Vault-13

VANECK ETF TRUST XMPT

CEF MUNI INCOME · ETP · CUSIP 92189F460

51 institutional holders -2 vs Q2 2023
5,689,1435.7m shares reported held*
$107.6mreported value*
8 new 19 added 14 reduced 11 sold out net bought ≈ $9.3m (+492.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.92.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 55Q1 23: 52Q2 23: 53Q3 23: 5151Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202248
Q4 202255
Q1 202352
Q2 202353
Q3 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 27 bought or addedQ3 23: 25 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20232821
Q2 20232025
Q3 20232725

Biggest buyers

UBS Group AG Added +159,569+159.6k
Private Advisor Group, LLC New +117,195+117.2k
Legacy Capital Wealth Partners, LLC New +106,676+106.7k
BANK OF AMERICA CORP /DE/ Added +84,858+84.9k
VitalStone Financial, LLC New +77,164+77.2k
OSAIC HOLDINGS, INC. Added +74,369+74.4k
Marcum Wealth, LLC Added +60,049+60.0k
ENVESTNET ASSET MANAGEMENT INC Added +42,731+42.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +17,952+18.0k
PRUDENTIAL FINANCIAL INC Added +10,654+10.7k

Biggest sellers

LPL Financial LLC Reduced -63,344-63.3k
FLOW TRADERS U.S. LLC Sold out -44,464-44.5k
MORGAN STANLEY Reduced -38,959-39.0k
OneAscent Financial Services LLC Sold out -30,624-30.6k
Aveo Capital Partners, LLC Sold out -15,069-15.1k
U.S. Capital Wealth Advisors, LLC Sold out -12,000-12.0k
Raymond James Financial Services Advisors, Inc. Reduced -11,041-11.0k
Wealth Management Associates, Inc. Sold out -10,660-10.7k
Gryphon Financial Partners LLC Sold out -10,065-10.1k
White Knight Strategic Wealth Advisors, LLC Sold out -9,907-9.9k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,892,8381.9m $35.8m $35.8m 0.02% Added +159.6k +159,569
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 873,799873.8k $16.5m $16.5m 0.00% Added +84.9k +84,858
3 Marcum Wealth, LLC 1.95% of their portfolio CLEVELAND, OH 858,107858.1k $16.2m $16.2m 1.95% Added +60.0k +60,049
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 260,933260.9k $4.9m $4.9m 0.00% Reduced -39.0k -38,959
5 Clark Capital Management Group, Inc. 0.05% of their portfolio PHILADELPHIA, PA 241,751241.8k $4.6m $4.6m 0.05% Added +3.7k +3,711
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 210,761210.8k $4.0m $4.0m 0.00% Added +42.7k +42,731
7 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 149,566149.6k $2.8m $2.8m 0.00% Added +74.4k +74,369
8 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 117,195117.2k $2.2m $2.2m 0.02% New
9 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 113,631113.6k $2.2m $2.2m 0.00% Reduced -7.4k -7,352
10 Legacy Capital Wealth Partners, LLC 0.55% of their portfolio LITTLE ROCK, AR 106,676106.7k $2.0m $2.0m 0.55% New
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 105,383105.4k $2.0m $2.0m 0.00% Reduced -63.3k -63,344
12 VitalStone Financial, LLC 1.27% of their portfolio SHAVANO PARK, TX 77,16477.2k $1.5m $1.5m 1.27% New
13 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 68,41668.4k $1.3m $1.3m 0.00% Reduced -11.0k -11,041
14 QP WEALTH MANAGEMENT, LLC 1.79% of their portfolio BOCA RATON, FL 54,33354.3k $1.0m $1.0m 1.79% Reduced -6.2k -6,207
15 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 52,69852.7k $996.0k $996.0k 0.01% Added +1.5k +1,518
16 Keystone Financial Group 0.16% of their portfolio LEXINGTON, KY 50,76250.8k $959.4k $959.4k 0.16% Unchanged
17 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 50,54950.5k $955.4k $955.4k 0.00% Added +5.4k +5,425
18 Hedeker Wealth, LLC 0.31% of their portfolio Lincolnshire, IL 47,59447.6k $899.5k $899.5k 0.31% Added +6.3k +6,341
19 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 35,07135.1k $662.8k $662.8k 0.00% Added +314 +314
20 Cross Staff Investments Inc 0.65% of their portfolio PITTSFORD, NY 35,00035.0k $661.5k $661.5k 0.65% Reduced -4.0k -4,000
21 SimpliFi, Inc. 0.30% of their portfolio SAN DIEGO, CA 31,98632.0k $604.5k $604.5k 0.30% Added +277 +277
22 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 29,36129.4k $555.0k $555.0k 0.01% Reduced -378 -378
23 FREEDOM WEALTH ALLIANCE, LLC 0.90% of their portfolio BROOKFIELD, WI 28,82428.8k $544.8k $544.8k 0.90% Added +60 +60
24 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 23,71223.7k $448.2k $448.2k 0.02% Reduced -133 -133
25 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 23,60723.6k $446.2k $446.2k 0.00% Added +10.7k +10,654
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 21,12721.1k $400.0k $400.0k 0.00% Added +10.5k +10,515
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,41219.4k $366.9k $366.9k 0.00% Added +6.1k +6,095
28 Madrona Financial Services, LLC 0.16% of their portfolio EVERETT, WA 18,87418.9k $356.7k $356.7k 0.16% Unchanged
29 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 17,95618.0k $339.4k $339.4k 0.01% Reduced -6.9k -6,948
30 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,95218.0k $339.3k $339.3k 0.00% New
31 Provenance Wealth Advisors, LLC 0.04% of their portfolio FORT LAUDERDALE, FL 13,16013.2k $248.7k $248.7k 0.04% First filing
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,64211.6k $220.0k $220.0k 0.00% Reduced -495 -495
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,23811.2k $212.4k $212.4k 0.00% Reduced -3.3k -3,337
34 WealthShield Partners, LLC 0.03% of their portfolio CARY, NC 9,1489.1k $172.9k $172.9k 0.03% Reduced -1.8k -1,790
35 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,4792.5k $47.0k $47.0k 0.00% Added +113 +113
36 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,8001.8k $34.0k $34.0k 0.00% Unchanged
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,5011.5k $28.4k $28.4k 0.00% Reduced -547 -547
38 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0981.1k $20.8k $20.8k 0.00% Unchanged
39 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 1,0001.0k $18.9k $18.9k 0.01% Added +12 +12
40 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 850850 $16.0k $16.0k 0.00% Reduced -725 -725
41 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 742742 $14.0k $14.0k 0.00% Added +5 +5
42 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 525525 $9.9k $9.9k 0.00% Added +2 +2
43 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 300300 $5.7k $5.7k 0.00% Unchanged
44 CWM, LLC 0.00% of their portfolio OMAHA, NE 278278 $5.0k $5.0k 0.00% Unchanged
45 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 7171 $1.3k $1.3k 0.00% New
46 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4848 $907 $907 0.00% Unchanged
47 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 4242 $794 $794 0.00% New
48 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 3434 $643 $643 0.00% New
49 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 1616 $302 $302 0.00% Unchanged
50 FMR LLC 0.00% of their portfolio BOSTON, MA 44 $76 $76 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged