Vault-13

UNIFIED SER TR MGMT

BALLAST SMLMD CP · ETP · CUSIP 90470L550

39 institutional holders +0 vs Q1 2024
2,913,3222.9m shares reported held*
$104.5mreported value*
3 new 22 added 9 reduced 2 sold out net bought ≈ $6.8m (+190.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.88.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 24Q4 22: 22Q1 23: 22Q2 23: 23Q3 23: 30Q4 23: 35Q1 24: 39Q2 24: 3939Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202224
Q4 202222
Q1 202322
Q2 202323
Q3 202330
Q4 202335
Q1 202439
Q2 202439

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 9 bought or addedQ4 22: 12 cut or sold outQ4 22Q1 23: 13 bought or addedQ1 23: 6 cut or sold outQ2 23: 11 bought or addedQ2 23: 9 cut or sold outQ2 23Q3 23: 17 bought or addedQ3 23: 10 cut or sold outQ4 23: 24 bought or addedQ4 23: 9 cut or sold outQ4 23Q1 24: 25 bought or addedQ1 24: 11 cut or sold outQ2 24: 25 bought or addedQ2 24: 11 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022912
Q1 2023136
Q2 2023119
Q3 20231710
Q4 2023249
Q1 20242511
Q2 20242511

Biggest buyers

HighTower Advisors, LLC Added +138,520+138.5k
CPC Advisors, LLC Added +35,275+35.3k
First City Capital Management, Inc. Added +24,403+24.4k
Waverly Advisors, LLC Added +19,480+19.5k
CITADEL ADVISORS LLC New +17,974+18.0k
STIFEL FINANCIAL CORP Added +14,808+14.8k
RAYMOND JAMES TRUST N.A. Added +12,212+12.2k
Argent Trust Co Added +11,950+11.9k
Hedeker Wealth, LLC Added +11,242+11.2k
Cape Investment Advisory, Inc. Added +9,136+9.1k

Biggest sellers

Steward Partners Investment Advisory, LLC Reduced -41,855-41.9k
RAYMOND JAMES & ASSOCIATES Reduced -35,592-35.6k
GTS SECURITIES LLC Sold out -19,454-19.5k
Prime Capital Investment Advisors, LLC Reduced -18,815-18.8k
Centric Wealth Management Sold out -10,859-10.9k
MERCER GLOBAL ADVISORS INC /ADV Reduced -9,545-9.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -5,977-6.0k
U.S. Capital Wealth Advisors, LLC Reduced -1,680-1.7k
Heritage Trust Co Reduced -700-700
MORGAN STANLEY Reduced -188-188

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 532,137532.1k $19.1m $19.1m 0.03% Added +138.5k +138,520
2 CPC Advisors, LLC 3.07% of their portfolio Atlanta, GA 519,073519.1k $18.6m $18.6m 3.07% Added +35.3k +35,275
3 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 317,777317.8k $11.4m $11.4m 0.01% Added +14.8k +14,808
4 Hedeker Wealth, LLC 1.85% of their portfolio Lincolnshire, IL 177,570177.6k $6.4m $6.4m 1.85% Added +11.2k +11,242
5 Lokken Investment Group LLC 2.41% of their portfolio LEWES, DE 142,543142.5k $5.1m $5.1m 2.41% Added +7.4k +7,417
6 First City Capital Management, Inc. 2.57% of their portfolio SAVANNAH, GA 127,380127.4k $4.6m $4.6m 2.57% Added +24.4k +24,403
7 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 121,688121.7k $4.4m $4.4m 0.01% Added +6.4k +6,357
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 92,08692.1k $3.3m $3.3m 0.00% Reduced -35.6k -35,592
9 U.S. Capital Wealth Advisors, LLC 0.12% of their portfolio AUSTIN, TX 91,55191.6k $3.3m $3.3m 0.12% Reduced -1.7k -1,680
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 90,91990.9k $3.3m $3.3m 0.00% Added +3.2k +3,175
11 Thomasville National Bank 0.22% of their portfolio THOMASVILLE, GA 76,07076.1k $2.7m $2.7m 0.22% Added +5.2k +5,210
12 Waverly Advisors, LLC 0.05% of their portfolio BIRMINGHAM, AL 71,34771.3k $2.6m $2.6m 0.05% Added +19.5k +19,480
13 Cape Investment Advisory, Inc. 1.14% of their portfolio MCDONOUGH, GA 70,78570.8k $2.5m $2.5m 1.14% Added +9.1k +9,136
14 Weaver Consulting Group 0.86% of their portfolio HUNTINGTON BEACH, CA 69,04369.0k $2.5m $2.5m 0.86% Added +8.1k +8,122
15 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 55,43255.4k $2.0m $2.0m 0.02% Reduced -41.9k -41,855
16 Argent Trust Co 0.08% of their portfolio NASHVILLE, TN 48,65048.6k $1.7m $1.7m 0.08% Added +11.9k +11,950
17 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 45,03045.0k $1.6m $1.6m 0.00% Added +2.2k +2,173
18 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 44,61544.6k $1.6m $1.6m 0.00% Added +215 +215
19 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.10% of their portfolio CEDAR RAPIDS, IA 34,75034.8k $1.2m $1.2m 0.10% Added +1.8k +1,800
20 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 25,09425.1k $900.0k $900.0k 0.02% Added +279 +279
21 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 24,51724.5k $879.7k $879.7k 0.00% Reduced -9.5k -9,545
22 RAYMOND JAMES TRUST N.A. 0.02% of their portfolio ST. PETERSBURG, FL 19,83019.8k $711.5k $711.5k 0.02% Added +12.2k +12,212
23 Frontier Asset Management, LLC 0.25% of their portfolio SHERIDAN, WY 19,24019.2k $690.3k $690.3k 0.25% Added +714 +714
24 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 18,64118.6k $668.8k $668.8k 0.01% Added +113 +113
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,97418.0k $644.9k $644.9k 0.00% New
26 Integrated Advisors Network LLC 0.03% of their portfolio DALLAS, TX 14,80714.8k $531.3k $531.3k 0.03% Added +252 +252
27 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 10,99211.0k $394.4k $394.4k 0.00% Unchanged
28 Heritage Trust Co 0.05% of their portfolio OKLAHOMA CITY, OK 10,18310.2k $365.4k $365.4k 0.05% Reduced -700 -700
29 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 6,9907.0k $250.8k $250.8k 0.00% Reduced -18.8k -18,815
30 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 6,2286.2k $223.5k $223.5k 0.02% Added +189 +189
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,7735.8k $207.1k $207.1k 0.00% Reduced -6.0k -5,977
32 Capital Advisors, Ltd. LLC 0.01% of their portfolio SHAKER HEIGHTS, OH 2,1002.1k $75.0k $75.0k 0.01% New
33 HARBOR INVESTMENT ADVISORY, LLC 0.01% of their portfolio LUTHERVILLE, MD 1,6301.6k $58.5k $58.5k 0.01% New
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 500500 $17.9k $17.9k 0.00% Reduced -108 -108
35 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 179179 $6.4k $6.4k 0.00% Unchanged
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 103103 $3.7k $3.7k 0.00% Unchanged
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9494 $3.4k $3.4k 0.00% Reduced -188 -188
38 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $33 $33 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged