Vault-13

VANECK ETF TRUST SHYD

SHRT HGH YLD MUN · ETP · CUSIP 92189F387

108 institutional holders -12 vs Q4 2023
11,185,32311.2m shares reported held*
$250.6mreported value*
6 new 37 added 39 reduced 16 sold out net sold ≈ $776.2k (-34.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($80.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.41.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 108Q1 23: 112Q2 23: 109Q3 23: 111Q4 23: 120Q1 24: 108108Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022102
Q4 2022108
Q1 2023112
Q2 2023109
Q3 2023111
Q4 2023120
Q1 2024108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 54 cut or sold outQ2 23Q3 23: 48 bought or addedQ3 23: 50 cut or sold outQ3 23Q4 23: 60 bought or addedQ4 23: 56 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 55 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225053
Q1 20236441
Q2 20235154
Q3 20234850
Q4 20236056
Q1 20244355

Biggest buyers

MORGAN STANLEY Added +1,076,206+1.1m
CITADEL ADVISORS LLC Added +269,944+269.9k
MERCER GLOBAL ADVISORS INC /ADV Added +159,387+159.4k
Dakota Wealth Management Added +122,506+122.5k
UBS Group AG Added +65,458+65.5k
BANK OF AMERICA CORP /DE/ Added +59,057+59.1k
CIBC Private Wealth Group LLC New +48,741+48.7k
Waverly Advisors, LLC New +34,799+34.8k
Cetera Investment Advisers Added +32,150+32.1k
LPL Financial LLC Added +24,226+24.2k

Biggest sellers

JANE STREET GROUP, LLC Reduced -586,675-586.7k
Global Strategic Investment Solutions, LLC Reduced -325,877-325.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -211,919-211.9k
FLOW TRADERS U.S. LLC Sold out -197,373-197.4k
Fragasso Financial Advisors Inc Reduced -102,642-102.6k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Reduced -89,525-89.5k
Cetera Advisor Networks LLC Sold out -72,057-72.1k
Clark Capital Management Group, Inc. Sold out -62,844-62.8k
WELLS FARGO & COMPANY/MN Reduced -42,491-42.5k
ROYAL BANK OF CANADA Reduced -41,098-41.1k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,030,3363.0m $67.9m $67.9m 0.00% Added +1.1m +1,076,206
2 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,121,5411.1m $25.1m $25.1m 0.01% Added +13.6k +13,574
3 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 1,035,8011.0m $23.2m $23.2m 0.07% Added +159.4k +159,387
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 958,370958.4k $21.5m $21.5m 0.01% Reduced -42.5k -42,491
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 472,867472.9k $10.6m $10.6m 0.00% Added +59.1k +59,057
6 Fragasso Financial Advisors Inc 0.62% of their portfolio SEWICKLEY, PA 326,909326.9k $7.3m $7.3m 0.62% Reduced -102.6k -102,642
7 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 298,336298.3k $6.7m $6.7m 0.01% Added +269.9k +269,944
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 290,052290.1k $6.5m $6.5m 0.00% Added +24.2k +24,226
9 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 283,090283.1k $6.3m $6.3m 0.01% Reduced -586.7k -586,675
10 Dakota Wealth Management 0.15% of their portfolio PALM BEACH GARDENS, FL 270,013270.0k $6.1m $6.1m 0.15% Added +122.5k +122,506
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 239,168239.2k $5.4m $5.4m 0.00% Added +65.5k +65,458
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 174,319174.3k $3.9m $3.9m 0.01% Added +5.4k +5,389
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 150,791150.8k $3.4m $3.4m 0.00% Reduced -11.6k -11,563
14 FIRST FOUNDATION ADVISORS 0.12% of their portfolio Irvine, CA 138,674138.7k $3.1m $3.1m 0.12% Reduced -37.2k -37,168
15 Willis Johnson & Associates, Inc. 0.22% of their portfolio Houston, TX 110,433110.4k $2.5m $2.5m 0.22% Added +5.5k +5,461
16 Wealthcare Advisory Partners LLC 0.08% of their portfolio WEST CHESTER, PA 108,661108.7k $2.4m $2.4m 0.08% Added +4.5k +4,463
17 High Net Worth Advisory Group LLC 0.72% of their portfolio NAPLES, FL 102,089102.1k $2.3m $2.3m 0.72% Added +10 +10
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 98,44298.4k $2.2m $2.2m 0.00% Reduced -3.3k -3,328
19 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 94,13994.1k $2.1m $2.1m 0.10% Added +262 +262
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 92,35692.4k $2.1m $2.1m 0.00% Reduced -41.1k -41,098
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 87,78287.8k $2.0m $2.0m 0.00% Reduced -1.5k -1,528
22 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 83,84383.8k $1.9m $1.9m 0.00% Added +32.1k +32,150
23 Kades & Cheifetz LLC 1.12% of their portfolio Berwyn, PA 78,15578.2k $1.8m $1.8m 1.12% Reduced -3.6k -3,561
24 Breakwater Capital Group 0.43% of their portfolio PARAMUS, NJ 77,08877.1k $1.7m $1.7m 0.43% Reduced -8.0k -7,971
25 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 63,78563.8k $1.4m $1.4m 0.02% Reduced -1.6k -1,568
26 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 63,03063.0k $1.4m $1.4m 0.10% Reduced -21.0k -20,958
27 NAPLES GLOBAL ADVISORS, LLC 0.13% of their portfolio NAPLES, FL 54,87554.9k $1.2m $1.2m 0.13% Reduced -4.4k -4,425
28 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 51,71751.7k $1.2m $1.2m 0.01% Added +4.9k +4,882
29 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 48,74148.7k $1.1m $1.1m 0.00% New
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 47,29547.3k $1.1m $1.1m 0.00% Reduced -28.7k -28,675
31 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 44,95945.0k $1.0m $1.0m 0.03% Added +82 +82
32 JACOBSON & SCHMITT ADVISORS, LLC 0.24% of their portfolio MIDDLETON, WI 44,74844.7k $1.0m $1.0m 0.24% Added +156 +156
33 McAdam, LLC 0.06% of their portfolio Philadelphia, PA 44,38544.4k $994.7k $994.7k 0.06% Reduced -2.3k -2,268
34 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 42,97243.0k $963.0k $963.0k 0.01% Added +2.9k +2,922
35 DEAN INVESTMENT ASSOCIATES, LLC 0.13% of their portfolio BEAVERCREEK, OH 41,00041.0k $918.8k $918.8k 0.13% Unchanged
36 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 39,93739.9k $895.0k $895.0k 0.00% Added +1.1k +1,125
37 TRUSTMARK BANK TRUST DEPARTMENT 0.07% of their portfolio JACKSON, MS 39,57139.6k $886.8k $886.8k 0.07% Unchanged
38 Cascade Financial Partners, LLC 0.12% of their portfolio SAN DIEGO, CA 37,93737.9k $839.9k $839.9k 0.12% First filing
39 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 35,76835.8k $801.6k $801.6k 0.03% Added +20.8k +20,789
40 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 34,79934.8k $779.8k $779.8k 0.02% New
41 RMR Wealth Builders 0.08% of their portfolio Montclair, NJ 29,16929.2k $653.7k $653.7k 0.08% Added +6.1k +6,120
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,52428.5k $639.0k $639.0k 0.00% Added +486 +486
43 Bryn Mawr Trust Advisors, LLC 0.03% of their portfolio PHILADELPHIA, PA 26,22926.2k $587.8k $587.8k 0.03% Reduced -2.8k -2,812
44 Occidental Asset Management, LLC 0.11% of their portfolio Burlingame, CA 26,22926.2k $587.8k $587.8k 0.11% Added +418 +418
45 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 26,20126.2k $587.2k $587.2k 0.02% Unchanged
46 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,78725.8k $577.9k $577.9k 0.01% Unchanged
47 Innova Wealth Partners 0.41% of their portfolio NEWTOWN, PA 23,57623.6k $528.3k $528.3k 0.41% Unchanged
48 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 22,57522.6k $505.9k $505.9k 0.01% New
49 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 22,13522.1k $496.0k $496.0k 0.00% Added +2.2k +2,230
50 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,93321.9k $491.5k $491.5k 0.02% Unchanged
51 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 21,40921.4k $479.8k $479.8k 0.00% Added +499 +499
52 Tortoise Investment Management, LLC 0.06% of their portfolio WHITE PLAINS, NY 20,96721.0k $469.9k $469.9k 0.06% Added +5.0k +5,000
53 Allen Capital Group, LLC 0.07% of their portfolio GRAND ISLAND, NE 20,55820.6k $460.7k $460.7k 0.07% Unchanged
54 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 19,35519.4k $433.7k $433.7k 0.00% Reduced -4.2k -4,184
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,94918.9k $425.0k $425.0k 0.00% New
56 BRANDYWINE OAK PRIVATE WEALTH LLC 0.04% of their portfolio Kennett Square, PA 18,25418.3k $409.1k $409.1k 0.04% Unchanged
57 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 17,59117.6k $380.3k $380.3k 0.01% Reduced -1.9k -1,932
58 PFG Advisors 0.03% of their portfolio Phoenix, AZ 17,13017.1k $383.9k $383.9k 0.03% Added +270 +270
59 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 15,51115.5k $347.6k $347.6k 0.01% Reduced -89.5k -89,525
60 Global Strategic Investment Solutions, LLC 0.04% of their portfolio Scottsdale, AZ 15,30315.3k $342.9k $342.9k 0.04% Reduced -325.9k -325,877
61 EAGLE GLOBAL ADVISORS LLC 0.02% of their portfolio Houston, TX 14,88414.9k $333.6k $333.6k 0.02% Unchanged
62 Walkner Condon Financial Advisors LLC 0.07% of their portfolio MADISON, WI 14,59914.6k $327.2k $327.2k 0.07% Reduced -681 -681
63 Auour Investments LLC 0.12% of their portfolio WOBURN, MA 14,26414.3k $319.7k $319.7k 0.12% Added +2.9k +2,856
64 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 14,11814.1k $316.4k $316.4k 0.01% Reduced -106 -106
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,65413.7k $306.0k $306.0k 0.00% Reduced -6.8k -6,835
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 12,67812.7k $284.1k $284.1k 0.01% Reduced -130 -130
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 12,47312.5k $279.5k $279.5k 0.02% Added +29 +29
68 1620 INVESTMENT ADVISORS, INC. 0.28% of their portfolio PLYMOUTH, MA 12,26012.3k $274.7k $274.7k 0.28% Added +675 +675
69 FOSTER & MOTLEY INC 0.02% of their portfolio CINCINNATI, OH 12,07012.1k $270.0k $270.0k 0.02% Reduced -960 -960
70 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,75611.8k $263.0k $263.0k 0.00% Added +1.8k +1,841
71 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 11,71211.7k $262.5k $262.5k 0.01% Reduced -6.4k -6,376
72 FC Advisory LLC 0.10% of their portfolio WEST CHESTER, PA 11,70111.7k $262.2k $262.2k 0.10% Reduced -215 -215
73 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 11,11111.1k $249.0k $249.0k 0.00% Added +669 +669
74 COMERICA BANK 0.00% of their portfolio DALLAS, TX 10,82610.8k $242.6k $242.6k 0.00% Reduced -78 -78
75 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 10,73910.7k $240.7k $240.7k 0.00% New
76 Mesirow Financial Investment Management, Inc. 0.01% of their portfolio CHICAGO, IL 10,40010.4k $233.1k $233.1k 0.01% Unchanged
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,27910.3k $230.0k $230.0k 0.00% Reduced -3.1k -3,127
78 Clear Rock Advisors, LLC 0.10% of their portfolio KERRVILLE, TX 10,20610.2k $228.7k $228.7k 0.10% Unchanged
79 Hobart Private Capital, LLC 0.07% of their portfolio CHARLOTTE, NC 9,9499.9k $223.0k $223.0k 0.07% Reduced -5.0k -4,963
80 Pineridge Advisors LLC 0.07% of their portfolio ST. CHARLES, MO 9,4229.4k $211.1k $211.1k 0.07% Reduced -1.2k -1,180
81 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,0009.0k $201.7k $201.7k 0.00% Reduced -600 -600
82 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,3988.4k $188.2k $188.2k 0.01% Reduced -353 -353
83 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 6,5166.5k $146.0k $146.0k 0.01% Unchanged
84 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 4,9965.0k $110.6k $110.6k 0.00% New
85 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,5004.5k $100.8k $100.8k 0.00% Unchanged
86 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,7873.8k $84.9k $84.9k 0.00% Reduced -1.1k -1,092
87 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 2,0022.0k $45.0k $45.0k 0.00% Reduced -10 -10
88 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0002.0k $44.8k $44.8k 0.00% Unchanged
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,8431.8k $41.3k $41.3k 0.00% Unchanged
90 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,4561.5k $33.0k $33.0k 0.00% Reduced -69 -69
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,4511.5k $32.5k $32.5k 0.00% Added +1.1k +1,080
92 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,3021.3k $29.2k $29.2k 0.00% Reduced -689 -689
93 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 894894 $20.0k $20.0k 0.00% Reduced -252 -252
94 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 841841 $18.8k $18.8k 0.00% Added +54 +54
95 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 777777 $17.4k $17.4k 0.00% Reduced -16.5k -16,491
96 VitalStone Financial, LLC 0.01% of their portfolio SHAVANO PARK, TX 777777 $17.0k $17.0k 0.01% Unchanged
97 Independence Bank of Kentucky 0.01% of their portfolio OWENSBORO, KY 750750 $16.8k $16.8k 0.01% Unchanged
98 Glassman Wealth Services 0.00% of their portfolio VIENNA, VA 451451 $10.1k $10.1k 0.00% Added +202 +202
99 American Capital Advisory, LLC 0.01% of their portfolio KETCHUM, ID 327327 $7.3k $7.3k 0.01% Unchanged
100 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 311311 $7.0k $7.0k 0.00% Unchanged