UWM HOLDINGS CORPORATION UWMC
COM CL A · Common Stock · CUSIP 91823B109
- SectorFinancials
- IndustryMortgage Bankers & Loan Correspondents
- HeadquartersPontiac, MI
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $3.32. Options: 12 managers hold calls ($14.4m notional), 8 hold puts ($7.4m).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 133 |
| Q4 2022 | 154 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $14.9m | $4.3m | 0.28 |
| Q4 2022 | $14.4m | $7.4m | 0.51 |
Biggest buyers
| FMR LLC | Added | +1.4m |
| BlackRock Inc. | Added | +590.6k |
| D. E. Shaw & Co., Inc. | New | +284.7k |
| OCCUDO QUANTITATIVE STRATEGIES LP | New | +264.5k |
| Squarepoint Ops LLC | New | +250.8k |
| Capula Management Ltd | New | +234.8k |
| Schonfeld Strategic Advisors LLC | Added | +194.4k |
| VANGUARD GROUP INC | Added | +141.9k |
| GSA CAPITAL PARTNERS LLP | New | +136.1k |
| Integrated Investment Consultants, LLC | Added | +115.2k |
Biggest sellers
| OAKTREE CAPITAL MANAGEMENT LP | Sold out | -1.0m |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | Sold out | -797.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -274.9k |
| UBS Group AG | Reduced | -210.8k |
| JENNISON ASSOCIATES LLC | Sold out | -184.7k |
| Brookfield Corp /ON/ | Sold out | -170.3k |
| U.S. Capital Wealth Advisors, LLC | Reduced | -153.5k |
| NEW YORK STATE COMMON RETIREMENT FUND | Reduced | -147.6k |
| PLATINUM EQUITY, LLC | Reduced | -90.0k |
| Claybrook Capital, LLC | Sold out | -83.1k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $6.0m1.8m shares |
| GROUP ONE TRADING LLC | Reduced | $3.2m961.9k shares |
| CITADEL ADVISORS LLC | Added | $1.9m578.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $1.6m478.3k shares |
| JANE STREET GROUP, LLC | Reduced | $815.6k246.4k shares |
| WOLVERINE TRADING, LLC | Reduced | $578.0k174.7k shares |
| SG3 Management, LLC | Reduced | $147.0k44.4k shares |
| CSS LLC/IL | Unchanged | $89.7k27.1k shares |
| JCSD Capital, LLC | New | $81.4k1.0k shares |
| HAP Trading, LLC | Reduced | $3.0k134.2k shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $5.2m1.6m shares |
| GROUP ONE TRADING LLC | Reduced | $1.2m352.6k shares |
| CITADEL ADVISORS LLC | Added | $605.7k183.0k shares |
| WOLVERINE TRADING, LLC | Reduced | $184.0k55.5k shares |
| SIMPLEX TRADING, LLC | Reduced | $80.0k24.3k shares |
| JANE STREET GROUP, LLC | Reduced | $67.5k20.4k shares |
| Cutler Group LLC / CA | Added | $33.0k7.5k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
SFS HOLDING CORP
13D · may seek influence
-0.3 pts · filed 2026-08-10
Stated purposeItem 4 of the Schedule 13D is hereby amended by the addition of the following: The information contained above in Item 3 of this Amendment is incorporated herein by reference. Backstop Agreement In connection with the closing of the Financing, on August 5, 2026, the Issuer, Mat Ishbia, and SFS Capital (together with Mat Ishbia, the "Ishbia Support Parties"), and the Oaktree Purchasers entered into the Support and Backstop Purchase Agreement (the "Backstop Agreement"), pursuant to which the Issuer has agreed to raise cash proceeds of at least $400,000,000 from the sale of 200,000,000 shares of Class A Stock through a registered rights offering by the Issuer (the "Rights Offering"). Pursuant to the Backstop Agreement, the Rights Offering will have a record date of October 2, 2026, is expe… Full filing |
79.4% |
| FMR LLC 13G · institution +2.8 pts · filed 2026-05-06 | 9.0% |
| Carlson Lynne M. 13G · passive investor new · filed 2025-03-18 | 7.2% |
| OCO Capital GP LLC 13G · passive investor new · filed 2026-09-29 | 6.4% |
| GOLDMAN SACHS GROUP INC 13G · institution new · filed 2026-08-10 | 5.1% |
Fell to 5% or below in the last year: NORGES BANK (4.1%, 2026-08-12), VANGUARD GROUP INC (0.0%, 2026-03-27)
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2021 | 0 | — | 0 | — | — |
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 5 | $102.3k | — |
| Q2 2022 | 1 | $1.0m | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 1 | $10.0k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2022-11-21 | Czubak Kelly Director | Bought | $10.0k2.4k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 7.5m $24.9m | Added +141.9k |
| PLATINUM EQUITY, LLC 11.06% of their portfolio | 4.9m $16.2m | Reduced -90.0k |
| FMR LLC 0.00% of their portfolio | 4.7m $15.5m | Added +1.4m |
| BlackRock Inc. 0.00% of their portfolio | 4.0m $13.1m | Added +590.6k |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 1.5m $4.8m | Reduced -58.8k |
| STATE STREET CORP 0.00% of their portfolio | 1.3m $4.6m | Added +31.2k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 1.2m $4.1m | Added +67.2k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 857.4k $2.8m | Reduced -14.9k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 662.8k $2.2m | Reduced -77.9k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 570.2k $1.9m | Reduced -1.5k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 552.7k $1.8m | Added +73.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 487.1k $1.6m | Added +7.6k |
| Integrated Investment Consultants, LLC 0.53% of their portfolio | 472.8k $1.6m | Added +115.2k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 403.6k $1.3m | Added +25.4k |
| MORGAN STANLEY 0.00% of their portfolio | 395.2k $1.3m | Reduced -39.8k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 371.4k $1.2m | Added +104.1k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 325.4k $1.1m | Reduced -2.8k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 284.7k $942.4k | New |
| OCCUDO QUANTITATIVE STRATEGIES LP 0.10% of their portfolio | 264.5k $875.4k | New |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 256.3k $849.0k | Added +10.3k |
| Squarepoint Ops LLC 0.01% of their portfolio | 250.8k $830.1k | New |
| Capula Management Ltd 0.08% of their portfolio | 234.8k $777.1k | New |
| Schonfeld Strategic Advisors LLC 0.01% of their portfolio | 231.0k $764.6k | Added +194.4k |
| U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio | 230.2k $761.9k | Reduced -153.5k |
| TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio | 229.0k $758.0k | Added +48.7k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 227.7k $753.6k | Reduced -15.8k |
| Swiss National Bank 0.00% of their portfolio | 212.4k $703.0k | Added +5.3k |
| GSA CAPITAL PARTNERS LLP 0.06% of their portfolio | 136.1k $451.0k | New |
| Invesco Ltd. 0.00% of their portfolio | 126.3k $418.2k | Reduced -27.4k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 113.8k $376.8k | Added +1.4k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 103.9k $344.0k | Added +3.0k |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 103.2k $341.6k | Added +8.5k |
| UBS Group AG 0.00% of their portfolio | 101.9k $337.2k | Reduced -210.8k |
| TCW GROUP INC 0.00% of their portfolio | 101.1k $334.6k | New |
| Jenkins Wealth 0.13% of their portfolio | 99.6k $329.7k | First filing |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 96.7k $319.9k | Reduced -274.9k |
| JCSD Capital, LLC 0.43% of their portfolio | 96.2k $318.4k | New |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 95.3k $315.5k | New |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 89.8k $297.3k | Reduced -7.1k |
| Lebenthal Global Advisors, LLC 0.10% of their portfolio | 87.3k $289.1k | Reduced -54.3k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 83.6k $276.8k | Added +44.1k |
| AE Wealth Management LLC 0.00% of their portfolio | 78.1k $258.4k | New |
| LPL Financial LLC 0.00% of their portfolio | 77.7k $257.3k | Added +3.2k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio | 74.2k $245.4k | Reduced -147.6k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 74.1k $245.2k | Reduced -71.6k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 72.8k $241.0k | Added +17.5k |
| CREDIT SUISSE AG/ 0.00% of their portfolio | 69.3k $229.5k | Reduced -40.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 67.4k $223.0k | Added +1.6k |
| BOULDER HILL CAPITAL MANAGEMENT LP 0.16% of their portfolio | 59.6k $197.3k | New |
| Brandywine Global Investment Management, LLC 0.00% of their portfolio | 56.5k $187.0k | New |
| Penserra Capital Management LLC 0.00% of their portfolio | 53.5k $177.0k | New |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 47.5k $157.0k | Added +996 |
| ROTHSCHILD INVESTMENT LLC /IL 0.01% of their portfolio | 46.1k $153.0k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 43.8k $145.1k | Reduced -5.3k |
| 180 WEALTH ADVISORS, LLC 0.04% of their portfolio | 42.2k $188.5k | Added +7.7k |
| Mariner, LLC 0.00% of their portfolio | 41.8k $138.0k | Added +20.6k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 41.0k $137.0k | Reduced -8.5k |
| Treasurer of the State of North Carolina 0.00% of their portfolio | 40.2k $133.0k | Added +520 |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 38.9k $128.8k | Reduced -9.8k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 36.2k $119.9k | Reduced -256 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 35.9k $118.7k | New |
| Legal & General Group Plc 0.00% of their portfolio | 35.4k $117.1k | Reduced -671 |
| Virtu Financial LLC 0.02% of their portfolio | 35.2k $117.0k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 34.8k $115.0k | Reduced -6.2k |
| WOLVERINE TRADING, LLC 0.00% of their portfolio | 34.8k $115.0k | Added +12.2k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 32.1k $106.1k | New |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 31.9k $105.6k | Reduced -4.4k |
| LJI Wealth Management, LLC 0.04% of their portfolio | 31.5k $104.1k | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 31.4k $104.0k | Added +25.1k |
| Dynamic Technology Lab Private Ltd 0.01% of their portfolio | 28.0k $92.0k | Added +15.4k |
| Taylor & Morgan Wealth Management, LLC 0.08% of their portfolio | 25.8k $85.3k | Added +770 |
| Cetera Investment Advisers 0.00% of their portfolio | 25.4k $84.2k | Reduced -500 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 25.3k $84.0k | Added +4.7k |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 24.8k $82.1k | Added +928 |
| Ergoteles LLC 0.00% of their portfolio | 24.8k $82.1k | Unchanged |
| ALGERT GLOBAL LLC 0.00% of their portfolio | 22.4k $74.1k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 20.7k $68.6k | New |
| Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio | 20.6k $68.2k | Reduced -26.0k |
| AMALGAMATED BANK 0.00% of their portfolio | 20.4k $68.0k | Unchanged |
| Patriot Financial Group Insurance Agency, LLC 0.02% of their portfolio | 20.3k $67.1k | Reduced -10.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 20.1k $66.6k | Added +2.4k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 19.7k $65.2k | Added +1.6k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 19.3k $63.9k | Added +1 |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 18.8k $62.1k | Reduced -18.8k |
| MARTINGALE ASSET MANAGEMENT L P 0.00% of their portfolio | 17.5k $57.9k | Reduced -500 |
| BARCLAYS PLC 0.00% of their portfolio | 17.4k $57.7k | First filing |
| SUMMIT SECURITIES GROUP LLC 0.01% of their portfolio | 17.3k $57.0k | Reduced -22.9k |
| Glassman Wealth Services 0.01% of their portfolio | 16.6k $54.9k | Unchanged |
| COMMERCE BANK 0.00% of their portfolio | 14.3k $47.3k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 13.6k $45.1k | Reduced -6.5k |
| Bayesian Capital Management, LP 0.01% of their portfolio | 13.4k $44.4k | New |
| INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio | 13.1k $43.5k | Reduced -6.7k |
| IFP Advisors, Inc 0.00% of their portfolio | 12.9k $146.0k | Added +769 |
| FINANCIAL COUNSELORS INC 0.00% of their portfolio | 12.6k $42.0k | Not comparable |
| Telemetry Investments, L.L.C. 0.10% of their portfolio | 12.5k $41.0k | Added +2.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 12.5k $42.0k | Reduced -5.7k |
| Walleye Capital LLC 0.00% of their portfolio | 12.3k $40.7k | New |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 11.8k $39.1k | Added +317 |
| Vident Investment Advisory, LLC 0.00% of their portfolio | 11.8k $39.0k | New |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 11.3k $37.5k | Reduced -5.6k |