UPLAND SOFTWARE INC
COM · CUSIP 91544A109 · ISIN US91544A1097
66
institutional holders
-5 vs Q1 2025
14.3m
shares reported held*
$27.9mreported value*
8 new
12 added
26 reduced
13 sold out
net sold ≈ $1.1m (-570.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.95. Options: 5 managers hold calls ($179.8k notional), 5 hold puts ($101.1k).
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 137 |
| Q4 2022 | 134 |
| Q1 2023 | 123 |
| Q2 2023 | 91 |
| Q3 2023 | 81 |
| Q4 2023 | 96 |
| Q1 2024 | 81 |
| Q2 2024 | 65 |
| Q3 2024 | 70 |
| Q4 2024 | 76 |
| Q1 2025 | 71 |
| Q2 2025 | 66 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 33 | 49 |
| Q4 2023 | 40 | 38 |
| Q1 2024 | 22 | 60 |
| Q2 2024 | 21 | 51 |
| Q3 2024 | 25 | 27 |
| Q4 2024 | 44 | 33 |
| Q1 2025 | 27 | 42 |
| Q2 2025 | 20 | 39 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2024 | $27.6k | $7.0k | 0.25 |
| Q4 2024 | $407.7k | $295.5k | 0.72 |
| Q1 2025 | $86.4k | $130.9k | 1.52 |
| Q2 2025 | $179.8k | $101.1k | 0.56 |
Biggest buyers
| UBS Group AG | Added | +155.2k |
| Squarepoint Ops LLC | New | +85.3k |
| EVERGREEN CAPITAL MANAGEMENT LLC | New | +62.4k |
| RICE HALL JAMES & ASSOCIATES, LLC | Added | +50.0k |
| GOLDMAN SACHS GROUP INC | Added | +42.7k |
| GSA CAPITAL PARTNERS LLP | Added | +41.6k |
| Russell Investments Group, Ltd. | Added | +30.5k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +22.1k |
| SIMPLEX TRADING, LLC | New | +18.3k |
| Hillsdale Investment Management Inc. | New | +14.3k |
Biggest sellers
| NEW SOUTH CAPITAL MANAGEMENT INC | Reduced | -183.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -140.7k |
| AMERIPRISE FINANCIAL INC | Reduced | -118.1k |
| Inspire Advisors, LLC | Reduced | -90.0k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -55.1k |
| Man Group plc | Reduced | -45.1k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -45.0k |
| MARSHALL WACE, LLP | Reduced | -44.9k |
| TWO SIGMA ADVISERS, LP | Reduced | -39.4k |
| MACKENZIE FINANCIAL CORP | Reduced | -37.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $89.9k46.1k shares |
| CITADEL ADVISORS LLC | Reduced | $46.6k23.9k shares |
| GROUP ONE TRADING LLC | New | $43.3k22.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | New | $0100 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $70.4k36.1k shares |
| WOLVERINE TRADING, LLC | Reduced | $17.6k10.0k shares |
| GROUP ONE TRADING LLC | Added | $12.1k6.2k shares |
| SIMPLEX TRADING, LLC | New | $1.0k1.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| van Schaick Petrus Paulus 13G · passive investor +2.0 pts · filed 2025-11-10 | 9.0% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 1.9m $3.6m | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 1.3m $2.6m | Reduced -2.3k |
| ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio | 1.3m $2.6m | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 1.2m $2.3m | Reduced -118.1k |
| NEW SOUTH CAPITAL MANAGEMENT INC 0.09% of their portfolio | 993.2k $1.9m | Reduced -183.7k |
| RICE HALL JAMES & ASSOCIATES, LLC 0.10% of their portfolio | 969.9k $1.9m | Added +50.0k |
| CastleKnight Management LP 0.12% of their portfolio | 960.5k $1.9m | Unchanged |
| BlackRock, Inc. 0.00% of their portfolio | 770.4k $1.5m | Reduced -33.3k |
| RBF Capital, LLC 0.05% of their portfolio | 519.2k $1.0m | Unchanged |
| TWO SIGMA ADVISERS, LP 0.00% of their portfolio | 387.3k $755.2k | Reduced -39.4k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 346.6k $675.8k | Reduced -44.9k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 308.3k $601.2k | Added +22.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 278.2k $542.6k | Added +338 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 277.8k $541.7k | Unchanged |
| Man Group plc 0.00% of their portfolio | 275.9k $538.0k | Reduced -45.1k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 260.4k $507.8k | Reduced -45.0k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 203.8k $397.4k | Reduced -3.5k |
| UBS Group AG 0.00% of their portfolio | 198.5k $387.0k | Added +155.2k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 195.4k $381.0k | Unchanged |
| GLOBEFLEX CAPITAL L P 0.03% of their portfolio | 188.6k $367.8k | Unchanged |
| GSA CAPITAL PARTNERS LLP 0.02% of their portfolio | 169.9k $331.0k | Added +41.6k |
| STATE STREET CORP 0.00% of their portfolio | 110.0k $214.4k | Unchanged |
| Heron Bay Capital Management 0.04% of their portfolio | 92.6k $180.6k | Reduced -2.6k |
| FMR LLC 0.00% of their portfolio | 87.3k $170.3k | Added +3.3k |
| Squarepoint Ops LLC 0.00% of their portfolio | 85.3k $166.3k | New |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 80.5k $157.0k | Reduced -21.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 66.0k $128.7k | Reduced -10.3k |
| Walleye Capital LLC 0.00% of their portfolio | 63.9k $124.5k | Reduced -26.8k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 62.4k $121.7k | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 59.0k $115.0k | Added +42.7k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 52.6k $102.6k | Reduced -107 |
| Invesco Ltd. 0.00% of their portfolio | 48.0k $93.5k | Reduced -27.4k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 43.6k $86.0k | Reduced -380 |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 38.9k $73.5k | Unchanged |
| RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio | 38.8k $75.7k | Reduced -9.6k |
| MACKENZIE FINANCIAL CORP 0.00% of their portfolio | 33.7k $65.6k | Reduced -37.9k |
| BARCLAYS PLC 0.00% of their portfolio | 32.9k $64.1k | Unchanged |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 31.8k $61.9k | Added +30.5k |
| XTX Topco Ltd 0.00% of their portfolio | 28.8k $56.2k | Added +11.2k |
| Inspire Advisors, LLC 0.01% of their portfolio | 28.2k $55.0k | Reduced -90.0k |
| Pathstone Holdings, LLC 0.00% of their portfolio | 23.4k $45.6k | Unchanged |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 22.8k $44.4k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.6k $42.1k | Reduced -2.6k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 18.4k $35.8k | Reduced -20.8k |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 18.3k $35.0k | New |
| STEEL GROVE CAPITAL ADVISORS, LLC 0.00% of their portfolio | 14.4k $28.1k | Unchanged |
| First Heartland Consultants, Inc. 0.00% of their portfolio | 14.4k $28.1k | Added +1.2k |
| Hillsdale Investment Management Inc. 0.00% of their portfolio | 14.3k $27.8k | New |
| Savant Capital, LLC 0.00% of their portfolio | 13.5k $26.3k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 12.2k $23.7k | Added +222 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 11.3k $22.0k | Reduced -1.0k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 10.5k $20.5k | Reduced -8.7k |
| MORGAN STANLEY 0.00% of their portfolio | 7.2k $14.1k | Reduced -34.7k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 4.1k $7.9k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 3.8k $8.0k | New |
| FEDERATED HERMES, INC. 0.00% of their portfolio | 2.5k $4.9k | Unchanged |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 230 $448 | Reduced -600 |
| MAI Capital Management 0.00% of their portfolio | 206 $402 | Reduced -30 |
| BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio | 205 $400 | Added +16 |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 96 $187 | New |
| CITIGROUP INC 0.00% of their portfolio | 39 $76 | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 20 $39 | Unchanged |
| Anchor Investment Management, LLC 0.00% of their portfolio | 17 $33 | Unchanged |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 10 $20 | New |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $2 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |