UNIFIED SER TR MGMT
BALLAST SMLMD CP · ETP · CUSIP 90470L550
23
institutional holders
+1 vs Q1 2023
1.3m
shares reported held*
$44.6mreported value*
2 new
9 added
7 reduced
2 sold out
net bought ≈ $2.2m (+62.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.36.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 24 |
| Q4 2022 | 22 |
| Q1 2023 | 22 |
| Q2 2023 | 23 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 9 | 12 |
| Q1 2023 | 13 | 6 |
| Q2 2023 | 11 | 9 |
Biggest buyers
| STIFEL FINANCIAL CORP | Added | +87.8k |
| Lokken Investment Group LLC | Added | +40.7k |
| Steward Partners Investment Advisory, LLC | Added | +14.8k |
| Janney Montgomery Scott LLC | Added | +11.9k |
| Frontier Asset Management, LLC | Added | +8.5k |
| Strategic Blueprint, LLC | New | +8.1k |
| Resource Planning Group | Added | +6.3k |
| Weaver Consulting Group | Added | +4.7k |
| HighTower Advisors, LLC | Added | +3.2k |
| FMR LLC | New | +624 |
Biggest sellers
| Tidal Investments LLC | Reduced | -94.6k |
| Argent Trust Co | Reduced | -12.9k |
| Baird Financial Group, Inc. | Sold out | -11.2k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -1.8k |
| First City Capital Management, Inc. | Reduced | -1.4k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | Reduced | -750 |
| Cape Investment Advisory, Inc. | Reduced | -517 |
| RAYMOND JAMES & ASSOCIATES | Reduced | -438 |
| Advisory Services Network, LLC | Sold out | -90 |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| HighTower Advisors, LLC 0.02% of their portfolio | 314.3k $11.1m | Added +3.2k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 168.8k $6.0m | Added +87.8k |
| Lokken Investment Group LLC 2.65% of their portfolio | 115.0k $4.1m | Added +40.7k |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 82.6k $2.9m | First filing |
| Resource Planning Group 1.86% of their portfolio | 65.1k $2.3m | Added +6.3k |
| Steward Partners Investment Advisory, LLC 0.03% of their portfolio | 62.6k $2.2m | Added +14.8k |
| First City Capital Management, Inc. 1.25% of their portfolio | 59.8k $2.1m | Reduced -1.4k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 56.5k $2.0m | Reduced -1.8k |
| Weaver Consulting Group 0.88% of their portfolio | 56.1k $2.0m | Added +4.7k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 54.7k $1.9m | Reduced -438 |
| Tidal Investments LLC 0.05% of their portfolio | 51.2k $1.8m | Reduced -94.6k |
| Cape Investment Advisory, Inc. 0.80% of their portfolio | 40.4k $1.4m | Reduced -517 |
| Argent Trust Co 0.06% of their portfolio | 29.4k $1.0m | Reduced -12.9k |
| Frontier Asset Management, LLC 0.42% of their portfolio | 26.0k $917.8k | Added +8.5k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 25.2k $891.0k | Added +11.9k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio | 11.5k $406.6k | Reduced -750 |
| HB Wealth Management, LLC 0.01% of their portfolio | 10.8k $383.4k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio | 10.3k $365.0k | Added +82 |
| Sage Mountain Advisors LLC 0.05% of their portfolio | 10.3k $363.8k | Unchanged |
| Strategic Blueprint, LLC 0.03% of their portfolio | 8.1k $285.3k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 800 $28.3k | Unchanged |
| FMR LLC 0.00% of their portfolio | 624 $22.1k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |