Vault-13

UNILEVER PLC

SPON ADR NEW · CUSIP 904767704

1,069 institutional holders -15 vs Q2 2023
249,598,339249.6m shares reported held*
$12.3bnreported value*
54 new 411 added 414 reduced 75 sold out net sold ≈ $221.9m (-4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($79.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.40. Options: 18 managers hold calls ($171.3m notional), 14 hold puts ($141.3m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,021Q4 22: 1,104Q1 23: 1,105Q2 23: 1,084Q3 23: 1,0691,069Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 20221,021
Q4 20221,104
Q1 20231,105
Q2 20231,084
Q3 20231,069

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 494 bought or addedQ4 22: 469 cut or sold outQ4 22Q1 23: 495 bought or addedQ1 23: 470 cut or sold outQ1 23Q2 23: 464 bought or addedQ2 23: 489 cut or sold outQ2 23Q3 23: 465 bought or addedQ3 23: 489 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022494469
Q1 2023495470
Q2 2023464489
Q3 2023465489

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ4 22 calls: $213.4mQ4 22 puts: $150.5mQ4 22P/C 0.71Q1 23 calls: $226.5mQ1 23 puts: $146.5mQ1 23P/C 0.65Q2 23 calls: $183.9mQ2 23 puts: $169.9mQ2 23P/C 0.92Q3 23 calls: $171.3mQ3 23 puts: $141.3mQ3 23P/C 0.82
Numbers
QuarterCallsPutsP/C
Q4 2022$213.4m$150.5m0.71
Q1 2023$226.5m$146.5m0.65
Q2 2023$183.9m$169.9m0.92
Q3 2023$171.3m$141.3m0.82

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +1,238,734+1.2m
SEGALL BRYANT & HAMILL, LLC New +1,051,384+1.1m
Fisher Asset Management, LLC Added +631,819+631.8k
LMR Partners LLP Added +562,308+562.3k
FMR LLC Added +515,088+515.1k
HSBC HOLDINGS PLC Added +422,230+422.2k
ROYAL BANK OF CANADA Added +374,390+374.4k
Saratoga Research & Investment Management Added +290,690+290.7k
JANE STREET GROUP, LLC Added +265,507+265.5k
BANK OF MONTREAL /CAN/ Added +260,971+261.0k

Biggest sellers

GARDNER RUSSO & QUINN LLC Reduced -2,692,172-2.7m
LAZARD ASSET MANAGEMENT LLC Reduced -2,181,252-2.2m
LORD, ABBETT & CO. LLC Reduced -1,538,136-1.5m
WELLINGTON MANAGEMENT GROUP LLP Reduced -1,063,422-1.1m
Balyasny Asset Management L.P. Sold out -704,217-704.2k
MILLENNIUM MANAGEMENT LLC Reduced -613,978-614.0k
Chevy Chase Trust Holdings, LLC Reduced -315,923-315.9k
OLD MISSION CAPITAL LLC Reduced -312,031-312.0k
BlackRock Inc. Reduced -311,784-311.8k
BANK OF AMERICA CORP /DE/ Reduced -250,108-250.1k

Biggest calls

CITADEL ADVISORS LLC Added $39.4m797.9k shares
Optiver Holding B.V. Reduced $34.8m704.0k shares
JANE STREET GROUP, LLC Reduced $25.2m509.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $22.4m453.4k shares
NOMURA HOLDINGS INC New $12.2m247.6k shares
SIMPLEX TRADING, LLC Reduced $11.2m226.2k shares
Squarepoint Ops LLC Reduced $6.8m137.6k shares
Walleye Trading LLC Added $6.0m121.9k shares
Parallax Volatility Advisers, L.P. Added $3.7m75.0k shares
GROUP ONE TRADING LLC Reduced $2.6m52.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $44.2m895.2k shares
Optiver Holding B.V. Reduced $29.1m589.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $22.7m459.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $12.7m256.2k shares
GROUP ONE TRADING LLC Reduced $9.2m185.4k shares
SIMPLEX TRADING, LLC Reduced $6.8m138.6k shares
Squarepoint Ops LLC Reduced $5.5m110.5k shares
Walleye Capital LLC Reduced $3.3m67.0k shares
GTS SECURITIES LLC New $2.7m54.4k shares
Walleye Trading LLC Reduced $2.5m50.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.33% of their portfolio Boston, MA 33,379,71433.4m $1.6bn $1.6bn 0.33% Reduced -1.1m -1,063,422
2 BlackRock Inc. 0.03% of their portfolio New York, NY 18,630,01318.6m $920.3m $920.3m 0.03% Reduced -311.8k -311,784
3 Fisher Asset Management, LLC 0.28% of their portfolio PLANO, TX 9,878,8049.9m $488.0m $488.0m 0.28% Added +631.8k +631,819
4 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 9,803,1219.8m $484.3m $484.3m 0.06% Reduced -250.1k -250,108
5 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 8,868,6778.9m $438.1m $438.1m 0.04% Reduced -141.3k -141,317
6 FMR LLC 0.04% of their portfolio BOSTON, MA 8,548,4478.5m $422.3m $422.3m 0.04% Added +515.1k +515,088
7 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.34% of their portfolio BLOOMINGTON, IL 6,887,7586.9m $340.3m $340.3m 0.34% Unchanged
8 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.17% of their portfolio Los Angeles, CA 6,218,5366.2m $307.2m $307.2m 1.17% Reduced -86.0k -86,000
9 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 5,648,4215.6m $279.0m $279.0m 0.09% Reduced -74.5k -74,490
10 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 4,748,0954.7m $234.6m $234.6m 0.11% Added +1.2m +1,238,734
11 Cullen Capital Management, LLC 2.58% of their portfolio New York, NY 4,466,9504.5m $220.7m $220.7m 2.58% Reduced -78.4k -78,446
12 GOLDMAN SACHS GROUP INC 0.05% of their portfolio NEW YORK, NY 4,261,9924.3m $210.5m $210.5m 0.05% Added +9.9k +9,874
13 DIMENSIONAL FUND ADVISORS LP 0.06% of their portfolio AUSTIN, TX 3,962,8574.0m $195.8m $195.8m 0.06% Reduced -228.5k -228,507
14 ROYAL BANK OF CANADA 0.06% of their portfolio TORONTO, A6 3,819,0833.8m $188.7m $188.7m 0.06% Added +374.4k +374,390
15 LAZARD ASSET MANAGEMENT LLC 0.25% of their portfolio NEW YORK, NY 3,673,7593.7m $181.5m $181.5m 0.25% Reduced -2.2m -2,181,252
16 FIDUCIARY MANAGEMENT INC /WI/ 1.79% of their portfolio MILWAUKEE, WI 3,566,3193.6m $176.2m $176.2m 1.79% Reduced -105.1k -105,084
17 AMERICAN CENTURY COMPANIES INC 0.13% of their portfolio KANSAS CITY, MO 3,534,0983.5m $174.6m $174.6m 0.13% Added +4.3k +4,287
18 RAYMOND JAMES & ASSOCIATES 0.14% of their portfolio ST PETERSBURG, FL 3,454,5303.5m $170.7m $170.7m 0.14% Added +72.3k +72,277
19 Manning & Napier Group, LLC 2.01% of their portfolio Fairport, NY 3,285,6983.3m $162.3m $162.3m 2.01% Reduced -24.6k -24,580
20 NORGES BANK 0.03% of their portfolio OSLO, Q8 3,099,8063.1m $153.1m $153.1m 0.03% Reduced -124.0k -124,000
21 ALLIANCEBERNSTEIN L.P. 0.06% of their portfolio NASHVILLE, TN 3,037,3443.0m $150.0m $150.0m 0.06% Reduced -190.4k -190,430
22 FEDERATED HERMES, INC. 0.34% of their portfolio PITTSBURGH, PA 2,582,9362.6m $127.6m $127.6m 0.34% Reduced -85.1k -85,122
23 Saratoga Research & Investment Management 6.06% of their portfolio SARATOGA, CA 2,512,5922.5m $124.1m $124.1m 6.06% Added +290.7k +290,690
24 LORD, ABBETT & CO. LLC 0.23% of their portfolio JERSEY CITY, NJ 2,497,3462.5m $123.4m $123.4m 0.23% Reduced -1.5m -1,538,136
25 Scharf Investments, LLC 3.48% of their portfolio LOS GATOS, CA 2,356,3232.4m $116.4m $116.4m 3.48% Added +248.6k +248,613
26 Hamlin Capital Management, LLC 3.94% of their portfolio New York, NY 2,319,1632.3m $114.6m $114.6m 3.94% Added +141.3k +141,301
27 NORTHERN TRUST CORP 0.02% of their portfolio CHICAGO, IL 2,029,3882.0m $100.3m $100.3m 0.02% Reduced -82.3k -82,350
28 STIFEL FINANCIAL CORP 0.14% of their portfolio ST. LOUIS, MO 2,001,4632.0m $98.9m $98.9m 0.14% Reduced -150.6k -150,595
29 BANK OF MONTREAL /CAN/ 0.04% of their portfolio TORONTO, A6 1,900,8281.9m $97.0m $97.0m 0.04% Added +261.0k +260,971
30 EVERETT HARRIS & CO /CA/ 1.30% of their portfolio LOS ANGELES, CA 1,692,9281.7m $83.6m $83.6m 1.30% Added +1.2k +1,244
31 COOKE & BIELER LP 0.79% of their portfolio PHILADELPHIA, PA 1,633,7481.6m $80.7m $80.7m 0.79% Reduced -20.7k -20,740
32 NATIXIS ADVISORS, LLC 0.23% of their portfolio Boston, MA 1,503,6751.5m $74.3m $74.3m 0.23% Added +60.0k +60,015
33 EQUITY INVESTMENT CORP 2.16% of their portfolio ATLANTA, GA 1,405,9651.4m $69.5m $69.5m 2.16% Added +13.1k +13,070
34 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,399,5801.4m $69.1m $69.1m 0.01% Reduced -134.6k -134,593
35 TRUIST FINANCIAL CORP 0.11% of their portfolio CHARLOTTE, NC 1,369,2041.4m $67.6m $67.6m 0.11% Added +115.6k +115,628
36 FIRST TRUST ADVISORS LP 0.08% of their portfolio Wheaton, IL 1,362,3001.4m $67.3m $67.3m 0.08% Reduced -438 -438
37 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,308,1821.3m $64.6m $64.6m 0.05% Added +73.6k +73,634
38 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.38% of their portfolio IRVING, TX 1,181,7441.2m $58.4m $58.4m 0.38% Reduced -105.0k -104,985
39 Aristotle Capital Management, LLC 0.12% of their portfolio LOS ANGELES, CA 1,103,8411.1m $54.5m $54.5m 0.12% Added +7.1k +7,079
40 SEGALL BRYANT & HAMILL, LLC 0.60% of their portfolio CHICAGO, IL 1,051,3841.1m $51.9m $51.9m 0.60% New
41 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 985,576985.6k $48.7m $48.7m 0.01% Reduced -12.2k -12,165
42 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 2.09% of their portfolio Munich, 2M 967,999968.0k $47.8m $47.8m 2.09% Added +13.0k +12,959
43 River Road Asset Management, LLC 0.66% of their portfolio LOUISVILLE, KY 939,481939.5k $46.4m $46.4m 0.66% Added +65.3k +65,339
44 TRILLIUM ASSET MANAGEMENT, LLC 1.37% of their portfolio BOSTON, MA 920,805920.8k $45.5m $45.5m 1.37% Reduced -16.0k -16,039
45 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 914,509914.5k $45.2m $45.2m 0.04% Added +5.6k +5,564
46 CAPTRUST FINANCIAL ADVISORS 0.16% of their portfolio RALEIGH, NC 863,685863.7k $42.7m $42.7m 0.16% Added +15.1k +15,055
47 CORDA Investment Management, LLC. 3.82% of their portfolio HOUSTON, TX 854,222854.2k $42.2m $42.2m 3.82% Added +5.6k +5,559
48 BROWN ADVISORY INC 0.07% of their portfolio BALTIMORE, MD 815,204815.2k $40.3m $40.3m 0.07% Added +54.9k +54,947
49 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 810,263810.3k $40.0m $40.0m 0.06% Added +265.5k +265,507
50 Welch Group, LLC 2.36% of their portfolio BIRMINGHAM, AL 806,447806.4k $39.8m $39.8m 2.36% Added +1.9k +1,866
51 POLEN CAPITAL MANAGEMENT LLC 0.10% of their portfolio Boca Raton, FL 782,535782.5k $38.7m $38.7m 0.10% Added +17.3k +17,335
52 LMR Partners LLP 0.85% of their portfolio LONDON, X0 767,308767.3k $37.9m $37.9m 0.85% Added +562.3k +562,308
53 OPPENHEIMER ASSET MANAGEMENT INC. 0.56% of their portfolio NEW YORK, NY 736,665736.7k $36.4m $36.4m 0.56% Added +50.1k +50,134
54 St. James Investment Company, LLC 5.52% of their portfolio SOUTHLAKE, TX 733,123733.1k $36.2m $36.2m 5.52% Added +74.5k +74,539
55 UBS Group AG 0.02% of their portfolio ZURICH, V8 690,259690.3k $34.1m $34.1m 0.02% Reduced -29.3k -29,288
56 Optiver Holding B.V. 0.95% of their portfolio AMSTERDAM, P7 676,322676.3k $33.4m $33.4m 0.95% Reduced -106.8k -106,785
57 CITIGROUP INC 0.05% of their portfolio NEW YORK, NY 672,859672.9k $33.2m $33.2m 0.05% Added +227.7k +227,681
58 Allspring Global Investments Holdings, LLC 0.06% of their portfolio CHARLOTTE, NC 663,810663.8k $32.8m $32.8m 0.06% Reduced -9.7k -9,655
59 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 658,105658.1k $32.5m $32.5m 0.13% Reduced -3.0k -2,995
60 Pacer Advisors, Inc. 0.12% of their portfolio Malvern, PA 652,170652.2k $32.2m $32.2m 0.12% Added +17.7k +17,655
61 Morningstar Investment Services LLC 0.39% of their portfolio CHICAGO, IL 612,503612.5k $30.1m $30.1m 0.39% Reduced -6.1k -6,104
62 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 611,109611.1k $30.2m $30.2m 0.07% Added +24.3k +24,293
63 NewEdge Advisors, LLC 0.33% of their portfolio NEW ORLEANS, LA 605,099605.1k $29.9m $29.9m 0.33% Added +39.0k +39,002
64 Advisors Capital Management, LLC 0.75% of their portfolio RIDGEWOOD, NJ 601,865601.9k $29.7m $29.7m 0.75% Added +14.1k +14,124
65 JARISLOWSKY, FRASER Ltd 0.19% of their portfolio MONTREAL, A8 592,479592.5k $29.3m $29.3m 0.19% Reduced -13.9k -13,916
66 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.54% of their portfolio New York, NY 579,449579.4k $28.6m $28.6m 0.54% Reduced -11.3k -11,347
67 Federation des caisses Desjardins du Quebec 0.29% of their portfolio LEVIS, A8 562,403562.4k $27.8m $27.8m 0.29% Reduced -10.8k -10,849
68 MARSHALL WACE, LLP 0.06% of their portfolio LONDON, X0 554,850554.9k $27.4m $27.4m 0.06% Added +169.6k +169,649
69 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 554,807554.8k $27.4m $27.4m 0.04% Added +87.1k +87,091
70 CAPITAL ADVISORS INC/OK 0.71% of their portfolio TULSA, OK 546,152546.2k $27.0m $27.0m 0.71% Reduced -6.5k -6,512
71 SATURNA CAPITAL CORP 0.47% of their portfolio BELLINGHAM, WA 540,957541.0k $26.7m $26.7m 0.47% Added +41.6k +41,565
72 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 539,211539.2k $26.6m $26.6m 0.01% Reduced -63.8k -63,830
73 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 532,603532.6k $26.3m $26.3m 0.02% Reduced -43.1k -43,122
74 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 517,609517.6k $25.6m $25.6m 0.05% Reduced -2.0k -2,034
75 Boston Common Asset Management, LLC 0.60% of their portfolio BOSTON, MA 513,263513.3k $25.4m $25.4m 0.60% Reduced -16.0k -15,996
76 CIBC WORLD MARKET INC. 0.09% of their portfolio TORONTO, A6 484,197484.2k $23.9m $23.9m 0.09% Reduced -11.7k -11,701
77 GRANDFIELD & DODD, LLC 1.71% of their portfolio NEW YORK, NY 470,502470.5k $23.2m $23.2m 1.71% Reduced -578 -578
78 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 460,270460.3k $22.7m $22.7m 0.08% Reduced -7.3k -7,265
79 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 452,228452.2k $22.3m $22.3m 0.04% Added +35.0k +34,970
80 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 448,298448.3k $21.7m $21.7m 0.04% Added +135.9k +135,874
81 HSBC HOLDINGS PLC 0.02% of their portfolio LONDON, X0 431,296431.3k $21.3m $21.3m 0.02% Added +422.2k +422,230
82 Main Street Research LLC 2.19% of their portfolio SAUSALITO, CA 430,068430.1k $21.2m $21.2m 2.19% Reduced -9.2k -9,154
83 Chevy Chase Trust Holdings, LLC 0.08% of their portfolio BETHESDA, MD 429,284429.3k $21.2m $21.2m 0.08% Reduced -315.9k -315,923
84 INGALLS & SNYDER LLC 0.97% of their portfolio NEW YORK, NY 406,914406.9k $20.1m $20.1m 0.97% Added +7.3k +7,284
85 CLARK ESTATES INC/NY 3.60% of their portfolio NEW YORK, NY 400,000400.0k $19.8m $19.8m 3.60% Reduced -125.0k -125,000
86 SEI INVESTMENTS CO 0.04% of their portfolio OAKS, PA 394,801394.8k $19.5m $19.5m 0.04% Added +6.3k +6,341
87 Mariner, LLC 0.05% of their portfolio Overland Park, KS 387,875387.9k $19.2m $19.2m 0.05% Added +41.3k +41,265
88 BECKER CAPITAL MANAGEMENT INC 0.73% of their portfolio Portland, OR 372,771372.8k $18.4m $18.4m 0.73% Added +2.3k +2,260
89 First Eagle Investment Management, LLC 0.05% of their portfolio NEW YORK, NY 366,991367.0k $18.1m $18.1m 0.05% Reduced -1.8k -1,828
90 Reynders McVeigh Capital Management, LLC 1.23% of their portfolio BOSTON, MA 361,608361.6k $17.9m $17.9m 1.23% Reduced -574 -574
91 Cardinal Capital Management, Inc. 0.93% of their portfolio WINNIPEG, A2 360,532360.5k $17.8m $17.8m 0.93% Added +6.6k +6,643
92 Capital International Investors 0.00% of their portfolio Los Angeles, CA 347,462347.5k $17.1m $17.1m 0.00% Added +2.8k +2,844
93 CAUSEWAY CAPITAL MANAGEMENT LLC 0.45% of their portfolio LOS ANGELES, CA 343,782343.8k $17.0m $17.0m 0.45% Reduced -45.9k -45,898
94 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 337,571337.6k $16.7m $16.7m 0.01% Reduced -21.6k -21,561
95 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 331,022331.0k $16.4m $16.4m 0.03% Added +5.9k +5,868
96 SCOTIA CAPITAL INC. 0.12% of their portfolio TORONTO, A6 329,625329.6k $16.3m $16.3m 0.12% Reduced -7.2k -7,166
97 QV Investors Inc. 1.65% of their portfolio CALGARY, A0 322,674322.7k $15.9m $15.9m 1.65% Reduced -3.2k -3,160
98 NORTHSTAR ASSET MANAGEMENT INC 5.01% of their portfolio Boston, MA 317,033317.0k $15.7m $15.7m 5.01% Added +440 +440
99 LEVIN CAPITAL STRATEGIES, L.P. 1.95% of their portfolio NEW YORK, NY 315,592315.6k $15.6m $15.6m 1.95% Reduced -116.1k -116,135
100 Euro Pacific Asset Management, LLC 3.51% of their portfolio DORADO, PR 302,700302.7k $15.0m $15.0m 3.51% Reduced -4.6k -4,569