Vault-13

ULTIMUS MANAGERS TR QTAC

Q3 ALL SEASON · ETP · CUSIP 90386K548

10 institutional holders -1 vs Q1 2026
2,402,8282.4m shares reported held*
$61.1mreported value*
3 new 4 added 3 reduced 4 sold out net sold ≈ $11.1m (-434.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.45.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

051015Q4 25: 7Q1 26: 11Q2 26: 1010Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q4 20257
Q1 202611
Q2 202610

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 26: 10 bought or addedQ1 26: 2 cut or sold outQ1 26Q2 26: 7 bought or addedQ2 26: 7 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 2026102
Q2 202677

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +85,286+85.3k
GTS SECURITIES LLC New +25,892+25.9k
Cetera Investment Advisers Added +11,900+11.9k
Secure Asset Management, LLC New +8,156+8.2k
AXXCESS WEALTH MANAGEMENT, LLC Added +7,071+7.1k
UBS Group AG New +2,210+2.2k
Discipline Wealth Solutions, LLC Added +383+383

Biggest sellers

Orion Porfolio Solutions, LLC Sold out -196,695-196.7k
Q3 Asset Management Reduced -145,637-145.6k
HARBOUR INVESTMENTS, INC. Reduced -141,422-141.4k
Encompass More Asset Management Reduced -52,889-52.9k
ENVESTNET ASSET MANAGEMENT INC Sold out -16,859-16.9k
JANE STREET GROUP, LLC Sold out -15,002-15.0k
CENTAURUS FINANCIAL, INC. Sold out -6,753-6.8k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Q3 Asset Management 3.95% of their portfolio BIRMINGHAM, MI 847,519847.5k $21.6m $21.6m 3.95% Reduced -145.6k -145,637
2 Encompass More Asset Management 2.50% of their portfolio Danville, CA 668,467668.5k $17.0m $17.0m 2.50% Reduced -52.9k -52,889
3 HARBOUR INVESTMENTS, INC. 0.21% of their portfolio MADISON, WI 600,798600.8k $15.3m $15.3m 0.21% Reduced -141.4k -141,422
4 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 160,268160.3k $4.1m $4.1m 0.00% Added +85.3k +85,286
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 44,24144.2k $1.1m $1.1m 0.00% Added +11.9k +11,900
6 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 25,89225.9k $658.8k $658.8k 0.01% New
7 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 25,88325.9k $658.6k $658.6k 0.01% Added +7.1k +7,071
8 Discipline Wealth Solutions, LLC 0.04% of their portfolio GREENVILLE, SC 19,39419.4k $493.5k $493.5k 0.04% Added +383 +383
9 Secure Asset Management, LLC 0.03% of their portfolio Troy, MI 8,1568.2k $207.5k $207.5k 0.03% New
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,2102.2k $56.2k $56.2k 0.00% New