Vault-13

VANECK ETF TRUST SHYD

SHRT HGH YLD MUN · ETP · CUSIP 92189F387

109 institutional holders -3 vs Q1 2023
9,756,8779.8m shares reported held*
$217.6mreported value*
9 new 42 added 40 reduced 14 sold out net bought ≈ $2.5m (+112.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($105.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.30.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 108Q1 23: 112Q2 23: 109109Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022102
Q4 2022108
Q1 2023112
Q2 2023109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 50 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 41 cut or sold outQ1 23Q2 23: 51 bought or addedQ2 23: 54 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225053
Q1 20236441
Q2 20235154

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $2.1mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$2.1m$00.00
Q1 2023$0$0—
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +477,199+477.2k
MORGAN STANLEY Added +105,108+105.1k
MERCER GLOBAL ADVISORS INC /ADV Added +84,742+84.7k
STEPHENS INC /AR/ New +64,228+64.2k
ENVESTNET ASSET MANAGEMENT INC Added +55,451+55.5k
FLOW TRADERS U.S. LLC Added +33,247+33.2k
Wealthcare Advisory Partners LLC Added +20,648+20.6k
Global Strategic Investment Solutions, LLC Added +19,590+19.6k
StrategIQ Financial Group, LLC New +18,540+18.5k
Kestra Advisory Services, LLC New +16,107+16.1k

Biggest sellers

Allworth Financial LP Reduced -146,224-146.2k
RAYMOND JAMES & ASSOCIATES Sold out -84,032-84.0k
WELLS FARGO & COMPANY/MN Reduced -57,924-57.9k
Visionary Wealth Advisors Reduced -55,457-55.5k
SimpliFi, Inc. Sold out -45,391-45.4k
First Heartland Consultants, Inc. Sold out -41,820-41.8k
ROYAL BANK OF CANADA Reduced -40,337-40.3k
OSAIC HOLDINGS, INC. Reduced -39,621-39.6k
AMERIPRISE FINANCIAL INC Reduced -30,698-30.7k
Willis Johnson & Associates, Inc. Reduced -29,755-29.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,343,0511.3m $30.0m $30.0m 0.01% Reduced -57.9k -57,924
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 900,366900.4k $20.1m $20.1m 0.00% Added +105.1k +105,108
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 778,321778.3k $17.4m $17.4m 0.01% Added +55.5k +55,451
4 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 696,217696.2k $15.5m $15.5m 0.02% Added +477.2k +477,199
5 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 611,649611.6k $13.6m $13.6m 0.05% Added +84.7k +84,742
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 534,845534.8k $11.9m $11.9m 0.00% Added +9.5k +9,511
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 310,810310.8k $6.9m $6.9m 0.00% Reduced -28.6k -28,587
8 Capital Analysts, LLC 0.38% of their portfolio FORT WASHINGTON, PA 303,913303.9k $6.8m $6.8m 0.38% Reduced -2.6k -2,583
9 Global Strategic Investment Solutions, LLC 0.83% of their portfolio Scottsdale, AZ 298,551298.6k $6.7m $6.7m 0.83% Added +19.6k +19,590
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 270,780270.8k $6.0m $6.0m 0.00% Reduced -40.3k -40,337
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 253,437253.4k $5.7m $5.7m 0.00% Added +4.7k +4,748
12 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 176,951177.0k $3.9m $3.9m 0.01% Added +10.9k +10,887
13 Fragasso Financial Advisors Inc 0.41% of their portfolio SEWICKLEY, PA 172,562172.6k $3.8m $3.8m 0.41% Reduced -5.4k -5,384
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 168,766168.8k $3.8m $3.8m 0.00% Reduced -30.7k -30,698
15 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 137,172137.2k $3.1m $3.1m 0.01% Added +15.4k +15,431
16 Dakota Wealth Management 0.14% of their portfolio PALM BEACH GARDENS, FL 136,497136.5k $3.0m $3.0m 0.14% Added +6.3k +6,287
17 SIGNET FINANCIAL MANAGEMENT, LLC 0.48% of their portfolio PARSIPPANY, NJ 135,471135.5k $3.0m $3.0m 0.48% Added +4.7k +4,698
18 Visionary Wealth Advisors 0.22% of their portfolio O'FALLON, IL 122,549122.5k $2.7m $2.7m 0.22% Reduced -55.5k -55,457
19 FLOW TRADERS U.S. LLC 0.11% of their portfolio NEW YORK, NY 116,783116.8k $2.6m $2.6m 0.11% Added +33.2k +33,247
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 103,621103.6k $2.3m $2.3m 0.00% Reduced -39.6k -39,621
21 Willis Johnson & Associates, Inc. 0.24% of their portfolio Houston, TX 102,200102.2k $2.3m $2.3m 0.24% Reduced -29.8k -29,755
22 High Net Worth Advisory Group LLC 0.88% of their portfolio NAPLES, FL 102,041102.0k $2.3m $2.3m 0.88% Added +15 +15
23 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 97,32097.3k $2.2m $2.2m 0.02% Reduced -16.0k -15,955
24 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 91,48791.5k $2.0m $2.0m 0.09% Added +20.6k +20,648
25 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 90,38390.4k $2.0m $2.0m 0.00% Reduced -23.9k -23,909
26 NAPLES GLOBAL ADVISORS, LLC 0.23% of their portfolio NAPLES, FL 89,39089.4k $2.0m $2.0m 0.23% Reduced -15.1k -15,050
27 Kades & Cheifetz LLC 1.50% of their portfolio Berwyn, PA 87,80887.8k $2.0m $2.0m 1.50% Added +1.4k +1,381
28 Breakwater Capital Group 0.64% of their portfolio PARAMUS, NJ 78,47778.5k $1.8m $1.8m 0.64% Reduced -12.8k -12,769
29 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 64,22864.2k $1.4m $1.4m 0.03% New
30 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 64,17264.2k $1.4m $1.4m 0.00% Added +7.4k +7,444
31 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 56,70056.7k $1.3m $1.3m 0.01% Added +5.1k +5,081
32 McAdam, LLC 0.09% of their portfolio Philadelphia, PA 50,13550.1k $1.1m $1.1m 0.09% Reduced -792 -792
33 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 49,91049.9k $1.1m $1.1m 0.04% Added +1.7k +1,675
34 Dynamic Advisor Solutions LLC 0.06% of their portfolio PHOENIX, AZ 49,23849.2k $1.1m $1.1m 0.06% Reduced -4.0k -4,024
35 TRUSTMARK BANK TRUST DEPARTMENT 0.09% of their portfolio JACKSON, MS 45,23945.2k $1.0m $1.0m 0.09% Added +1.3k +1,271
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 43,79743.8k $976.7k $976.7k 0.01% Reduced -1.2k -1,162
37 Heartwood Wealth Advisors LLC 0.13% of their portfolio RICHMOND, VA 41,17141.2k $918.1k $918.1k 0.13% Reduced -21.0k -21,043
38 Occidental Asset Management, LLC 0.19% of their portfolio Burlingame, CA 37,71237.7k $841.0k $841.0k 0.19% Added +3.7k +3,678
39 JACOBSON & SCHMITT ADVISORS, LLC 0.23% of their portfolio MIDDLETON, WI 36,95637.0k $824.1k $824.1k 0.23% Reduced -20.0k -20,027
40 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 36,78636.8k $820.3k $820.3k 0.01% Reduced -1.9k -1,932
41 FOCUS Wealth Advisors, LLC 0.54% of their portfolio HOUSTON, TX 35,93835.9k $801.4k $801.4k 0.54% Reduced -5.8k -5,790
42 DEAN INVESTMENT ASSOCIATES, LLC 0.13% of their portfolio BEAVERCREEK, OH 35,20035.2k $785.0k $785.0k 0.13% Unchanged
43 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 35,14635.1k $783.8k $783.8k 0.02% Added +459 +459
44 Tortoise Investment Management, LLC 0.11% of their portfolio WHITE PLAINS, NY 32,39232.4k $722.3k $722.3k 0.11% Reduced -13.7k -13,690
45 Innova Wealth Partners 0.58% of their portfolio NEWTOWN, PA 30,38430.4k $677.6k $677.6k 0.58% Reduced -1.0k -1,040
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 30,10430.1k $671.3k $671.3k 0.01% Reduced -29.5k -29,453
47 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 28,94828.9k $645.5k $645.5k 0.03% Added +2.6k +2,597
48 Cross Staff Investments Inc 0.56% of their portfolio PITTSFORD, NY 27,21027.2k $606.8k $606.8k 0.56% Unchanged
49 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 26,59926.6k $593.2k $593.2k 0.00% Added +2.7k +2,680
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 26,29826.3k $586.0k $586.0k 0.00% Unchanged
51 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 26,26526.3k $585.7k $585.7k 0.02% Reduced -2.6k -2,606
52 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 26,20526.2k $584.4k $584.4k 0.00% First filing
53 Stone Summit Wealth LLC 0.24% of their portfolio MIAMI, FL 25,63825.6k $571.7k $571.7k 0.24% Added +4.5k +4,475
54 Allen Capital Group, LLC 0.10% of their portfolio GRAND ISLAND, NE 24,58524.6k $548.2k $548.2k 0.10% Added +1.8k +1,786
55 BRANDYWINE OAK PRIVATE WEALTH LLC 0.06% of their portfolio Kennett Square, PA 24,17724.2k $539.1k $539.1k 0.06% Reduced -420 -420
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 23,81723.8k $531.1k $531.1k 0.02% Reduced -5.1k -5,086
57 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 23,38223.4k $521.4k $521.4k 0.02% Added +13.3k +13,251
58 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,93321.9k $489.1k $489.1k 0.02% Unchanged
59 Auour Investments LLC 0.19% of their portfolio WOBURN, MA 20,31320.3k $453.0k $453.0k 0.19% First filing
60 StrategIQ Financial Group, LLC 0.05% of their portfolio MERRILLVILLE, IN 18,54018.5k $413.4k $413.4k 0.05% New
61 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 18,25618.3k $407.1k $407.1k 0.00% Reduced -2.6k -2,611
62 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 18,09118.1k $403.4k $403.4k 0.01% Reduced -265 -265
63 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.01% of their portfolio MINNEAPOLIS, MN 17,86817.9k $398.5k $398.5k 0.01% Reduced -964 -964
64 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 17,80517.8k $397.1k $397.1k 0.00% Reduced -79 -79
65 PFG Advisors 0.03% of their portfolio Phoenix, AZ 17,19017.2k $383.3k $383.3k 0.03% Added +5.3k +5,336
66 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 16,22216.2k $361.8k $361.8k 0.00% Reduced -146.2k -146,224
67 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,10716.1k $359.2k $359.2k 0.00% New
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 14,06514.1k $313.7k $313.7k 0.03% Reduced -2.9k -2,921
69 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,63013.6k $303.9k $303.9k 0.00% Unchanged
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,37813.4k $298.3k $298.3k 0.00% New
71 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 13,21413.2k $294.7k $294.7k 0.01% Reduced -1.6k -1,592
72 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 13,20013.2k $294.0k $294.0k 0.02% Added +435 +435
73 EAGLE GLOBAL ADVISORS LLC 0.02% of their portfolio Houston, TX 12,88412.9k $287.3k $287.3k 0.02% Added +3.5k +3,500
74 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 12,47812.5k $278.3k $278.3k 0.02% Added +59 +59
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,92111.9k $265.8k $265.8k 0.00% Reduced -359 -359
76 QP WEALTH MANAGEMENT, LLC 0.40% of their portfolio BOCA RATON, FL 11,38211.4k $253.8k $253.8k 0.40% Added +759 +759
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 10,79110.8k $241.0k $241.0k 0.00% Added +655 +655
78 1620 INVESTMENT ADVISORS, INC. 0.25% of their portfolio PLYMOUTH, MA 10,31510.3k $230.0k $230.0k 0.25% Reduced -275 -275
79 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,23810.2k $238.9k $238.9k 0.01% Added +5.1k +5,143
80 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 10,10110.1k $225.2k $225.2k 0.00% Added +12 +12
81 Capital Advisors Wealth Management, LLC 0.06% of their portfolio YAKIMA, WA 9,8129.8k $218.8k $218.8k 0.06% Added +74 +74
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,0009.0k $200.7k $200.7k 0.00% Unchanged
83 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,0497.0k $157.2k $157.2k 0.01% Added +1.8k +1,786
84 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,5004.5k $100.3k $100.3k 0.01% Unchanged
85 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 3,9353.9k $88.0k $88.0k 0.00% Added +13 +13
86 VitalStone Financial, LLC 0.04% of their portfolio SHAVANO PARK, TX 3,0883.1k $69.0k $69.0k 0.04% New
87 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0202.0k $45.0k $45.0k 0.00% Added +670 +670
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2,0102.0k $44.8k $44.8k 0.00% Added +3 +3
89 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 1,8431.8k $41.1k $41.1k 0.00% Added +1.6k +1,638
90 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 1,7921.8k $40.0k $40.0k 0.01% New
91 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,3041.3k $29.1k $29.1k 0.00% Unchanged
92 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 802802 $17.9k $17.9k 0.00% Added +87 +87
93 Independence Bank of Kentucky 0.01% of their portfolio OWENSBORO, KY 750750 $16.7k $16.7k 0.01% Unchanged
94 WFA of San Diego, LLC 0.02% of their portfolio SAN DIEGO, CA 700700 $15.6k $15.6k 0.02% New
95 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 500500 $11.2k $11.2k 0.00% New
96 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 500500 $11.2k $11.2k 0.00% Unchanged
97 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 414414 $9.2k $9.2k 0.00% First filing
98 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 313313 $7.0k $7.0k 0.00% Unchanged
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 303303 $7.0k $7.0k 0.00% Reduced -686 -686
100 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 241241 $5.4k $5.4k 0.00% Unchanged