Vault-13

VANECK ETF TRUST ANGL

FALLEN ANGEL HG · ETP · CUSIP 92189F437

345 institutional holders -2 vs Q4 2023
77,851,98977.9m shares reported held*
$2.2bnreported value*
38 new 146 added 126 reduced 39 sold out net bought ≈ $137.2m (+5.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($652.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.81. Options: 1 managers hold calls ($8.7k notional), 1 hold puts ($156.7k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 284Q4 22: 322Q1 23: 319Q2 23: 317Q3 23: 311Q4 23: 347Q1 24: 345345Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022284
Q4 2022322
Q1 2023319
Q2 2023317
Q3 2023311
Q4 2023347
Q1 2024345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 146 bought or addedQ4 22: 153 cut or sold outQ4 22Q1 23: 167 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 170 bought or addedQ2 23: 139 cut or sold outQ2 23Q3 23: 151 bought or addedQ3 23: 161 cut or sold outQ3 23Q4 23: 174 bought or addedQ4 23: 152 cut or sold outQ4 23Q1 24: 184 bought or addedQ1 24: 165 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022146153
Q1 2023167137
Q2 2023170139
Q3 2023151161
Q4 2023174152
Q1 2024184165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ2 23 calls: $774.8kQ2 23 puts: $1.0mQ2 23P/C 1.30Q3 23 calls: $89.3kQ3 23 puts: $146.1kQ3 23P/C 1.64Q4 23 calls: $374.1kQ4 23 puts: $342.5kQ4 23P/C 0.92Q1 24 calls: $8.7kQ1 24 puts: $156.7kQ1 24P/C 18.00
Numbers
QuarterCallsPutsP/C
Q2 2023$774.8k$1.0m1.30
Q3 2023$89.3k$146.1k1.64
Q4 2023$374.1k$342.5k0.92
Q1 2024$8.7k$156.7k18.00

Biggest buyers

MORGAN STANLEY Added +2,651,849+2.7m
State of Tennessee, Department of Treasury Added +1,138,000+1.1m
BANK OF AMERICA CORP /DE/ Added +690,612+690.6k
LPL Financial LLC Added +609,979+610.0k
JANE STREET GROUP, LLC New +500,000+500.0k
CITADEL ADVISORS LLC Added +362,149+362.1k
Cetera Investment Advisers Added +349,129+349.1k
One Capital Management, LLC Added +330,052+330.1k
MERCER GLOBAL ADVISORS INC /ADV Added +328,521+328.5k
Global Assets Advisory, LLC Added +270,505+270.5k

Biggest sellers

Morningstar Investment Services LLC Reduced -854,585-854.6k
ACT Advisors, LLC. Sold out -560,624-560.6k
AE Wealth Management LLC Reduced -413,198-413.2k
Tactive Advisors, LLC Reduced -393,250-393.2k
AMERIPRISE FINANCIAL INC Reduced -373,983-374.0k
Synergy Asset Management, LLC Reduced -342,480-342.5k
OSAIC HOLDINGS, INC. Reduced -308,868-308.9k
Cetera Advisor Networks LLC Sold out -204,145-204.1k
UBS Group AG Reduced -198,905-198.9k
MACKENZIE FINANCIAL CORP Reduced -165,840-165.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $8.7k300 shares

Biggest puts

CITADEL ADVISORS LLC Added $156.7k5.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 7,237,8577.2m $210.0m $210.0m 0.01% Added +2.7m +2,651,849
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,136,5607.1m $207.1m $207.1m 0.02% Added +690.6k +690,612
3 State of Tennessee, Department of Treasury 0.54% of their portfolio NASHVILLE, TN 5,071,6005.1m $147.2m $147.2m 0.54% Added +1.1m +1,138,000
4 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,377,6663.4m $98.0m $98.0m 0.05% Added +610.0k +609,979
5 Capital Investment Advisors, LLC 1.95% of their portfolio ATLANTA, GA 2,886,4722.9m $83.8m $83.8m 1.95% Added +173.0k +173,008
6 Cerity Partners LLC 0.21% of their portfolio NEW YORK, NY 2,675,8232.7m $77.7m $77.7m 0.21% Reduced -150.6k -150,602
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 2,159,6802.2m $62.7m $62.7m 0.02% Reduced -7.6k -7,594
8 Kensington Asset Management, LLC 2.80% of their portfolio AUSTIN, TX 1,928,5001.9m $56.0m $56.0m 2.80% Added +100.0k +100,000
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,624,8821.6m $47.2m $47.2m 0.01% Reduced -374.0k -373,983
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,369,8431.4m $39.8m $39.8m 0.01% Reduced -50.6k -50,621
11 SOUTHERN FARM BUREAU LIFE INSURANCE 5.91% of their portfolio JACKSON, MS 1,231,4471.2m $35.7m $35.7m 5.91% Unchanged
12 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 1,218,9931.2m $35.4m $35.4m 0.06% Reduced -2.4k -2,407
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,147,3321.1m $33.3m $33.3m 0.01% Added +11.4k +11,351
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,136,3201.1m $33.0m $33.0m 0.01% Added +130.7k +130,736
15 Migdal Insurance & Financial Holdings Ltd. 0.46% of their portfolio Petach Tikva, L3 1,000,1001.0m $29.0m $29.0m 0.46% Unchanged
16 Horizon Investments, LLC 0.74% of their portfolio Charlotte, NC 981,672981.7k $28.2m $28.2m 0.74% Reduced -1.8k -1,824
17 EVERGREEN CAPITAL MANAGEMENT LLC 1.07% of their portfolio Bellevue, WA 977,785977.8k $28.4m $28.4m 1.07% Added +5.6k +5,623
18 Ocean Park Asset Management, LLC 1.25% of their portfolio SANTA MONICA, CA 913,400913.4k $26.5m $26.5m 1.25% Unchanged
19 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.72% of their portfolio NORFOLK, VA 891,820891.8k $25.9m $25.9m 0.72% Added +230.8k +230,779
20 Morningstar Investment Services LLC 0.28% of their portfolio CHICAGO, IL 877,858877.9k $25.5m $25.5m 0.28% Reduced -854.6k -854,585
21 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 789,335789.3k $22.9m $22.9m 0.01% Unchanged
22 Aveo Capital Partners, LLC 2.01% of their portfolio ENGLEWOOD, CO 646,962647.0k $18.5m $18.5m 2.01% Added +88.8k +88,839
23 SCOTIA CAPITAL INC. 0.10% of their portfolio TORONTO, A6 584,334584.3k $17.0m $17.0m 0.10% Added +19.6k +19,574
24 One Capital Management, LLC 0.60% of their portfolio WESTLAKE VILLAGE, CA 568,001568.0k $16.5m $16.5m 0.60% Added +330.1k +330,052
25 Deseret Mutual Benefit Administrators 8.00% of their portfolio SALT LAKE CITY, UT 550,664550.7k $16.0m $16.0m 8.00% Added +5.4k +5,366
26 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 545,740545.7k $15.8m $15.8m 0.02% Reduced -45.1k -45,075
27 RiverFront Investment Group, LLC 0.42% of their portfolio RICHMOND, VA 519,823519.8k $15.1m $15.1m 0.42% Added +59.7k +59,659
28 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 516,743516.7k $15.0m $15.0m 0.04% Added +349.1k +349,129
29 GUGGENHEIM CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 505,504505.5k $14.7m $14.7m 0.10% Added +11.0k +11,014
30 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 500,000500.0k $14.5m $14.5m 0.02% New
31 Integrated Wealth Concepts LLC 0.21% of their portfolio WALTHAM, MA 492,547492.5k $14.3m $14.3m 0.21% Added +8.6k +8,632
32 GeoWealth Management, LLC 0.55% of their portfolio CHICAGO, IL 489,143489.1k $14.2m $14.2m 0.55% Added +72.5k +72,539
33 Lido Advisors, LLC 0.13% of their portfolio Los Angeles, CA 487,489487.5k $14.1m $14.1m 0.13% Reduced -76.0k -76,017
34 Janney Capital Management LLC 0.90% of their portfolio PITTSBURGH, PA 468,913468.9k $13.6m $13.6m 0.90% Reduced -13.8k -13,823
35 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 464,096464.1k $13.5m $13.5m 0.03% Reduced -308.9k -308,868
36 CAPE COD FIVE CENTS SAVINGS BANK 1.29% of their portfolio HYANNIS, MA 459,998460.0k $13.3m $13.3m 1.29% Added +89.5k +89,450
37 Wealthcare Advisory Partners LLC 0.44% of their portfolio WEST CHESTER, PA 459,296459.3k $13.3m $13.3m 0.44% Added +33.0k +33,030
38 Transform Wealth, LLC 1.26% of their portfolio GREENWOOD VILLAGE, CO 457,972458.0k $13.3m $13.3m 1.26% Reduced -33.0k -33,025
39 MATHER GROUP, LLC. 0.21% of their portfolio CHICAGO, IL 453,015453.0k $13.0m $13.0m 0.21% Reduced -4.4k -4,365
40 AE Wealth Management LLC 0.14% of their portfolio TOPEKA, KS 438,104438.1k $12.7m $12.7m 0.14% Reduced -413.2k -413,198
41 American Financial Advisors, LLC 1.66% of their portfolio Marietta, GA 406,874406.9k $11.8m $11.8m 1.66% Reduced -803 -803
42 Destiny Wealth Partners, LLC 1.99% of their portfolio TAVARES, FL 381,797381.8k $11.1m $11.1m 1.99% Added +18.0k +18,022
43 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 379,445379.4k $11.0m $11.0m 0.01% Reduced -136 -136
44 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 375,066375.1k $10.9m $10.9m 0.04% Added +25.5k +25,545
45 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 371,941371.9k $10.8m $10.8m 0.01% Added +362.1k +362,149
46 RWA WEALTH PARTNERS, LLC 0.15% of their portfolio BOSTON, MA 371,844371.8k $10.8m $10.8m 0.15% Reduced -26.2k -26,156
47 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 349,720349.7k $422.0k $422.0k 0.00% Added +328.5k +328,521
48 Atlantic Edge Private Wealth Management, LLC 3.30% of their portfolio JACKSONVILLE, FL 330,848330.8k $9.6m $9.6m 3.30% Added +116.3k +116,308
49 Trilogy Capital Inc. 0.54% of their portfolio IRVINE, CA 325,486325.5k $9.4m $9.4m 0.54% Reduced -36.8k -36,836
50 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 322,674322.7k $9.4m $9.4m 0.02% Reduced -51.0k -51,027
51 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 313,196313.2k $9.1m $9.1m 0.04% Reduced -20.5k -20,546
52 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 312,375312.4k $9.1m $9.1m 0.06% Reduced -19.3k -19,306
53 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 302,185302.2k $8.8m $8.8m 0.01% Reduced -3.3k -3,302
54 Darwin Wealth Management, LLC 2.41% of their portfolio TAMPA, FL 298,369298.4k $8.7m $8.7m 2.41% Reduced -23.1k -23,085
55 Symphony Financial, Ltd. Co. 1.96% of their portfolio HOUSTON, TX 290,497290.5k $8.4m $8.4m 1.96% Added +8.8k +8,842
56 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 287,367287.4k $8.3m $8.3m 0.00% Added +10 +10
57 Performa Ltd (US), LLC 3.61% of their portfolio CHARLESTON, SC 282,546282.5k $8.2m $8.2m 3.61% Reduced -17.1k -17,150
58 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 281,933281.9k $8.2m $8.2m 0.01% Added +63.4k +63,397
59 Global Assets Advisory, LLC 0.38% of their portfolio ORLANDO, FL 280,830280.8k $9.8k $9.8k 0.38% Added +270.5k +270,505
60 Atria Investments, Inc 0.11% of their portfolio Charlotte, NC 270,032270.0k $7.8m $7.8m 0.11% Reduced -57.3k -57,323
61 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 268,578268.6k $7.8m $7.8m 0.00% Added +70.1k +70,056
62 Avitas Wealth Management LLC 1.18% of their portfolio LOS ANGELES, CA 268,130268.1k $7.8m $7.8m 1.18% Added +6.9k +6,888
63 Octavia Wealth Advisors, LLC 1.10% of their portfolio CINCINNATI, OH 255,482255.5k $7.4m $7.4m 1.10% Reduced -524 -524
64 SHEPHERD KAPLAN KROCHUK, LLC 5.77% of their portfolio Boston, MA 249,187249.2k $7.2m $7.2m 5.77% Reduced -13.2k -13,164
65 CYPRESS FINANCIAL PLANNING LLC 3.31% of their portfolio HADDON HEIGHTS, NJ 248,782248.8k $7.2m $7.2m 3.31% Added +195.5k +195,455
66 Allianz Investment Management U.S. LLC 0.45% of their portfolio Minneapolis, MN 248,042248.0k $7.2m $7.2m 0.45% Unchanged
67 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 232,804232.8k $6.8m $6.8m 0.01% Added +2.8k +2,831
68 Melone Private Wealth, LLC 4.04% of their portfolio AUBURN HILLS, MI 231,817231.8k $6.7m $6.7m 4.04% Added +549 +549
69 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 228,317228.3k $6.6m $6.6m 0.02% Added +13.6k +13,550
70 Tidal Investments LLC 0.11% of their portfolio Milwaukee, WI 227,403227.4k $6.6m $6.6m 0.11% New
71 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 219,567219.6k $6.4m $6.4m 0.00% Added +11.3k +11,341
72 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 214,343214.3k $6.2m $6.2m 0.06% Added +84.5k +84,525
73 Schonfeld Strategic Advisors LLC 0.05% of their portfolio NEW YORK, NY 210,034210.0k $6.1m $6.1m 0.05% Added +10.0k +9,976
74 FAS Wealth Partners, Inc. 0.54% of their portfolio LEAWOOD, KS 208,583208.6k $6.1m $6.1m 0.54% Reduced -690 -690
75 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 204,877204.9k $5.8m $5.8m 0.01% Added +204.9k +204,855
76 Occidental Asset Management, LLC 1.10% of their portfolio Burlingame, CA 203,595203.6k $5.9m $5.9m 1.10% Added +26.7k +26,734
77 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 201,268201.3k $5.8m $5.8m 0.01% Reduced -65.4k -65,382
78 WRAPMANAGER INC 1.62% of their portfolio MILL VALLEY, CA 200,736200.7k $5.8m $5.8m 1.62% Reduced -4.4k -4,393
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 195,219195.2k $5.7m $5.7m 0.00% Reduced -198.9k -198,905
80 TOEWS CORP /ADV 0.92% of their portfolio NORTHFIELD, NJ 182,300182.3k $5.3m $5.3m 0.92% Added +6.4k +6,400
81 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 1.86% of their portfolio New Cumberland, PA 178,027178.0k $5.2m $5.2m 1.86% Added +48.2k +48,211
82 Transamerica Financial Advisors, LLC 0.50% of their portfolio CEDAR RAPIDS, IA 170,028170.0k $4.9m $4.9m 0.50% Added +15.5k +15,489
83 OneDigital Investment Advisors LLC 0.08% of their portfolio OVERLAND PARK, KS 169,077169.1k $4.9m $4.9m 0.08% Added +6.7k +6,700
84 Wela Strategies, Inc. 2.31% of their portfolio ATLANTA, GA 168,569168.6k $4.9m $4.9m 2.31% Added +6.2k +6,180
85 Waverly Advisors, LLC 0.12% of their portfolio BIRMINGHAM, AL 168,393168.4k $4.9m $4.9m 0.12% Added +157.1k +157,129
86 NOMURA ASSET MANAGEMENT CO LTD 0.02% of their portfolio TOKYO, M0 158,923158.9k $4.6m $4.6m 0.02% Added +147.7k +147,650
87 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 158,250158.2k $4.6m $4.6m 0.00% Reduced -66.1k -66,119
88 MY Wealth Management Inc. 5.05% of their portfolio GERMANTOWN, MD 157,736157.7k $4.6m $4.6m 5.05% Reduced -67.2k -67,164
89 M Holdings Securities, Inc. 0.76% of their portfolio PORTLAND, OR 156,372156.4k $4.5m $4.5m 0.76% Reduced -5.0k -5,027
90 PRINCIPAL SECURITIES, INC. 0.14% of their portfolio DES MOINES, IA 154,459154.5k $4.5m $4.5m 0.14% Added +15.4k +15,392
91 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 152,998153.0k $4.4m $4.4m 0.01% Reduced -23.8k -23,847
92 HOWARD FINANCIAL SERVICES, LTD. 0.76% of their portfolio DALLAS, TX 152,843152.8k $4.4m $4.4m 0.76% Added +40.0k +39,956
93 Ancora Advisors LLC 0.10% of their portfolio Cleveland, OH 151,137151.1k $4.4m $4.4m 0.10% Added +11.2k +11,181
94 MONEY CONCEPTS CAPITAL CORP 0.39% of their portfolio PALM BEACH GARDENS, FL 145,736145.7k $4.2m $4.2m 0.39% Added +2.4k +2,370
95 Essex LLC 0.97% of their portfolio DEER PARK, IL 144,647144.6k $4.2m $4.2m 0.97% Reduced -2.0k -2,014
96 Blue Edge Capital, LLC 0.69% of their portfolio RICHMOND, VA 142,510142.5k $4.1m $4.1m 0.69% Added +1.8k +1,846
97 CW Advisors, LLC 0.07% of their portfolio BOSTON, MA 141,197141.2k $4.1m $4.1m 0.07% Reduced -7.4k -7,402
98 CONGRESS ASSET MANAGEMENT CO 0.03% of their portfolio BOSTON, MA 141,165141.2k $4.1m $4.1m 0.03% Reduced -7.0k -7,048
99 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.67% of their portfolio ST. LOUIS, MO 139,968140.0k $4.1m $4.1m 0.67% Added +1.5k +1,475
100 US FINANCIAL ADVISORS, LLC 1.39% of their portfolio BRAINTREE, MA 138,516138.5k $4.0m $4.0m 1.39% Added +2.4k +2,398