Vault-13

VANECK ETF TRUST BIZD

BDC INCOME ETF · ETP · CUSIP 92189F411

188 institutional holders -8 vs Q2 2024
26,043,38826.0m shares reported held*
$431.1mreported value*
16 new 89 added 49 reduced 27 sold out net sold ≈ $12.2m (-684.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.55. Options: 1 managers hold calls ($94.4k notional), 1 hold puts ($947.2k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 127Q4 22: 133Q1 23: 132Q2 23: 146Q3 23: 153Q4 23: 162Q1 24: 178Q2 24: 196Q3 24: 188188Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022127
Q4 2022133
Q1 2023132
Q2 2023146
Q3 2023153
Q4 2023162
Q1 2024178
Q2 2024196
Q3 2024188

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 66 bought or addedQ4 22: 54 cut or sold outQ1 23: 68 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 43 cut or sold outQ3 23: 78 bought or addedQ3 23: 48 cut or sold outQ3 23Q4 23: 83 bought or addedQ4 23: 67 cut or sold outQ1 24: 100 bought or addedQ1 24: 59 cut or sold outQ1 24Q2 24: 120 bought or addedQ2 24: 56 cut or sold outQ3 24: 105 bought or addedQ3 24: 76 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226654
Q1 20236848
Q2 20237843
Q3 20237848
Q4 20238367
Q1 202410059
Q2 202412056
Q3 202410576

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 23 calls: $341.7kQ4 23 puts: $417.0kQ4 23P/C 1.22Q1 24 calls: $373.5kQ1 24 puts: $625.3kQ1 24P/C 1.67Q2 24 calls: $18.8kQ2 24 puts: $900.0kQ2 24P/C 47.82Q3 24 calls: $94.4kQ3 24 puts: $947.2kQ3 24P/C 10.04
Numbers
QuarterCallsPutsP/C
Q4 2023$341.7k$417.0k1.22
Q1 2024$373.5k$625.3k1.67
Q2 2024$18.8k$900.0k47.82
Q3 2024$94.4k$947.2k10.04

Biggest buyers

UBS Group AG Added +464,223+464.2k
LPL Financial LLC Added +273,785+273.8k
BANK OF AMERICA CORP /DE/ Added +261,893+261.9k
IFP Advisors, Inc Added +204,018+204.0k
OSAIC HOLDINGS, INC. Added +203,647+203.6k
TWO SIGMA INVESTMENTS, LP Added +158,500+158.5k
WELLS FARGO & COMPANY/MN Added +133,650+133.7k
RAYMOND JAMES & ASSOCIATES Added +112,039+112.0k
GFS Advisors, LLC Added +68,141+68.1k
BARINGS LLC Added +66,991+67.0k

Biggest sellers

MILLENNIUM MANAGEMENT LLC Sold out -1,240,908-1.2m
MORGAN STANLEY Reduced -843,548-843.5k
Hilltop Holdings Inc. Reduced -460,790-460.8k
AXS Investments LLC Sold out -114,133-114.1k
MONEY CONCEPTS CAPITAL CORP Sold out -93,153-93.2k
GSA CAPITAL PARTNERS LLP Sold out -82,462-82.5k
KINGSWOOD WEALTH ADVISORS, LLC Sold out -81,192-81.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -62,981-63.0k
Advisors Preferred, LLC Sold out -42,167-42.2k
SMITH, MOORE & CO. Reduced -41,045-41.0k

Biggest calls

CITADEL ADVISORS LLC Added $94.4k5.7k shares

Biggest puts

CITADEL ADVISORS LLC Added $947.2k57.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,525,6354.5m $74.9m $74.9m 0.01% Reduced -843.5k -843,548
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,515,2032.5m $41.7m $41.7m 0.00% Added +261.9k +261,893
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,397,0092.4m $39.7m $39.7m 0.02% Added +273.8k +273,785
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,347,5921.3m $22.3m $22.3m 0.01% Added +133.7k +133,650
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,346,5611.3m $22.3m $22.3m 0.01% Added +464.2k +464,223
6 CONDOR CAPITAL MANAGEMENT 1.48% of their portfolio MARTINSVILLE, NJ 990,824990.8k $16.4m $16.4m 1.48% Added +11.9k +11,888
7 Mission Hills Financial Advisory, LLC 10.20% of their portfolio SAN DIEGO, CA 733,155733.2k $12.0m $12.0m 10.20% First filing
8 INDEPENDENT FINANCIAL GROUP, LLC 0.31% of their portfolio SAN DIEGO, CA 505,837505.8k $8.4m $8.4m 0.31% Added +38.2k +38,233
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 419,909419.9k $7.0m $7.0m 0.02% Added +203.6k +203,647
10 Steward Partners Investment Advisory, LLC 0.06% of their portfolio STAMFORD, CT 401,090401.1k $6.6m $6.6m 0.06% Added +24.8k +24,800
11 Gradient Investments LLC 0.13% of their portfolio ARDEN HILLS, MN 379,194379.2k $6.3m $6.3m 0.13% Added +31.0k +31,040
12 IFP Advisors, Inc 0.22% of their portfolio TAMPA, FL 376,902376.9k $6.2m $6.2m 0.22% Added +204.0k +204,018
13 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 369,619369.6k $6.1m $6.1m 0.04% Reduced -11.6k -11,584
14 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 323,649323.6k $5.4m $5.4m 0.01% Reduced -63.0k -62,981
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 322,662322.7k $5.3m $5.3m 0.00% Added +32.4k +32,351
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 302,930302.9k $5.0m $5.0m 0.01% Reduced -34.9k -34,879
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 300,923300.9k $5.0m $5.0m 0.00% Added +65.7k +65,720
18 Black Swift Group, LLC 1.10% of their portfolio BOULDER, CO 300,895300.9k $5.0m $5.0m 1.10% Reduced -2.9k -2,945
19 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 299,200299.2k $5.0m $5.0m 0.01% Added +158.5k +158,500
20 Stratos Wealth Partners, LTD. 0.07% of their portfolio BEACHWOOD, OH 288,985289.0k $4.8m $4.8m 0.07% Added +20.3k +20,347
21 Foundations Investment Advisors, LLC 0.09% of their portfolio PHOENIX, AZ 269,144269.1k $4.5m $4.5m 0.09% Added +35.4k +35,420
22 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 256,405256.4k $4.2m $4.2m 0.03% Added +11.3k +11,317
23 Mariner, LLC 0.01% of their portfolio Overland Park, KS 256,082256.1k $4.2m $4.2m 0.01% Reduced -7.4k -7,421
24 TOWNSQUARE CAPITAL LLC 0.05% of their portfolio Lehi, UT 238,648238.6k $4.0m $4.0m 0.05% Added +20.8k +20,777
25 Shilanski & Associates, Inc. 1.08% of their portfolio ANCHORAGE, AK 200,116200.1k $3.3m $3.3m 1.08% Reduced -5.6k -5,563
26 BARINGS LLC 0.08% of their portfolio CHARLOTTE, NC 199,064199.1k $3.3m $3.3m 0.08% Added +67.0k +66,991
27 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 184,228184.2k $3.1m $3.1m 0.03% Added +24.1k +24,118
28 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 183,639183.6k $3.0m $3.0m 0.05% Added +185 +185
29 Arkadios Wealth Advisors 0.17% of their portfolio ATLANTA, GA 181,373181.4k $3.0m $3.0m 0.17% Added +968 +968
30 Alpha Omega Group, Inc. 3.88% of their portfolio RESTON, VA 170,704170.7k $2.8m $2.8m 3.88% Added +30.4k +30,410
31 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 166,398166.4k $2.8m $2.8m 0.00% Added +112.0k +112,039
32 FINANCIAL MANAGEMENT NETWORK INC 0.54% of their portfolio MISSION VIEJO, CA 159,409159.4k $2.6m $2.6m 0.54% Added +16.4k +16,439
33 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 156,094156.1k $2.6m $2.6m 0.02% Added +46.4k +46,354
34 Samalin Investment Counsel, LLC 0.91% of their portfolio CHAPPAQUA, NY 126,001126.0k $2.1m $2.1m 0.91% Added +23.8k +23,774
35 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 118,626118.6k $2.0m $2.0m 0.00% Reduced -10.0k -9,988
36 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 113,274113.3k $1.9m $1.9m 0.01% Added +5.9k +5,894
37 Cynosure Group, LLC 0.27% of their portfolio Salt Lake City, UT 112,966113.0k $1.9m $1.9m 0.27% Added +32.4k +32,406
38 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 110,403110.4k $1.8m $1.8m 0.02% Added +3.2k +3,151
39 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 110,403110.4k $1.8m $1.8m 0.02% Added +3.2k +3,151
40 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 110,011110.0k $1.8m $1.8m 0.01% Added +4.5k +4,450
41 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 109,657109.7k $1.8m $1.8m 0.07% Added +13.8k +13,799
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 107,999108.0k $1.8m $1.8m 0.00% Reduced -4.9k -4,913
43 Future Financial Wealth Managment LLC 1.27% of their portfolio CINCINNATI, OH 107,488107.5k $1.8m $1.8m 1.27% Added +5.8k +5,807
44 Investment Partners Asset Management, Inc. 1.37% of their portfolio METUCHEN, NJ 101,222101.2k $1.7m $1.7m 1.37% Reduced -215 -215
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 96,52796.5k $1.6m $1.6m 0.01% Added +32.8k +32,833
46 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 94,94794.9k $1.6m $1.6m 0.00% Added +30.5k +30,481
47 Delta Investment Management, LLC 0.31% of their portfolio SAN FRANCISCO, CA 91,27491.3k $1.5m $1.5m 0.31% Added +10.5k +10,453
48 GUIDANCE CAPITAL, INC 0.47% of their portfolio LOUSVILLE, KY 91,09791.1k $1.5m $1.5m 0.47% Added +10.6k +10,606
49 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 87,85087.8k $1.5m $1.5m 0.01% Reduced -8.4k -8,385
50 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 85,60685.6k $1.4m $1.4m 0.02% Reduced -2.9k -2,877
51 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 85,60285.6k $1.4m $1.4m 0.00% Reduced -23.8k -23,800
52 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 85,33585.3k $1.4m $1.4m 0.00% Reduced -16.8k -16,793
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 83,33483.3k $1.4m $1.4m 0.08% Added +2.1k +2,075
54 SlateStone Wealth, LLC 0.12% of their portfolio JUPITER, FL 82,50082.5k $1.4m $1.4m 0.12% Unchanged
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 80,73480.7k $1.3m $1.3m 0.00% Added +1.1k +1,087
56 BRIDGES INVESTMENT MANAGEMENT INC 0.02% of their portfolio OMAHA, NE 78,58778.6k $1.3m $1.3m 0.02% Unchanged
57 GFS Advisors, LLC 0.27% of their portfolio HOUSTON, TX 77,80077.8k $1.3m $1.3m 0.27% Added +68.1k +68,141
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 74,95875.0k $1.2m $1.2m 0.00% Reduced -33.5k -33,547
59 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 69,42669.4k $1.1m $1.1m 0.01% Reduced -15.6k -15,610
60 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 69,22169.2k $1.1m $1.1m 0.05% Added +32.7k +32,741
61 Gibbs Wealth Management 0.37% of their portfolio Alpharetta, GA 68,37668.4k $1.1m $1.1m 0.37% Added +9.5k +9,476
62 Perennial Investment Advisors, LLC 0.14% of their portfolio Los Angeles, CA 64,48864.5k $1.1m $1.1m 0.14% Reduced -222 -222
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 64,37164.4k $1.1m $1.1m 0.02% Reduced -57 -57
64 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 63,64763.6k $1.1m $1.1m 0.01% Added +5.3k +5,282
65 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 62,63162.6k $1.0m $1.0m 0.03% Added +6.0k +6,033
66 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 61,50361.5k $1.0m $1.0m 0.00% Added +14.6k +14,615
67 Consolidated Portfolio Review Corp 0.23% of their portfolio WOODBURY, NY 61,35661.4k $1.0m $1.0m 0.23% Reduced -8.3k -8,251
68 SAX WEALTH ADVISORS, LLC 0.09% of their portfolio PARSIPPANY, NJ 60,64660.6k $1.0m $1.0m 0.09% Added +4.4k +4,446
69 Johnson Financial Group, Inc. 0.04% of their portfolio RACINE, WI 57,50057.5k $952.2k $952.2k 0.04% Unchanged
70 NAPA WEALTH MANAGEMENT 0.45% of their portfolio Napa, CA 57,12357.1k $946.0k $946.0k 0.45% Added +17.3k +17,349
71 SMITH, MOORE & CO. 0.08% of their portfolio CLAYTON, MO 53,05353.1k $878.6k $878.6k 0.08% Reduced -41.0k -41,045
72 Symphony Financial, Ltd. Co. 0.14% of their portfolio HOUSTON, TX 50,78050.8k $840.9k $840.9k 0.14% Reduced -881 -881
73 Ranch Capital Advisors Inc. 0.39% of their portfolio SARASOTA, FL 50,55850.6k $837.2k $837.2k 0.39% Added +2.8k +2,772
74 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 49,00649.0k $811.5k $811.5k 0.01% Added +601 +601
75 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 46,71246.7k $774.0k $774.0k 0.00% Added +2.7k +2,711
76 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 44,57044.6k $738.1k $738.1k 0.09% Added +7.5k +7,534
77 Stonebridge Financial Planning Group, LLC 0.34% of their portfolio ORLANDO, FL 43,53943.5k $721.0k $721.0k 0.34% Added +13.8k +13,785
78 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.11% of their portfolio CONCORD, MA 41,98642.0k $695.3k $695.3k 0.11% Reduced -4.9k -4,921
79 First PREMIER Bank 0.17% of their portfolio SIOUX FALLS, SD 40,44140.4k $670.0k $670.0k 0.17% Reduced -2.0k -2,040
80 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 37,27637.3k $617.7k $617.7k 0.02% Reduced -2.7k -2,655
81 HOWARD WEALTH MANAGEMENT, LLC 0.36% of their portfolio Madison, CT 37,07937.1k $614.0k $614.0k 0.36% Added +20.2k +20,203
82 Sage Mountain Advisors LLC 0.05% of their portfolio ATLANTA, GA 36,65036.6k $606.9k $606.9k 0.05% Unchanged
83 Andina Capital Management, LLC 0.46% of their portfolio LOGAN, UT 36,46436.5k $603.8k $603.8k 0.46% Added +2.6k +2,641
84 Wambolt & Associates, LLC 0.16% of their portfolio LITTLETON, CO 36,35736.4k $581.0k $581.0k 0.16% Added +3.0k +3,000
85 Tyler-Stone Wealth Management 0.11% of their portfolio Beachwood, OH 35,88635.9k $594.3k $594.3k 0.11% Added +18.1k +18,062
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 35,67235.7k $590.7k $590.7k 0.00% Added +22.7k +22,728
87 TrueMark Investments, LLC 0.19% of their portfolio CHICAGO, IL 35,59835.6k $589.5k $589.5k 0.19% Reduced -917 -917
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 34,33434.3k $568.6k $568.6k 0.00% Reduced -2.5k -2,500
89 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 31,97932.0k $529.6k $529.6k 0.00% Reduced -4.5k -4,545
90 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 31,22231.2k $517.0k $517.0k 0.00% Added +148 +148
91 Beck Bode, LLC 0.10% of their portfolio DEDHAM, MA 30,58730.6k $506.5k $506.5k 0.10% Reduced -16.5k -16,524
92 BARD ASSOCIATES INC 0.17% of their portfolio CHICAGO, IL 29,68029.7k $491.5k $491.5k 0.17% New
93 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 29,57629.6k $506.0k $506.0k 0.01% Unchanged
94 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 27,85027.9k $461.2k $461.2k 0.02% Unchanged
95 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 27,69327.7k $458.6k $458.6k 0.03% Reduced -700 -700
96 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 26,47526.5k $438.4k $438.4k 0.01% Reduced -2.1k -2,090
97 Triumph Capital Management 0.15% of their portfolio DENVER, CO 26,24126.2k $434.6k $434.6k 0.15% New
98 JAMES INVESTMENT RESEARCH, INC. 0.05% of their portfolio ALPHA, OH 25,75225.8k $426.5k $426.5k 0.05% Added +535 +535
99 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 25,63225.6k $424.5k $424.5k 0.03% Reduced -460.8k -460,790
100 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 25,59325.6k $423.8k $423.8k 0.01% Reduced -2.5k -2,459