Vault-13

VANECK ETF TRUST BIZD

BDC INCOME ETF · ETP · CUSIP 92189F411

146 institutional holders +14 vs Q1 2023
15,852,22515.9m shares reported held*
$243.6mreported value*
21 new 57 added 34 reduced 9 sold out net bought ≈ $31.5m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($389.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $15.37. Options: 1 managers hold calls ($23.0k notional), 3 hold puts ($629.8k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 133Q1 23: 132Q2 23: 146146Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022127
Q4 2022133
Q1 2023132
Q2 2023146

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 78 bought or addedQ2 23: 43 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226654
Q1 20236848
Q2 20237843

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $232.1kQ4 22 puts: $49.5kQ4 22P/C 0.21Q1 23 calls: $1.2mQ1 23 puts: $215.0kQ1 23P/C 0.18Q2 23 calls: $23.0kQ2 23 puts: $629.8kQ2 23P/C 27.33
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$232.1k$49.5k0.21
Q1 2023$1.2m$215.0k0.18
Q2 2023$23.0k$629.8k27.33

Biggest buyers

STIFEL FINANCIAL CORP Added +720,257+720.3k
BANK OF AMERICA CORP /DE/ Added +233,723+233.7k
OSAIC HOLDINGS, INC. Added +208,073+208.1k
Cresset Asset Management, LLC Added +142,908+142.9k
SG Americas Securities, LLC New +132,540+132.5k
MORGAN STANLEY Added +124,321+124.3k
LPL Financial LLC Added +108,005+108.0k
CONDOR CAPITAL MANAGEMENT Added +90,802+90.8k
NORTHERN TRUST CORP New +83,711+83.7k
AXS Investments LLC New +77,500+77.5k

Biggest sellers

Analyst IMS Investment Management Services Ltd. Sold out -162,845-162.8k
Cetera Advisor Networks LLC Reduced -132,533-132.5k
Johnson Financial Group, Inc. Reduced -40,000-40.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -38,967-39.0k
CENTAURUS FINANCIAL, INC. Reduced -35,531-35.5k
HighTower Advisors, LLC Reduced -32,777-32.8k
Janney Montgomery Scott LLC Reduced -32,338-32.3k
Naviter Wealth, LLC Reduced -30,614-30.6k
Prosperity Wealth Management, Inc. Sold out -25,720-25.7k
Symphony Financial, Ltd. Co. Reduced -22,372-22.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $23.0k1.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $433.2k28.2k shares
WOLVERINE TRADING, LLC New $196.6k12.8k shares
Cutler Group LLC / CA New $05.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,003,4503.0m $46.1m $46.1m 0.00% Added +124.3k +124,321
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,076,5922.1m $31.9m $31.9m 0.02% Added +108.0k +108,005
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,556,6011.6m $23.9m $23.9m 0.00% Added +233.7k +233,723
4 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 853,594853.6k $13.1m $13.1m 0.02% Added +720.3k +720,257
5 CONDOR CAPITAL MANAGEMENT 1.34% of their portfolio MARTINSVILLE, NJ 726,757726.8k $11.2m $11.2m 1.34% Added +90.8k +90,802
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 621,358621.4k $9.5m $9.5m 0.00% Added +9.1k +9,111
7 Gradient Investments LLC 0.21% of their portfolio ARDEN HILLS, MN 541,986542.0k $8.3m $8.3m 0.21% Reduced -1.1k -1,099
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 485,197485.2k $7.5m $7.5m 0.01% Added +70.5k +70,479
9 UBS Group AG 0.00% of their portfolio ZURICH, V8 428,310428.3k $6.6m $6.6m 0.00% Added +13.7k +13,658
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 311,697311.7k $4.8m $4.8m 0.01% Added +208.1k +208,073
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 256,335256.3k $3.9m $3.9m 0.01% Added +4.1k +4,129
12 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 220,839220.8k $3.4m $3.4m 0.00% Added +14.3k +14,308
13 Shilanski & Associates, Inc. 1.24% of their portfolio ANCHORAGE, AK 199,124199.1k $3.1m $3.1m 1.24% Added +3.1k +3,066
14 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 159,933159.9k $2.5m $2.5m 0.02% Added +142.9k +142,908
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 156,807156.8k $2.4m $2.4m 0.00% Added +22.9k +22,913
16 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 150,580150.6k $2.3m $2.3m 0.00% Reduced -8.4k -8,423
17 Anfield Capital Management, LLC 0.94% of their portfolio IRVINE, CA 140,920140.9k $2.2m $2.2m 0.94% Added +13.5k +13,468
18 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 139,724139.7k $2.1m $2.1m 0.15% Added +25.7k +25,678
19 SG Americas Securities, LLC 0.02% of their portfolio NEW YORK, NY 132,540132.5k $2.0m $2.0m 0.02% New
20 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 125,041125.0k $1.9m $1.9m 0.03% Added +30.6k +30,595
21 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 115,038115.0k $1.8m $1.8m 0.02% Added +3.5k +3,540
22 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 110,463110.5k $1.7m $1.7m 0.01% Reduced -32.3k -32,338
23 Consolidated Portfolio Review Corp 0.40% of their portfolio WOODBURY, NY 109,853109.9k $1.7m $1.7m 0.40% Added +29.6k +29,577
24 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 99,84099.8k $1.5m $1.5m 0.01% Added +28.2k +28,200
25 Alpha Omega Group, Inc. 2.82% of their portfolio RESTON, VA 99,09799.1k $1.5m $1.5m 2.82% Reduced -7.7k -7,671
26 BARINGS LLC 0.05% of their portfolio CHARLOTTE, NC 90,59690.6k $1.4m $1.4m 0.05% Added +29.4k +29,362
27 SlateStone Wealth, LLC 0.26% of their portfolio JUPITER, FL 89,90089.9k $1.4m $1.4m 0.26% Reduced -14.5k -14,500
28 FINANCIAL MANAGEMENT NETWORK INC 0.46% of their portfolio MISSION VIEJO, CA 88,52588.5k $1.3m $1.3m 0.46% Added +9.8k +9,823
29 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 86,27486.3k $1.3m $1.3m 0.06% Added +1.2k +1,159
30 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 83,71183.7k $1.3m $1.3m 0.00% New
31 Beck Bode, LLC 0.30% of their portfolio DEDHAM, MA 80,55480.6k $1.2m $1.2m 0.30% Reduced -5.1k -5,096
32 Future Financial Wealth Managment LLC 1.25% of their portfolio CINCINNATI, OH 77,55177.6k $1.2m $1.2m 1.25% Added +1.4k +1,400
33 AXS Investments LLC 0.32% of their portfolio PORT CHESTER, NY 77,50077.5k $1.2m $1.2m 0.32% New
34 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 76,70076.7k $1.2m $1.2m 0.00% New
35 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 76,31976.3k $1.2m $1.2m 0.00% Added +23.5k +23,538
36 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 73,38773.4k $1.1m $1.1m 0.03% Reduced -583 -583
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 73,36673.4k $1.1m $1.1m 0.00% Reduced -907 -907
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 70,92470.9k $1.1m $1.1m 0.08% Added +1.7k +1,660
39 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 69,00269.0k $1.1m $1.1m 0.00% New
40 Claybrook Capital, LLC 0.53% of their portfolio WELLESLEY, MA 64,09364.1k $984.5k $984.5k 0.53% Added +4.6k +4,645
41 Samalin Investment Counsel, LLC 0.48% of their portfolio CHAPPAQUA, NY 58,09058.1k $892.3k $892.3k 0.48% Added +18.1k +18,128
42 Johnson Financial Group, Inc. 0.06% of their portfolio RACINE, WI 57,50057.5k $883.2k $883.2k 0.06% Reduced -40.0k -40,000
43 Symphony Financial, Ltd. Co. 0.20% of their portfolio HOUSTON, TX 53,30253.3k $818.7k $818.7k 0.20% Reduced -22.4k -22,372
44 KINGSWOOD WEALTH ADVISORS, LLC 0.26% of their portfolio SAN DIEGO, CA 53,15153.2k $816.4k $816.4k 0.26% First filing
45 Ranch Capital Advisors Inc. 0.49% of their portfolio SARASOTA, FL 45,01045.0k $691.3k $691.3k 0.49% Added +617 +617
46 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 44,50544.5k $683.6k $683.6k 0.00% Reduced -1.0k -1,000
47 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 43,05943.1k $661.0k $661.0k 0.06% New
48 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 42,55342.6k $653.6k $653.6k 0.12% Added +951 +951
49 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,35742.4k $650.6k $650.6k 0.01% Added +9.8k +9,809
50 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 40,19440.2k $617.4k $617.4k 0.09% Added +3.4k +3,367
51 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 39,46539.5k $606.2k $606.2k 0.00% Reduced -39.0k -38,967
52 Rainsberger Wealth Advisors, Inc. 0.36% of their portfolio Colorado Springs, CO 39,35839.4k $604.5k $604.5k 0.36% Added +1.1k +1,148
53 Sage Mountain Advisors LLC 0.08% of their portfolio ATLANTA, GA 37,95038.0k $582.9k $582.9k 0.08% Unchanged
54 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 36,95037.0k $567.6k $567.6k 0.05% Reduced -1.5k -1,500
55 All Season Financial Advisors, Inc. 0.50% of their portfolio DENVER, CO 36,41836.4k $559.4k $559.4k 0.50% Added +202 +202
56 First PREMIER Bank 0.16% of their portfolio SIOUX FALLS, SD 35,71235.7k $549.0k $549.0k 0.16% Added +8.1k +8,127
57 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,71135.7k $548.5k $548.5k 0.00% Added +35.5k +35,511
58 AlphaQ Advisors LLC 0.39% of their portfolio Winter Park, FL 34,70934.7k $533.1k $533.1k 0.39% Added +562 +562
59 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 32,22432.2k $495.0k $495.0k 0.01% New
60 Endowment Wealth Management, Inc. 0.45% of their portfolio APPLETON, WI 31,68431.7k $486.7k $486.7k 0.45% Added +1.5k +1,493
61 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 31,38931.4k $482.0k $482.0k 0.05% Reduced -4.9k -4,859
62 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 30,96631.0k $476.0k $476.0k 0.00% Reduced -32.8k -32,777
63 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 30,81530.8k $473.3k $473.3k 0.01% Added +2.9k +2,853
64 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 29,63629.6k $455.2k $455.2k 0.02% Added +43 +43
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 29,57929.6k $454.3k $454.3k 0.00% New
66 Wambolt & Associates, LLC 0.16% of their portfolio LITTLETON, CO 28,75828.8k $441.7k $441.7k 0.16% Added +2.3k +2,276
67 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,43928.4k $437.0k $437.0k 0.00% Reduced -1.4k -1,444
68 Apeiron RIA LLC 0.15% of their portfolio Dallas, TX 28,18828.2k $433.0k $433.0k 0.15% Reduced -2.3k -2,325
69 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 27,85027.9k $427.8k $427.8k 0.02% Unchanged
70 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 27,77327.8k $426.6k $426.6k 0.01% Reduced -5.8k -5,822
71 Beaumont Financial Advisors, LLC 0.04% of their portfolio NEEDHAM, MA 27,37227.4k $420.4k $420.4k 0.04% Unchanged
72 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,00027.0k $414.7k $414.7k 0.00% Unchanged
73 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 26,28326.3k $404.0k $404.0k 0.00% Reduced -17.4k -17,383
74 AJ WEALTH STRATEGIES, LLC 0.02% of their portfolio NEW YORK, NY 25,96726.0k $398.9k $398.9k 0.02% Reduced -5.9k -5,899
75 Portside Wealth Group, LLC 0.07% of their portfolio Provo, UT 25,37225.4k $389.7k $389.7k 0.07% First filing
76 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,00025.0k $384.0k $384.0k 0.00% New
77 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 23,21623.2k $356.6k $356.6k 0.02% Added +815 +815
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 23,04723.0k $354.0k $354.0k 0.01% Added +10.9k +10,862
79 NTV Asset Management LLC 0.06% of their portfolio Charleston, WV 22,20022.2k $341.0k $341.0k 0.06% Unchanged
80 PFG Advisors 0.03% of their portfolio Phoenix, AZ 21,52221.5k $330.6k $330.6k 0.03% Added +1.4k +1,377
81 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 20,55320.6k $315.7k $315.7k 0.00% Reduced -132.5k -132,533
82 SMITH, MOORE & CO. 0.04% of their portfolio CLAYTON, MO 20,41320.4k $313.5k $313.5k 0.04% New
83 GRIMES & Co WEALTH MANAGEMENT, LLC 0.01% of their portfolio WESTBOROUGH, MA 20,05420.1k $308.0k $308.0k 0.01% New
84 CENTAURUS FINANCIAL, INC. 0.03% of their portfolio ANAHEIM, CA 19,88719.9k $305.0k $305.0k 0.03% Reduced -35.5k -35,531
85 GILL CAPITAL PARTNERS, LLC 0.12% of their portfolio DENVER, CO 18,65918.7k $286.6k $286.6k 0.12% Added +106 +106
86 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 18,39718.4k $282.6k $282.6k 0.00% Added +4.2k +4,247
87 ALBION FINANCIAL GROUP /UT 0.02% of their portfolio SALT LAKE CITY, UT 18,13018.1k $278.5k $278.5k 0.02% New
88 Anchor Investment Management, LLC 0.03% of their portfolio COLUMBIA, SC 17,17417.2k $263.8k $263.8k 0.03% Added +1.1k +1,050
89 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 16,65416.7k $255.8k $255.8k 0.01% Reduced -1.0k -1,039
90 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 16,07316.1k $246.9k $246.9k 0.00% Added +2.0k +2,045
91 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.06% of their portfolio CONCORD, MA 15,00215.0k $230.4k $230.4k 0.06% Added +1.6k +1,630
92 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 14,79514.8k $227.2k $227.2k 0.00% Added +231 +231
93 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 13,94113.9k $214.1k $214.1k 0.00% New
94 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 13,88913.9k $213.3k $213.3k 0.02% Reduced -923 -923
95 Tyler-Stone Wealth Management 0.12% of their portfolio Beachwood, OH 13,69813.7k $210.0k $210.0k 0.12% First filing
96 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,44213.4k $206.0k $206.0k 0.01% Unchanged
97 Luken Investment Analytics, LLC 0.11% of their portfolio BRENTWOOD, TN 13,18213.2k $202.5k $202.5k 0.11% Unchanged
98 Valtinson Bruner Financial Planning LLC 0.10% of their portfolio NEW BRIGHTON, MN 12,52812.5k $192.4k $192.4k 0.10% Unchanged
99 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,20912.2k $187.5k $187.5k 0.00% Added +11.4k +11,409
100 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 12,04012.0k $184.9k $184.9k 0.02% Reduced -3.2k -3,216