Vault-13

VANECK ETF TRUST XMPT

CEF MUNI INCOME · ETP · CUSIP 92189F460

53 institutional holders +1 vs Q1 2023
5,184,0045.2m shares reported held*
$109.6mreported value*
4 new 16 added 21 reduced 4 sold out net bought ≈ $6.4m (+303.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.15.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 55Q1 23: 52Q2 23: 5353Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202248
Q4 202255
Q1 202352
Q2 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 25 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20232821
Q2 20232025

Biggest buyers

UBS Group AG Added +316,747+316.7k
Clark Capital Management Group, Inc. Added +91,124+91.1k
Marcum Wealth, LLC Added +52,799+52.8k
FLOW TRADERS U.S. LLC New +44,464+44.5k
BANK OF AMERICA CORP /DE/ Added +24,421+24.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +14,575+14.6k
Hedeker Wealth, LLC Added +13,057+13.1k
PRUDENTIAL FINANCIAL INC New +12,953+13.0k
SimpliFi, Inc. Added +12,611+12.6k
U.S. Capital Wealth Advisors, LLC New +12,000+12.0k

Biggest sellers

Legacy Capital Wealth Partners, LLC Sold out -101,132-101.1k
Aveo Capital Partners, LLC Reduced -45,182-45.2k
OSAIC HOLDINGS, INC. Reduced -28,491-28.5k
LPL Financial LLC Reduced -26,011-26.0k
Tidal Investments LLC Reduced -24,938-24.9k
MML INVESTORS SERVICES, LLC Reduced -20,472-20.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -17,998-18.0k
COMMONWEALTH EQUITY SERVICES, LLC Sold out -9,317-9.3k
White Knight Strategic Wealth Advisors, LLC Reduced -9,019-9.0k
NewEdge Advisors, LLC Reduced -8,607-8.6k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,733,2691.7m $36.6m $36.6m 0.02% Added +316.7k +316,747
2 Marcum Wealth, LLC 1.98% of their portfolio CLEVELAND, OH 798,058798.1k $16.9m $16.9m 1.98% Added +52.8k +52,799
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 788,941788.9k $16.7m $16.7m 0.00% Added +24.4k +24,421
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 299,892299.9k $6.3m $6.3m 0.00% Added +8.6k +8,633
5 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 238,040238.0k $5.0m $5.0m 0.04% Added +91.1k +91,124
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 168,727168.7k $3.6m $3.6m 0.00% Reduced -26.0k -26,011
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 168,030168.0k $3.6m $3.6m 0.00% Reduced -18.0k -17,998
8 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 120,983121.0k $2.6m $2.6m 0.01% Reduced -3.8k -3,811
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 79,45779.5k $1.7m $1.7m 0.00% Reduced -4.8k -4,787
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 75,19775.2k $1.6m $1.6m 0.00% Reduced -28.5k -28,491
11 QP WEALTH MANAGEMENT, LLC 2.03% of their portfolio BOCA RATON, FL 60,54060.5k $1.3m $1.3m 2.03% Added +5.2k +5,170
12 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 51,18051.2k $1.1m $1.1m 0.01% Reduced -6.2k -6,182
13 Keystone Financial Group 0.18% of their portfolio LEXINGTON, KY 50,76250.8k $1.1m $1.1m 0.18% First filing
14 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 45,12445.1k $953.9k $953.9k 0.00% First filing
15 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 44,46444.5k $940.0k $940.0k 0.04% New
16 Hedeker Wealth, LLC 0.29% of their portfolio Lincolnshire, IL 41,25341.3k $872.1k $872.1k 0.29% Added +13.1k +13,057
17 Cross Staff Investments Inc 0.76% of their portfolio PITTSFORD, NY 39,00039.0k $824.5k $824.5k 0.76% Unchanged
18 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 34,75734.8k $734.8k $734.8k 0.00% Added +104 +104
19 SimpliFi, Inc. 0.32% of their portfolio SAN DIEGO, CA 31,70931.7k $670.3k $670.3k 0.32% Added +12.6k +12,611
20 OneAscent Financial Services LLC 0.29% of their portfolio BIRMINGHAM, AL 30,62430.6k $647.0k $647.0k 0.29% Added +7.5k +7,491
21 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 29,73929.7k $629.0k $629.0k 0.01% Added +7.8k +7,773
22 FREEDOM WEALTH ALLIANCE, LLC 0.85% of their portfolio BROOKFIELD, WI 28,76428.8k $611.5k $611.5k 0.85% Reduced -422 -422
23 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 24,90424.9k $526.0k $526.0k 0.02% Reduced -24.9k -24,938
24 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 23,84523.8k $504.1k $504.1k 0.02% Added +2.1k +2,135
25 Madrona Financial Services, LLC 0.20% of their portfolio EVERETT, WA 18,87418.9k $399.0k $399.0k 0.20% Reduced -108 -108
26 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 15,06915.1k $318.6k $318.6k 0.04% Reduced -45.2k -45,182
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,57514.6k $308.1k $308.1k 0.00% New
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,31713.3k $281.5k $281.5k 0.00% Reduced -933 -933
29 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 12,95313.0k $273.8k $273.8k 0.00% New
30 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,13712.1k $257.0k $257.0k 0.00% Reduced -20.5k -20,472
31 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 12,00012.0k $253.7k $253.7k 0.01% New
32 WealthShield Partners, LLC 0.03% of their portfolio CARY, NC 10,93810.9k $231.2k $231.2k 0.03% Reduced -1.6k -1,607
33 Wealth Management Associates, Inc. 0.13% of their portfolio Cherry Hill, NJ 10,66010.7k $225.4k $225.4k 0.13% Unchanged
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,61210.6k $224.0k $224.0k 0.00% Reduced -2.6k -2,608
35 Gryphon Financial Partners LLC 0.05% of their portfolio COLUMBUS, OH 10,06510.1k $212.8k $212.8k 0.05% Added +95 +95
36 White Knight Strategic Wealth Advisors, LLC 0.25% of their portfolio PRINCETON, NJ 9,9079.9k $209.4k $209.4k 0.25% Reduced -9.0k -9,019
37 Straight Path Wealth Management 0.14% of their portfolio Jenison, MI 9,7189.7k $205.4k $205.4k 0.14% Reduced -500 -500
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,9042.9k $61.4k $61.4k 0.00% Added +2.5k +2,532
39 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,3662.4k $50.0k $50.0k 0.00% Added +6 +6
40 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,0482.0k $43.3k $43.3k 0.00% Reduced -549 -549
41 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,8001.8k $38.0k $38.0k 0.00% Unchanged
42 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5751.6k $33.3k $33.3k 0.00% Unchanged
43 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,5741.6k $33.3k $33.3k 0.00% Reduced -76 -76
44 PFS Partners, LLC 0.03% of their portfolio MINE HILL, NJ 1,4651.5k $31.0k $31.0k 0.03% Added +14 +14
45 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0981.1k $23.2k $23.2k 0.00% Unchanged
46 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 988988 $20.9k $20.9k 0.01% Unchanged
47 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 737737 $16.0k $16.0k 0.00% Reduced -4.2k -4,196
48 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 523523 $11.1k $11.1k 0.00% Reduced -8.6k -8,607
49 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 300300 $6.3k $6.3k 0.00% Unchanged
50 CWM, LLC 0.00% of their portfolio OMAHA, NE 278278 $6.0k $6.0k 0.00% Reduced -3.6k -3,626
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4848 $1.0k $1.0k 0.00% Unchanged
52 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 1616 $339 $339 0.00% Unchanged
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged