portfolio Houston, TX 25,06625.1k $551.7k $551.7k 0.09% Added +837 +837
23 Madrona Financial Services, LLC 0.17% of their portfolio EVERETT, WA 24,85124.9k $547.0k $547.0k 0.17% Added +4.4k +4,354
24 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,10422.1k $486.5k $486.5k 0.00% New
25 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 19,15719.2k $421.7k $421.7k 0.05% Added +9.0k +9,007
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,56018.6k $408.5k $408.5k 0.00% Added +218 +218
27 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 18,52718.5k $407.8k $407.8k 0.01% Reduced -609 -609
28 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 17,69217.7k $389.4k $389.4k 0.01% Added +60 +60
29 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,13215.1k $333.0k $333.0k 0.00% Added +4.7k +4,739
30 Provenance Wealth Advisors, LLC 0.04% of their portfolio FORT LAUDERDALE, FL 13,16013.2k $289.7k $289.7k 0.04% Unchanged
31 WCG Wealth Advisors LLC 0.02% of their portfolio LAS VEGAS, NV 11,70011.7k $258.0k $258.0k 0.02% Added +8 +8
32 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,6529.7k $212.4k $212.4k 0.00% Reduced -14.4k -14,437
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,5769.6k $210.8k $210.8k 0.00% Reduced -22.0k -22,037
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,4169.4k $207.3k $207.3k 0.00% Reduced -7.3k -7,277
35 WealthShield Partners, LLC 0.03% of their portfolio CARY, NC 9,1689.2k $201.8k $201.8k 0.03% Added +1.3k +1,312
36 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 4,8284.8k $106.3k $106.3k 0.01% New
37 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,6142.6k $58.0k $58.0k 0.00% Added +90 +90
38 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 2,3962.4k $52.7k $52.7k 0.01% New
39 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 2,0672.1k $45.5k $45.5k 0.00% Unchanged
40 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,8001.8k $39.0k $39.0k 0.00% Unchanged
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,7811.8k $39.2k $39.2k 0.00% Reduced -1.5k -1,527
42 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 1,7421.7k $38.3k $38.3k 0.01% Added +742 +742
43 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0981.1k $24.1k $24.1k 0.00% Unchanged
44 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 750750 $17.0k $17.0k 0.00% Added +8 +8
45 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 677677 $14.9k $14.9k 0.00% Reduced -1 -1
46 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 489489 $10.8k $10.8k 0.00% Added +3 +3
47 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 300300 $6.6k $6.6k 0.00% Unchanged
48 Western Pacific Wealth Management, LP 0.00% of their portfolio LAKE FOREST, IL 300300 $6.6k $6.6k 0.00% Unchanged
49 HOWE & RUSLING INC 0.00% of their portfolio ROCHESTER, NY 200200 $4.4k $4.4k 0.00% New
50 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 152152 $3.3k $3.3k 0.00% New
51 FMR LLC 0.00% of their portfolio BOSTON, MA 136136 $3.0k $3.0k 0.00% Added +30 +30
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4848 $1.1k $1.1k 0.00% Unchanged
53 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4242 $924 $924 0.00% Unchanged
54 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 1414 $308 $308 0.00% Reduced -582 -582
55 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 1111 $242 $242 0.00% Reduced -5 -5
56 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 55 $117 $117 0.00% Unchanged
57 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 11 $22 $22 0.00% Reduced -234 -234
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged