Vault-13

VANECK ETF TRUST ANGL

FALLEN ANGEL HG · ETP · CUSIP 92189F437

322 institutional holders +38 vs Q3 2022
74,527,15774.5m shares reported held*
$2.0bnreported value*
57 new 89 added 121 reduced 32 sold out net sold ≈ $102.0m (-3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $27.09. Options: 2 managers hold calls ($3.4m notional), 2 hold puts ($1.2m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 284Q4 22: 322322Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022284
Q4 2022322

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 22 calls: $1.3mQ3 22 puts: $2.3mQ3 22P/C 1.79Q4 22 calls: $3.4mQ4 22 puts: $1.2mQ4 22P/C 0.35
Numbers
QuarterCallsPutsP/C
Q3 2022$1.3m$2.3m1.79
Q4 2022$3.4m$1.2m0.35

Biggest buyers

Sound Financial Strategies Group, LLC New +2,786,178+2.8m
Horizon Investments, LLC New +988,984+989.0k
Thrivent Financial for Lutherans New +572,112+572.1k
ACT Advisors, LLC. New +548,748+548.7k
ENVESTNET ASSET MANAGEMENT INC Added +527,373+527.4k
MILLENNIUM MANAGEMENT LLC Added +438,013+438.0k
PFS INVESTMENTS INC. New +328,211+328.2k
Avitas Wealth Management LLC New +239,216+239.2k
RWA WEALTH PARTNERS, LLC New +236,403+236.4k
Ashton Thomas Private Wealth, LLC New +230,892+230.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -3,630,386-3.6m
BANK OF AMERICA CORP /DE/ Reduced -2,080,441-2.1m
BANK OF MONTREAL /CAN/ Reduced -1,319,807-1.3m
FLOW TRADERS U.S. LLC Reduced -1,237,145-1.2m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -424,175-424.2k
State of Tennessee, Department of Treasury Reduced -374,300-374.3k
MATHER GROUP, LLC. Reduced -353,019-353.0k
EVERGREEN CAPITAL MANAGEMENT LLC Reduced -340,772-340.8k
MORGAN STANLEY Reduced -266,737-266.7k
Raymond James Financial Services Advisors, Inc. Reduced -244,419-244.4k

Biggest calls

CITADEL ADVISORS LLC New $2.4m87.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m38.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.2m42.7k shares
CITADEL ADVISORS LLC New $27.0k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 17,727,86517.7m $479.0m $479.0m 0.06% Reduced -2.1m -2,080,441
2 Capital Investment Advisors, LLC 2.94% of their portfolio ATLANTA, GA 3,594,4053.6m $97.1m $97.1m 2.94% Added +205.8k +205,754
3 State of Tennessee, Department of Treasury 0.37% of their portfolio NASHVILLE, TN 2,912,1002.9m $78.7m $78.7m 0.37% Reduced -374.3k -374,300
4 Sound Financial Strategies Group, LLC 54.66% of their portfolio MADISON, MS 2,786,1782.8m $75.3m $75.3m 54.66% New
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,362,9382.4m $63.8m $63.8m 0.01% Reduced -266.7k -266,737
6 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,185,5222.2m $59.1m $59.1m 0.05% Added +19.5k +19,511
7 EVERGREEN CAPITAL MANAGEMENT LLC 2.51% of their portfolio Bellevue, WA 1,976,7652.0m $53.4m $53.4m 2.51% Reduced -340.8k -340,772
8 Cerity Partners OCIO LLC 1.59% of their portfolio New York, NY 1,836,3981.8m $49.6m $49.6m 1.59% Added +27.7k +27,704
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 1,832,0831.8m $49.5m $49.5m 0.02% Reduced -424.2k -424,175
10 Deseret Mutual Benefit Administrators 20.07% of their portfolio SALT LAKE CITY, UT 1,807,2841.8m $48.8m $48.8m 20.07% Added +29.3k +29,268
11 Gradient Investments LLC 1.19% of their portfolio ARDEN HILLS, MN 1,401,9341.4m $37.9m $37.9m 1.19% Reduced -59.7k -59,717
12 SOUTHERN FARM BUREAU LIFE INSURANCE 5.34% of their portfolio JACKSON, MS 1,231,4471.2m $33.3m $33.3m 5.34% Unchanged
13 MATHER GROUP, LLC. 0.54% of their portfolio CHICAGO, IL 1,042,8721.0m $28.2m $28.2m 0.54% Reduced -353.0k -353,019
14 Migdal Insurance & Financial Holdings Ltd. 0.60% of their portfolio Petach Tikva, L3 1,003,6201.0m $27.1m $27.1m 0.60% Added +1.8k +1,785
15 Horizon Investments, LLC 0.76% of their portfolio Charlotte, NC 988,984989.0k $26.6m $26.6m 0.76% New
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 959,142959.1k $25.9m $25.9m 0.01% Added +527.4k +527,373
17 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 929,678929.7k $25.1m $25.1m 0.01% Added +33.5k +33,494
18 1832 Asset Management L.P. 0.05% of their portfolio TORONTO, A6 905,098905.1k $24.5m $24.5m 0.05% Reduced -45.8k -45,805
19 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 813,027813.0k $21.9m $21.9m 0.01% Reduced -204.4k -204,410
20 Sargent Bickham Lagudis LLC 1.64% of their portfolio Boulder, CO 738,966739.0k $20.0m $20.0m 1.64% Reduced -110.5k -110,548
21 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 733,860733.9k $19.8m $19.8m 0.01% Reduced -30.3k -30,285
22 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 698,790698.8k $18.9m $18.9m 0.04% Reduced -3.6m -3,630,386
23 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 682,042682.0k $18.4m $18.4m 0.04% Reduced -244.4k -244,419
24 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 670,784670.8k $18.1m $18.1m 0.04% Added +48.6k +48,596
25 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 627,018627.0k $16.9m $16.9m 0.12% Added +44.6k +44,615
26 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 572,112572.1k $15.5m $15.5m 0.04% New
27 Janney Capital Management LLC 1.08% of their portfolio PITTSBURGH, PA 557,071557.1k $15.1m $15.1m 1.08% Reduced -13.7k -13,699
28 ACT Advisors, LLC. 9.44% of their portfolio ASHEVILLE, NC 548,748548.7k $14.8m $14.8m 9.44% New
29 SCOTIA CAPITAL INC. 0.11% of their portfolio TORONTO, A6 527,449527.4k $14.3m $14.3m 0.11% Added +103.1k +103,140
30 GUGGENHEIM CAPITAL LLC 0.13% of their portfolio CHICAGO, IL 525,753525.8k $14.2m $14.2m 0.13% Added +19.9k +19,869
31 Aveo Capital Partners, LLC 2.12% of their portfolio ENGLEWOOD, CO 522,421522.4k $14.1m $14.1m 2.12% Added +136.5k +136,517
32 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 491,114491.1k $13.3m $13.3m 0.03% Reduced -23.8k -23,790
33 American Financial Advisors, LLC 2.23% of their portfolio Marietta, GA 486,842486.8k $13.2m $13.2m 2.23% Reduced -15.0k -15,030
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 456,557456.6k $12.3m $12.3m 0.00% Added +175.8k +175,800
35 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 448,894448.9k $12.1m $12.1m 0.01% Added +438.0k +438,013
36 UBS Group AG 0.01% of their portfolio ZURICH, V8 442,120442.1k $11.9m $11.9m 0.01% Added +9.0k +8,976
37 Trilogy Capital Inc. 0.83% of their portfolio IRVINE, CA 431,274431.3k $11.7m $11.7m 0.83% Added +7.2k +7,197
38 Avior Wealth Management, LLC 0.81% of their portfolio OMAHA, NE 396,759396.8k $10.7m $10.7m 0.81% Added +21.0k +21,010
39 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 365,956366.0k $9.9m $9.9m 0.05% Added +8.8k +8,843
40 Laurel Wealth Advisors, Inc. 0.97% of their portfolio SOLANA BEACH, CA 365,018365.0k $9.9m $9.9m 0.97% Added +4.4k +4,357
41 Morningstar Investment Services LLC 0.12% of their portfolio CHICAGO, IL 332,382332.4k $9.1m $9.1m 0.12% Added +3.0k +3,003
42 PFS INVESTMENTS INC. 0.17% of their portfolio DULUTH, GA 328,211328.2k $8.9m $8.9m 0.17% New
43 MassMutual Private Wealth & Trust, FSB 0.34% of their portfolio Windsor, CT 310,186310.2k $8.4m $8.4m 0.34% Reduced -33.2k -33,176
44 Atria Wealth Solutions, Inc. 0.13% of their portfolio NEW YORK, NY 301,335301.3k $8.1m $8.1m 0.13% Reduced -54.9k -54,932
45 MY Wealth Management Inc. 12.29% of their portfolio GERMANTOWN, MD 298,695298.7k $8.1m $8.1m 12.29% Added +3.8k +3,812
46 SHEPHERD KAPLAN KROCHUK, LLC 4.63% of their portfolio Boston, MA 288,741288.7k $7.8m $7.8m 4.63% Reduced -18.0k -17,960
47 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 288,333288.3k $7.8m $7.8m 0.09% Added +84.6k +84,613
48 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 283,688283.7k $7.7m $7.7m 0.01% Reduced -125.5k -125,496
49 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 281,950281.9k $7.6m $7.6m 0.05% Added +13.7k +13,703
50 CW Advisors, LLC 0.19% of their portfolio BOSTON, MA 267,135267.1k $7.2m $7.2m 0.19% Reduced -28.0k -28,042
51 CONGRESS ASSET MANAGEMENT CO 0.07% of their portfolio BOSTON, MA 266,097266.1k $7.2m $7.2m 0.07% Reduced -29.3k -29,343
52 Cornerstone Planning Group LLC 3.02% of their portfolio FAIRFIELD, NJ 258,040258.0k $7.2m $7.2m 3.02% First filing
53 Allianz Investment Management U.S. LLC 0.61% of their portfolio Minneapolis, MN 248,042248.0k $6.7m $6.7m 0.61% Unchanged
54 Performa Ltd (US), LLC 3.86% of their portfolio CHARLESTON, SC 247,339247.3k $6.7m $6.7m 3.86% Added +63.2k +63,180
55 Avitas Wealth Management LLC 1.36% of their portfolio LOS ANGELES, CA 239,216239.2k $6.5m $6.5m 1.36% New
56 RWA WEALTH PARTNERS, LLC 0.16% of their portfolio BOSTON, MA 236,403236.4k $6.6m $6.6m 0.16% New
57 Ashton Thomas Private Wealth, LLC 0.62% of their portfolio SCOTTSDALE, AZ 230,892230.9k $6.2m $6.2m 0.62% New
58 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 229,058229.1k $6.2m $6.2m 0.01% Reduced -26.5k -26,538
59 Symphony Financial, Ltd. Co. 1.63% of their portfolio HOUSTON, TX 224,782224.8k $6.1m $6.1m 1.63% Reduced -5.7k -5,662
60 Darwin Wealth Management, LLC 1.54% of their portfolio TAMPA, FL 212,041212.0k $5.9m $5.9m 1.54% Reduced -15.4k -15,429
61 FAS Wealth Partners, Inc. 0.65% of their portfolio LEAWOOD, KS 211,583211.6k $5.7m $5.7m 0.65% Added +51.1k +51,126
62 Essex LLC 1.68% of their portfolio DEER PARK, IL 205,286205.3k $5.5m $5.5m 1.68% Reduced -30.6k -30,592
63 Blue Edge Capital, LLC 1.21% of their portfolio RICHMOND, VA 196,963197.0k $5.3m $5.3m 1.21% Added +14.4k +14,364
64 Hennion & Walsh Asset Management, Inc. 0.31% of their portfolio Parsippany, NJ 188,219188.2k $5.1m $5.1m 0.31% Reduced -22.6k -22,617
65 Octavia Wealth Advisors, LLC 1.23% of their portfolio CINCINNATI, OH 185,164185.2k $5.0m $5.0m 1.23% Added +13.6k +13,614
66 HARVEST GROUP WEALTH MANAGEMENT, LLC 3.19% of their portfolio WALTHAM, MA 179,792179.8k $4.9m $4.9m 3.19% Reduced -358 -358
67 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 173,945173.9k $4.7m $4.7m 0.01% Reduced -35.1k -35,116
68 WRAPMANAGER INC 1.50% of their portfolio MILL VALLEY, CA 172,958173.0k $4.7m $4.7m 1.50% Reduced -39.8k -39,843
69 TRAPHAGEN INVESTMENT ADVISORS LLC 0.68% of their portfolio ORADELL, NJ 161,122161.1k $4.4m $4.4m 0.68% Added +22.4k +22,437
70 M Holdings Securities, Inc. 0.44% of their portfolio PORTLAND, OR 156,171156.2k $4.2m $4.2m 0.44% Reduced -451 -451
71 Wela Strategies, Inc. 2.37% of their portfolio ATLANTA, GA 156,058156.1k $4.2m $4.2m 2.37% Reduced -766 -766
72 Transamerica Financial Advisors, LLC 0.60% of their portfolio CEDAR RAPIDS, IA 155,142155.1k $4.2m $4.2m 0.60% Reduced -5.6k -5,573
73 GeoWealth Management, LLC 0.44% of their portfolio CHICAGO, IL 154,142154.1k $4.2m $4.2m 0.44% Added +8.2k +8,186
74 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 153,127153.1k $4.1m $4.1m 0.08% Added +52.4k +52,392
75 CYPRESS FINANCIAL PLANNING LLC 2.71% of their portfolio HADDON HEIGHTS, NJ 149,714149.7k $4.1m $4.1m 2.71% Added +5.9k +5,902
76 FLOW TRADERS U.S. LLC 0.20% of their portfolio NEW YORK, NY 147,922147.9k $4.0m $4.0m 0.20% Reduced -1.2m -1,237,145
77 Triton Financial Group Inc 3.09% of their portfolio Oklahoma City, OK 142,549142.5k $3.9m $3.9m 3.09% Reduced -62.1k -62,052
78 Live Oak Investment Partners 3.54% of their portfolio AUSTIN, TX 142,512142.5k $3.9m $3.9m 3.54% First filing
79 SECURIAN ASSET MANAGEMENT, INC 0.11% of their portfolio ST PAUL, MN 142,500142.5k $3.9m $3.9m 0.11% Added +11.8k +11,750
80 Wealthcare Advisory Partners LLC 0.18% of their portfolio WEST CHESTER, PA 139,435139.4k $3.8m $3.8m 0.18% Added +40.1k +40,143
81 Integrated Wealth Concepts LLC 0.10% of their portfolio WALTHAM, MA 139,311139.3k $3.8m $3.8m 0.10% Reduced -45.3k -45,303
82 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 138,657138.7k $3.7m $3.7m 0.01% Added +2.2k +2,174
83 CONNING INC. 0.12% of their portfolio HARTFORD, CT 137,506137.5k $3.7m $3.7m 0.12% Unchanged
84 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 131,550131.6k $3.6m $3.6m 0.09% Reduced -2.8k -2,761
85 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 130,559130.6k $3.5m $3.5m 0.00% Added +28.7k +28,738
86 Family Legacy, Inc. 1.59% of their portfolio GREENVILLE, SC 130,029130.0k $3.6m $3.6m 1.59% Reduced -7.9k -7,871
87 Frank, Rimerman Advisors LLC 1.02% of their portfolio Palo Alto, CA 120,713120.7k $3.3m $3.3m 1.02% Added +84.3k +84,324
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 112,244112.2k $3.0m $3.0m 0.00% Reduced -5.3k -5,327
89 MONEY CONCEPTS CAPITAL CORP 0.13% of their portfolio PALM BEACH GARDENS, FL 108,949108.9k $2.9m $2.9m 0.13% Reduced -18.8k -18,812
90 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 108,515108.5k $2.9m $2.9m 0.04% Added +331 +331
91 AGF MANAGEMENT LTD 0.02% of their portfolio TORONTO, A6 108,200108.2k $2.9m $2.9m 0.02% First filing
92 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 107,573107.6k $2.9m $2.9m 0.01% Reduced -2.7k -2,728
93 US FINANCIAL ADVISORS, LLC 1.45% of their portfolio BRAINTREE, MA 106,708106.7k $2.9m $2.9m 1.45% Reduced -63.7k -63,696
94 HOWARD FINANCIAL SERVICES, LTD. 0.75% of their portfolio DALLAS, TX 106,279106.3k $2.9m $2.9m 0.75% Added +48.3k +48,255
95 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.80% of their portfolio ST. LOUIS, MO 104,358104.4k $2.8m $2.8m 0.80% First filing
96 Melone Private Wealth, LLC 2.38% of their portfolio AUBURN HILLS, MI 103,831103.8k $2.8m $2.8m 2.38% Added +2.8k +2,819
97 American Trust 0.26% of their portfolio LEXINGTON, KY 103,419103.4k $2.8m $2.8m 0.26% Added +3.9k +3,914
98 Denver PWM, LLC 1.25% of their portfolio DENVER, CO 97,26197.3k $2.6m $2.6m 1.25% Reduced -24.7k -24,740
99 Accel Wealth Management 1.24% of their portfolio WAVERLY, IA 95,72295.7k $2.6m $2.6m 1.24% Reduced -26.9k -26,877
100 OneAscent Financial Services LLC 1.08% of their portfolio BIRMINGHAM, AL 93,69593.7k $2.5m $2.5m 1.08% Added +5.1k +5,078