Vault-13

UNITED MICROELECTRONICS CORP UMC

SPON ADR NEW · ADR · CUSIP 910873405 · ISIN US9108734057

Semiconductor foundry company headquartered in Taiwan

221 institutional holders -1 vs Q1 2023
126,680,391126.7m shares reported held*
$1.0bnreported value*
29 new 77 added 74 reduced 30 sold out net sold ≈ $36.9m (-6.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $7.91. Options: 14 managers hold calls ($36.0m notional), 11 hold puts ($11.0m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 226Q4 22: 223Q1 23: 222Q2 23: 221221Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022226
Q4 2022223
Q1 2023222
Q2 2023221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 100 bought or addedQ4 22: 115 cut or sold outQ4 22Q1 23: 115 bought or addedQ1 23: 88 cut or sold outQ1 23Q2 23: 106 bought or addedQ2 23: 104 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022100115
Q1 202311588
Q2 2023106104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ3 22 calls: $65.6mQ3 22 puts: $73.5mQ3 22P/C 1.12Q4 22 calls: $68.1mQ4 22 puts: $109.1mQ4 22P/C 1.60Q1 23 calls: $67.5mQ1 23 puts: $139.7mQ1 23P/C 2.07Q2 23 calls: $36.0mQ2 23 puts: $11.0mQ2 23P/C 0.30
Numbers
QuarterCallsPutsP/C
Q3 2022$65.6m$73.5m1.12
Q4 2022$68.1m$109.1m1.60
Q1 2023$67.5m$139.7m2.07
Q2 2023$36.0m$11.0m0.30

Biggest buyers

MORGAN STANLEY Added +2,061,556+2.1m
BARCLAYS PLC Added +1,467,019+1.5m
CREDIT SUISSE AG/ Added +1,097,794+1.1m
Fisher Asset Management, LLC Added +986,258+986.3k
Rafferty Asset Management, LLC Added +933,493+933.5k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Added +793,376+793.4k
RHUMBLINE ADVISERS New +763,253+763.3k
BNP PARIBAS FINANCIAL MARKETS Added +491,765+491.8k
Zweig-DiMenna Associates LLC Added +491,271+491.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +486,197+486.2k

Biggest sellers

BANK OF MONTREAL /CAN/ Sold out -2,692,931-2.7m
GOLDMAN SACHS GROUP INC Reduced -2,409,437-2.4m
UBS Group AG Reduced -1,773,266-1.8m
Point72 Asset Management, L.P. Sold out -994,900-994.9k
TWO SIGMA INVESTMENTS, LP Reduced -960,746-960.7k
HSBC HOLDINGS PLC Reduced -944,093-944.1k
Connor, Clark & Lunn Investment Management Ltd. Reduced -886,138-886.1k
MACQUARIE GROUP LTD Sold out -860,000-860.0k
CITADEL ADVISORS LLC Reduced -843,012-843.0k
Cubist Systematic Strategies, LLC Sold out -787,030-787.0k

Biggest calls

MILLENNIUM MANAGEMENT LLC Added $21.2m2.7m shares
Balyasny Asset Management L.P. Unchanged $4.4m562.0k shares
Caption Management, LLC Added $4.0m502.8k shares
SIMPLEX TRADING, LLC Reduced $1.7m211.7k shares
Walleye Trading LLC Reduced $1.2m150.1k shares
GROUP ONE TRADING LLC Reduced $1.1m137.7k shares
CITADEL ADVISORS LLC Reduced $987.8k125.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $616.2k78.1k shares
Squarepoint Ops LLC New $540.5k68.5k shares
PEAK6 Investments LLC New $197.2k25.0k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.9m615.4k shares
PEAK6 Investments LLC Added $1.9m239.0k shares
GROUP ONE TRADING LLC Added $1.4m171.7k shares
SIMPLEX TRADING, LLC Added $1.1m133.4k shares
CITADEL ADVISORS LLC Added $1.0m129.9k shares
Walleye Trading LLC Added $291.9k37.0k shares
JANE STREET GROUP, LLC Added $279.3k35.4k shares
MILLENNIUM MANAGEMENT LLC Reduced $118.3k15.0k shares
WOLVERINE TRADING, LLC Reduced $115.4k14.7k shares
Cutler Group LLC / CA Reduced $1.0k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2026-04-29 6.5% 817.5m 2026-04-29

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 20,468,42720.5m $161.5m $161.5m 0.00% Reduced -69.1k -69,097
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 15,546,61815.5m $122.7m $122.7m 0.00% Reduced -346.7k -346,702
3 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.13% of their portfolio BOSTON, MA 13,112,77613.1m $103.5m $103.5m 0.13% Reduced -106.6k -106,566
4 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 9,102,8159.1m $71.8m $71.8m 0.01% Added +2.1m +2,061,556
5 Fisher Asset Management, LLC 0.03% of their portfolio PLANO, TX 7,200,3727.2m $56.8m $56.8m 0.03% Added +986.3k +986,258
6 CREDIT SUISSE AG/ 0.05% of their portfolio ZURICH, V8 6,672,1436.7m $52.6m $52.6m 0.05% Added +1.1m +1,097,794
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 5,514,0295.5m $43.5m $43.5m 0.02% Reduced -1.8m -1,773,266
8 RENAISSANCE TECHNOLOGIES LLC 0.05% of their portfolio NEW YORK, NY 4,402,4504.4m $34.7m $34.7m 0.05% Reduced -232.9k -232,884
9 Rafferty Asset Management, LLC 0.19% of their portfolio New York, NY 4,260,2044.3m $33.6m $33.6m 0.19% Added +933.5k +933,493
10 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 4,124,7494.1m $32.5m $32.5m 0.01% Reduced -2.4m -2,409,437
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,580,1703.6m $30.3m $30.3m 0.00% Reduced -271.6k -271,577
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,329,1733.3m $26.3m $26.3m 0.00% Reduced -254.2k -254,150
13 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 2,135,8302.1m $16.9m $16.9m 0.01% Added +1.5m +1,467,019
14 TWO SIGMA ADVISERS, LP 0.04% of their portfolio NEW YORK, NY 2,017,0002.0m $15.9m $15.9m 0.04% Reduced -550.1k -550,100
15 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 1,535,0211.5m $12.1m $12.1m 0.02% Added +408.8k +408,752
16 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 1,422,6331.4m $11.2m $11.2m 0.02% Added +491.8k +491,765
17 Crossmark Global Holdings, Inc. 0.23% of their portfolio HOUSTON, TX 1,414,4711.4m $10.6m $10.6m 0.23% Added +5.2k +5,203
18 Connor, Clark & Lunn Investment Management Ltd. 0.05% of their portfolio VANCOUVER, A1 1,335,5971.3m $10.5m $10.5m 0.05% Reduced -886.1k -886,138
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,117,2061.1m $8.8m $8.8m 0.00% Added +340.0k +340,044
20 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio JUPITER, FL 1,051,2661.1m $8.3m $8.3m 0.04% Added +793.4k +793,376
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 816,784816.8k $6.4m $6.4m 0.00% Reduced -10.3k -10,289
22 Holocene Advisors, LP 0.03% of their portfolio New York, NY 793,133793.1k $6.3m $6.3m 0.03% Reduced -33.3k -33,276
23 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 763,253763.3k $6.0m $6.0m 0.01% New
24 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 688,546688.5k $5.4m $5.4m 0.00% Added +4.1k +4,134
25 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 681,178681.2k $5.4m $5.4m 0.01% Added +98.3k +98,292
26 Zweig-DiMenna Associates LLC 0.72% of their portfolio NEW YORK, NY 675,771675.8k $5.3m $5.3m 0.72% Added +491.3k +491,271
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 674,720674.7k $5.3m $5.3m 0.01% Added +486.2k +486,197
28 ACADIAN ASSET MANAGEMENT LLC 0.01% of their portfolio Boston, MA 424,589424.6k $3.3m $3.3m 0.01% Reduced -137.2k -137,157
29 Virtus Family Office LLC 5.75% of their portfolio EL PASO, TX 367,186367.2k $3.1m $3.1m 5.75% Reduced -57.5k -57,478
30 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 356,189356.2k $2.8m $2.8m 0.00% Added +89.9k +89,900
31 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 346,248346.2k $2.7m $2.7m 0.01% Reduced -960.7k -960,746
32 Laird Norton Wetherby Wealth Management, LLC 0.15% of their portfolio Seattle, WA 342,677342.7k $2.7m $2.7m 0.15% Reduced -519 -519
33 STOREBRAND ASSET MANAGEMENT AS 0.01% of their portfolio LYSAKER, Q8 324,031324.0k $2.6m $2.6m 0.01% Unchanged
34 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.04% of their portfolio Stamford, CT 316,454316.5k $2.5m $2.5m 0.04% Reduced -4.2k -4,228
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 269,509269.5k $2.1m $2.1m 0.00% Added +20.2k +20,247
36 Grantham, Mayo, Van Otterloo & Co. LLC 0.01% of their portfolio Boston, MA 251,400251.4k $2.0m $2.0m 0.01% New
37 Balentine LLC 0.06% of their portfolio ATLANTA, GA 242,586242.6k $1.9m $1.9m 0.06% Added +39.3k +39,324
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 238,881238.9k $1.9m $1.9m 0.00% Added +29.4k +29,412
39 Ethic Inc. 0.07% of their portfolio NEW YORK, NY 232,464232.5k $1.8m $1.8m 0.07% Added +14.6k +14,637
40 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 225,525225.5k $1.8m $1.8m 0.00% Reduced -690.9k -690,907
41 CAUSEWAY CAPITAL MANAGEMENT LLC 0.05% of their portfolio LOS ANGELES, CA 220,778220.8k $1.7m $1.7m 0.05% Added +105.5k +105,549
42 Mezzasalma Advisors, LLC 1.05% of their portfolio TINTON FALLS, NJ 218,678218.7k $1.7m $1.7m 1.05% Unchanged
43 SIGNATUREFD, LLC 0.04% of their portfolio ATLANTA, GA 209,350209.3k $1.7m $1.7m 0.04% Reduced -1.8k -1,841
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 196,374196.4k $1.5m $1.5m 0.00% Reduced -2.8k -2,776
45 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 195,400195.4k $1.5m $1.5m 0.01% New
46 Vanguard Personalized Indexing Management, LLC 0.05% of their portfolio OAKLAND, CA 195,089195.1k $1.5m $1.5m 0.05% Added +10.8k +10,817
47 GREENLEAF TRUST 0.02% of their portfolio KALAMAZOO, MI 193,213193.2k $1.5m $1.5m 0.02% Unchanged
48 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 178,274178.3k $1.4m $1.4m 0.00% Added +15.4k +15,437
49 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 177,980178.0k $1.4m $1.4m 0.01% Added +58.0k +58,034
50 NewEdge Wealth, LLC 0.05% of their portfolio STAMFORD, CT 177,220177.2k $1.4m $1.4m 0.05% Added +70.6k +70,605
51 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 167,938167.9k $1.3m $1.3m 0.01% Reduced -149.1k -149,062
52 First Trust Direct Indexing L.P. 0.14% of their portfolio Boston, MA 155,740155.7k $1.2m $1.2m 0.14% Reduced -115.2k -115,195
53 Gunderson Capital Management LLC 0.80% of their portfolio Mt. Pleasant, SC 153,224153.2k $1.2m $1.2m 0.80% Reduced -3.2k -3,225
54 Vident Investment Advisory, LLC 0.04% of their portfolio Alpharetta, GA 140,145140.1k $1.1m $1.1m 0.04% Added +43.0k +43,006
55 West Family Investments, Inc. 0.42% of their portfolio CARLSBAD, CA 136,511136.5k $1.1m $1.1m 0.42% Added +4.8k +4,833
56 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 131,668131.7k $1.0m $1.0m 0.00% Added +3.3k +3,272
57 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 130,602130.6k $1.0m $1.0m 0.00% Reduced -142.8k -142,783
58 QUADRANT CAPITAL GROUP LLC 0.10% of their portfolio CINCINNATI, OH 128,429128.4k $1.0m $1.0m 0.10% Added +15.5k +15,516
59 Lifestyle Asset Management, Inc. 0.60% of their portfolio FRIENDSWOOD, TX 126,405126.4k $997.3k $997.3k 0.60% Reduced -223 -223
60 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 124,700124.7k $1.1m $1.1m 0.00% Unchanged
61 RITHOLTZ WEALTH MANAGEMENT 0.04% of their portfolio NEW YORK, NY 121,294121.3k $957.0k $957.0k 0.04% Reduced -1.3k -1,290
62 SCHRODER INVESTMENT MANAGEMENT GROUP 0.00% of their portfolio London, X0 119,470119.5k $942.6k $942.6k 0.00% Added +57.7k +57,735
63 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 119,458119.5k $942.5k $942.5k 0.00% Reduced -8.2k -8,214
64 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 110,509110.5k $871.9k $871.9k 0.00% Reduced -27.8k -27,841
65 DGS Capital Management, LLC 0.43% of their portfolio JERSEY CITY, NJ 110,380110.4k $870.9k $870.9k 0.43% Added +3.5k +3,496
66 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 107,342107.3k $847.0k $847.0k 0.00% Reduced -20.7k -20,703
67 Invst, LLC 0.12% of their portfolio INDIANAPOLIS, IN 102,509102.5k $808.8k $808.8k 0.12% Reduced -6.0k -5,986
68 PROFUND ADVISORS LLC 0.04% of their portfolio BETHESDA, MD 101,475101.5k $800.6k $800.6k 0.04% Added +4.3k +4,317
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 100,788100.8k $795.1k $795.1k 0.00% Added +18.7k +18,732
70 True Wealth Design, LLC 0.28% of their portfolio AKRON, OH 96,54396.5k $761.7k $761.7k 0.28% Reduced -141 -141
71 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 96,10196.1k $801.1k $801.1k 0.00% Reduced -637 -637
72 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 93,80593.8k $740.1k $740.1k 0.00% Added +16.9k +16,878
73 Quantbot Technologies LP 0.05% of their portfolio NEW YORK, NY 91,65891.7k $723.2k $723.2k 0.05% Added +2.1k +2,076
74 Sequoia Financial Advisors, LLC 0.01% of their portfolio Akron, OH 90,98891.0k $717.9k $717.9k 0.01% Added +5.9k +5,854
75 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 84,41684.4k $666.0k $666.0k 0.01% Added +65.1k +65,096
76 Caprock Group, LLC 0.05% of their portfolio BOISE, ID 82,27282.3k $696.5k $696.5k 0.05% Added +7.9k +7,867
77 PEAK6 Investments LLC 0.05% of their portfolio CHICAGO, IL 80,08980.1k $631.9k $631.9k 0.05% Added +61.7k +61,686
78 CAPSTONE INVESTMENT ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 78,34278.3k $618.1k $618.1k 0.02% Added +65.5k +65,505
79 Henry James International Management Inc. 0.25% of their portfolio NEW YORK, NY 72,76372.8k $574.1k $574.1k 0.25% Reduced -18 -18
80 Quantinno Capital Management LP 0.03% of their portfolio NEW YORK, NY 72,24472.2k $570.0k $570.0k 0.03% Added +35.0k +35,049
81 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 71,63271.6k $565.2k $565.2k 0.00% Added +8.3k +8,283
82 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 71,30171.3k $562.6k $562.6k 0.00% New
83 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 70,00070.0k $552.3k $552.3k 0.01% Added +20.1k +20,065
84 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 67,91867.9k $535.9k $535.9k 0.00% Reduced -92.3k -92,303
85 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 67,53067.5k $570.5k $570.5k 0.00% New
86 Pinnacle Wealth Planning Services, Inc. 0.09% of their portfolio MANSFIELD, OH 67,41067.4k $531.9k $531.9k 0.09% Reduced -1.2k -1,154
87 FMR LLC 0.00% of their portfolio BOSTON, MA 66,00766.0k $520.8k $520.8k 0.00% Reduced -59.0k -58,973
88 Parallel Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 65,47465.5k $516.6k $516.6k 0.02% Added +3.6k +3,604
89 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 64,40164.4k $508.1k $508.1k 0.00% Reduced -127.1k -127,134
90 Capital Wealth Planning, LLC 0.01% of their portfolio NAPLES, FL 64,09664.1k $505.7k $505.7k 0.01% Reduced -2.0k -2,003
91 Penserra Capital Management LLC 0.01% of their portfolio ORINDA, CA 64,09664.1k $505.0k $505.0k 0.01% Reduced -2.0k -2,003
92 ADVISOR PARTNERS II, LLC 0.02% of their portfolio WALNUT CREEK, CA 63,15563.2k $498.3k $498.3k 0.02% Reduced -3.9k -3,893
93 AXA S.A. 0.00% of their portfolio PARIS, I0 63,00463.0k $497.1k $497.1k 0.00% Unchanged
94 CAPITAL FUND MANAGEMENT S.A. 0.01% of their portfolio PARIS, I0 61,43061.4k $484.7k $484.7k 0.01% New
95 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 60,20260.2k $475.0k $475.0k 0.00% Reduced -1.6k -1,570
96 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 59,81159.8k $472.0k $472.0k 0.00% Added +39.9k +39,911
97 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 57,90057.9k $456.8k $456.8k 0.00% New
98 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 57,51857.5k $453.8k $453.8k 0.01% Reduced -558 -558
99 Mizuho Securities Co. Ltd. 1.00% of their portfolio TOKYO, M0 56,33556.3k $444.5k $444.5k 1.00% Reduced -71.9k -71,900
100 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 55,83555.8k $440.5k $440.5k 0.01% Unchanged