Vault-13

VANECK ETF TRUST XMPT

CEF MUNI INCOME · ETP · CUSIP 92189F460

52 institutional holders -3 vs Q4 2022
5,744,1865.7m shares reported held*
$124.6mreported value*
5 new 23 added 13 reduced 8 sold out net bought ≈ $31.4m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.70.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 55Q1 23: 5252Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202248
Q4 202255
Q1 202352

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 28 bought or addedQ1 23: 21 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223019
Q1 20232821

Biggest buyers

UBS Group AG Added +1,046,618+1.0m
BANK OF AMERICA CORP /DE/ Added +245,155+245.2k
Clark Capital Management Group, Inc. Added +68,044+68.0k
Marcum Wealth, LLC Added +60,041+60.0k
ENVESTNET ASSET MANAGEMENT INC Added +47,342+47.3k
Tidal Investments LLC Added +31,961+32.0k
Hedeker Wealth, LLC New +28,196+28.2k
OSAIC HOLDINGS, INC. Added +20,866+20.9k
MORGAN STANLEY Added +19,845+19.8k
SimpliFi, Inc. New +19,098+19.1k

Biggest sellers

LPL Financial LLC Reduced -78,953-79.0k
Sowell Financial Services LLC Sold out -17,777-17.8k
Financial Advocates Investment Management Sold out -15,466-15.5k
White Knight Strategic Wealth Advisors, LLC Reduced -13,844-13.8k
JANE STREET GROUP, LLC Sold out -13,038-13.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -11,757-11.8k
GeoWealth Management, LLC Sold out -10,993-11.0k
PFS Partners, LLC Reduced -7,061-7.1k
U.S. Capital Wealth Advisors, LLC Sold out -7,000-7.0k
FREEDOM WEALTH ALLIANCE, LLC Reduced -3,641-3.6k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,416,5221.4m $30.7m $30.7m 0.01% Added +1.0m +1,046,618
2 FIDELITY D & D BANCORP INC 15.61% of their portfolio Dunmore, PA 959,854959.9k $20.8m $20.8m 15.61% First filing
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 764,520764.5k $16.6m $16.6m 0.00% Added +245.2k +245,155
4 Marcum Wealth, LLC 2.02% of their portfolio CLEVELAND, OH 745,259745.3k $16.2m $16.2m 2.02% Added +60.0k +60,041
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 291,259291.3k $6.3m $6.3m 0.00% Added +19.8k +19,845
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 194,738194.7k $4.2m $4.2m 0.00% Reduced -79.0k -78,953
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 186,028186.0k $4.0m $4.0m 0.00% Added +47.3k +47,342
8 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 146,916146.9k $3.2m $3.2m 0.04% Added +68.0k +68,044
9 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 124,794124.8k $2.7m $2.7m 0.01% Added +5.9k +5,884
10 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 103,688103.7k $2.2m $2.2m 0.00% Added +20.9k +20,866
11 Legacy Capital Wealth Partners, LLC 0.60% of their portfolio LITTLE ROCK, AR 101,132101.1k $2.2m $2.2m 0.60% Added +1.0k +1,005
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 84,24484.2k $1.8m $1.8m 0.00% Added +2.1k +2,107
13 Aveo Capital Partners, LLC 0.17% of their portfolio ENGLEWOOD, CO 60,25160.3k $1.3m $1.3m 0.17% Added +5.7k +5,668
14 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 57,36257.4k $1.2m $1.2m 0.01% Reduced -3.3k -3,269
15 QP WEALTH MANAGEMENT, LLC 1.97% of their portfolio BOCA RATON, FL 55,37055.4k $1.2m $1.2m 1.97% Added +4.0k +3,992
16 Tidal Investments LLC 0.02% of their portfolio Milwaukee, WI 49,84249.8k $1.1m $1.1m 0.02% Added +32.0k +31,961
17 Cross Staff Investments Inc 0.84% of their portfolio PITTSFORD, NY 39,00039.0k $846.3k $846.3k 0.84% Unchanged
18 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 34,65334.7k $752.0k $752.0k 0.00% Added +9.2k +9,246
19 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 32,60932.6k $708.0k $708.0k 0.01% Added +5.4k +5,355
20 FREEDOM WEALTH ALLIANCE, LLC 0.95% of their portfolio BROOKFIELD, WI 29,18629.2k $633.3k $633.3k 0.95% Reduced -3.6k -3,641
21 Hedeker Wealth, LLC 0.22% of their portfolio Lincolnshire, IL 28,19628.2k $611.9k $611.9k 0.22% New
22 OneAscent Financial Services LLC 0.20% of their portfolio BIRMINGHAM, AL 23,13323.1k $502.0k $502.0k 0.20% Reduced -402 -402
23 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 21,96622.0k $477.0k $477.0k 0.01% Reduced -3.4k -3,386
24 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 21,71021.7k $471.1k $471.1k 0.03% Added +889 +889
25 SimpliFi, Inc. 0.20% of their portfolio SAN DIEGO, CA 19,09819.1k $414.4k $414.4k 0.20% New
26 Madrona Financial Services, LLC 0.22% of their portfolio EVERETT, WA 18,98219.0k $411.9k $411.9k 0.22% Reduced -64 -64
27 White Knight Strategic Wealth Advisors, LLC 0.52% of their portfolio PRINCETON, NJ 18,92618.9k $411.0k $411.0k 0.52% Reduced -13.8k -13,844
28 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,25014.2k $309.2k $309.2k 0.00% Reduced -1.6k -1,611
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,22013.2k $287.0k $287.0k 0.00% Added +1.6k +1,626
30 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 12,54512.5k $272.2k $272.2k 0.04% Reduced -2.4k -2,417
31 Wealth Management Associates, Inc. 0.14% of their portfolio Cherry Hill, NJ 10,66010.7k $231.3k $231.3k 0.14% Unchanged
32 Straight Path Wealth Management 0.18% of their portfolio Jenison, MI 10,21810.2k $221.7k $221.7k 0.18% Added +116 +116
33 Gryphon Financial Partners LLC 0.05% of their portfolio COLUMBUS, OH 9,97010.0k $216.4k $216.4k 0.05% Added +66 +66
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,3179.3k $202.0k $202.0k 0.00% New
35 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,1309.1k $198.1k $198.1k 0.00% Reduced -2.2k -2,191
36 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 4,9334.9k $107.0k $107.0k 0.00% Added +2.2k +2,199
37 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 4,0004.0k $86.0k $86.0k 0.01% New
38 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,9043.9k $85.0k $85.0k 0.00% Reduced -50 -50
39 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,5972.6k $56.4k $56.4k 0.00% Reduced -1 -1
40 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,3602.4k $51.0k $51.0k 0.00% Added +110 +110
41 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,8001.8k $39.0k $39.0k 0.00% Unchanged
42 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,6501.6k $35.8k $35.8k 0.00% Unchanged
43 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5751.6k $33.4k $33.4k 0.00% Not comparable
44 PFS Partners, LLC 0.03% of their portfolio MINE HILL, NJ 1,4511.5k $31.5k $31.5k 0.03% Reduced -7.1k -7,061
45 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0981.1k $23.8k $23.8k 0.00% Unchanged
46 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 988988 $21.4k $21.4k 0.01% Added +160 +160
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 372372 $8.1k $8.1k 0.00% New
48 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 346346 $7.5k $7.5k 0.00% Added +106 +106
49 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 300300 $6.5k $6.5k 0.00% Unchanged
50 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4848 $1.0k $1.0k 0.00% Unchanged
51 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 1616 $347 $347 0.00% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged