Vault-13

UNILEVER PLC

SPON ADR NEW · CUSIP 904767704

1,109 institutional holders +40 vs Q3 2023
252,286,876252.3m shares reported held*
$12.2bnreported value*
72 new 289 added 521 reduced 69 sold out net bought ≈ $60.6m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.48. Options: 15 managers hold calls ($157.2m notional), 14 hold puts ($111.1m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,021Q4 22: 1,104Q1 23: 1,105Q2 23: 1,084Q3 23: 1,069Q4 23: 1,1091,109Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 20221,021
Q4 20221,104
Q1 20231,105
Q2 20231,084
Q3 20231,069
Q4 20231,109

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 494 bought or addedQ4 22: 469 cut or sold outQ4 22Q1 23: 495 bought or addedQ1 23: 470 cut or sold outQ1 23Q2 23: 464 bought or addedQ2 23: 489 cut or sold outQ2 23Q3 23: 465 bought or addedQ3 23: 489 cut or sold outQ3 23Q4 23: 361 bought or addedQ4 23: 590 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022494469
Q1 2023495470
Q2 2023464489
Q3 2023465489
Q4 2023361590

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ1 23 calls: $226.5mQ1 23 puts: $146.5mQ1 23P/C 0.65Q2 23 calls: $183.9mQ2 23 puts: $169.9mQ2 23P/C 0.92Q3 23 calls: $171.3mQ3 23 puts: $141.3mQ3 23P/C 0.82Q4 23 calls: $157.2mQ4 23 puts: $111.1mQ4 23P/C 0.71
Numbers
QuarterCallsPutsP/C
Q1 2023$226.5m$146.5m0.65
Q2 2023$183.9m$169.9m0.92
Q3 2023$171.3m$141.3m0.82
Q4 2023$157.2m$111.1m0.71

Biggest buyers

MORGAN STANLEY Added +7,589,567+7.6m
Qube Research & Technologies Ltd Added +1,164,672+1.2m
WELLINGTON MANAGEMENT GROUP LLP Added +1,114,417+1.1m
Fisher Asset Management, LLC Added +951,446+951.4k
FMR LLC Added +895,362+895.4k
GOLDMAN SACHS GROUP INC Added +846,931+846.9k
Corient Private Wealth LP Added +741,363+741.4k
Morningstar Investment Services LLC Added +599,759+599.8k
RENAISSANCE TECHNOLOGIES LLC New +573,740+573.7k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP New +486,492+486.5k

Biggest sellers

LORD, ABBETT & CO. LLC Reduced -1,638,674-1.6m
Cullen Capital Management, LLC Reduced -1,423,917-1.4m
BANK OF AMERICA CORP /DE/ Reduced -1,385,080-1.4m
BlackRock Inc. Reduced -1,313,677-1.3m
FEDERATED HERMES, INC. Reduced -1,146,236-1.1m
BANK OF MONTREAL /CAN/ Reduced -924,303-924.3k
RAYMOND JAMES & ASSOCIATES Reduced -799,233-799.2k
WELLS FARGO & COMPANY/MN Reduced -681,889-681.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -663,789-663.8k
SEGALL BRYANT & HAMILL, LLC Reduced -646,154-646.2k

Biggest calls

CITADEL ADVISORS LLC Added $46.1m951.1k shares
Optiver Holding B.V. Added $36.6m755.3k shares
NOMURA HOLDINGS INC Added $18.5m381.0k shares
Squarepoint Ops LLC Added $13.8m285.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.3m254.1k shares
SIMPLEX TRADING, LLC Reduced $10.4m214.1k shares
Walleye Capital LLC Added $4.0m81.8k shares
D. E. Shaw & Co., Inc. New $3.2m65.0k shares
GROUP ONE TRADING LLC Added $2.8m58.1k shares
PEAK6 Investments LLC Added $2.5m52.2k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $34.0m702.1k shares
Optiver Holding B.V. Added $31.0m638.5k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $13.1m271.2k shares
GROUP ONE TRADING LLC Added $9.2m189.0k shares
SIMPLEX TRADING, LLC Added $7.5m155.0k shares
Squarepoint Ops LLC Reduced $4.2m86.9k shares
Walleye Capital LLC Added $3.9m80.5k shares
Walleye Trading LLC Added $2.7m55.1k shares
GTS SECURITIES LLC Reduced $2.3m48.1k shares
IMC-Chicago, LLC Added $1.4m28.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.31% of their portfolio Boston, MA 34,494,13134.5m $1.7bn $1.7bn 0.31% Added +1.1m +1,114,417
2 BlackRock Inc. 0.02% of their portfolio New York, NY 17,316,33617.3m $839.5m $839.5m 0.02% Reduced -1.3m -1,313,677
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 16,458,24416.5m $797.9m $797.9m 0.04% Added +7.6m +7,589,567
4 Fisher Asset Management, LLC 0.28% of their portfolio PLANO, TX 10,830,25010.8m $525.1m $525.1m 0.28% Added +951.4k +951,446
5 FMR LLC 0.04% of their portfolio BOSTON, MA 9,443,8099.4m $457.8m $457.8m 0.04% Added +895.4k +895,362
6 BANK OF AMERICA CORP /DE/ 0.05% of their portfolio CHARLOTTE, NC 8,418,0418.4m $408.1m $408.1m 0.05% Reduced -1.4m -1,385,080
7 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.32% of their portfolio BLOOMINGTON, IL 6,887,7586.9m $333.9m $333.9m 0.32% Unchanged
8 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.13% of their portfolio Los Angeles, CA 6,548,2416.5m $317.5m $317.5m 1.13% Added +329.7k +329,705
9 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 5,108,9235.1m $247.7m $247.7m 0.05% Added +846.9k +846,931
10 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 4,966,5325.0m $240.8m $240.8m 0.07% Reduced -681.9k -681,889
11 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 4,084,3064.1m $198.0m $198.0m 0.08% Reduced -663.8k -663,789
12 AMERICAN CENTURY COMPANIES INC 0.13% of their portfolio KANSAS CITY, MO 3,847,1263.8m $186.5m $186.5m 0.13% Added +313.0k +313,028
13 DIMENSIONAL FUND ADVISORS LP 0.05% of their portfolio AUSTIN, TX 3,659,4573.7m $177.4m $177.4m 0.05% Reduced -303.4k -303,400
14 LAZARD ASSET MANAGEMENT LLC 0.21% of their portfolio NEW YORK, NY 3,463,7273.5m $167.9m $167.9m 0.21% Reduced -210.0k -210,032
15 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 3,452,0093.5m $167.4m $167.4m 0.04% Reduced -367.1k -367,074
16 Manning & Napier Group, LLC 1.92% of their portfolio Fairport, NY 3,332,9543.3m $161.6m $161.6m 1.92% Added +47.3k +47,256
17 FIDUCIARY MANAGEMENT INC /WI/ 1.51% of their portfolio MILWAUKEE, WI 3,330,7173.3m $161.5m $161.5m 1.51% Reduced -235.6k -235,602
18 NORGES BANK 0.03% of their portfolio OSLO, Q8 3,120,1063.1m $151.3m $151.3m 0.03% Added +20.3k +20,300
19 Cullen Capital Management, LLC 2.19% of their portfolio New York, NY 3,043,0333.0m $147.5m $147.5m 2.19% Reduced -1.4m -1,423,917
20 ALLIANCEBERNSTEIN L.P. 0.05% of their portfolio NASHVILLE, TN 2,908,3452.9m $141.0m $141.0m 0.05% Reduced -129.0k -128,999
21 RAYMOND JAMES & ASSOCIATES 0.10% of their portfolio ST PETERSBURG, FL 2,655,2972.7m $128.7m $128.7m 0.10% Reduced -799.2k -799,233
22 Scharf Investments, LLC 3.44% of their portfolio LOS GATOS, CA 2,586,3652.6m $125.4m $125.4m 3.44% Added +230.0k +230,042
23 Hamlin Capital Management, LLC 3.53% of their portfolio New York, NY 2,315,3102.3m $112.2m $112.2m 3.53% Reduced -3.9k -3,853
24 Saratoga Research & Investment Management 5.16% of their portfolio SARATOGA, CA 2,307,2612.3m $111.9m $111.9m 5.16% Reduced -205.3k -205,331
25 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 1,909,8431.9m $92.6m $92.6m 0.02% Reduced -119.5k -119,545
26 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 1,746,9331.7m $84.7m $84.7m 0.11% Reduced -254.5k -254,530
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,706,4701.7m $82.7m $82.7m 0.00% Added +306.9k +306,890
28 EVERETT HARRIS & CO /CA/ 1.18% of their portfolio LOS ANGELES, CA 1,694,5811.7m $82.2m $82.2m 1.18% Added +1.7k +1,653
29 COOKE & BIELER LP 0.68% of their portfolio PHILADELPHIA, PA 1,585,6131.6m $76.9m $76.9m 0.68% Reduced -48.1k -48,135
30 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 1,452,5451.5m $70.4m $70.4m 0.08% Added +90.2k +90,245
31 Qube Research & Technologies Ltd 0.16% of their portfolio LONDON, X0 1,447,5091.4m $70.2m $70.2m 0.16% Added +1.2m +1,164,672
32 FEDERATED HERMES, INC. 0.17% of their portfolio PITTSBURGH, PA 1,436,7001.4m $69.7m $69.7m 0.17% Reduced -1.1m -1,146,236
33 EQUITY INVESTMENT CORP 1.91% of their portfolio ATLANTA, GA 1,405,5181.4m $68.1m $68.1m 1.91% Reduced -447 -447
34 Corient Private Wealth LP 0.12% of their portfolio MIAMI, FL 1,352,4721.4m $65.6m $65.6m 0.12% Added +741.4k +741,363
35 NATIXIS ADVISORS, LLC 0.17% of their portfolio Boston, MA 1,333,6491.3m $64.7m $64.7m 0.17% Reduced -170.0k -170,026
36 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 2.24% of their portfolio Munich, 2M 1,215,0031.2m $58.9m $58.9m 2.24% Added +247.0k +247,004
37 Morningstar Investment Services LLC 0.33% of their portfolio CHICAGO, IL 1,212,2621.2m $58.8m $58.8m 0.33% Added +599.8k +599,759
38 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,140,9091.1m $55.3m $55.3m 0.03% Reduced -167.3k -167,273
39 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 1,096,6731.1m $53.2m $53.2m 0.08% Reduced -272.5k -272,531
40 Aristotle Capital Management, LLC 0.10% of their portfolio LOS ANGELES, CA 1,096,4121.1m $53.2m $53.2m 0.10% Reduced -7.4k -7,429
41 LMR Partners LLP 1.23% of their portfolio LONDON, X0 1,007,9391.0m $48.9m $48.9m 1.23% Added +240.6k +240,631
42 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 976,525976.5k $47.4m $47.4m 0.02% Reduced -924.3k -924,303
43 Optiver Holding B.V. 1.36% of their portfolio AMSTERDAM, P7 942,615942.6k $45.7m $45.7m 1.36% Added +266.3k +266,293
44 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 927,243927.2k $45.0m $45.0m 0.01% Reduced -58.3k -58,333
45 TRILLIUM ASSET MANAGEMENT, LLC 1.18% of their portfolio BOSTON, MA 890,487890.5k $43.2m $43.2m 1.18% Reduced -30.3k -30,318
46 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 870,059870.1k $42.2m $42.2m 0.04% Reduced -44.5k -44,450
47 LORD, ABBETT & CO. LLC 0.07% of their portfolio JERSEY CITY, NJ 858,672858.7k $41.6m $41.6m 0.07% Reduced -1.6m -1,638,674
48 CAPTRUST FINANCIAL ADVISORS 0.14% of their portfolio RALEIGH, NC 840,754840.8k $40.8m $40.8m 0.14% Reduced -22.9k -22,931
49 CORDA Investment Management, LLC. 3.40% of their portfolio HOUSTON, TX 834,609834.6k $40.5m $40.5m 3.40% Reduced -19.6k -19,613
50 Welch Group, LLC 2.15% of their portfolio BIRMINGHAM, AL 824,466824.5k $40.0m $40.0m 2.15% Added +18.0k +18,019
51 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 783,198783.2k $38.0m $38.0m 0.05% Reduced -27.1k -27,065
52 River Road Asset Management, LLC 0.52% of their portfolio LOUISVILLE, KY 777,743777.7k $37.7m $37.7m 0.52% Reduced -161.7k -161,738
53 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 762,085762.1k $36.9m $36.9m 0.06% Added +98.3k +98,275
54 BROWN ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 743,657743.7k $36.1m $36.1m 0.05% Reduced -71.5k -71,547
55 UBS Group AG 0.01% of their portfolio ZURICH, V8 717,107717.1k $34.8m $34.8m 0.01% Added +26.8k +26,848
56 Pacer Advisors, Inc. 0.09% of their portfolio Malvern, PA 690,529690.5k $33.5m $33.5m 0.09% Added +38.4k +38,359
57 M&T Bank Corp 0.12% of their portfolio BUFFALO, NY 657,773657.8k $31.9m $31.9m 0.12% Reduced -332 -332
58 OPPENHEIMER ASSET MANAGEMENT INC. 0.44% of their portfolio NEW YORK, NY 652,947652.9k $31.7m $31.7m 0.44% Reduced -83.7k -83,718
59 St. James Investment Company, LLC 5.12% of their portfolio SOUTHLAKE, TX 651,918651.9k $31.6m $31.6m 5.12% Reduced -81.2k -81,205
60 HSBC HOLDINGS PLC 0.03% of their portfolio LONDON, X0 647,892647.9k $31.3m $31.3m 0.03% Added +216.6k +216,596
61 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 630,268630.3k $30.6m $30.6m 0.01% Added +91.1k +91,057
62 JARISLOWSKY, FRASER Ltd 0.18% of their portfolio MONTREAL, A8 625,189625.2k $30.3m $30.3m 0.18% Added +32.7k +32,710
63 Advisors Capital Management, LLC 0.60% of their portfolio RIDGEWOOD, NJ 608,252608.3k $29.5m $29.5m 0.60% Added +6.4k +6,387
64 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.53% of their portfolio New York, NY 602,216602.2k $29.2m $29.2m 0.53% Added +22.8k +22,767
65 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 601,861601.9k $29.2m $29.2m 0.03% Added +435.9k +435,946
66 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 573,740573.7k $27.8m $27.8m 0.04% New
67 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.23% of their portfolio IRVING, TX 572,719572.7k $27.8m $27.8m 0.23% Reduced -609.0k -609,025
68 Federation des caisses Desjardins du Quebec 0.25% of their portfolio LEVIS, A8 555,438555.4k $26.9m $26.9m 0.25% Reduced -7.0k -6,965
69 SATURNA CAPITAL CORP 0.41% of their portfolio BELLINGHAM, WA 537,426537.4k $26.1m $26.1m 0.41% Reduced -3.5k -3,531
70 CAPITAL ADVISORS INC/OK 0.57% of their portfolio TULSA, OK 526,462526.5k $25.5m $25.5m 0.57% Reduced -19.7k -19,690
71 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 507,090507.1k $24.6m $24.6m 0.02% Reduced -25.5k -25,513
72 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 495,039495.0k $24.0m $24.0m 0.04% Reduced -22.6k -22,570
73 HRT FINANCIAL LP 0.18% of their portfolio NEW YORK, NY 492,463492.5k $23.9m $23.9m 0.18% Added +301.6k +301,591
74 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 486,492486.5k $23.6m $23.6m 0.02% New
75 CIBC WORLD MARKET INC. 0.06% of their portfolio TORONTO, A6 471,390471.4k $22.9m $22.9m 0.06% Reduced -12.8k -12,807
76 POLEN CAPITAL MANAGEMENT LLC 0.05% of their portfolio Boca Raton, FL 467,948467.9k $22.7m $22.7m 0.05% Reduced -314.6k -314,587
77 GRANDFIELD & DODD, LLC 1.56% of their portfolio NEW YORK, NY 465,062465.1k $22.5m $22.5m 1.56% Reduced -5.4k -5,440
78 Boston Common Asset Management, LLC 0.51% of their portfolio BOSTON, MA 462,921462.9k $22.4m $22.4m 0.51% Reduced -50.3k -50,342
79 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 449,997450.0k $21.8m $21.8m 0.07% Reduced -10.3k -10,273
80 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 437,785437.8k $21.2m $21.2m 0.04% Reduced -14.4k -14,443
81 LEVIN CAPITAL STRATEGIES, L.P. 2.30% of their portfolio NEW YORK, NY 428,269428.3k $20.8m $20.8m 2.30% Added +112.7k +112,677
82 First Eagle Investment Management, LLC 0.05% of their portfolio NEW YORK, NY 425,122425.1k $20.6m $20.6m 0.05% Added +58.1k +58,131
83 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 423,960424.0k $20.6m $20.6m 0.04% Reduced -24.3k -24,338
84 Chevy Chase Trust Holdings, LLC 0.07% of their portfolio BETHESDA, MD 416,452416.5k $20.2m $20.2m 0.07% Reduced -12.8k -12,832
85 SEGALL BRYANT & HAMILL, LLC 0.38% of their portfolio CHICAGO, IL 405,230405.2k $19.6m $19.6m 0.38% Reduced -646.2k -646,154
86 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 402,555402.6k $19.5m $19.5m 0.03% Reduced -152.3k -152,252
87 CLARK ESTATES INC/NY 3.29% of their portfolio NEW YORK, NY 400,000400.0k $19.4m $19.4m 3.29% Unchanged
88 INGALLS & SNYDER LLC 0.85% of their portfolio NEW YORK, NY 388,132388.1k $18.8m $18.8m 0.85% Reduced -18.8k -18,782
89 Mariner, LLC 0.04% of their portfolio Overland Park, KS 383,206383.2k $18.6m $18.6m 0.04% Reduced -4.7k -4,669
90 BRANDES INVESTMENT PARTNERS, LP 0.28% of their portfolio LA JOLLA, CA 381,324381.3k $18.5m $18.5m 0.28% Added +185.1k +185,114
91 Cardinal Capital Management, Inc. 0.84% of their portfolio WINNIPEG, A2 366,487366.5k $17.8m $17.8m 0.84% Added +6.0k +5,955
92 SEI INVESTMENTS CO 0.03% of their portfolio OAKS, PA 359,753359.8k $17.4m $17.4m 0.03% Reduced -35.0k -35,048
93 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 331,175331.2k $16.1m $16.1m 0.03% Added +153 +153
94 QV Investors Inc. 1.39% of their portfolio CALGARY, A0 318,584318.6k $15.4m $15.4m 1.39% Reduced -4.1k -4,090
95 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 314,736314.7k $15.3m $15.3m 0.00% Reduced -22.8k -22,835
96 SCOTIA CAPITAL INC. 0.10% of their portfolio TORONTO, A6 310,139310.1k $15.0m $15.0m 0.10% Reduced -19.5k -19,486
97 CAPITAL FUND MANAGEMENT S.A. 0.19% of their portfolio PARIS, I0 306,824306.8k $14.9m $14.9m 0.19% Added +245.3k +245,298
98 NORTHSTAR ASSET MANAGEMENT INC 4.26% of their portfolio Boston, MA 304,302304.3k $14.8m $14.8m 4.26% Reduced -12.7k -12,731
99 Haverford Trust Co 0.16% of their portfolio Radnor, PA 303,069303.1k $14.7m $14.7m 0.16% Added +3.2k +3,169
100 Euro Pacific Asset Management, LLC 3.13% of their portfolio DORADO, PR 301,995302.0k $14.7m $14.7m 3.13% Reduced -705 -705