Vault-13

UNIFIED SER TR ABEQ

ABSLUTE SELCT VL · ETP · CUSIP 90470L568

14 institutional holders -1 vs Q4 2023
2,066,5572.1m shares reported held*
$62.8mreported value*
1 new 3 added 7 reduced 1 sold out net sold ≈ $849.8k (-27.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $30.41.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 17Q1 23: 14Q2 23: 13Q3 23: 13Q4 23: 15Q1 24: 1414Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202216
Q4 202217
Q1 202314
Q2 202313
Q3 202313
Q4 202315
Q1 202414

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 9 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 8 cut or sold outQ1 23Q2 23: 7 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 6 bought or addedQ3 23: 6 cut or sold outQ3 23Q4 23: 6 bought or addedQ4 23: 6 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 8 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 202297
Q1 202378
Q2 202374
Q3 202366
Q4 202366
Q1 202448

Biggest buyers

ABSOLUTE INVESTMENT ADVISERS, LLC New +36,000+36.0k
TECTONIC ADVISORS LLC Added +15,438+15.4k
RAYMOND JAMES & ASSOCIATES Added +3,889+3.9k
UBS Group AG Added +1,026+1.0k

Biggest sellers

Beacon Pointe Advisors, LLC Reduced -34,457-34.5k
GTS SECURITIES LLC Reduced -17,497-17.5k
St. James Investment Company, LLC Reduced -12,865-12.9k
49 WEALTH MANAGEMENT, LLC Reduced -7,098-7.1k
MAINSTAY CAPITAL MANAGEMENT LLC /ADV Reduced -6,713-6.7k
Castleview Partners, LLC Reduced -3,024-3.0k
Parallel Advisors, LLC Sold out -1,860-1.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -782-782

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
TECTONIC ADVISORS LLC 13G · institution filed 2025-05-09 23.1% 658.7k≈ $24.5m 2025-05-09

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TECTONIC ADVISORS LLC 1.66% of their portfolio FRISCO, TX 714,583714.6k $21.7m $21.7m 1.66% Added +15.4k +15,438
2 Beacon Pointe Advisors, LLC 0.21% of their portfolio NEWPORT BEACH, CA 630,256630.3k $19.2m $19.2m 0.21% Reduced -34.5k -34,457
3 St. James Investment Company, LLC 1.69% of their portfolio SOUTHLAKE, TX 339,870339.9k $10.3m $10.3m 1.69% Reduced -12.9k -12,865
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 194,499194.5k $5.9m $5.9m 0.00% Reduced -782 -782
5 MAINSTAY CAPITAL MANAGEMENT LLC /ADV 0.42% of their portfolio GRAND BLANC, MI 73,68473.7k $2.2m $2.2m 0.42% Reduced -6.7k -6,713
6 ABSOLUTE INVESTMENT ADVISERS, LLC 0.15% of their portfolio ROSEMARY BEACH, FL 36,00036.0k $1.1m $1.1m 0.15% New
7 Castleview Partners, LLC 0.36% of their portfolio DALLAS, TX 21,24921.2k $646.2k $646.2k 0.36% Reduced -3.0k -3,024
8 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 21,08321.1k $641.2k $641.2k 0.02% Reduced -17.5k -17,497
9 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 19,82319.8k $602.8k $602.8k 0.00% Added +3.9k +3,889
10 49 WEALTH MANAGEMENT, LLC 0.09% of their portfolio AUSTIN, TX 13,66313.7k $415.3k $415.3k 0.09% Reduced -7.1k -7,098
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,0451.0k $31.8k $31.8k 0.00% Added +1.0k +1,026
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 782782 $23.8k $23.8k 0.00% Unchanged
13 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 2020 $608 $608 0.00% Unchanged
14 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged