Vault-13

UMPQUA HLDGS CORP UMPQ

COM · Common Stock · CUSIP 904214103

348 institutional holders +16 vs Q3 2022
189,402,504189.4m shares reported held*
$3.4bnreported value*
42 new 123 added 115 reduced 24 sold out net bought ≈ $124.2m (+7.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.85. Options: 3 managers hold calls ($997.3k notional), 3 hold puts ($437.3k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 332Q4 22: 348348Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022332
Q4 2022348

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ3 22 calls: $1.0mQ3 22 puts: $552.0kQ3 22P/C 0.54Q4 22 calls: $997.3kQ4 22 puts: $437.3kQ4 22P/C 0.44
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$552.0k0.54
Q4 2022$997.3k$437.3k0.44

Biggest buyers

MORGAN STANLEY Added +8,246,503+8.2m
Schonfeld Strategic Advisors LLC Added +1,511,712+1.5m
Gillson Capital LP New +1,366,986+1.4m
Qube Research & Technologies Ltd Added +1,246,078+1.2m
BlackRock Inc. Added +1,143,299+1.1m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +689,075+689.1k
NEXPOINT ASSET MANAGEMENT, L.P. Added +647,601+647.6k
JPMORGAN CHASE & CO Added +581,812+581.8k
NATIXIS Added +513,633+513.6k
RENAISSANCE TECHNOLOGIES LLC Added +507,400+507.4k

Biggest sellers

Versor Investments LP Reduced -3,208,123-3.2m
Boston Partners Sold out -1,633,322-1.6m
MACQUARIE GROUP LTD Reduced -1,268,039-1.3m
SEGALL BRYANT & HAMILL, LLC Reduced -1,066,434-1.1m
MILLENNIUM MANAGEMENT LLC Reduced -1,031,332-1.0m
Grantham, Mayo, Van Otterloo & Co. LLC Reduced -959,102-959.1k
GOLDMAN SACHS GROUP INC Reduced -698,459-698.5k
Squarepoint Ops LLC Reduced -604,113-604.1k
LSV ASSET MANAGEMENT Sold out -569,626-569.6k
Assenagon Asset Management S.A. Sold out -491,256-491.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $960.3k53.8k shares
SIMPLEX TRADING, LLC Reduced $37.0k2.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $371.3k20.8k shares
SIMPLEX TRADING, LLC Reduced $66.0k3.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 21,864,77521.9m $390.3m $390.3m 0.01% Added +390.7k +390,666
2 BlackRock Inc. 0.01% of their portfolio New York, NY 20,634,04320.6m $368.3m $368.3m 0.01% Added +1.1m +1,143,299
3 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.08% of their portfolio Boston, MA 13,487,89713.5m $240.8m $240.8m 0.08% Added +144.3k +144,295
4 MACQUARIE GROUP LTD 0.26% of their portfolio Sydney, NSW 2000, C3 12,367,14512.4m $220.8m $220.8m 0.26% Reduced -1.3m -1,268,039
5 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 9,960,08610.0m $177.8m $177.8m 0.02% Added +8.2m +8,246,503
6 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 8,924,7838.9m $159.3m $159.3m 0.01% Added +146.7k +146,676
7 DIMENSIONAL FUND ADVISORS LP 0.04% of their portfolio AUSTIN, TX 6,582,2136.6m $117.5m $117.5m 0.04% Added +152.5k +152,545
8 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 3,972,7024.0m $70.9m $70.9m 0.03% Reduced -5.0k -4,970
9 GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BOSTON, MA 3,666,3673.7m $65.4m $65.4m 0.01% Added +112.4k +112,392
10 NORGES BANK 0.01% of their portfolio OSLO, Q8 3,429,1163.4m $61.2m $61.2m 0.01% Added +124.9k +124,884
11 COOKE & BIELER LP 0.58% of their portfolio PHILADELPHIA, PA 3,323,8813.3m $59.3m $59.3m 0.58% Added +220 +220
12 PZENA INVESTMENT MANAGEMENT LLC 0.26% of their portfolio NEW YORK, NY 3,298,1803.3m $58.9m $58.9m 0.26% Reduced -152.2k -152,226
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 3,154,1313.2m $56.3m $56.3m 0.01% Added +121.5k +121,477
14 Fisher Asset Management, LLC 0.04% of their portfolio PLANO, TX 3,005,3073.0m $53.6m $53.6m 0.04% Reduced -58.9k -58,888
15 BARROW HANLEY MEWHINNEY & STRAUSS LLC 0.18% of their portfolio DALLAS, TX 2,641,5502.6m $47.2m $47.2m 0.18% Added +74.9k +74,925
16 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,625,8072.6m $46.9m $46.9m 0.01% Reduced -698.5k -698,459
17 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 2,371,3792.4m $42.3m $42.3m 0.01% Reduced -30.7k -30,675
18 NEXPOINT ASSET MANAGEMENT, L.P. 2.78% of their portfolio Dallas, TX 1,998,8592.0m $35.7m $35.7m 2.78% Added +647.6k +647,601
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.02% of their portfolio Toronto, A6 1,922,1521.9m $34.3m $34.3m 0.02% Added +288.6k +288,650
20 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 1,785,5001.8m $31.9m $31.9m 0.01% Unchanged
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,675,6801.7m $29.9m $29.9m 0.01% Reduced -64.4k -64,380
22 AMERICAN CENTURY COMPANIES INC 0.02% of their portfolio KANSAS CITY, MO 1,652,9531.7m $29.5m $29.5m 0.02% Added +369.7k +369,653
23 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,639,0751.6m $29.3m $29.3m 0.00% Reduced -116.9k -116,888
24 Schonfeld Strategic Advisors LLC 0.24% of their portfolio NEW YORK, NY 1,589,9021.6m $28.4m $28.4m 0.24% Added +1.5m +1,511,712
25 Qube Research & Technologies Ltd 0.16% of their portfolio LONDON, X0 1,522,5851.5m $27.2m $27.2m 0.16% Added +1.2m +1,246,078
26 SYSTEMATIC FINANCIAL MANAGEMENT LP 0.87% of their portfolio TEANECK, NJ 1,492,2211.5m $26.6m $26.6m 0.87% Reduced -48.2k -48,206
27 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.04% of their portfolio BOSTON, MA 1,451,9751.5m $25.9m $25.9m 0.04% Added +689.1k +689,075
28 Gillson Capital LP 1.85% of their portfolio CHICAGO, IL 1,366,9861.4m $24.4m $24.4m 1.85% New
29 Leeward Investments, LLC - MA 1.07% of their portfolio BOSTON, MA 1,349,2881.3m $24.1m $24.1m 1.07% Reduced -7.7k -7,670
30 SEGALL BRYANT & HAMILL, LLC 0.24% of their portfolio CHICAGO, IL 1,202,0881.2m $21.5m $21.5m 0.24% Reduced -1.1m -1,066,434
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,182,9341.2m $21.1m $21.1m 0.00% Added +581.8k +581,812
32 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 1,154,9561.2m $20.6m $20.6m 0.02% Reduced -1.0m -1,031,332
33 Grantham, Mayo, Van Otterloo & Co. LLC 0.10% of their portfolio Boston, MA 1,048,9111.0m $18.7m $18.7m 0.10% Reduced -959.1k -959,102
34 NATIXIS 0.11% of their portfolio PARIS, I0 1,027,2661.0m $18.3m $18.3m 0.11% Added +513.6k +513,633
35 Magnetar Financial LLC 0.30% of their portfolio EVANSTON, IL 1,004,3341.0m $17.9m $17.9m 0.30% Reduced -43.2k -43,179
36 AQR Arbitrage LLC 0.45% of their portfolio Greenwich, CT 989,958990.0k $17.6m $17.6m 0.45% Added +17.4k +17,447
37 AQR CAPITAL MANAGEMENT LLC 0.04% of their portfolio Greenwich, CT 987,417987.4k $17.6m $17.6m 0.04% Reduced -175.0k -175,002
38 Versor Investments LP 1.37% of their portfolio New York, NY 894,945894.9k $16.0m $16.0m 1.37% Reduced -3.2m -3,208,123
39 GLENMEDE TRUST CO NA 0.09% of their portfolio PHILADELPHIA, PA 885,978886.0k $15.8m $15.8m 0.09% Reduced -110.2k -110,207
40 Ergoteles LLC 0.56% of their portfolio NEW YORK, NY 856,138856.1k $15.3m $15.3m 0.56% Added +19.1k +19,057
41 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 851,183851.2k $15.2m $15.2m 0.01% Added +5.0k +4,965
42 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 813,570813.6k $14.5m $14.5m 0.00% Added +165.3k +165,332
43 GARDNER LEWIS ASSET MANAGEMENT L P 5.01% of their portfolio CHADDS FORD, PA 791,498791.5k $14.1m $14.1m 5.01% Added +93.0k +92,983
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 720,631720.6k $12.9m $12.9m 0.03% Reduced -67.0k -66,958
45 ZWJ INVESTMENT COUNSEL INC 0.72% of their portfolio Atlanta, GA 714,127714.1k $12.7m $12.7m 0.72% Added +14.3k +14,329
46 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 672,878672.9k $12.0m $12.0m 0.02% Added +507.4k +507,400
47 Hunter Perkins Capital Management, LLC 2.68% of their portfolio LOMBARD, IL 660,185660.2k $11.8m $11.8m 2.68% Reduced -257.6k -257,565
48 RHUMBLINE ADVISERS 0.02% of their portfolio BOSTON, MA 654,952655.0k $11.7m $11.7m 0.02% Added +31.0k +31,038
49 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 628,248628.2k $11.2m $11.2m 0.04% Added +385.9k +385,850
50 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 621,686621.7k $11.1m $11.1m 0.00% Added +167.1k +167,082
51 Legal & General Group Plc 0.00% of their portfolio London, X0 556,063556.1k $9.9m $9.9m 0.00% Added +6.2k +6,173
52 Crystalline Management Inc. 4.83% of their portfolio Montreal, Quebec, Z4 537,306537.3k $9.6m $9.6m 4.83% First filing
53 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 537,116537.1k $9.6m $9.6m 0.02% Reduced -27.5k -27,466
54 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 534,936534.9k $9.5m $9.5m 0.01% Reduced -10.2k -10,184
55 Swiss National Bank 0.01% of their portfolio ZURICH, V8 524,025524.0k $9.4m $9.4m 0.01% Added +9.3k +9,300
56 Candriam S.C.A. 0.06% of their portfolio STRASSEN, N4 522,191522.2k $9.3m $9.3m 0.06% Reduced -53.4k -53,380
57 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 510,551510.6k $9.1m $9.1m 0.00% Reduced -78.1k -78,116
58 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 506,345506.3k $9.0m $9.0m 0.01% Reduced -401.5k -401,548
59 HRT FINANCIAL LP 0.13% of their portfolio NEW YORK, NY 502,923502.9k $9.0m $9.0m 0.13% Added +296.7k +296,743
60 Gilman Hill Asset Management, LLC 1.80% of their portfolio NEW CANAAN, CT 492,916492.9k $8.8m $8.8m 1.80% Added +1.1k +1,075
61 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 420,813420.8k $7.5m $7.5m 0.01% Added +163.2k +163,170
62 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 412,500412.5k $7.4m $7.4m 0.02% Added +234.5k +234,500
63 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio WEST SACRAMENTO, CA 394,426394.4k $7.0m $7.0m 0.01% Added +3.0k +3,029
64 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 380,089380.1k $6.8m $6.8m 0.01% Reduced -49.2k -49,160
65 FIL Ltd 0.01% of their portfolio HAMILTON, D0 374,029374.0k $6.7m $6.7m 0.01% Added +72.6k +72,591
66 Dynamic Technology Lab Private Ltd 0.67% of their portfolio SINGAPORE, U0 373,761373.8k $6.7m $6.7m 0.67% New
67 CHARTWELL INVESTMENT PARTNERS, LLC 0.26% of their portfolio BERYWN, PA 368,880368.9k $6.6m $6.6m 0.26% Reduced -142.7k -142,668
68 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 368,256368.3k $6.6m $6.6m 0.00% Added +18.4k +18,397
69 Balyasny Asset Management L.P. 0.02% of their portfolio Chicago, IL 340,432340.4k $6.1m $6.1m 0.02% Reduced -115.1k -115,093
70 AMERICAN INTERNATIONAL GROUP, INC. 0.04% of their portfolio New York, NY 338,037338.0k $6.0m $6.0m 0.04% Reduced -4.5k -4,473
71 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 327,585327.6k $5.8m $5.8m 0.04% Reduced -604.1k -604,113
72 Foundry Partners, LLC 0.31% of their portfolio MINNEAPOLIS, MN 314,953315.0k $5.6m $5.6m 0.31% Added +32.3k +32,335
73 Brandywine Global Investment Management, LLC 0.04% of their portfolio PHILADELPHIA, PA 309,071309.1k $5.5m $5.5m 0.04% Added +81.5k +81,492
74 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 307,513307.5k $5.5m $5.5m 0.01% Added +26.5k +26,459
75 PRELUDE CAPITAL MANAGEMENT, LLC 0.34% of their portfolio NEW YORK, NY 306,997307.0k $5.5m $5.5m 0.34% Reduced -229.1k -229,124
76 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 306,966307.0k $5.5m $5.5m 0.01% Reduced -6.3k -6,304
77 RICE HALL JAMES & ASSOCIATES, LLC 0.31% of their portfolio San Diego, CA 304,860304.9k $5.4m $5.4m 0.31% Reduced -7.1k -7,083
78 Walleye Capital LLC 0.12% of their portfolio NEW YORK, NY 302,776302.8k $5.4m $5.4m 0.12% New
79 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 291,330291.3k $5.2m $5.2m 0.01% Reduced -300 -300
80 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 291,219291.2k $5.2m $5.2m 0.00% First filing
81 Retirement Systems of Alabama 0.02% of their portfolio MONTGOMERY, AL 286,083286.1k $5.1m $5.1m 0.02% Added +1.9k +1,924
82 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 284,572284.6k $5.1m $5.1m 0.00% Reduced -27.8k -27,757
83 Keeley-Teton Advisors, LLC 0.61% of their portfolio Chicago, IL 275,948275.9k $4.9m $4.9m 0.61% Added +1.7k +1,704
84 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 275,674275.7k $4.9m $4.9m 0.06% Added +16.5k +16,523
85 Cubist Systematic Strategies, LLC 0.04% of their portfolio STAMFORD, CT 272,461272.5k $4.9m $4.9m 0.04% Added +188.6k +188,620
86 BOOTHBAY FUND MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 272,345272.3k $4.9m $4.9m 0.15% Reduced -618 -618
87 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 271,594271.6k $4.8m $4.8m 0.01% Added +63.0k +62,958
88 NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio STOCKHOLM, V7 271,489271.5k $4.8m $4.8m 0.01% Reduced -1.8k -1,825
89 First Trust Capital Management L.P. 0.25% of their portfolio CHICAGO, IL 256,762256.8k $4.6m $4.6m 0.25% Added +42.4k +42,352
90 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.02% of their portfolio COLUMBUS, OH 253,177253.2k $4.5m $4.5m 0.02% Reduced -21.8k -21,774
91 TWINBEECH CAPITAL LP 0.08% of their portfolio PURCHASE, NY 247,548247.5k $4.4m $4.4m 0.08% New
92 TRILLIUM ASSET MANAGEMENT, LLC 0.12% of their portfolio BOSTON, MA 227,147227.1k $4.1m $4.1m 0.12% Reduced -10.9k -10,910
93 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 223,752223.8k $4.0m $4.0m 0.01% Added +56.8k +56,816
94 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 221,605221.6k $4.0m $4.0m 0.00% Reduced -251.9k -251,921
95 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 220,600220.6k $3.9m $3.9m 0.01% Unchanged
96 Kellner Capital, LLC 4.59% of their portfolio NEW YORK, NY 220,326220.3k $3.9m $3.9m 4.59% Added +80.9k +80,900
97 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 207,275207.3k $3.7m $3.7m 0.01% Reduced -34.0k -34,040
98 WOLVERINE ASSET MANAGEMENT LLC 0.06% of their portfolio CHICAGO, IL 205,452205.5k $3.7m $3.7m 0.06% Added +4.8k +4,801
99 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.03% of their portfolio HARRISBURG, PA 204,427204.4k $3.6m $3.6m 0.03% Added +28.4k +28,370
100 UBS Group AG 0.00% of their portfolio ZURICH, V8 192,621192.6k $3.4m $3.4m 0.00% Added +34.0k +33,961