Vault-13

VANECK ETF TRUST BIZD

BDC INCOME ETF · ETP · CUSIP 92189F411

132 institutional holders -1 vs Q4 2022
13,819,56713.8m shares reported held*
$204.7mreported value*
14 new 54 added 35 reduced 13 sold out net bought ≈ $14.6m (+985.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($43.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.81. Options: 2 managers hold calls ($1.2m notional), 1 hold puts ($215.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 133Q1 23: 132132Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022127
Q4 2022133
Q1 2023132

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 66 bought or addedQ4 22: 54 cut or sold outQ4 22Q1 23: 68 bought or addedQ1 23: 48 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226654
Q1 20236848

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $232.1kQ4 22 puts: $49.5kQ4 22P/C 0.21Q1 23 calls: $1.2mQ1 23 puts: $215.0kQ1 23P/C 0.18
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$232.1k$49.5k0.21
Q1 2023$1.2m$215.0k0.18

Biggest buyers

MORGAN STANLEY Added +698,439+698.4k
BANK OF AMERICA CORP /DE/ Added +501,634+501.6k
WELLS FARGO & COMPANY/MN Added +197,045+197.0k
LPL Financial LLC Added +96,989+97.0k
Ascendant Capital Management, LLC New +89,000+89.0k
RAYMOND JAMES & ASSOCIATES Added +69,314+69.3k
ENVESTNET ASSET MANAGEMENT INC Added +42,689+42.7k
BARINGS LLC Added +39,069+39.1k
GSA CAPITAL PARTNERS LLP New +36,248+36.2k
AlphaQ Advisors LLC New +34,147+34.1k

Biggest sellers

JPMORGAN CHASE & CO Reduced -262,686-262.7k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC Sold out -100,000-100.0k
Advisors Capital Management, LLC Sold out -87,811-87.8k
Johnson Financial Group, Inc. Reduced -74,500-74.5k
Tower Research Capital LLC (TRC) Sold out -74,449-74.4k
Curi Wealth Management, LLC Sold out -68,953-69.0k
CFO4Life Group, LLC Sold out -60,470-60.5k
Sage Mountain Advisors LLC Reduced -44,348-44.3k
Cerity Partners LLC Reduced -42,662-42.7k
MARSHALL WACE, LLP Sold out -42,065-42.1k

Biggest calls

CITADEL ADVISORS LLC Added $1.2m78.8k shares
Cutler Group LLC / CA New $0500 shares

Biggest puts

CITADEL ADVISORS LLC Added $215.0k14.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,879,1292.9m $42.7m $42.7m 0.00% Added +698.4k +698,439
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,968,5872.0m $29.2m $29.2m 0.02% Added +97.0k +96,989
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,322,8781.3m $19.6m $19.6m 0.00% Added +501.6k +501,634
4 CONDOR CAPITAL MANAGEMENT 1.18% of their portfolio MARTINSVILLE, NJ 635,955636.0k $9.4m $9.4m 1.18% Added +19.6k +19,600
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 612,247612.2k $9.1m $9.1m 0.00% Added +197.0k +197,045
6 Gradient Investments LLC 0.22% of their portfolio ARDEN HILLS, MN 543,085543.1k $8.1m $8.1m 0.22% Reduced -27.3k -27,289
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 414,718414.7k $6.2m $6.2m 0.01% Added +69.3k +69,314
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 414,652414.7k $6.1m $6.1m 0.00% Reduced -8.7k -8,687
9 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 252,206252.2k $3.7m $3.7m 0.01% Reduced -4.7k -4,742
10 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 206,531206.5k $3.1m $3.1m 0.00% Added +552 +552
11 Shilanski & Associates, Inc. 1.24% of their portfolio ANCHORAGE, AK 196,058196.1k $2.8m $2.8m 1.24% Added +1.1k +1,075
12 Analyst IMS Investment Management Services Ltd. 0.18% of their portfolio Tel-aviv, L3 162,845162.8k $2.4m $2.4m 0.18% Unchanged
13 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 159,003159.0k $2.4m $2.4m 0.00% Reduced -2.8k -2,825
14 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 153,086153.1k $2.3m $2.3m 0.02% Added +12.9k +12,905
15 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 142,801142.8k $2.1m $2.1m 0.01% Added +8.5k +8,525
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 133,894133.9k $2.0m $2.0m 0.00% Reduced -2.4k -2,398
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 133,337133.3k $2.0m $2.0m 0.00% Added +18.2k +18,243
18 Anfield Capital Management, LLC 0.87% of their portfolio IRVINE, CA 127,452127.5k $1.9m $1.9m 0.87% Added +8.2k +8,177
19 INDEPENDENT FINANCIAL GROUP, LLC 0.14% of their portfolio SAN DIEGO, CA 114,046114.0k $1.7m $1.7m 0.14% Added +9.1k +9,087
20 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 111,498111.5k $1.7m $1.7m 0.02% Added +8.0k +7,950
21 Alpha Omega Group, Inc. 3.11% of their portfolio RESTON, VA 106,768106.8k $1.6m $1.6m 3.11% Reduced -11.9k -11,924
22 SlateStone Wealth, LLC 0.32% of their portfolio JUPITER, FL 104,400104.4k $1.5m $1.5m 0.32% Unchanged
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 103,624103.6k $1.5m $1.5m 0.00% Added +33.9k +33,946
24 Johnson Financial Group, Inc. 0.10% of their portfolio RACINE, WI 97,50097.5k $1.4m $1.4m 0.10% Reduced -74.5k -74,500
25 TOWNSQUARE CAPITAL LLC 0.03% of their portfolio Lehi, UT 94,44694.4k $1.4m $1.4m 0.03% Added +15.2k +15,175
26 Ascendant Capital Management, LLC 1.76% of their portfolio LOS ANGELES, CA 89,00089.0k $1.3m $1.3m 1.76% New
27 Beck Bode, LLC 0.31% of their portfolio DEDHAM, MA 85,65085.7k $1.3m $1.3m 0.31% Reduced -8.4k -8,384
28 WEDBUSH SECURITIES INC 0.06% of their portfolio PASADENA, CA 85,11585.1k $1.3m $1.3m 0.06% Reduced -3.6k -3,598
29 Consolidated Portfolio Review Corp 0.32% of their portfolio WOODBURY, NY 80,27680.3k $1.2m $1.2m 0.32% First filing
30 FINANCIAL MANAGEMENT NETWORK INC 0.45% of their portfolio MISSION VIEJO, CA 78,70278.7k $1.1m $1.1m 0.45% Added +847 +847
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 78,43278.4k $1.2m $1.2m 0.00% Added +42.7k +42,689
32 Future Financial Wealth Managment LLC 1.21% of their portfolio CINCINNATI, OH 76,15176.2k $1.1m $1.1m 1.21% Reduced -47 -47
33 Symphony Financial, Ltd. Co. 0.29% of their portfolio HOUSTON, TX 75,67475.7k $1.1m $1.1m 0.29% Unchanged
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 74,27374.3k $1.1m $1.1m 0.00% Added +907 +907
35 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 73,97074.0k $1.1m $1.1m 0.03% Added +188 +188
36 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 71,64071.6k $1.1m $1.1m 0.01% Added +1.2k +1,243
37 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 69,26469.3k $1.0m $1.0m 0.08% Added +19.0k +19,000
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 63,74363.7k $944.0k $944.0k 0.00% Reduced -6.7k -6,698
39 BARINGS LLC 0.03% of their portfolio CHARLOTTE, NC 61,23461.2k $908.1k $908.1k 0.03% Added +39.1k +39,069
40 Claybrook Capital, LLC 0.49% of their portfolio WELLESLEY, MA 59,44859.4k $881.6k $881.6k 0.49% Added +1.9k +1,950
41 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 55,41855.4k $822.0k $822.0k 0.07% Added +10.5k +10,538
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 52,78152.8k $782.7k $782.7k 0.00% Added +5.4k +5,379
43 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 45,50545.5k $674.8k $674.8k 0.00% Reduced -42.7k -42,662
44 Ranch Capital Advisors Inc. 0.48% of their portfolio SARASOTA, FL 44,39344.4k $658.4k $658.4k 0.48% Added +833 +833
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 43,66643.7k $648.0k $648.0k 0.00% Added +21.3k +21,273
46 Naviter Wealth, LLC 0.22% of their portfolio LITTLE ROCK, AR 42,25542.3k $626.6k $626.6k 0.22% Reduced -27.6k -27,636
47 Perennial Investment Advisors, LLC 0.12% of their portfolio Los Angeles, CA 41,60241.6k $617.0k $617.0k 0.12% Added +22.6k +22,584
48 Samalin Investment Counsel, LLC 0.36% of their portfolio CHAPPAQUA, NY 39,96240.0k $592.6k $592.6k 0.36% Added +15.7k +15,709
49 TRANSCEND CAPITAL ADVISORS, LLC 0.06% of their portfolio MADISON, NJ 38,45038.5k $570.2k $570.2k 0.06% Reduced -3.6k -3,600
50 Rainsberger Wealth Advisors, Inc. 0.34% of their portfolio Colorado Springs, CO 38,21038.2k $566.6k $566.6k 0.34% Added +9.8k +9,811
51 Sage Mountain Advisors LLC 0.09% of their portfolio ATLANTA, GA 37,95038.0k $562.8k $562.8k 0.09% Reduced -44.3k -44,348
52 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 36,82736.8k $546.2k $546.2k 0.09% Reduced -1.5k -1,516
53 GSA CAPITAL PARTNERS LLP 0.05% of their portfolio LONDON, X0 36,24836.2k $538.0k $538.0k 0.05% New
54 All Season Financial Advisors, Inc. 0.49% of their portfolio DENVER, CO 36,21636.2k $537.1k $537.1k 0.49% Added +11.6k +11,629
55 AlphaQ Advisors LLC 0.43% of their portfolio Winter Park, FL 34,14734.1k $506.4k $506.4k 0.43% New
56 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 33,59533.6k $498.2k $498.2k 0.01% Added +675 +675
57 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 32,54832.5k $482.7k $482.7k 0.01% Added +4.1k +4,145
58 AJ WEALTH STRATEGIES, LLC 0.02% of their portfolio NEW YORK, NY 31,86631.9k $472.6k $472.6k 0.02% Added +877 +877
59 Apeiron RIA LLC 0.15% of their portfolio Dallas, TX 30,51330.5k $448.5k $448.5k 0.15% Added +742 +742
60 Endowment Wealth Management, Inc. 0.45% of their portfolio APPLETON, WI 30,19130.2k $447.7k $447.7k 0.45% Reduced -308 -308
61 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 29,88329.9k $443.0k $443.0k 0.00% Added +3.5k +3,456
62 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 29,59329.6k $438.9k $438.9k 0.02% Added +2.0k +2,040
63 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 27,96228.0k $414.7k $414.7k 0.01% Reduced -14.6k -14,575
64 Texas Yale Capital Corp. 0.02% of their portfolio ST. PETERSBURG, FL 27,85027.9k $413.0k $413.0k 0.02% Unchanged
65 First PREMIER Bank 0.12% of their portfolio SIOUX FALLS, SD 27,58527.6k $409.0k $409.0k 0.12% Reduced -12.7k -12,670
66 Beaumont Financial Advisors, LLC 0.04% of their portfolio NEEDHAM, MA 27,37227.4k $405.9k $405.9k 0.04% Unchanged
67 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,00027.0k $400.4k $400.4k 0.00% Unchanged
68 Wambolt & Associates, LLC 0.14% of their portfolio LITTLETON, CO 26,48226.5k $380.5k $380.5k 0.14% Added +1.2k +1,236
69 Prosperity Wealth Management, Inc. 0.31% of their portfolio San Ramon, CA 25,72025.7k $381.4k $381.4k 0.31% Added +9.8k +9,761
70 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 22,40122.4k $332.2k $332.2k 0.02% Added +1.6k +1,636
71 NTV Asset Management LLC 0.06% of their portfolio Charleston, WV 22,20022.2k $329.2k $329.2k 0.06% Unchanged
72 PFG Advisors 0.02% of their portfolio Phoenix, AZ 20,14520.1k $298.7k $298.7k 0.02% Reduced -2.7k -2,719
73 GILL CAPITAL PARTNERS, LLC 0.12% of their portfolio DENVER, CO 18,55318.6k $275.1k $275.1k 0.12% Added +4.6k +4,620
74 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 17,69317.7k $262.4k $262.4k 0.01% Reduced -8.6k -8,582
75 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 17,02517.0k $252.5k $252.5k 0.01% New
76 Anchor Investment Management, LLC 0.03% of their portfolio COLUMBIA, SC 16,12416.1k $239.1k $239.1k 0.03% Added +687 +687
77 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 15,25615.3k $226.2k $226.2k 0.02% Unchanged
78 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 14,81214.8k $219.7k $219.7k 0.03% Reduced -680 -680
79 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 14,56414.6k $216.0k $216.0k 0.00% Reduced -7.4k -7,435
80 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 14,26114.3k $211.5k $211.5k 0.00% Reduced -83 -83
81 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,15014.2k $209.8k $209.8k 0.00% Added +365 +365
82 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,02814.0k $208.0k $208.0k 0.00% Reduced -5.4k -5,439
83 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,44213.4k $199.0k $199.0k 0.01% Unchanged
84 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.05% of their portfolio CONCORD, MA 13,37213.4k $197.0k $197.0k 0.05% Added +1.2k +1,192
85 Luken Investment Analytics, LLC 0.11% of their portfolio BRENTWOOD, TN 13,18213.2k $195.5k $195.5k 0.11% Reduced -1.7k -1,681
86 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 13,12213.1k $194.6k $194.6k 0.01% Reduced -4.2k -4,212
87 Valtinson Bruner Financial Planning LLC 0.11% of their portfolio NEW BRIGHTON, MN 12,52812.5k $185.8k $185.8k 0.11% Unchanged
88 CANTOR FITZGERALD, L. P. 0.00% of their portfolio NEW YORK, NY 12,51112.5k $185.5k $185.5k 0.00% Added +167 +167
89 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,18512.2k $180.7k $180.7k 0.01% Added +171 +171
90 Hexagon Capital Partners LLC 0.05% of their portfolio ROGERS, AR 11,36611.4k $168.6k $168.6k 0.05% Unchanged
91 Investmark Advisory Group LLC 0.12% of their portfolio Shelton, CT 11,13711.1k $165.2k $165.2k 0.12% Unchanged
92 MKT Advisors LLC 0.12% of their portfolio CARLSBAD, CA 11,10011.1k $156.3k $156.3k 0.12% Unchanged
93 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 10,88910.9k $161.0k $161.0k 0.00% New
94 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 10,50810.5k $155.8k $155.8k 0.02% New
95 DFPG INVESTMENTS, LLC 0.02% of their portfolio SANDY, UT 10,34310.3k $153.4k $153.4k 0.02% Added +125 +125
96 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 10,16010.2k $150.7k $150.7k 0.00% Added +1.2k +1,232
97 Legacy Capital Wealth Partners, LLC 0.04% of their portfolio LITTLE ROCK, AR 10,14110.1k $150.4k $150.4k 0.04% New
98 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 9,9459.9k $147.5k $147.5k 0.02% Added +224 +224
99 Sound Income Strategies, LLC 0.02% of their portfolio FT LAUDERDALE, FL 9,9129.9k $147.0k $147.0k 0.02% Reduced -2.1k -2,116
100 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,0007.0k $103.8k $103.8k 0.00% Unchanged