Vault-13

VANECK ETF TRUST XMPT

CEF MUNI INCOME · ETP · CUSIP 92189F460

55 institutional holders +7 vs Q3 2022
3,390,1043.4m shares reported held*
$72.8mreported value*
11 new 19 added 15 reduced 4 sold out net bought ≈ $39.6m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.49.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 48Q4 22: 5555Q3 22Q4 22
Numbers
QuarterHolders
Q3 202248
Q4 202255

Biggest buyers

Marcum Wealth, LLC New +685,218+685.2k
BANK OF AMERICA CORP /DE/ Added +416,860+416.9k
UBS Group AG Added +368,218+368.2k
HighTower Advisors, LLC New +118,910+118.9k
ENVESTNET ASSET MANAGEMENT INC Added +100,944+100.9k
LPL Financial LLC Added +85,917+85.9k
Aveo Capital Partners, LLC New +54,583+54.6k
Clark Capital Management Group, Inc. Added +49,609+49.6k
OSAIC HOLDINGS, INC. Added +43,661+43.7k
QP WEALTH MANAGEMENT, LLC Added +29,803+29.8k

Biggest sellers

CoreCap Advisors, LLC Reduced -85,640-85.6k
MORGAN STANLEY Reduced -43,626-43.6k
HARBOUR INVESTMENTS, INC. Reduced -27,102-27.1k
Ausdal Financial Partners, Inc. Sold out -21,226-21.2k
MML INVESTORS SERVICES, LLC Reduced -15,737-15.7k
CITADEL ADVISORS LLC Sold out -15,154-15.2k
GeoWealth Management, LLC Reduced -13,201-13.2k
Tidal Investments LLC Reduced -7,206-7.2k
NewEdge Advisors, LLC Reduced -5,641-5.6k
Raymond James Financial Services Advisors, Inc. Reduced -4,890-4.9k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Marcum Wealth, LLC 1.95% of their portfolio CLEVELAND, OH 685,218685.2k $14.7m $14.7m 1.95% New
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 519,365519.4k $11.2m $11.2m 0.00% Added +416.9k +416,860
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 369,904369.9k $7.9m $7.9m 0.00% Added +368.2k +368,218
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 273,691273.7k $5.9m $5.9m 0.01% Added +85.9k +85,917
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 271,414271.4k $5.8m $5.8m 0.00% Reduced -43.6k -43,626
6 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 138,686138.7k $3.0m $3.0m 0.00% Added +100.9k +100,944
7 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 118,910118.9k $2.5m $2.5m 0.01% New
8 Legacy Capital Wealth Partners, LLC 1.03% of their portfolio LITTLE ROCK, AR 100,127100.1k $2.1m $2.1m 1.03% Added +5.7k +5,692
9 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 82,82282.8k $1.8m $1.8m 0.00% Added +43.7k +43,661
10 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 82,13782.1k $1.8m $1.8m 0.00% Reduced -4.9k -4,890
11 Clark Capital Management Group, Inc. 0.02% of their portfolio PHILADELPHIA, PA 78,87278.9k $1.7m $1.7m 0.02% Added +49.6k +49,609
12 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 60,63160.6k $1.3m $1.3m 0.01% Added +5.6k +5,574
13 Aveo Capital Partners, LLC 0.18% of their portfolio ENGLEWOOD, CO 54,58354.6k $1.2m $1.2m 0.18% New
14 QP WEALTH MANAGEMENT, LLC 1.72% of their portfolio BOCA RATON, FL 51,37851.4k $1.1m $1.1m 1.72% Added +29.8k +29,803
15 Keystone Financial Group 0.21% of their portfolio LEXINGTON, KY 48,74448.7k $1.0m $1.0m 0.21% Unchanged
16 Cross Staff Investments Inc 0.88% of their portfolio PITTSFORD, NY 39,00039.0k $837.5k $837.5k 0.88% Added +15.0k +15,000
17 FREEDOM WEALTH ALLIANCE, LLC 0.99% of their portfolio BROOKFIELD, WI 32,82732.8k $705.0k $705.0k 0.99% First filing
18 White Knight Strategic Wealth Advisors, LLC 0.97% of their portfolio PRINCETON, NJ 32,77032.8k $704.0k $704.0k 0.97% Added +2.6k +2,559
19 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 27,25427.3k $585.0k $585.0k 0.00% Reduced -15.7k -15,737
20 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 25,40725.4k $546.0k $546.0k 0.00% Reduced -91 -91
21 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 25,35225.4k $544.0k $544.0k 0.01% New
22 OneAscent Financial Services LLC 0.21% of their portfolio BIRMINGHAM, AL 23,53523.5k $505.0k $505.0k 0.21% Added +1.9k +1,917
23 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 20,82120.8k $447.1k $447.1k 0.03% Reduced -27.1k -27,102
24 Madrona Financial Services, LLC 0.23% of their portfolio EVERETT, WA 19,04619.0k $409.0k $409.0k 0.23% Added +1.1k +1,101
25 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 17,88117.9k $384.0k $384.0k 0.01% Reduced -7.2k -7,206
26 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 17,77717.8k $382.0k $382.0k 0.02% New
27 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 15,86115.9k $340.6k $340.6k 0.00% New
28 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 15,46615.5k $332.1k $332.1k 0.02% Reduced -666 -666
29 WealthShield Partners, LLC 0.06% of their portfolio CARY, NC 14,96215.0k $321.3k $321.3k 0.06% Reduced -1.3k -1,295
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,03813.0k $280.0k $280.0k 0.00% New
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,75711.8k $252.5k $252.5k 0.00% Reduced -4.1k -4,073
32 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,59411.6k $249.0k $249.0k 0.00% Added +2.9k +2,929
33 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,32111.3k $249.6k $249.6k 0.01% Reduced -5.6k -5,641
34 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 10,99311.0k $237.0k $237.0k 0.03% Reduced -13.2k -13,201
35 Wealth Management Associates, Inc. 0.15% of their portfolio Cherry Hill, NJ 10,66010.7k $228.9k $228.9k 0.15% Unchanged
36 Straight Path Wealth Management 0.21% of their portfolio Jenison, MI 10,10210.1k $216.9k $216.9k 0.21% New
37 Gryphon Financial Partners LLC 0.05% of their portfolio COLUMBUS, OH 9,9049.9k $212.7k $212.7k 0.05% Added +158 +158
38 PFS Partners, LLC 0.19% of their portfolio MINE HILL, NJ 8,5128.5k $182.8k $182.8k 0.19% New
39 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 7,0007.0k $150.3k $150.3k 0.01% New
40 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 4,8934.9k $105.1k $105.1k 0.01% Reduced -85.6k -85,640
41 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,9544.0k $85.0k $85.0k 0.00% Added +3.0k +3,000
42 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 2,7342.7k $59.0k $59.0k 0.00% Added +381 +381
43 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,5982.6k $55.8k $55.8k 0.00% Reduced -206 -206
44 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,2502.2k $48.0k $48.0k 0.00% Added +95 +95
45 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,8001.8k $38.0k $38.0k 0.00% Unchanged
46 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,6501.6k $35.4k $35.4k 0.00% Unchanged
47 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0981.1k $23.6k $23.6k 0.00% Unchanged
48 Aspire Private Capital, LLC 0.01% of their portfolio Cornelius, NC 828828 $17.8k $17.8k 0.01% Reduced -3 -3
49 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 300300 $6.4k $6.4k 0.00% Reduced -667 -667
50 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 240240 $5.2k $5.2k 0.00% New
51 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 172172 $3.7k $3.7k 0.00% Added +3 +3
52 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 4848 $1.0k $1.0k 0.00% First filing
53 Glen Eagle Advisors, LLC 0.00% of their portfolio KINGSTON, NJ 1616 $344 $344 0.00% Unchanged
54 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $21 $21 0.00% Unchanged
55 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged